EXPLORE THE DIRECTORY

Investment adviser firms in California · Page 11

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: August 2026

LOS ANGELES CAPITAL MANAGEMENT LLCCRD 119033 · LOS ANGELES, CA
$40,575,576,974.00Regulatory AUM · August 2026
LUCAS GROUP FINANCIAL PLANNERS, INC.CRD 130163 · SACRAMENTO, CA
$456,454,693.00Regulatory AUM · August 2026
LUMINATE CAPITAL MANAGEMENT, INC.CRD 269873 · SAN FRANCISCO, CA
$3,818,680,175.00Regulatory AUM · August 2026
LUNA CAPITAL MANAGEMENT, LLCCRD 307687 · BURLINGAME, CA
$116,430,229.00Regulatory AUM · August 2026
LWM ADVISORS INCCRD 146620 · EL DORADO HILLS, CA
$172,213,327.00Regulatory AUM · August 2026
LYELL WEALTH MANAGEMENT LPCRD 283521 · MENLO PARK, CA
$1,647,084,758.00Regulatory AUM · August 2026
LYLE, ALLAN GLENCRD 10603 · SAN RAFAEL, CA
$221,189,432.00Regulatory AUM · August 2026
LYNCH FINANCIAL ADVISORS, INCCRD 342560 · ROSEVILLE, CA
$108,552,000.00Regulatory AUM · August 2026
M WEALTH MANAGEMENT, LLCCRD 281532 · SAN DIEGO, CA
$177,562,651.00Regulatory AUM · August 2026
M2 FINANCIAL LLCCRD 288829 · VALENCIA, CA
$157,995,972.00Regulatory AUM · August 2026
M37 MANAGEMENT LPCRD 332714 · MENLO PARK, CA
$656,374,611.00Regulatory AUM · August 2026
M83 INVESTMENT GROUP, LLCCRD 332416 · CALABASAS, CA
$191,025,723.00Regulatory AUM · August 2026
MA PRIVATE WEALTH, LLCCRD 291366 · SAN CARLOS, CA
$686,012,252.00Regulatory AUM · August 2026
MACLEAN CAPITAL ADVISORS, LLCCRD 156978 · INDIAN WELLS, CA
$222,096,364.00Regulatory AUM · August 2026
MACRO QUANT PRIVATE WEALTH, LLCCRD 341042 · TORRANCE, CA
Not availableRegulatory AUM · August 2026
MADISON AVENUE SECURITIES, LLCCRD 23224 · SAN DIEGO, CA
$2,019,427,633.00Regulatory AUM · August 2026
MADRID FINANCIAL SERVICES, INC.CRD 172464 · MANHATTAN BEACH, CA
$184,242,890.00Regulatory AUM · August 2026
MADRONE INVESTMENT ADVISORY, LLCCRD 149549 · SAN RAFAEL, CA
$254,318,050.00Regulatory AUM · August 2026
MADSON WEALTH ADVISORS INC.CRD 338608 · SANTA ROSA, CA
$208,732,967.00Regulatory AUM · August 2026
MAIN MANAGEMENT ETF ADVISORS, LLCCRD 288558 · SAN FRANCISCO, CA
$2,815,857,527.00Regulatory AUM · August 2026
MAIN MANAGEMENT FUND ADVISORS, LLCCRD 281689 · SAN FRANCISCO, CA
$1,011,255,965.00Regulatory AUM · August 2026
MAIN MANAGEMENT, LLCCRD 120361 · SAN FRANCISCO, CA
$1,904,324,653.00Regulatory AUM · August 2026
MAIN POST PARTNERS, L.P.CRD 172703 · SAN FRANCISCO, CA
$3,472,075,282.00Regulatory AUM · August 2026
MAINSTREAM CAPITAL MANAGEMENT LLCCRD 297145 · LOS ANGELES, CA
$223,980,722.00Regulatory AUM · August 2026
