EXPLORE THE DIRECTORY

Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 96

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

9,914 firms · Source months shown: July 2026 and August 2026

WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLCCRD 144172 · ADDISON, TX
$228,453,367.00Regulatory AUM · August 2026
WATERMILL MANAGEMENT COMPANY, LLCCRD 163370 · BOSTON, MA
$178,078,003.00Regulatory AUM · August 2026
WATERSHED PRIVATE WEALTH LLCCRD 316408 · OAK BROOK, IL
$413,695,756.00Regulatory AUM · August 2026
WATERSTONE FINANCIAL ADVISORY LLCCRD 325012 · FORT MYERS, FL
$262,476,520.00Regulatory AUM · August 2026
WATERSTONE WEALTH ADVISORS, LLCCRD 139265
$164,854,411.00Regulatory AUM · July 2026
WATERWAY WEALTH MANAGEMENT, L.L.C.CRD 164975 · THE WOODLANDS, TX
$675,772,806.00Regulatory AUM · August 2026
WATERWHEEL CAPITAL MANAGEMENT, L.P.CRD 289407
$238,475,520.00Regulatory AUM · August 2026
WATKINSON CAPITAL ADVISORS LLCCRD 151862 · BERWYN, PA
$124,247,513.00Regulatory AUM · August 2026
WAVE EQUITY PARTNERS LLCCRD 170642 · BOSTON, MA
$563,806,564.00Regulatory AUM · August 2026
WAVE WEALTH MANAGEMENT, LLCCRD 285079 · FRISCO, TX
$134,180,983.00Regulatory AUM · August 2026
WAVELENGTH CAPITAL MANAGEMENT, LLCCRD 167725 · WESTPORT, CT
$103,954,428.00Regulatory AUM · August 2026
WAVERLEY WEALTH MANAGEMENT LLCCRD 156023 · MOUNTAIN VIEW, CA
$201,152,058.00Regulatory AUM · August 2026
WAVVEST WEALTH LLCCRD 332096 · CHICAGO, IL
$268,451,319.00Regulatory AUM · August 2026
WAX ASSET MANAGEMENT LLCCRD 157405
$181,212,966.00Regulatory AUM · August 2026
WAYCROSS GP, LLCCRD 339521 · LOUISVILLE, KY
$156,075,000.00Regulatory AUM · August 2026
WAYCROSS INVESTMENT MANAGEMENT COMPANYCRD 105034 · BELLINGHAM, WA
$252,424,231.00Regulatory AUM · August 2026
WAYFINDING FINANCIAL, LLCCRD 306208 · LYNNWOOD, WA
$353,477,294.00Regulatory AUM · August 2026
WAYPOINT CAPITAL PARTNERS ADVISORS, LLCCRD 333573 · STAMFORD, CT
$310,710,728.00Regulatory AUM · August 2026
WAYPOINT WEALTH COUNSEL LLCCRD 171822 · ATLANTA, GA
$824,280,624.00Regulatory AUM · August 2026
WAYPOINT WEALTH MANAGEMENT, LLCCRD 155574 · TIMONIUM, MD
$242,454,876.00Regulatory AUM · August 2026
WAYPOINTS FINANCIAL, LLCCRD 157494 · SEBRING, FL
$157,721,041.00Regulatory AUM · August 2026
WAYSTONE ADVISORS LLCCRD 328565
$179,345,970.00Regulatory AUM · August 2026
WAYSTONE ASSET MANAGEMENT (USA) LLCCRD 315393 · CHICAGO, IL
$742,628,188.00Regulatory AUM · August 2026
WAYVE CAPITAL MANAGEMENT, LLCCRD 332024
$175,100,164.00Regulatory AUM · August 2026
WAZEE STREET CAPITAL MANAGEMENT LLCCRD 159165 · GREENWOOD VILLAGE, CO
$203,367,186.00Regulatory AUM · August 2026
WBI INVESTMENTS, LLCCRD 106336 · RED BANK, NJ
$539,568,586.00Regulatory AUM · August 2026
WD RUTHERFORD LLCCRD 167545 · PORTLAND, OR
$249,984,319.00Regulatory AUM · August 2026
WE ALLIANCE WEALTH ADVISORS, INC.CRD 175405 · ROSEVILLE, CA
$233,075,774.00Regulatory AUM · August 2026
WE FINANCIAL GROUP LLCCRD 298549 · SAN FRANCISCO, CA
$127,435,763.00Regulatory AUM · August 2026
WEA FINANCIAL ADVISORS, INC.CRD 144919 · MADISON, WI
$507,804,171.00Regulatory AUM · August 2026
WEALTH ADVISORS GROUP, LLCCRD 291648 · CORALVILLE, IA
$278,484,000.00Regulatory AUM · August 2026
WEALTH ADVISORS NETWORK, INC.CRD 113836 · HASTINGS, NE
$300,252,270.00Regulatory AUM · August 2026
WEALTH ADVISORS NORTHWEST LLCCRD 284468 · PORTLAND, OR
