Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 9
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- AUFMAN ASSOCIATES INCCRD 104622 · SEWICKLEY, PA$971,506,728.00Regulatory AUM · August 2026
- AUGMENT ADVISORS, LLCCRD 335130 · AUSTIN, TX$342,636,254.00Regulatory AUM · August 2026
- AUGMENT INFRASTRUCTURE MANAGERS ADVISORY LLCCRD 315485 · CHEVY CHASE, MD$337,118,458.00Regulatory AUM · August 2026
- AUGUST WEALTH ADVISORS LLCCRD 339322 · WESTPORT, CT$436,607,068.00Regulatory AUM · August 2026
- AUGUSTINE ASSET MANAGEMENT INCCRD 105801 · JACKSONVILLE, FL$783,291,351.00Regulatory AUM · August 2026
- AULDBRASS PARTNERS, LPCRD 161360 · NEW YORK, NY$412,916,586.00Regulatory AUM · August 2026
- AULL & MONROE INVESTMENT MANAGEMENT CORPCRD 104830 · MOBILE, AL$323,170,676.00Regulatory AUM · August 2026
- AUOUR INVESTMENTS LLCCRD 173392 · WOBURN, MA$378,007,116.00Regulatory AUM · August 2026
- AURDAN CAPITAL MANAGEMENT, LLCCRD 330304 · WAYNE, PA$526,247,837.00Regulatory AUM · August 2026
- AURELIUS CAPITAL MANAGEMENT, LPCRD 157325 · NEW YORK, NY$411,862,221.00Regulatory AUM · August 2026
- AURELIUS FAMILY OFFICE, LLCCRD 323016 · BEDFORD, NH$315,255,207.00Regulatory AUM · August 2026
- AUREON PARTNERS LLCCRD 338348 · NEW YORK, NY$481,028,320.00Regulatory AUM · August 2026
- AUREUM WEALTH MANAGEMENT, LLCCRD 272027 · NORTH PALM BEACH, FL$150,560,827.00Regulatory AUM · August 2026
- AURORA INVESTMENT COUNSELCRD 107460 · ATLANTA, GA$252,723,544.00Regulatory AUM · August 2026
- AURORA INVESTMENT MANAGERS, LLCCRD 146325 · NAPLES, FL$358,694,902.00Regulatory AUM · August 2026
- AURORA PRIVATE WEALTH, INC.CRD 281604 · TOTOWA, NJ$374,030,968.00Regulatory AUM · August 2026
- AUSPICIOUS FINANCIAL PLANNING, LLCCRD 297962 · SAN RAMON, CA$277,960,000.00Regulatory AUM · August 2026
- AUSTERRA WEALTH MANAGEMENT LLCCRD 161964 · DALLAS, TX$230,269,794.00Regulatory AUM · August 2026
- AUSTIN MONEY MANAGEMENT CORPORATIONCRD 302038 · AUSTIN, TX$296,058,749.00Regulatory AUM · August 2026
- AUSTRALIS PARTNERS (ADVISERS) LLCCRD 175505 · NEW YORK, NY$651,835,099.00Regulatory AUM · August 2026
- AUTHENTIC COUNSEL, LLCCRD 173306 · GREENWOOD VILLAGE, CO$172,621,305.00Regulatory AUM · August 2026
- AUTHENTIC VENTURES INVESTMENT MANAGER, LLCCRD 304938 · OAKLAND, CA$201,179,040.00Regulatory AUM · August 2026
- AUTHENTIKOS WEALTH ADVISORY LLCCRD 286646 · NEW BRAUNFELS, TX$184,093,085.00Regulatory AUM · August 2026
- AUTILUS PARTNERS LLCCRD 322882 · SANTA MONICA, CA$413,754,518.00Regulatory AUM · August 2026
- AUTOPILOT ADVISERS, LLCCRD 331749 · NEW YORK, NY$892,375,643.00Regulatory AUM · August 2026
- AUTUMN GLORY PARTNERS, LLCCRD 288250 · DALLAS, TX$747,577,803.00Regulatory AUM · August 2026
- AUXIER ASSET MANAGEMENT LLCCRD 107980 · AURORA, OR$946,070,277.00Regulatory AUM · August 2026
- AUXO INVESTMENT PARTNERS, LLCCRD 290177 · GRAND RAPIDS, MI$412,041,275.00Regulatory AUM · August 2026
- AVAII WEALTH MANAGEMENT, LLCCRD 298165 · APPLETON, WI$602,750,772.00Regulatory AUM · August 2026
- AVAIL INVESTMENT PARTNERS, LLCCRD 315678 · LEMONT, PA$184,457,139.00Regulatory AUM · August 2026
- AVALAN, LLCCRD 156109 · SANTA BARBARA, CA$621,827,000.00Regulatory AUM · August 2026
- AVALON ADVISORY GROUP LLCCRD 297090 · WEXFORD, PA$290,263,807.00Regulatory AUM · August 2026
