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Investment adviser firms in California · Page 12

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: August 2026

MUNDOVAL CAPITAL MANAGEMENT, INC.CRD 132553 · LA JOLLA, CA
$91,931,822.00Regulatory AUM · August 2026
MUNIFI, LLCCRD 331613 · HERMOSA BEACH, CA
$197,892.00Regulatory AUM · August 2026
MURRAY FINANCIAL SERVICES, INCCRD 176528 · CHICO, CA
$134,039,352.00Regulatory AUM · August 2026
MUSE CAPITAL MANAGEMENT LLCCRD 304463 · SANTA MONICA, CA
$106,983,502.00Regulatory AUM · August 2026
MW INVESTMENT STRATEGYCRD 118433 · EL DORADO HILLS, CA
$42,798,325.00Regulatory AUM · August 2026
MY ADVISORS US LLCCRD 343090 · TUSTIN, CA
Not availableRegulatory AUM · August 2026
MY PORTFOLIO GUIDE, LLCCRD 153188 · SEAL BEACH, CA
$200,987,737.00Regulatory AUM · August 2026
NASSAU CORAMERICA LLCCRD 334332 · EL SEGUNDO, CA
$3,220,499,546.00Regulatory AUM · August 2026
NATURAL BRIDGES FINANCIAL ADVISORS LLCCRD 148056 · SANTA CRUZ, CA
$155,788,020.00Regulatory AUM · August 2026
NAUTILUS ADVISORS LLCCRD 154169 · LA JOLLA, CA
$304,291,789.00Regulatory AUM · August 2026
NAVALIGN, LLCCRD 119919 · ENCINO, CA
$731,940,293.00Regulatory AUM · August 2026
NAVIGATION GROUP LLCCRD 130982 · REDWOOD SHORES, CA
$1,012,040,689.00Regulatory AUM · August 2026
NAVIGOE, LLCCRD 168716 · REDONDO BEACH, CA
$407,752,816.00Regulatory AUM · August 2026
NDWM LLCCRD 151284 · LA JOLLA, CA
$176,299,070.00Regulatory AUM · August 2026
NEA MANAGEMENT COMPANY, LLCCRD 161004 · MENLO PARK, CA
$35,582,968,154.00Regulatory AUM · August 2026
NECTARINE FINANCIAL, INC.CRD 327155 · SAN DIEGO, CA
Not availableRegulatory AUM · August 2026
NELSON CAPITAL MANAGEMENT, LLCCRD 129776 · MENLO PARK, CA
$810,783,772.00Regulatory AUM · August 2026
NEOS PARTNERS, LPCRD 323847 · SAN DIEGO, CA
$3,773,024,352.00Regulatory AUM · August 2026
NEST EGG ETFS, LLCCRD 332971 · DOWNEY, CA
$517,315,000.00Regulatory AUM · August 2026
NEUMANN CAPITAL MANAGEMENT, LLCCRD 112182 · FOSTER CITY, CA
$630,287,808.00Regulatory AUM · August 2026
NEUMEIER POMA INVESTMENT COUNSEL LLCCRD 110672 · CARMEL, CA
$1,374,910,482.00Regulatory AUM · August 2026
NEW FORESTS INC.CRD 165267 · SAN FRANCISCO, CA
$981,851,617.00Regulatory AUM · August 2026
NEW INSIGHT WEALTH ADVISORSCRD 318083 · SAN RAMON, CA
$396,853,806.00Regulatory AUM · August 2026
NEWBURY CAPITAL MANAGEMENT, LLCCRD 148516 · SOUTH PASADENA, CA
$154,149,210.00Regulatory AUM · August 2026
NEWFRONT RETIREMENT SERVICES, INC.CRD 167641 · SAN MATEO, CA
$1,038,896,040.00Regulatory AUM · August 2026
