EXPLORE THE DIRECTORY

Investment adviser firms in NOVATO, California

Firms grouped by their reported public principal-office city. Additional offices and notice filings do not determine membership.

5 firms · Source months shown: August 2026

ALPHA WEALTH MANAGEMENT AND PLANNING LLCCRD 163917 · NOVATO, CA
$319,574,000.00Regulatory AUM · August 2026
HENNESSY ADVISORS, INC.CRD 110770 · NOVATO, CA
$4,252,155,951.00Regulatory AUM · August 2026
KETRON FINANCIAL LLCCRD 330807 · NOVATO, CA
$383,952,306.00Regulatory AUM · August 2026
MARIN CAPITAL MANAGEMENT, LLCCRD 136075 · NOVATO, CA
$170,782,711.00Regulatory AUM · August 2026
SONOMA PRIVATE WEALTH LLCCRD 308547 · NOVATO, CA
$158,459,375.00Regulatory AUM · August 2026