MAKENA CAPITAL MANAGEMENT, LLCCRD 156855 · MENLO PARK, CA
$24,276,709,692.00Regulatory AUM · August 2026
MALAGA COVE CAPITAL, LLCCRD 146959 · PALOS VERDES ESTATES, CA
$310,929,712.00Regulatory AUM · August 2026
MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLCCRD 110152 · SAN RAMON, CA
$2,263,378,626.00Regulatory AUM · August 2026
MANCHESTER FINANCIAL INCCRD 106071 · WESTLAKE VILLAGE, CA
$1,046,223,900.00Regulatory AUM · August 2026
MANHATTAN WEST ASSET MANAGEMENT, LLCCRD 283630 · LOS ANGELES, CA
$1,163,735,315.00Regulatory AUM · August 2026
MAR VISTA INVESTMENT PARTNERS, LLCCRD 144906 · LOS ANGELES, CA
$1,121,405,368.00Regulatory AUM · August 2026
MAREST CAPITAL, LLCCRD 315958 · ENCINO, CA
$239,789,880.00Regulatory AUM · August 2026
MARIN BAY WEALTH ADVISORS, LLCCRD 289184 · SAN ANSELMO, CA
$375,612,068.00Regulatory AUM · August 2026
MARIN CAPITAL MANAGEMENT, LLCCRD 136075 · NOVATO, CA
$170,782,711.00Regulatory AUM · August 2026
MARIN WEALTH ADVISORS LLCCRD 123237 · SAN RAFAEL, CA
$76,133,785.00Regulatory AUM · August 2026
MARK GILLAM ENTERPRISESCRD 108632 · FAIR OAKS, CA
$210,312,142.00Regulatory AUM · August 2026
MARLIN MANAGEMENT COMPANY, LLCCRD 160672 · HERMOSA BEACH, CA
$9,021,207,277.00Regulatory AUM · August 2026
MARRICK WEALTH, LLCCRD 164758 · IRVINE, CA
$215,567,832.00Regulatory AUM · August 2026
MARTIN ADVISORS LLCCRD 342180 · VALENCIA, CA
Not availableRegulatory AUM · August 2026
MASON & ASSOCIATES, INC.CRD 141303 · LOS ANGELES, CA
$828,735,152.00Regulatory AUM · August 2026
MATRIX PLANNING INCCRD 110812 · SANTA MONICA, CA
$121,375,926.00Regulatory AUM · August 2026
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLCCRD 106054 · SAN FRANCISCO, CA
$6,634,291,608.00Regulatory AUM · August 2026
MAVEN EQUITY PARTNERS, LLCCRD 304461 · LARKSPUR, CA
$250,289,785.00Regulatory AUM · August 2026
MAYA ADVISORS, INC.CRD 144325 · PALO ALTO, CA
$138,238,863.00Regulatory AUM · August 2026
MAYFIELD ADVISORS, INC.CRD 144072 · PALO ALTO, CA
$143,464,721.00Regulatory AUM · August 2026
MAZE INVESTMENTS, LLCCRD 153913 · LOS ANGELES, CA
$45,749,000.00Regulatory AUM · August 2026
MCCARTHY ASSET MANAGEMENT, INC.CRD 118285 · REDWOOD SHORES, CA
$422,403,865.00Regulatory AUM · August 2026
MCDONALD CAPITAL INVESTORS INCCRD 105562 · ORINDA, CA
$1,857,431,822.00Regulatory AUM · August 2026
MCM ADVISERS, LPCRD 110656 · ORINDA, CA
$118,411,793.00Regulatory AUM · August 2026
MCMORGAN & COMPANY LLCCRD 115060 · SAN FRANCISCO, CA
$7,609,155,605.00Regulatory AUM · August 2026