NEWPORT ASIA LLCCRD 118682 · SAN FRANCISCO, CA
$120,069,629.00Regulatory AUM · August 2026
NEWPORT WEALTH ADVISORS, INC.CRD 137159 · NEWPORT BEACH, CA
$262,570,000.00Regulatory AUM · August 2026
NEWRETIREMENT ADVISORS, LLCCRD 294881 · MILL VALLEY, CA
Not availableRegulatory AUM · August 2026
NEWVIEW CAPITAL MANAGEMENT, LLCCRD 298161 · BURLINGAME, CA
$3,859,337,297.00Regulatory AUM · August 2026
NEXA EQUITY LLCCRD 317201 · SAN FRANCISCO, CA
$1,098,982,597.00Regulatory AUM · August 2026
NEXT HORIZON CAPITAL, LPCRD 321649 · SAN FRANCISCO, CA
$505,833,411.00Regulatory AUM · August 2026
NEXT LEGACY MANAGEMENT, LLCCRD 156640 · PORTOLA VALLEY, CA
$4,410,438,207.00Regulatory AUM · August 2026
NEXUS CAPITAL MANAGEMENT LPCRD 168618 · LOS ANGELES, CA
$5,133,744,572.00Regulatory AUM · August 2026
NEXXUS HOLDINGS ADVISORS LLCCRD 166884 · SANTA BARBARA, CA
$246,222,556.00Regulatory AUM · August 2026
NICHOLAS INVESTMENT PARTNERS, L.P.CRD 140159 · SAN DIEGO, CA
$1,450,892,122.00Regulatory AUM · August 2026
NIM WEALTH SOLUTIONS INC.CRD 334754 · SAN JOSE, CA
$116,755,871.00Regulatory AUM · August 2026
NINEPOINTTWO CAPITAL LLCCRD 297270 · LOS ANGELES, CA
$314,765,322.00Regulatory AUM · August 2026
NIPUN CAPITAL, L.P.CRD 159752 · FOSTER CITY, CA
$2,026,716,101.00Regulatory AUM · August 2026
NO STREET GP LPCRD 299240 · SAN FRANCISCO, CA
$2,510,248,676.00Regulatory AUM · August 2026
NOBLE WEALTH MANAGEMENT, INC.CRD 169963 · NEWPORT BEACH, CA
$223,430,862.00Regulatory AUM · August 2026
NOLAN MANAGEMENT LLCCRD 312637 · HERMOSA BEACH, CA
$450,364,715.00Regulatory AUM · August 2026
NORTH BAY WEALTH MANAGEMENTCRD 285523 · PETALUMA, CA
$107,342,382.00Regulatory AUM · August 2026
NORTH BERKELEY WEALTH MANAGEMENT, LLCCRD 136431 · BERKELEY, CA
$829,754,046.00Regulatory AUM · August 2026
NORTH PIER FIDUCIARY MANAGEMENT, LLCCRD 148128 · MARINA DEL REY, CA
$1,276,472,248.00Regulatory AUM · August 2026
NORTH REEF CAPITAL MANAGEMENT LPCRD 311056 · LAGUNA BEACH, CA
$4,141,234,742.00Regulatory AUM · August 2026
NORTHGATE CAPITAL, L.P.CRD 140214 · DANVILLE, CA
$2,929,899,129.00Regulatory AUM · August 2026
NORTHSTAR INVESTMENT ADVISORY LLCCRD 315965 · WEST HOLLYWOOD, CA
Not availableRegulatory AUM · August 2026
NOVAWAVE CAPITAL LLCCRD 333205 · MENLO PARK, CA
$90,000,000.00Regulatory AUM · August 2026
NRI WEALTH MANAGEMENT, LLCCRD 162234 · SANTA CLARA, CA
$309,842,768.00Regulatory AUM · August 2026
NUMERAI GP LLCCRD 282851 · SAN FRANCISCO, CA
$1,903,690,264.00Regulatory AUM · August 2026