- AVALON CAPITAL MANAGEMENTCRD 107501 · MENLO PARK, CA$582,198,850.00Regulatory AUM · August 2026
- AVALON GLOBAL ASSET MANAGEMENT LLCCRD 107785 · SAN FRANCISCO, CA$553,759,758.00Regulatory AUM · August 2026
- AVANT CAPITAL, LLCCRD 167961 · LAFAYETTE, LA$176,206,195.00Regulatory AUM · August 2026
- AVANT FINANCIAL ADVISORS LLCCRD 297894 · AUSTIN, TX$196,402,029.00Regulatory AUM · August 2026
- AVANT MANAGEMENT LLCCRD 330991 · DENVER, CO$449,012,484.00Regulatory AUM · August 2026
- AVANTIA INVESTMENT SERVICES, LLCCRD 307869 · SEATTLE, WA$119,147,222.00Regulatory AUM · August 2026
- AVANTRA FAMILY WEALTH, INC.CRD 288209 · MECHANICSBURG, PA$221,555,091.00Regulatory AUM · August 2026
- AVATAR CAPITAL MANAGEMENT LLCCRD 330793 · SEATTLE, WA$279,640,377.00Regulatory AUM · August 2026
- AVATHON CAPITAL MANAGEMENT LPCRD 332243 · CHICAGO, IL$598,561,502.00Regulatory AUM · August 2026
- AVEGO MANAGEMENT, LLCCRD 310520 · ALPHARETTA, GA$917,526,516.00Regulatory AUM · August 2026
- AVENIR CORPORATIONCRD 110545 · ALEXANDRIA, VA$849,280,840.00Regulatory AUM · August 2026
- AVENTINE FINANCIAL GROUP LLCCRD 292390 · DOYLESTOWN, PA$153,133,400.00Regulatory AUM · August 2026
- AVENTURA PRIVATE WEALTH, LLCCRD 332630 · AVENTURA, FL$374,802,190.00Regulatory AUM · August 2026
- AVENTUS INVESTMENT ADVISORS, INC.CRD 153390 · NAPLES, FL$136,489,439.00Regulatory AUM · August 2026
- AVIATOR FINANCIAL CONSULTING LLCCRD 307799 · MONTGOMERY, TX$144,147,405.00Regulatory AUM · August 2026
- AVICENE INVESTMENT MANAGEMENT LPCRD 339617 · NEW YORK, NY$256,486,554.00Regulatory AUM · August 2026
- AVID WEALTH PARTNERS, LLCCRD 323124 · SAN ANTONIO, TX$298,534,409.00Regulatory AUM · August 2026
- AVILA RE CAPITAL, LLCCRD 325431 · CORTE MADERA, CA$341,232,889.00Regulatory AUM · August 2026
- AVION WEALTH, LLCCRD 134242 · THE WOODLANDS, TX$984,550,948.00Regulatory AUM · August 2026
- AVISE FINANCIAL COOPERATIVE, INC.CRD 328790 · LOS ANGELES, CA$169,438,931.00Regulatory AUM · August 2026
- AVISEN ADVISORS, LLCCRD 113791 · SACRAMENTO, CA$388,961,011.00Regulatory AUM · August 2026
- AVISO WEALTH MANAGEMENTCRD 108146 · BELLEVUE, WA$621,295,558.00Regulatory AUM · August 2026
- AVIVAR CAPITAL, LLCCRD 215516$362,080,456.00Regulatory AUM · August 2026
- AVOCET CAPITAL MANAGEMENT LLCCRD 156261 · NORTHBROOK, IL$157,774,773.00Regulatory AUM · August 2026
- AVONDALE WEALTH MANAGEMENT LLCCRD 152590 · WEST LAKE HILLS, TX$326,716,990.00Regulatory AUM · August 2026
- AVORY & COMPANY, LLC.CRD 284812 · MIAMI, FL$353,171,275.00Regulatory AUM · August 2026
- AVOS CAPITAL MANAGEMENT, LLCCRD 313979 · DARIEN, CT$297,797,612.00Regulatory AUM · August 2026
- AVRIO WEALTH PTE LTDCRD 306064$178,258,725.00Regulatory AUM · August 2026
- AWANI CAPITAL MANAGEMENT LPCRD 335179 · FULTON, MD$268,662,888.00Regulatory AUM · August 2026
- AWH CAPITAL, L.P.CRD 146740 · DALLAS, TX$147,559,612.00Regulatory AUM · August 2026
- AWM FINANCIAL SERVICES INC.CRD 144351 · THE WOODLANDS, TX$320,578,704.00Regulatory AUM · August 2026
- AWR INVESTMENT MANAGEMENT, LLCCRD 118538 · SAN RAFAEL, CA$131,590,434.00Regulatory AUM · August 2026
- AXECAP INVESTMENTS, LLCCRD 314674 · MASON, OH$186,625,957.00Regulatory AUM · August 2026
- AXIAL READE CAPITAL, LPCRD 301386 · NEW YORK, NY$601,242,401.00Regulatory AUM · August 2026
- AXIENT INVESTMENT ADVISORS LLCCRD 336722 · HUNTSVILLE, AL$453,990,661.00Regulatory AUM · August 2026
