Investment adviser firms in California · Page 10
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
1,874 firms · Source months shown: August 2026
- K2 FINANCIAL INC.CRD 300913 · GLENDORA, CA$191,647,642.00Regulatory AUM · August 2026
- KACHKOVSKY & FISHER, INC.CRD 117811 · SAN DIEGO, CA$305,078,255.00Regulatory AUM · August 2026
- KAHN ASSET MANAGEMENT, INCCRD 342960 · LOS ANGELES, CANot availableRegulatory AUM · August 2026
- KAILAI ADVISERS LTD.CRD 161692 · LOS ANGELES, CA$57,779,436.00Regulatory AUM · August 2026
- KAIROS INVESTMENT MANAGEMENT COMPANY, LLCCRD 161321 · IRVINE, CA$897,240,576.00Regulatory AUM · August 2026
- KAIYO WEALTH LLCCRD 316431 · SAN DIEGO, CA$240,126,229.00Regulatory AUM · August 2026
- KAIZEN FINANCIAL STRATEGIES, LLCCRD 298248 · PLEASANTON, CA$287,108,827.00Regulatory AUM · August 2026
- KANANI ADVISORY GROUP INC.CRD 288314 · IRVINE, CA$288,157,525.00Regulatory AUM · August 2026
- KANE INVESTMENT MANAGEMENT, INC.CRD 127337 · LOS GATOS, CA$240,524,560.00Regulatory AUM · August 2026
- KARL KAPITAL LLCCRD 333558 · SAN FRANCISCO, CA$268,357,000.00Regulatory AUM · August 2026
- KARMEL CAPITAL MANAGEMENT LLCCRD 307701 · SOLANA BEACH, CA$636,114,533.00Regulatory AUM · August 2026
- KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCCRD 104599 · LOS ANGELES, CA$39,356,570,820.00Regulatory AUM · August 2026
- KB FINANCIAL ADVISORS LLCCRD 134374 · SAN FRANCISCO, CA$115,482,021.00Regulatory AUM · August 2026
- KBS CAPITAL ADVISORS, LLCCRD 166213 · NEWPORT BEACH, CA$1,701,536,181.00Regulatory AUM · August 2026
- KBS REALTY ADVISORS, LLCCRD 119662 · NEWPORT BEACH, CA$2,724,994,407.00Regulatory AUM · August 2026
- KCM INVESTMENT ADVISORS, LLCCRD 109629 · GREENBRAE, CA$6,018,305,492.00Regulatory AUM · August 2026
- KEENAN CAPITAL, LLCCRD 167390 · BURLINGAME, CA$687,596,707.00Regulatory AUM · August 2026
- KEITH HAMILTON, INC.CRD 155865 · LA JOLLA, CA$188,893,099.00Regulatory AUM · August 2026
- KELSEY FINANCIAL, LLCCRD 314950 · MOORPARK, CA$176,190,130.00Regulatory AUM · August 2026
- KENSINGTON INVESTMENT COUNSEL, LLCCRD 108012 · LONG BEACH, CA$310,195,669.00Regulatory AUM · August 2026
- KERA CAPITAL PARTNERS, INC.CRD 312875 · SAN JOSE, CA$1,364,403,650.00Regulatory AUM · August 2026
- KERR FINANCIAL PLANNING CORPORATIONCRD 277142 · FRESNO, CA$131,030,044.00Regulatory AUM · August 2026
- KERUX, LLCCRD 327724 · GRANITE BAY, CA$428,000,000.00Regulatory AUM · August 2026
- KESTREL INVESTMENT MANAGEMENT CORPCRD 106789 · SAN MATEO, CA$179,964,874.00Regulatory AUM · August 2026
