Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 95
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- VISION CAPITAL MANAGEMENT CORPORATIONCRD 118363$144,833,761.00Regulatory AUM · August 2026
- VISION CAPITAL PARTNERSCRD 175147 · ANN ARBOR, MI$146,562,527.00Regulatory AUM · August 2026
- VISION FINANCIAL MANAGEMENT, LLCCRD 170003 · CUYAHOGA FALLS, OH$165,662,012.00Regulatory AUM · August 2026
- VISION INVESTMENT ADVISORS, LLCCRD 109621 · STAMFORD, CT$137,390,339.00Regulatory AUM · August 2026
- VISION ONE MANAGEMENT PARTNERS, LPCRD 316551 · MIAMI, FL$184,670,372.00Regulatory AUM · August 2026
- VISION RETIREMENT, LLCCRD 173064 · RIDGEWOOD, NJ$633,740,217.00Regulatory AUM · August 2026
- VISIONARY HORIZONS, LLCCRD 150483 · KNOXVILLE, TN$396,706,692.00Regulatory AUM · August 2026
- VISIONX WEALTH PARTNERSCRD 333559 · FORT DODGE, IA$110,238,956.00Regulatory AUM · August 2026
- VISTA ADVISOR GROUP, LLCCRD 307268 · WALNUT CREEK, CA$314,639,936.00Regulatory AUM · August 2026
- VISTA CIMA WEALTH MANAGEMENT LLCCRD 304672$142,544,246.00Regulatory AUM · August 2026
- VISTA FINANCE, LLCCRD 312082 · CLAYTON, MO$319,967,161.00Regulatory AUM · August 2026
- VISTA INVESTMENT MANAGEMENT, LLCCRD 116068 · PITTSBURGH, PA$323,938,503.00Regulatory AUM · August 2026
- VISTA INVESTMENT PARTNERS II, LLCCRD 327983 · RICHMOND, IN$383,145,824.00Regulatory AUM · August 2026
- VISTA INVESTMENT PARTNERS LLCCRD 286014 · OKLAHOMA CITY, OK$610,582,257.00Regulatory AUM · August 2026
- VISTAMARK INVESTMENTS LLCCRD 335309 · HINSDALE, IL$322,418,864.00Regulatory AUM · August 2026
- VISTASHARES ADVISORS LLCCRD 331812$984,000,000.00Regulatory AUM · August 2026
- VISTICA WEALTH ADVISORS, LLCCRD 147297 · CARLSBAD, CA$260,142,729.00Regulatory AUM · August 2026
- VITAL INVESTMENT MANAGEMENT LLCCRD 300811 · LOVELAND, CO$283,940,978.00Regulatory AUM · August 2026
- VITAL WEALTH MANAGEMENT, LLCCRD 156455 · ROSEMONT, IL$300,835,442.00Regulatory AUM · August 2026
- VITRAL ADVISORS LLCCRD 294631$154,819,622.00Regulatory AUM · August 2026
- VIVID WEALTH MANAGEMENT, LLCCRD 322974 · WEST DES MOINES, IA$290,878,048.00Regulatory AUM · August 2026
- VIZCAYA CAPITAL PARTNERS LLCCRD 324032 · MIAMI, FL$172,466,704.00Regulatory AUM · August 2026
- VIZCAYA CAPITAL, LLCCRD 170518 · MIAMI, FL$631,426,242.00Regulatory AUM · August 2026
- VOLK FINANCIAL LLCCRD 311679 · FALMOUTH, ME$116,549,001.00Regulatory AUM · August 2026
- VOLT INVESTMENT HOLDINGS LLCCRD 306923 · BROOKLYN, NY$383,505,000.00Regulatory AUM · August 2026
- VOLTERRA TECHNOLOGIES LPCRD 306817 · NEW YORK, NY$376,922,000.00Regulatory AUM · August 2026
- VON BORSTEL & ASSOCIATES, INC.CRD 309746 · THE DALLES, OR$680,192,461.00Regulatory AUM · August 2026
- VORPAHL WING ADVISORS, INC.CRD 47548 · SPOKANE, WA$124,400,000.00Regulatory AUM · August 2026
- VORTUS INVESTMENT ADVISORS, LLCCRD 166178 · FORT WORTH, TX$411,667,415.00Regulatory AUM · August 2026
- VOYA INVESTMENT MANAGEMENT (UK) LIMITEDCRD 319170$522,100,000.00Regulatory AUM · August 2026
- VOYAGE WEALTH MANAGEMENT, LLCCRD 323368$171,508,180.00Regulatory AUM · August 2026
- VOYAGER MANAGEMENT, LLCCRD 135434 · LOS ANGELES, CA$208,552,957.00Regulatory AUM · August 2026
- VPWM ADVISORS, LLCCRD 167886 · PLYMOUTH, MN$326,586,982.00Regulatory AUM · August 2026