$354,254,482.00Regulatory AUM · August 2026
WEALTH ADVISORS OF IOWA, LLCCRD 115088 · WEST DES MOINES, IA
$539,420,935.00Regulatory AUM · August 2026
WEALTH ADVISORS OF TAMPA BAY LLCCRD 162724 · TAMPA, FL
$456,772,774.00Regulatory AUM · August 2026
WEALTH ADVISORS, LLCCRD 135875 · SPRINGBORO, OH
$202,041,581.00Regulatory AUM · August 2026
WEALTH ADVISORY SOLUTIONS, LLCCRD 288903 · ZIONSVILLE, IN
$599,108,779.00Regulatory AUM · August 2026
WEALTH ALLIANCE ADVISORY GROUP, LLCCRD 290329 · WICHITA, KS
$978,627,230.00Regulatory AUM · August 2026
WEALTH ANALYTICS PARTNERS, LLCCRD 140115 · SAN DIEGO, CA
$316,007,259.00Regulatory AUM · August 2026
WEALTH BENEFIT ADVISORS, LLCCRD 319324 · HOUSTON, TX
$380,870,591.00Regulatory AUM · August 2026
WEALTH CARE LLCCRD 125799
$668,598,634.00Regulatory AUM · August 2026
WEALTH COACH LLCCRD 170886 · BROOKLYN, NY
$119,090,347.00Regulatory AUM · August 2026
WEALTH COMPASS FINANCIAL, INC.CRD 290139 · CARLSBAD, CA
$115,401,312.00Regulatory AUM · August 2026
WEALTH CREATION MANAGEMENT GROUP LLCCRD 300539
$106,116,250.00Regulatory AUM · August 2026
WEALTH DIMENSIONS FAMILY OFFICE, INCCRD 266787 · CINCINNATI, OH
$625,928,679.00Regulatory AUM · August 2026
WEALTH EASE WEALTH MANAGEMENT LLCCRD 332595 · MARSHALL, MI
$132,151,221.00Regulatory AUM · August 2026
WEALTH EFFECTS LLCCRD 315244 · BOSTON, MA
$472,000,000.00Regulatory AUM · August 2026
WEALTH ENGAGEMENT LLCCRD 310438 · ATLANTA, GA
$105,040,254.00Regulatory AUM · August 2026
WEALTH ENGINEERING, LLCCRD 128549 · SCOTTSDALE, AZ
$170,961,151.00Regulatory AUM · August 2026
WEALTH ENGINEERS, LLCCRD 168578 · DENVER, CO
$117,563,394.00Regulatory AUM · August 2026
WEALTH FORWARD, LLCCRD 159467 · FARGO, ND
$228,127,843.00Regulatory AUM · August 2026
WEALTH FOUNDATIONS PARTNERS, LLCCRD 330999 · SALT LAKE CITY, UT
$110,501,385.00Regulatory AUM · August 2026
WEALTH INTELLIGENCE, LLCCRD 333253 · COLUMBUS, GA
$247,495,975.00Regulatory AUM · August 2026
WEALTH INTELLIGENTLY NAVIGATED, LLCCRD 340998 · SPARTANBURG, SC
$532,920,068.00Regulatory AUM · August 2026
WEALTH MANAGEMENT ADVISORS, LLCCRD 171260 · GREENVILLE, SC
$686,123,088.00Regulatory AUM · August 2026
WEALTH MANAGEMENT ASSOCIATES, INC.CRD 117606 · CHERRY HILL, NJ
$717,359,659.00Regulatory AUM · August 2026
WEALTH MANAGEMENT CORPORATION OF AMERICA, INC.CRD 109576 · TALLAHASSEE, FL
$241,535,549.00Regulatory AUM · August 2026
WEALTH MANAGEMENT CPAS, LLCCRD 310096 · SALT LAKE CITY, UT
$329,157,318.00Regulatory AUM · August 2026
WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLCCRD 125765 · FARMINGTON, CT
$346,446,708.00Regulatory AUM · August 2026
WEALTH MANAGEMENT GROUP, INC.CRD 113706 · WINSTON-SALEM, NC
$197,724,593.00Regulatory AUM · August 2026
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.CRD 289163 · LEXINGTON, KY
$186,724,518.00Regulatory AUM · August 2026
WEALTH MANAGEMENT PARTNERS, LLCCRD 309790 · TUCSON, AZ
$793,517,960.00Regulatory AUM · August 2026
WEALTH MANAGEMENT RESOURCES, INC.CRD 45452 · SMITHFIELD, RI
$385,200,640.00Regulatory AUM · August 2026
WEALTH MANAGEMENT SOLUTIONS LLCCRD 296875
$106,305,710.00Regulatory AUM · August 2026
WEALTH MANAGEMENT SOLUTIONS, LLCCRD 127517 · SCOTTSDALE, AZ
$172,569,049.00Regulatory AUM · August 2026
WEALTH MANAGEMENT STRATEGIES, INC.CRD 305481 · PITTSBURGH, PA
$314,658,530.00Regulatory AUM · August 2026