MCNAUGHTON WEALTH MANAGEMENT, LLCCRD 300330 · SAN DIEGO, CA
$291,623,458.00Regulatory AUM · August 2026
MCT ENTERTAINMENT ADVISORS LLCCRD 328135 · WEST HOLLYWOOD, CA
$154,005,499.00Regulatory AUM · August 2026
MEANINGFUL PARTNERS LLCCRD 306169 · EL SEGUNDO, CA
$615,215,704.00Regulatory AUM · August 2026
MEASURED RISK PORTFOLIOS, INC.CRD 141422 · SAN DIEGO, CA
$597,205,588.00Regulatory AUM · August 2026
MEDICI CAPITAL LLCCRD 308394 · NEWPORT BEACH, CA
$215,842,119.00Regulatory AUM · August 2026
MEDINA VALUE PARTNERS, LLCCRD 155192 · LOS ANGELES, CA
$717,193,842.00Regulatory AUM · August 2026
MEDLEY PARTNERS MANAGEMENT LLCCRD 289836 · SAN FRANCISCO, CA
$6,963,380,075.00Regulatory AUM · August 2026
MEKETA FIDUCIARY MANAGEMENT, LLCCRD 323605 · CARLSBAD, CA
$20,144,000,000.00Regulatory AUM · August 2026
MENLO ADVISORS LLCCRD 122721 · MENLO PARK, CA
$369,717,504.00Regulatory AUM · August 2026
MENLO EQUITIES V LLCCRD 162139 · MENLO PARK, CA
$4,694,941,710.00Regulatory AUM · August 2026
MERCURY ADVISORY, LLCCRD 308960 · SAN FRANCISCO, CA
$17,939,211,643.00Regulatory AUM · August 2026
MERITAGE GROUP LPCRD 142622 · SAN FRANCISCO, CA
$14,093,814,844.00Regulatory AUM · August 2026
MERITAS WEALTH MANAGEMENT, LLCCRD 148565 · SAN RAFAEL, CA
$618,946,502.00Regulatory AUM · August 2026
MERK INVESTMENTS LLCCRD 112305 · PALO ALTO, CA
$3,712,185,193.00Regulatory AUM · August 2026
MERRITHEW & THORSTEN, INC.CRD 133563 · SAN DIEGO, CA
$155,000,174.00Regulatory AUM · August 2026
MERRITT POINT PARTNERS LLCCRD 298680 · OAKLAND, CA
$636,104,895.00Regulatory AUM · August 2026
MESA WEST CAPITAL, LLCCRD 158959 · LOS ANGELES, CA
$8,696,225,676.00Regulatory AUM · August 2026
MESON QUANTITATIVE MANAGEMENT LLCCRD 332226 · SAN FRANCISCO, CA
$1,088,540,347.00Regulatory AUM · August 2026
METIS GLOBAL PARTNERS, LLCCRD 167276 · SAN DIEGO, CA
$5,668,863,355.00Regulatory AUM · August 2026
METROPOLITAN WEST ASSET MANAGEMENT LLCCRD 104571 · LOS ANGELES, CA
$78,524,815,779.00Regulatory AUM · August 2026
METZLER-PAYDEN, LLCCRD 108870 · LOS ANGELES, CA
$1,264,589,316.00Regulatory AUM · August 2026
MFA WEALTH SERVICESCRD 169013 · THOUSAND OAKS, CA
$309,972,977.00Regulatory AUM · August 2026
MH & ASSOCIATES SECURITIES MANAGEMENT CORPCRD 110516 · CARLSBAD, CA
$150,527,167.00Regulatory AUM · August 2026
MIG CAPITAL, LLCCRD 160782 · NEWPORT BEACH, CA
$589,549,983.00Regulatory AUM · August 2026
MILE WEALTH MANAGEMENT LLCCRD 288519 · IRVINE, CA
$120,121,620.00Regulatory AUM · August 2026
MILLENNIUM INVESTMENT SERVICESCRD 108744 · VAN NUYS, CA