- AXIM WEALTH MANAGEMENT LLCCRD 319618 · SPRINGBORO, OH$127,235,713.00Regulatory AUM · August 2026
- AXIOM FINANCIAL STRATEGIES GROUP, LLCCRD 306618 · NEW ALBANY, IN$404,117,800.00Regulatory AUM · August 2026
- AXIOM INVESTMENT MANAGEMENT LLCCRD 141516 · NEW YORK, NY$236,775,276.00Regulatory AUM · August 2026
- AXIOM WEALTH STRATEGIES, LLCCRD 313124 · BEND, OR$124,726,210.00Regulatory AUM · August 2026
- AXIS WEALTH PARTNERS, LLCCRD 167122 · EAST PROVIDENCE, RI$377,380,633.00Regulatory AUM · August 2026
- AXIUS ADVISORS LLCCRD 330006 · SAINT CHARLES, MO$623,842,000.00Regulatory AUM · August 2026
- AXON CAPITAL LPCRD 158281 · NEW YORK, NY$527,395,028.00Regulatory AUM · August 2026
- AXOS INVEST, INCCRD 150953 · LAS VEGAS, NV$150,762,519.00Regulatory AUM · August 2026
- AXQ CAPITAL, LPCRD 318863 · JERSEY CITY, NJ$727,146,509.00Regulatory AUM · August 2026
- AXXETS WEALTH MANAGEMENT USA LLCCRD 340858 · AVENTURA, FL$101,303,220.00Regulatory AUM · August 2026
- AYRSHIRE CAPITAL MANAGEMENT LLCCRD 157883 · WESTPORT, CT$285,051,675.00Regulatory AUM · August 2026
- AYRTON CAPITAL LLCCRD 286298 · WESTPORT, CT$358,856,360.00Regulatory AUM · August 2026
- AZARIAS CAPITAL MANAGEMENT, L.P.CRD 174466 · WESTCHESTER, PA$188,823,949.00Regulatory AUM · August 2026
- AZTLAN EQUITY MANAGEMENT, LLCCRD 286360 · MCLEAN, VA$851,056,828.00Regulatory AUM · August 2026
- B.A. ROBERTS FINANCIAL SERVICES, INC.CRD 289856 · MARQUETTE, MI$373,879,035.00Regulatory AUM · August 2026
- B.A. SCHROCK WEALTH MANAGEMENT, INC.CRD 304694 · WADSWORTH, OH$281,583,977.00Regulatory AUM · August 2026
- B.B. GRAHAM & COMPANY, INC.CRD 41533 · ORANGE, CA$321,650,372.00Regulatory AUM · August 2026
- B&D WHITE CAPITAL COMPANY, LLCCRD 173822 · LAKEWAY, TX$925,191,253.00Regulatory AUM · August 2026
- B&T CAPITAL MANAGEMENT, INCORPORATEDCRD 121703 · AUSTIN, TX$871,430,846.00Regulatory AUM · August 2026
- BABB WEALTH ADVISORS LLCCRD 298347 · FLAGSTAFF, AZ$209,433,327.00Regulatory AUM · August 2026
- BAC CAPITAL ADVISORS LLCCRD 116816 · SEATTLE, WA$301,249,292.00Regulatory AUM · August 2026
- BACKCAST PARTNERS MANAGEMENT LLCCRD 291785 · NEW YORK, NY$864,371,698.00Regulatory AUM · August 2026
- BAER INVESTMENT ADVISORY LLCCRD 152063$118,990,000.00Regulatory AUM · August 2026
- BAFFIN ADVISORS LLCCRD 151202$103,904,710.00Regulatory AUM · August 2026
- BAIN CAPITAL PUBLIC EQUITY, LPCRD 145650 · BOSTON, MA$242,234,196.00Regulatory AUM · August 2026
- BAIRD CAPITAL MANAGEMENT COMPANY, LLCCRD 323309 · MILWAUKEE, WI$737,854,000.00Regulatory AUM · August 2026
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLCCRD 168956 · MILWAUKEE, WI$252,060,000.00Regulatory AUM · August 2026
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLCCRD 298155 · MILWAUKEE, WI$195,158,000.00Regulatory AUM · August 2026
- BALANCE WEALTH PARTNERS LLCCRD 329589 · WORTHINGTON, OH$386,652,646.00Regulatory AUM · August 2026
- BALANCED FINANCIAL PLANNING, INC.CRD 128161 · OVERLAND PARK, KS$181,332,636.00Regulatory AUM · August 2026
- BALANCED ROCK INVESTMENT ADVISORS LLCCRD 157424 · ROSLINDALE, MA$193,233,075.00Regulatory AUM · August 2026
- BALANCED WEALTH GROUP LLCCRD 328007 · WESTLAKE, OH$494,073,639.00Regulatory AUM · August 2026
- BALANCED WEALTH MANAGEMENT, LLC.CRD 174699 · EAST GREENWICH, RI$101,959,984.00Regulatory AUM · August 2026