- VRM PENZINI CAPITAL L.L.C.CRD 336315 · SAN JUAN, PR$269,217,587.00Regulatory AUM · August 2026
- VSM WEALTH ADVISORY, LLCCRD 313717 · HUNT VALLEY, MD$677,516,349.00Regulatory AUM · August 2026
- VSV MANAGEMENT, LLCCRD 317632 · WEST PALM BEACH, FL$229,084,453.00Regulatory AUM · August 2026
- VVR HOLDINGS LLCCRD 334343 · BELLINGHAM, WA$241,081,561.00Regulatory AUM · August 2026
- W & S MANAGEMENT SERVICES, INC.CRD 127852 · ROCHESTER, NY$166,000,000.00Regulatory AUM · August 2026
- W ADVISORS LLCCRD 168452 · GERMANTOWN, TN$244,889,761.00Regulatory AUM · August 2026
- W&S BROKERAGE SERVICES, INC.CRD 8099 · CINCINNATI, OH$257,179,879.00Regulatory AUM · August 2026
- WABASH CAPITAL, INC.CRD 107932 · TERRE HAUTE, IN$173,044,936.00Regulatory AUM · August 2026
- WACKER & ASSOCIATES, INC.CRD 159879 · JACKSON, MN$180,181,134.00Regulatory AUM · August 2026
- WACONA CAPITAL, LLCCRD 331836 · CHARLOTTESVILLE, VA$194,115,432.00Regulatory AUM · August 2026
- WAFD WEALTH, INCCRD 337346 · SEATTLE, WA$348,143,236.00Regulatory AUM · August 2026
- $152,764,456.00Regulatory AUM · August 2026
- WAGNER FINANCIAL, LLCCRD 318448 · LAKE OSWEGO, OR$144,746,111.00Regulatory AUM · August 2026
- WAGNER LOFTIN INVESTMENT SERVICES LLCCRD 109770 · PLEASANT HILL, CA$396,429,887.00Regulatory AUM · August 2026
- WAGNER WEALTH MANAGEMENT, CORP.CRD 324196 · CONYNGHAM, PA$148,685,773.00Regulatory AUM · August 2026
- WAKEFIELD ASSET MANAGEMENT, LLLPCRD 143720 · ENGLEWOOD, CO$453,977,004.00Regulatory AUM · August 2026
- WAKEFIELD WEALTH MANAGEMENT, LLLPCRD 173997 · ENGLEWOOD, CO$512,887,728.00Regulatory AUM · August 2026
- WALK-ON CAPITAL, LLCCRD 331407 · LOS ANGELES, CA$155,050,000.00Regulatory AUM · August 2026
- WALKER ASSET MANAGEMENT, LLCCRD 284951$315,347,630.00Regulatory AUM · August 2026
- WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITSCRD 106268 · MISSION VIEJO, CA$233,284,348.00Regulatory AUM · August 2026
- WALKER FINANCIAL SERVICES, INC.CRD 145457 · BOWLING GREEN, KY$373,667,468.00Regulatory AUM · August 2026
- WALL CAPITAL GROUP, INC.CRD 105913 · PHOENIX, AZ$294,661,243.00Regulatory AUM · August 2026
- WALL STREET FINANCIAL GROUP, INC.CRD 289051 · CARLINVILLE, IL$187,678,567.00Regulatory AUM · August 2026
- WALL STREET INVESTMENT MANAGEMENT, LLCCRD 143975$174,660,179.00Regulatory AUM · August 2026
- WALLACE ADVISORY GROUP, LLCCRD 281049 · LAFAYETTE, CA$269,452,314.00Regulatory AUM · August 2026
- WALLACE HART LLCCRD 285981 · LEXINGTON, KY$264,001,265.00Regulatory AUM · August 2026
- WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLCCRD 299595 · HIGHLAND PARK, IL$732,171,064.00Regulatory AUM · August 2026
- WALLENDER, TIMOTHY JOSEPHCRD 138301 · MANHATTAN BEACH, CA$137,315,774.00Regulatory AUM · August 2026
- WALLER FINANCIAL PLANNING GROUP, INC.CRD 159564 · COLUMBUS, OH$747,766,625.00Regulatory AUM · August 2026
- WALLEYE PARTNERS LLCCRD 333435 · MADISON, WI$276,678,000.00Regulatory AUM · August 2026
- WALLICK INVESTMENTS, LLCCRD 162976 · COLUMBIA, SC$126,512,094.00Regulatory AUM · August 2026
- WALLSTREETI.COM LLC.CRD 123567 · NEW YORK, NY$105,235,705.00Regulatory AUM · August 2026
- WALNUT GROVE CAPITAL PARTNERS, LPCRD 300721 · MEMPHIS, TN$226,309,406.00Regulatory AUM · August 2026
- WALNUT LEVEL CAPITAL LLCCRD 307942 · DENVER, CO$119,235,048.00Regulatory AUM · August 2026