- KETRON FINANCIAL LLCCRD 330807 · NOVATO, CA$383,952,306.00Regulatory AUM · August 2026
- KEYSTONE WEALTH SERVICES, LLCCRD 301924 · PALM DESERT, CA$860,654,038.00Regulatory AUM · August 2026
- KINETIC INVESTMENT MANAGEMENT, INC.CRD 283034 · LOS ANGELES, CA$450,922,928.00Regulatory AUM · August 2026
- KINGSFORD CAPITAL MANAGEMENT, LLCCRD 161445 · POINT RICHMOND, CA$126,987,000.00Regulatory AUM · August 2026
- KINGSWOOD CAPITAL MANAGEMENT, L.P.CRD 304649 · LOS ANGELES, CA$3,750,064,972.00Regulatory AUM · August 2026
- KINGSWOOD WEALTH ADVISORS, LLCCRD 288792 · SAN DIEGO, CA$3,800,734,890.00Regulatory AUM · August 2026
- KITTYHAWK VENTURES, LLCCRD 290082 · LOS ANGELES, CA$184,015,855.00Regulatory AUM · August 2026
- KKR CREDIT ADVISORS (US) LLCCRD 146629 · SAN FRANCISCO, CA$270,850,554,473.00Regulatory AUM · August 2026
- KLEIN PAVLIS & PEASLEY FINANCIAL, INC.CRD 112414 · IRVINE, CA$232,698,506.00Regulatory AUM · August 2026
- KMT WEALTH MANAGEMENT, LLCCRD 328911 · HERMOSA BEACH, CA$222,365,257.00Regulatory AUM · August 2026
- KNIGHTSBRIDGE ASSET MANAGEMENT LLCCRD 110347 · NEWPORT BEACH, CA$1,118,503,781.00Regulatory AUM · August 2026
- KNOX LANE LPCRD 306657 · SAN FRANCISCO, CA$3,395,386,059.00Regulatory AUM · August 2026
- KNUFF & COMPANY LLCCRD 298203 · FOSTER CITY, CA$393,879,421.00Regulatory AUM · August 2026
- KONDO WEALTH ADVISORS, INCCRD 175347 · PASADENA, CA$365,077,914.00Regulatory AUM · August 2026
- KRANE FINANCIAL SOLUTIONS, LLCCRD 153594 · CALABASAS, CA$294,971,249.00Regulatory AUM · August 2026
- KTF INVESTMENTS, LLCCRD 337465 · SEAL BEACH, CA$700,182,535.00Regulatory AUM · August 2026
- KUKUI TREE CAPITAL MANAGEMENT LLCCRD 330374 · PALO ALTO, CA$105,200,000.00Regulatory AUM · August 2026
- KURV INVESTMENT MANAGEMENT LLCCRD 323149 · SAN FRANCISCO, CA$279,214,543.00Regulatory AUM · August 2026
- KWB WEALTHCRD 300921 · REDLANDS, CA$1,234,634,396.00Regulatory AUM · August 2026
- L & S ADVISORS, INCCRD 140923 · LOS ANGELES, CA$1,163,055,017.00Regulatory AUM · August 2026
- L CAPITAL, LLCCRD 277098 · WINDSOR, CA$197,175,570.00Regulatory AUM · August 2026
- L SQUARED CAPITAL MANAGEMENT LPCRD 288509 · NEWPORT BEACH, CA$2,041,017,515.00Regulatory AUM · August 2026
- L.S.Y., INCCRD 38 · SAN RAMON, CA$630,665,806.00Regulatory AUM · August 2026
- L2 POINT MANAGEMENT LLCCRD 317924 · SAN FRANCISCO, CA$622,482,147.00Regulatory AUM · August 2026
- LAKE AVENUE FINANCIAL LLCCRD 315746 · PASADENA, CA$154,709,844.00Regulatory AUM · August 2026
- LANE42 INVESTMENT PARTNERS, LLCCRD 335548 · SANTA MONICA, CA$2,005,932,000.00Regulatory AUM · August 2026
