Investment adviser firms in California · Page 9
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
1,874 firms · Source months shown: August 2026
- HENNESSY ADVISORS, INC.CRD 110770 · NOVATO, CA$4,252,155,951.00Regulatory AUM · August 2026
- HERCULES ADVISER LLCCRD 310662 · SAN MATEO, CA$1,557,986,711.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT, INC.CRD 316956 · SAN DIEGO, CA$643,361,063.00Regulatory AUM · August 2026
- HERON ADVISORY INC.CRD 327608 · SAN FRANCISCO, CA$37,684,104.00Regulatory AUM · August 2026
- HESEN & HASLAM, LLCCRD 286235 · WOODLAND HILLS, CA$283,659,028.00Regulatory AUM · August 2026
- HGGC, LLCCRD 145684 · PALO ALTO, CA$10,836,694,172.00Regulatory AUM · August 2026
- HH CAPITAL MANAGEMENT, INC.CRD 310147 · HERMOSA BEACH, CA$851,400,000.00Regulatory AUM · August 2026
- HIGHBAR MANAGEMENT, LLCCRD 166244 · MENLO PARK, CA$114,617,817.00Regulatory AUM · August 2026
- HIGHLINE ASSET MANAGEMENT, LLCCRD 332483 · SHERMAN OAKS, CA$10,670,012.00Regulatory AUM · August 2026
- HIGHLINE WEALTH PARTNERS, LLCCRD 284712 · SHERMAN OAKS, CA$867,921,688.00Regulatory AUM · August 2026
- HIPPOCRATIC FINANCIAL ADVISORS LLCCRD 169481 · WESTLAKE VILLAGE, CA$229,008,823.00Regulatory AUM · August 2026
- HMI CAPITAL MANAGEMENT, L.P.CRD 160850 · SAN FRANCISCO, CA$2,152,424,287.00Regulatory AUM · August 2026
- HMM GROUP LLCCRD 289044 · INDIAN WELLS, CA$251,031,106.00Regulatory AUM · August 2026
- HOERTKORN RICHARD CHARLESCRD 104649 · KENTFIELD, CA$282,468,089.00Regulatory AUM · August 2026
- HOFER & ASSOCIATES, INC.CRD 282005 · THOUSAND OAKS, CA$216,385,585.00Regulatory AUM · August 2026
- HOLLENCREST CAPITAL MANAGEMENT, LLCCRD 46217 · NEWPORT BEACH, CA$2,866,743,435.00Regulatory AUM · August 2026
- HOMESTEAD CAPITAL USA, LLCCRD 281186 · SAN FRANCISCO, CA$1,581,879,780.00Regulatory AUM · August 2026
- HONTE ADVISORS LLCCRD 308341 · BERKELEY, CA$417,664,646.00Regulatory AUM · August 2026
- HORSLEY BRIDGE PARTNERS LLCCRD 110877 · SAN FRANCISCO, CA$23,608,854,383.00Regulatory AUM · August 2026
- HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLCCRD 114649 · LOS ANGELES, CA$36,927,831,000.00Regulatory AUM · August 2026
- HOUSATONIC MANAGEMENT COMPANY, INC.CRD 157618 · SAN FRANCISCO, CA$1,709,619,379.00Regulatory AUM · August 2026
- HOWARD CAPITAL MANAGEMENT GROUP, LLCCRD 310510 · LOS ANGELES, CA$2,563,442,499.00Regulatory AUM · August 2026
- HUBER CAPITAL MANAGEMENT LLCCRD 143344 · EL SEGUNDO, CA$729,218,892.00Regulatory AUM · August 2026
- HUDSON FINANCIAL SERVICES, INC.CRD 309675 · AUBURN, CA$118,600,000.00Regulatory AUM · August 2026