NWF ADVISORY SERVICES INCCRD 110410 · LOS ANGELES, CA
$6,426,161,220.00Regulatory AUM · August 2026
NWK GROUP, INC.CRD 124186 · SAN FRANCISCO, CA
$485,294,706.00Regulatory AUM · August 2026
NWM ADVISORS, LLCCRD 283714 · SAN LUIS OBISPO, CA
$329,057,624.00Regulatory AUM · August 2026
O'BOYLE WEALTH MANAGEMENT, INC.CRD 292849 · BEVERLY HILLS, CA
$443,932,960.00Regulatory AUM · August 2026
O'BRIEN INVESTMENT MANAGEMENT, LLCCRD 284057 · TORRANCE, CA
$254,332,886.00Regulatory AUM · August 2026
O'CONNOR WEALTH MANAGEMENT, INC.CRD 152316 · MONROVIA, CA
$179,112,814.00Regulatory AUM · August 2026
O'DONNELL FINANCIAL SERVICES, LLCCRD 172520 · SAN RAFAEL, CA
$427,050,449.00Regulatory AUM · August 2026
O'NEIL GLOBAL ADVISORS, INC.CRD 308150 · LOS ANGELES, CA
$401,920,000.00Regulatory AUM · August 2026
OAK ASSET MANAGEMENT, LLCCRD 287856 · WESTLAKE VILLAGE, CA
$413,780,114.00Regulatory AUM · August 2026
OAKHURST ADVISORS, LLCCRD 282057 · LOS ANGELES, CA
$1,249,445,239.00Regulatory AUM · August 2026
OAKMONT CORPORATIONCRD 112337 · LOS ANGELES, CA
$2,217,465,327.00Regulatory AUM · August 2026
OAKTREE CAPITAL MANAGEMENT, L.P.CRD 106793 · LOS ANGELES, CA
$183,286,850,212.00Regulatory AUM · August 2026
OAKTREE FUND ADVISORS, LLCCRD 290193 · LOS ANGELES, CA
$14,102,172,484.00Regulatory AUM · August 2026
OCCIDENTAL ASSET MANAGEMENT, LLCCRD 168650 · BURLINGAME, CA
$1,071,771,428.00Regulatory AUM · August 2026
OCEAN AVENUE CAPITAL PARTNERS, L.P.CRD 160122 · SANTA MONICA, CA
$1,964,227,217.00Regulatory AUM · August 2026
OCEAN PARK ASSET MANAGEMENT, LLCCRD 145634 · SANTA MONICA, CA
$3,935,467,285.00Regulatory AUM · August 2026
OCEAN PATH ADVISORS, LLCCRD 338933 · MANHATTAN BEACH, CA
$559,523,253.00Regulatory AUM · August 2026
OCEANIQ CAPITAL, LLCCRD 168062 · PALO ALTO, CA
$334,170,960.00Regulatory AUM · August 2026
OCTAHEDRON CAPITAL MANAGEMENT, L.P.CRD 309209 · BURLINGAME, CA
$594,220,808.00Regulatory AUM · August 2026
ODER INVESTMENT MANAGEMENT, LLCCRD 134506 · WOODLAND HILLS, CA
$366,692,790.00Regulatory AUM · August 2026
OGBORNE CAPITAL MANAGEMENT, LLC.CRD 165833 · SAN FRANCISCO, CA
$410,008,801.00Regulatory AUM · August 2026
OHANA ADVISORS MANAGEMENT, LLCCRD 158515 · SAN RAFAEL, CA
$2,778,546,190.00Regulatory AUM · August 2026
OLD WEST INVESTMENT MANAGEMENT, LLCCRD 148343 · LOS ANGELES, CA
$915,678,156.00Regulatory AUM · August 2026
OLIVE STREET CAPITAL PARTNERS LLCCRD 300115 · LOS ANGELES, CA
$165,329,411.00Regulatory AUM · August 2026
OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLCCRD 289384 · PALO ALTO, CA