- WALNUT PRIVATE EQUITY PARTNERS, LLCCRD 168840 · OMAHA, NE$172,610,119.00Regulatory AUM · August 2026
- WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANYCRD 206518 · TAMPA, FL$344,142,233.00Regulatory AUM · August 2026
- WALSH & ASSOCIATES, LLCCRD 144441 · SARASOTA, FL$827,707,540.00Regulatory AUM · August 2026
- WALSKY INVESTMENT MANAGEMENT INCCRD 106991 · WYOMISSING, PA$130,176,804.00Regulatory AUM · August 2026
- WALTER & KEENAN WEALTH MANAGEMENT, LLCCRD 104838 · SOUTH BEND, IN$983,280,961.00Regulatory AUM · August 2026
- WALTER C. FLOWER & CO., INCCRD 110775 · NEW ORLEANS, LA$591,335,914.00Regulatory AUM · August 2026
- WALTON FINANCIALCRD 331634 · BIRMINGHAM, AL$182,903,769.00Regulatory AUM · August 2026
- WARANA CAPITAL, LLCCRD 288311 · NEW YORK, NY$672,899,188.00Regulatory AUM · August 2026
- WARBERG ASSET MANAGEMENT LLCCRD 164003 · WINNETKA, IL$805,869,280.00Regulatory AUM · August 2026
- WARBURTON CAPITAL MANAGEMENT, LLCCRD 141969 · TULSA, OK$786,622,276.00Regulatory AUM · August 2026
- WARD & ASSOCIATESCRD 107878 · SAN DIEGO, CA$187,200,000.00Regulatory AUM · August 2026
- WARM SPRINGS ADVISORS INC.CRD 306501 · LARKSPUR, CA$131,346,508.00Regulatory AUM · August 2026
- WARNER FINANCIAL, INCCRD 135303 · BETHESDA, MD$851,810,607.00Regulatory AUM · August 2026
- WARNER GROUP LLCCRD 334877 · MADISON, CT$458,494,742.00Regulatory AUM · August 2026
- WARNKE/NICHOLS LTD.CRD 112181 · DELAFIELD, WI$159,976,325.00Regulatory AUM · July 2026
- WARREN CAPITAL MANAGEMENT, INC.CRD 137449 · CHARLESTON, SC$130,989,034.00Regulatory AUM · August 2026
- WARREN STREET WEALTH ADVISORS, LLCCRD 173447 · IRVINE, CA$656,098,135.00Regulatory AUM · August 2026
- WARTHER PRIVATE WEALTH, LLCCRD 125145 · AKRON, OH$371,319,984.00Regulatory AUM · August 2026
- WARWICK GROUP II, INC.CRD 161549$369,833,283.00Regulatory AUM · August 2026
- WASATCH INVESTMENT FUND MANAGER, LLCCRD 325037 · LOGAN, UT$254,557,950.00Regulatory AUM · August 2026
- WASATCH VENTURE MANAGEMENT, LLCCRD 326762 · LOGAN, UT$337,284,557.00Regulatory AUM · August 2026
- WASHBURN CAPITAL MANAGEMENT INC.CRD 125708 · VERO BEACH, FL$253,596,379.00Regulatory AUM · August 2026
- WASHINGTON AVENUE ADVISORS, LLCCRD 307002 · LANSING, MI$336,947,656.00Regulatory AUM · August 2026
- WASHINGTON FINANCIAL GROUP, INC.CRD 132369 · OSTERVILLE, MA$119,042,191.00Regulatory AUM · August 2026
- WASHINGTON GROWTH STRATEGIES LLCCRD 171774 · WASHINGTON, DC$247,180,436.00Regulatory AUM · August 2026
- WASHINGTON PARK CAPITAL MANAGEMENT, LLCCRD 338939 · PORTLAND, OR$359,458,316.00Regulatory AUM · August 2026
- WASSAW SOUND MANAGEMENT, LLCCRD 299164 · SAVANNAH, GA$122,700,000.00Regulatory AUM · August 2026
- WASSERSTEIN MANAGEMENT, LPCRD 286158 · NEW YORK, NY$408,529,503.00Regulatory AUM · August 2026
- WATCHTOWER ADVISORS, LPCRD 299887 · OLD GREENWICH, CT$289,471,073.00Regulatory AUM · August 2026
- WATER ASSET MANAGEMENT, LLCCRD 151508 · NEW YORK, NY$780,927,310.00Regulatory AUM · August 2026
- WATER VALLEY INVESTMENT ADVISORS, INC.CRD 116936 · SIOUX CENTER, IA$157,226,348.00Regulatory AUM · August 2026
- WATEREQUITY LLCCRD 281955 · KANSAS CITY, MO$450,164,269.00Regulatory AUM · August 2026
- WATERFORD ADVISORS, LLCCRD 119442 · ORCHARD PARK, NY$399,125,492.00Regulatory AUM · August 2026