- HUMAN CAPITAL INVESTMENT MANAGEMENT LLCCRD 296844 · SAN FRANCISCO, CA$4,376,992,745.00Regulatory AUM · August 2026
- HUMAN INTEREST ADVISORS LLCCRD 269875 · SAN FRANCISCO, CA$8,104,649,569.00Regulatory AUM · August 2026
- HUNT WEALTH MANAGEMENT GROUP, INC.CRD 288892 · CONCORD, CA$110,000,000.00Regulatory AUM · August 2026
- HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.CRD 145096 · SAN RAFAEL, CA$235,382,907.00Regulatory AUM · August 2026
- HUTCHINSON CAPITAL MANAGEMENTCRD 106158 · SAN RAFAEL, CA$941,652,018.00Regulatory AUM · August 2026
- HW CAPITAL LLCCRD 298731 · SANTA MONICA, CA$320,950,405.00Regulatory AUM · August 2026
- HYPHEN WEALTH MANAGEMENT LLCCRD 338134 · LAFAYETTE, CA$125,551,189.00Regulatory AUM · August 2026
- IBN ASSET MANAGEMENT, LLCCRD 290114 · THOUSAND OAKS, CA$508,170,547.00Regulatory AUM · August 2026
- ICG ADVISORS, LLCCRD 148066 · LOS ANGELES, CA$7,923,326,124.00Regulatory AUM · August 2026
- ICONIQ CAPITAL, LLCCRD 159198 · SAN FRANCISCO, CA$117,526,862,202.00Regulatory AUM · August 2026
- IEQ CAPITAL, LLCCRD 301819 · FOSTER CITY, CA$56,765,635,111.00Regulatory AUM · August 2026
- IFC ADVISORS LLCCRD 332157 · LOS ANGELES, CA$2,344,170,698.00Regulatory AUM · August 2026
- IFC AND INSURANCE MARKETING, INC.CRD 283976 · AUBURN, CA$173,456,003.00Regulatory AUM · August 2026
- IG BETTER FUTURE MANAGEMENT, LLCCRD 314033 · MENLO PARK, CA$128,285,698.00Regulatory AUM · August 2026
- IGNITE PLANNERS LLCCRD 289797 · SAN CLEMENTE, CA$1,136,946,561.00Regulatory AUM · August 2026
- IGP INDUSTRIES, LLCCRD 157214 · SAN FRANCISCO, CA$1,854,246,780.00Regulatory AUM · August 2026
- ILLUMEN CAPITAL MANAGEMENT, LLCCRD 305411 · OAKLAND, CA$294,856,723.00Regulatory AUM · August 2026
- IM GLOBAL PARTNER FUND MANAGEMENT LLCCRD 110005 · EL SEGUNDO, CA$3,967,750,918.00Regulatory AUM · August 2026
- IMPACT FIDUCIARY LLCCRD 288345 · PASADENA, CA$155,000,000.00Regulatory AUM · August 2026
- IMPACT INVESTMENT ADVISER LLCCRD 149929 · SAN FRANCISCO, CA$558,516,416.00Regulatory AUM · August 2026
- INCEPTIV MANAGEMENT, LPCRD 310133 · CULVER CITY, CA$255,535,621.00Regulatory AUM · August 2026
- INCISION CAPITAL MANAGEMENT LPCRD 325593 · SAN FRANCISCO, CA$220,288,168.00Regulatory AUM · August 2026
- INCLUSIVE CAPITAL PARTNERS, L.P.CRD 309419 · SAN FRANCISCO, CA$591,050,469.00Regulatory AUM · August 2026
- INDEPENDENT FINANCIAL GROUP, LLCCRD 7717 · SAN DIEGO, CA$12,925,435,801.00Regulatory AUM · August 2026
- INDEX FUND ADVISORS, INC.CRD 109143 · IRVINE, CA$5,929,710,382.00Regulatory AUM · August 2026