- LATERAL INVESTMENT MANAGEMENT, LLCCRD 159649 · BURLINGAME, CA$1,003,867,391.00Regulatory AUM · August 2026
- LAVELLE CAPITAL LPCRD 316754 · SAN FRANCISCO, CA$410,087,852.00Regulatory AUM · August 2026
- LAWRENCE W. KELLY & ASSOCIATES, INC.CRD 106635 · PASADENA, CA$540,075,064.00Regulatory AUM · August 2026
- LAZARI CAPITAL MANAGEMENT, INC.CRD 172932 · BURBANK, CA$691,115,000.00Regulatory AUM · August 2026
- LEADING EDGE INVESTMENT ADVISORS,LLCCRD 136476 · SAN FRANCISCO, CA$5,170,513,634.00Regulatory AUM · August 2026
- LEDERER & ASSOCIATES INVESTMENT COUNSELCRD 110376 · LONG BEACH, CA$244,306,687.00Regulatory AUM · August 2026
- LEEDS CAPITAL GROUP, LLCCRD 327004 · SAN DIEGO, CA$179,659,342.00Regulatory AUM · August 2026
- LEGACY CAPITAL GROUP CALIFORNIA, INC.CRD 111436 · LOS GATOS, CA$535,737,470.00Regulatory AUM · August 2026
- LEGACY CAPITAL MANAGEMENT, LIMITED LIABILITY COMPANYCRD 319078 · GRANITE BAY, CA$149,813,898.00Regulatory AUM · August 2026
- LEGACY PARTNERS, LLCCRD 159473 · LOS ANGELES, CA$777,914,505.00Regulatory AUM · August 2026
- LEGACY PCG, LLCCRD 283909 · NEWPORT, CA$139,763,641.00Regulatory AUM · August 2026
- LEGACY WEALTH ADVISORS, LLCCRD 127758 · SAN JOSE, CA$178,343,622.00Regulatory AUM · August 2026
- LEGALIST, INC.CRD 297876 · SAN FRANCISCO, CA$1,915,106,194.00Regulatory AUM · August 2026
- LEGATO CAPITAL MANAGEMENT, LLCCRD 131704 · SAN FRANCISCO, CA$1,259,674,224.00Regulatory AUM · August 2026
- LEGION PARTNERS ASSET MANAGEMENT, LLCCRD 164136 · LOS ANGELES, CA$200,916,000.00Regulatory AUM · August 2026
- LEISURE CAPITAL MANAGEMENT, INC.CRD 120374 · COSTA MESA, CA$873,950,396.00Regulatory AUM · August 2026
- LEO H. EVART, INC.CRD 110263 · REDWOOD CITY, CA$269,926,419.00Regulatory AUM · August 2026
- LEONARD GREEN & PARTNERS, L.P.CRD 158164 · LOS ANGELES, CA$85,597,789,230.00Regulatory AUM · August 2026
- LEONID CAPITAL PARTNERS, LLCCRD 327020 · HUNTINGTON BEACH, CA$363,029,956.00Regulatory AUM · August 2026
- LEVINE LEICHTMAN CAPITAL PARTNERS, LLCCRD 140980 · BEVERLY HILLS, CA$11,876,762,885.00Regulatory AUM · August 2026
- LEVINE LEICHTMAN STRATEGIC CAPITAL, LLCCRD 289401 · BEVERLY HILLS, CA$1,503,161,000.00Regulatory AUM · August 2026
- LEWIS ASSET MANAGEMENT, LLCCRD 143409 · LAFAYETTE, CA$387,050,385.00Regulatory AUM · August 2026
- LEWIS CAPITAL MANAGEMENT, LLCCRD 133619 · BEVERLY HILLS, CA$180,159,001.00Regulatory AUM · August 2026
- LEWIS FINANCIAL, LLCCRD 170324 · SAN LUIS OBISPO, CA$133,950,000.00Regulatory AUM · August 2026