WEALTH NAVIGATION, LLCCRD 140612 · CENTERVILLE, UT
$446,281,743.00Regulatory AUM · August 2026
WEALTH PLANNING ASSET MANAGEMENT LIMITED LIABILITY COMPANYCRD 279034 · BEDMINSTER, NJ
$121,304,027.00Regulatory AUM · August 2026
WEALTH PRESERVATION ADVISORS, LLCCRD 167518 · CHATTANOOGA, TN
$591,644,303.00Regulatory AUM · August 2026
WEALTH PRO ADVISORS, INC.CRD 169266 · SARASOTA, FL
$317,487,000.00Regulatory AUM · August 2026
WEALTH QUARTERBACK LLCCRD 282967 · TOMS RIVER, NJ
$391,326,903.00Regulatory AUM · August 2026
WEALTH SCIENCE ADVISORS LLCCRD 321031 · ALPHARETTA, GA
$558,749,507.00Regulatory AUM · August 2026
WEALTH SCRIPT ADVISORS LLCCRD 334760 · SAN FRANCISCO, CA
$121,388,307.00Regulatory AUM · August 2026
WEALTH TEAMS ALLIANCE INC.CRD 168907 · IRVINE, CA
$223,889,000.00Regulatory AUM · August 2026
WEALTH WATCH ADVISORS, INCCRD 172002 · ENGLEWOOD, CO
$612,365,110.00Regulatory AUM · August 2026
WEALTH-BUILDERS, INC.CRD 116987
$113,228,117.00Regulatory AUM · August 2026
WEALTHBRIDGE CAPITAL MANAGEMENT, LLCCRD 298254 · WESTERVILLE, OH
$709,717,823.00Regulatory AUM · August 2026
WEALTHCARE ASSET MANAGEMENT, LLCCRD 170382 · SPRINGFIELD, MO
$210,769,606.00Regulatory AUM · August 2026
WEALTHCARE CAPITAL PARTNERS, LLCCRD 330300 · WEST CHESTER, PA
$407,400,746.00Regulatory AUM · August 2026
WEALTHCARE INVESTMENT PARTNERS LLCCRD 296475 · PORTSMOUTH, RI
$859,629,575.00Regulatory AUM · August 2026
WEALTHCOLLAB LLCCRD 269840 · BELLEVUE, WA
$316,209,943.00Regulatory AUM · August 2026
WEALTHCREST FINANCIAL SERVICES, LLCCRD 130049 · SPRINGFIELD, VA
$507,531,045.00Regulatory AUM · August 2026
WEALTHEDGE INVESTMENT ADVISORS, LLCCRD 126337 · NEW YORK, NY
$472,094,713.00Regulatory AUM · August 2026
WEALTHFRONT STRATEGIES LLCCRD 289148 · PALO ALTO, CA
$111,555,225.00Regulatory AUM · August 2026
WEALTHGEN ADVISORS, LLCCRD 306196 · SARASOTA, FL
$146,600,000.00Regulatory AUM · August 2026
WEALTHGUARD ADVISORS, INC.CRD 297192 · PLACERVILLE, CA
$172,378,397.00Regulatory AUM · August 2026
WEALTHHARBOR CAPITAL GROUP, LLCCRD 118614 · METAIRIE, LA
$334,662,398.00Regulatory AUM · August 2026
WEALTHKARE.COM, INC.CRD 115111 · MOUNT UNION, PA
$136,653,708.00Regulatory AUM · August 2026
WEALTHMARK, LLCCRD 144948 · BELLINGHAM, WA
$132,000,000.00Regulatory AUM · August 2026
WEALTHMD CORPORATIONCRD 140498 · LOUISVILLE, KY
$250,521,809.00Regulatory AUM · August 2026
WEALTHPLANS, LLCCRD 311560 · FREDERICK, MD
$219,586,872.00Regulatory AUM · August 2026
WEALTHPOINT FINANCIAL LLCCRD 332312 · CRAMERTON, NC
$147,097,327.00Regulatory AUM · August 2026
WEALTHRISE FINANCIAL PLANNING, LLCCRD 283764 · CARLSBAD, CA
$136,033,057.00Regulatory AUM · August 2026
WEALTHSHAPE LLCCRD 226733 · WINDSOR, CT
$109,423,270.00Regulatory AUM · August 2026
WEALTHSPAN PARTNERS, LLCCRD 297712 · DAVENPORT, IA
$451,119,416.00Regulatory AUM · August 2026
WEALTHSPRING CAPITAL LLCCRD 301040 · WEST HARRISON, NY
$514,983,003.00Regulatory AUM · August 2026
WEALTHSPRING PARTNERS, LLCCRD 322756 · LONG BEACH, CA
$370,181,742.00Regulatory AUM · August 2026
WEALTHSTAR ADVISORS, LLCCRD 164957 · PLANO, TX
$723,608,845.00Regulatory AUM · August 2026
WEALTHTRAK CAPITAL MANAGEMENT, L.L.C.CRD 160057 · VIRGINIA BEACH, VA
$214,279,037.00Regulatory AUM · August 2026
WEALTHTRUST ASSET MANAGEMENT, LLCCRD 174901 · DESTIN, FL
$217,382,332.00Regulatory AUM · August 2026