$1,103,958,958.00Regulatory AUM · August 2026
OLIVEIRA WEALTH, LLCCRD 315326 · MODESTO, CA
$332,398,890.00Regulatory AUM · August 2026
OMEGA FINANCIAL GROUP, LLCCRD 164147 · SANTA BARBARA, CA
$552,413,654.00Regulatory AUM · August 2026
OMNICAP GROUP LLCCRD 133387 · EL SEGUNDO, CA
$6,508,395,000.00Regulatory AUM · August 2026
ONE CAPITAL MANAGEMENT, LLCCRD 114861 · WESTLAKE VILLAGE, CA
$8,525,961,547.00Regulatory AUM · August 2026
ONE DEGREE ADVISORS, INC.CRD 170392 · SAN DIEGO, CA
$489,021,251.00Regulatory AUM · August 2026
ONE FIN CAPITAL MANAGEMENT LPCRD 283490 · SAN FRANCISCO, CA
$830,571,358.00Regulatory AUM · August 2026
ONE WEALTH ADVISORS, LLCCRD 170910 · SAN FRANCISCO, CA
$1,252,463,357.00Regulatory AUM · August 2026
ONEPRIME CAPITAL LLCCRD 299697 · PALO ALTO, CA
$892,258,770.00Regulatory AUM · August 2026
ONWARD ADVISORS LLCCRD 316214 · PASADENA, CA
Not availableRegulatory AUM · August 2026
OPEN DOOR INVESTMENT MANAGEMENT LTD.CRD 159123 · SAN FRANCISCO, CA
$183,384,087.00Regulatory AUM · August 2026
OPES WEALTH MANAGEMENT, LLCCRD 299704 · MENLO PARK, CA
$822,283,010.00Regulatory AUM · August 2026
OPTIMIZE FINANCIAL INC.CRD 315963 · IRVINE, CA
$221,735,704.00Regulatory AUM · August 2026
OPTIVEST, INC.CRD 137070 · SAN JUAN CAPISTRANO, CA
$319,437,498.00Regulatory AUM · August 2026
OPUS PRIVATE WEALTH GROUP, LLCCRD 171317 · ORANGE, CA
$127,983,745.00Regulatory AUM · August 2026
ORBIS INVESTMENT MANAGEMENT (U.S.), L.P.CRD 158511 · SAN FRANCISCO, CA
$405,417,417.00Regulatory AUM · August 2026
ORCHARD CITY WEALTH MANAGEMENT, LLCCRD 292274 · LOS GATOS, CA
$116,119,975.00Regulatory AUM · August 2026
ORIN GREEN FINANCIAL, LLCCRD 285670 · SAN DIEGO, CA
$528,799,870.00Regulatory AUM · August 2026
ORION CAPITAL MANAGEMENT LLCCRD 119428 · CORONADO, CA
$370,918,114.00Regulatory AUM · August 2026
ORION PARTNERS, LLCCRD 342113 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
ORRELL CAPITAL MANAGMENT, INC.CRD 112487 · LIVERMORE, CA
$238,933,634.00Regulatory AUM · August 2026
ORSO PARTNERS, LPCRD 304196 · SOUTH SAN FRANCISCO, CA
$387,457,490.00Regulatory AUM · August 2026
OSBORNE PARTNERS CAPITAL MANAGEMENT LLCCRD 108100 · SAN FRANCISCO, CA
$2,651,267,552.00Regulatory AUM · August 2026
OSTERWEIS CAPITAL MANAGEMENT INCCRD 105421 · SAN FRANCISCO, CA
$439,351,047.00Regulatory AUM · August 2026
OSTERWEIS CAPITAL MANAGEMENT LLCCRD 109580 · SAN FRANCISCO, CA
$7,498,003,709.00Regulatory AUM · August 2026
OSTROFE FINANCIAL CONSULTANTS INCCRD 110064 · GRASS VALLEY, CA
$386,448,000.00Regulatory AUM · August 2026