$153,901,158.00Regulatory AUM · August 2026
MILLER AVENUE ADVISORS LLCCRD 313523 · MILL VALLEY, CA
$281,245,132.00Regulatory AUM · August 2026
MILLER FINANCIAL SERVICES, INC.CRD 339220 · SAN JUAN CAPISTRANO, CA
$127,000,000.00Regulatory AUM · August 2026
MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLCCRD 118319 · CAMPBELL, CA
$338,062,502.00Regulatory AUM · August 2026
MIRADOR CAPITAL PARTNERS, LPCRD 173764 · PLEASANTON, CA
$1,008,325,229.00Regulatory AUM · August 2026
MIRAMONTES CAPITAL, LLCCRD 264786 · NEWPORT BEACH, CA
$396,941,009.00Regulatory AUM · August 2026
MISSION CREEK CAPITAL PARTNERS, INC.CRD 151514 · SAN FRANCISCO, CA
$741,641,312.00Regulatory AUM · August 2026
MISSION HILLS FINANCIAL ADVISORY LLCCRD 328516 · SAN DIEGO, CA
$274,126,360.00Regulatory AUM · August 2026
MISSION WEALTH MANAGEMENT, LPCRD 113057 · SANTA BARBARA, CA
$17,001,545,425.00Regulatory AUM · August 2026
MKT ADVISORS LLCCRD 163833 · CARLSBAD, CA
$463,745,899.00Regulatory AUM · August 2026
MOMENT PARTNERS, LLCCRD 332691 · SAN FRANCISCO, CA
$1,188,512,591.00Regulatory AUM · August 2026
MONARCH PLAN ADVISORSCRD 286612 · SIMI VALLEY, CA
$792,570,644.00Regulatory AUM · August 2026
MONARCH WEALTH STRATEGIESCRD 136029 · SANTA BARBARA, CA
$463,476,338.00Regulatory AUM · August 2026
MONOGRAM CAPITAL MANAGEMENT, L.P.CRD 290197 · BEVERLY HILLS, CA
$1,788,346,273.00Regulatory AUM · August 2026
MONOGRAPH WEALTH ADVISORS, LLCCRD 173949 · MANHATTAN BEACH, CA
$3,247,943,717.00Regulatory AUM · August 2026
MONTCALM TCR LLCCRD 164521 · SAN FRANCISCO, CA
$237,542,520.00Regulatory AUM · August 2026
MORK CAPITAL MANAGEMENT, LLCCRD 136154 · HEALDSBURG, CA
$157,414,192.00Regulatory AUM · August 2026
MORLING FINANCIAL ADVISORS, LLCCRD 111819 · FREMONT, CA
$1,047,057,507.00Regulatory AUM · August 2026
MORTON CAPITAL MANAGEMENT, LLCCRD 141250 · CALABASAS, CA
$3,465,652,532.00Regulatory AUM · August 2026
MOSLEY WEALTH MANAGEMENT, INC.CRD 318592 · ANAHEIM, CA
$279,450,769.00Regulatory AUM · August 2026
MOSTT INC.CRD 332063 · SHERMAN OAKS, CA
$254,054.00Regulatory AUM · August 2026
MOUNT TAMALPAIS ASSET MANAGEMENT, LLCCRD 301017 · LARKSPUR, CA
$262,510,224.00Regulatory AUM · August 2026
MOZAIC, LLCCRD 145777 · BEVERLY HILLS, CA
$3,644,339,186.00Regulatory AUM · August 2026
MPWA, INC.CRD 148484 · BAKERSFIELD, CA
$140,785,000.00Regulatory AUM · August 2026
MRAZ, AMERINE & ASSOCIATES, INC.CRD 158338 · MODESTO, CA
$917,491,815.00Regulatory AUM · August 2026
MSA ADVISORS, LLCCRD 305170 · SANTA MONICA, CA
$9,647,018,829.00Regulatory AUM · August 2026