- INDIVIDUAL ASSET MANAGEMENT, INCCRD 123418 · SAN MATEO, CA$173,098,000.00Regulatory AUM · August 2026
- INFANGER INVESTMENT TECHNOLOGY, LLCCRD 112328 · MOUNTAIN VIEW, CA$494,923,592.00Regulatory AUM · August 2026
- INFLECTION CAPITAL MANAGEMENT, LLCCRD 333157 · SAN FRANCISCO, CA$365,605,247.00Regulatory AUM · August 2026
- INNOVIUS CAPITAL MANAGEMENT, LLCCRD 311568 · SAN FRANCISCO, CA$366,100,000.00Regulatory AUM · August 2026
- INSIGHT ADVISORS, LLCCRD 109137 · LOS ANGELES, CA$1,700,000.00Regulatory AUM · August 2026
- INSIGHT INV LLCCRD 172511 · EL SEGUNDO, CA$245,734,467.00Regulatory AUM · August 2026
- INSIGHT WEALTH STRATEGIES, LLCCRD 293644 · SAN RAMON, CA$1,063,992,397.00Regulatory AUM · August 2026
- INSIGHTS INVESTMENTS LLCCRD 309727 · PALO ALTO, CA$45,754,019.00Regulatory AUM · August 2026
- INSIGNIA CAPITAL GROUP, L.P.CRD 169772 · WALNUT CREEK, CA$1,252,696,280.00Regulatory AUM · August 2026
- INTEGRAL INVESTMENT ADVISORS, INC.CRD 146569 · TURLOCK, CA$673,906,692.00Regulatory AUM · August 2026
- INTEGRIS WEALTH MANAGEMENT, LLCCRD 111336 · MONTEREY, CA$811,958,816.00Regulatory AUM · August 2026
- INTEGRITY GROWTH PARTNERS, L.P.CRD 307975 · LOS ANGELES, CA$872,565,125.00Regulatory AUM · August 2026
- INTEGRITY WEALTH ADVISORS, INC.CRD 281708 · VENTURA, CA$285,486,435.00Regulatory AUM · August 2026
- INTEGRITY WEALTH PARTNERS, LLCCRD 167314 · WALNUT CREEK, CA$193,862,881.00Regulatory AUM · August 2026
- INTELLECTUS PARTNERS, LLCCRD 173140 · SAN FRANCISCO, CA$1,569,366,389.00Regulatory AUM · August 2026
- INTELLIGENCE DRIVEN ADVISERS, LLCCRD 299589 · CARLSBAD, CA$881,932,987.00Regulatory AUM · August 2026
- INTERLOCK EQUITY LPCRD 315618 · LOS ANGELES, CA$486,436,664.00Regulatory AUM · August 2026
- INTERMEDE GLOBAL PARTNERS INCCRD 288616 · SAN FRANCISCO, CA$2,136,093,838.00Regulatory AUM · August 2026
- INTERNATIONAL PRIVATE WEALTH ADVISORS LLCCRD 323032 · SAN DIEGO, CA$255,341,082.00Regulatory AUM · August 2026
- INVESTMENT MANAGERS GROUP, LLCCRD 164203 · TEMECULA, CA$116,757,023.00Regulatory AUM · August 2026
- INVICTUS GROWTH MANAGEMENT, LLCCRD 311947 · SAN MATEO, CA$1,263,717,690.00Regulatory AUM · August 2026
- ION PACIFIC, INC.CRD 328607 · VENICE, CA$554,895,487.00Regulatory AUM · August 2026
- IPG INVESTMENT ADVISORS, LLCCRD 152990 · SAN DIEGO, CA$4,136,495,918.00Regulatory AUM · August 2026
- IRONWOOD CAPITAL MANAGEMENT CORPCRD 109330 · SAN FRANCISCO, CA$8,225,793,478.00Regulatory AUM · August 2026
- ISHARA INVESTMENTS LPCRD 331869 · LOS ANGELES, CA$259,118,831.00Regulatory AUM · August 2026
- IVANOFF WEALTH MANAGEMENT INC.CRD 325275 · CYPRESS, CA$173,968,647.00Regulatory AUM · August 2026