- LIBERTY WEALTH MANAGEMENT, LLCCRD 286001 · OAKLAND, CA$1,725,386,015.00Regulatory AUM · August 2026
- LIBRA WEALTH LLCCRD 288098 · LOS GATOS, CA$639,843,347.00Regulatory AUM · August 2026
- LIBRETTO, LLCCRD 292052 · LOS ANGELES, CANot availableRegulatory AUM · August 2026
- LIDO ADVISORS, LLCCRD 269866 · LOS ANGELES, CA$42,504,972,428.00Regulatory AUM · August 2026
- LIFE LINE WEALTH MANAGEMENT LLCCRD 171051 · BEVERLY HILLS, CA$557,632,280.00Regulatory AUM · August 2026
- LIFE STRATEGIES, INC.CRD 167732 · LA JOLLA, CA$121,245,786.00Regulatory AUM · August 2026
- LIFESTEPS FINANCIAL, INC.CRD 153852 · CLAREMONT, CA$442,723,496.00Regulatory AUM · August 2026
- LIGHT CAPITAL LLCCRD 323373 · SANTA MONICA, CA$135,263,932.00Regulatory AUM · August 2026
- LIGHT STREET CAPITAL MANAGEMENT, LLCCRD 155215 · PALO ALTO, CA$1,571,270,789.00Regulatory AUM · August 2026
- LIGHTBAY MANAGEMENT LLCCRD 288432 · LOS ANGELES, CA$1,838,339,267.00Regulatory AUM · August 2026
- LIGHTHOUSE FINANCIAL SERVICES INCCRD 110367 · BREA, CA$472,541,088.00Regulatory AUM · August 2026
- LIGHTSPEED MANAGEMENT COMPANY, L.L.C.CRD 160187 · MENLO PARK, CA$50,005,412,721.00Regulatory AUM · August 2026
- LINEPOINT PARTNERS & CO., LLCCRD 332598 · LOS ANGELES, CA$572,068,993.00Regulatory AUM · August 2026
- LIQUID CAPITAL MANAGEMENT LLCCRD 299577 · LOS ANGELES, CA$287,599,449.00Regulatory AUM · August 2026
- LLOYD TEVIS INVESTMENTS, LLCCRD 323061 · LAFAYETTE, CA$435,000.00Regulatory AUM · August 2026
- LM ADVISORS LLCCRD 153940 · SAN DIEGO, CA$2,877,248,160.00Regulatory AUM · August 2026
- LM CAPITAL GROUP, LLCCRD 120277 · SAN DIEGO, CA$6,098,250,000.00Regulatory AUM · August 2026
- LOCKERMAN FINANCIAL GROUP, INCCRD 316860 · NEWPORT BEACH, CA$110,080,837.00Regulatory AUM · August 2026
- LODESTAR PRIVATE ASSET MANAGEMENT LLCCRD 107638 · ALAMO, CA$1,341,318,935.00Regulatory AUM · August 2026
- LOGIC WEALTH MANAGEMENT, LLCCRD 153453 · PASADENA, CA$184,749,471.00Regulatory AUM · August 2026
- LOGICA CAPITAL ADVISERS, LLCCRD 168906 · LOS ANGELES, CA$304,619,172.00Regulatory AUM · August 2026
- LOGOS GLOBAL MANAGEMENT, L.P.CRD 305162 · SAN FRANCISCO, CA$2,252,473,038.00Regulatory AUM · August 2026
- LONE VIEW CAPITAL MANAGEMENT, L.P.CRD 321209 · LOS ANGELES, CA$1,593,550,916.00Regulatory AUM · August 2026
- LONGEVITY CAPITAL MANAGEMENT LLCCRD 328283 · THOUSAND OAKS, CA$184,155,472.00Regulatory AUM · August 2026
- LONGITUDE CAPITAL MANAGEMENT CO., LLCCRD 161916 · MENLO PARK, CA$2,440,493,000.00Regulatory AUM · August 2026
- LONGTAIL ALPHA, LLCCRD 282615 · NEWPORT BEACH, CA$822,446,436.00Regulatory AUM · August 2026