- IVY INVEST CORPORATIONCRD 328122 · SAN FRANCISCO, CA$12,577,736.00Regulatory AUM · August 2026
- J K R & COMPANY, INC.CRD 8040 · VAN NUYS, CA$136,316,266.00Regulatory AUM · August 2026
- J.DEREK LEWIS & ASSOCIATES, INC.CRD 122307 · NEWPORT BEACH, CA$2,276,577,707.00Regulatory AUM · August 2026
- J.P. KING ADVISORS, INC.CRD 112109 · WALNUT CREEK, CA$889,700,000.00Regulatory AUM · August 2026
- JACKSON SQUARE CAPITAL, LLCCRD 300314 · SAN FRANCISCO, CA$564,289,498.00Regulatory AUM · August 2026
- JACOB ASSET MANAGEMENT OF NEW YORK LLCCRD 112006 · HERMOSA BEACH, CA$84,061,832.00Regulatory AUM · August 2026
- JACOBS & COMPANY, LLCCRD 107674 · SAN FRANCISCO, CA$1,155,091,616.00Regulatory AUM · August 2026
- JAFFE ASSET MANAGEMENT LLCCRD 108082 · BEVERLY HILLS, CA$116,219,162.00Regulatory AUM · August 2026
- JANUARY CAPITAL ADVISORS LLCCRD 177514 · SAN FRANCISCO, CA$193,212,864.00Regulatory AUM · August 2026
- JASON A PRATTES FINANCIAL INCCRD 298746 · NEWPORT BEACH, CA$243,553,033.00Regulatory AUM · August 2026
- JCSD CAPITAL, LLCCRD 163084 · WALNUT CREEK, CA$214,564,336.00Regulatory AUM · August 2026
- JDH WEALTH MANAGEMENT, LLCCRD 112474 · SANTA ROSA, CA$494,918,850.00Regulatory AUM · August 2026
- JEPPSON WEALTH MANAGEMENT, LLCCRD 305552 · MANHATTAN BEACH, CA$763,237,260.00Regulatory AUM · August 2026
- JERICHO CAPITAL ASSET MANAGEMENT L.P.CRD 156701 · LOS ANGELES, CA$10,113,743,000.00Regulatory AUM · August 2026
- JET WEALTH ADVISORSCRD 333645 · LA JOLLA, CA$546,543,000.00Regulatory AUM · August 2026
- JOCELYN INVESTMENT MANAGEMENT, LLCCRD 323831 · SAN RAFAEL, CA$1,013,115,876.00Regulatory AUM · August 2026
- JOEL R. MOGY INVESTMENT COUNSEL INC.CRD 111622 · BEVERLY HILLS, CA$2,180,334,456.00Regulatory AUM · August 2026
- JOHN W. BROOKER & CO., CPAS, PCCRD 105437 · OAKLAND, CA$136,383,187.00Regulatory AUM · August 2026
- JOHNSON LYMAN, INC.CRD 150150 · LOS ALTOS, CA$202,117,904.00Regulatory AUM · August 2026
- JORDAN PARK GROUP LLCCRD 287755 · SAN FRANCISCO, CA$23,263,581,886.00Regulatory AUM · August 2026
- JPC WEALTH MANAGEMENT, INC.CRD 120267 · PETALUMA, CA$312,723,265.00Regulatory AUM · August 2026
- JSF FINANCIAL, LLCCRD 114025 · LOS ANGELES, CA$1,972,324,463.00Regulatory AUM · August 2026
- JUST FUTURES ADVISORS, LLCCRD 327226 · SAN FRANCISCO, CA$46,721,000.00Regulatory AUM · August 2026
- K FUND CAPITAL MANAGEMENT, LLCCRD 318110 · LOS ANGELES, CA$539,337,112.00Regulatory AUM · August 2026
- K1 INVESTMENT MANAGEMENT LLCCRD 161953 · MANHATTAN BEACH, CA$23,604,367,641.00Regulatory AUM · August 2026