Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 8
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- ASEMPA, LLCCRD 328609 · BATON ROUGE, LA$246,043,951.00Regulatory AUM · August 2026
- ASH INVESTMENT PARTNERS, LLCCRD 322109 · ATLANTA, GA$185,726,227.00Regulatory AUM · August 2026
- ASHBAY CAPITAL, LLCCRD 168788 · NEW YORK,, NY$137,737,270.00Regulatory AUM · August 2026
- ASHDON INVESTMENT MANAGEMENT, LLCCRD 130180 · TULLAHOMA, TN$425,055,578.00Regulatory AUM · August 2026
- ASHFORD ADVISORS, LLCCRD 114238 · PITTSFORD, NY$942,675,757.00Regulatory AUM · August 2026
- ASHFORD CAPITAL MANAGEMENT INCCRD 110696 · WILMINGTON, DE$965,833,061.00Regulatory AUM · August 2026
- ASHWOOD ADVISORS, LLCCRD 128811 · MEDFIELD, MA$126,948,136.00Regulatory AUM · August 2026
- ASHWORTH WEALTH, LLCCRD 116950 · SOUTH JORDAN, UT$377,751,050.00Regulatory AUM · August 2026
- $303,526,284.00Regulatory AUM · August 2026
- ASILIA CREDIT INVESTMENTS, LLCCRD 334981 · SALT LAKE CITY, UT$365,928,073.00Regulatory AUM · August 2026
- ASIO CAPITAL LLCCRD 298326 · LEXINGTON, KY$805,087,065.00Regulatory AUM · August 2026
- ASL FINANCIAL, LLCCRD 115479 · LOS GATOS, CA$186,708,263.00Regulatory AUM · August 2026
- ASPECT PARTNERS, LLCCRD 307273 · FAIRFAX, VA$418,184,288.00Regulatory AUM · August 2026
- ASPEN INVESTMENT MANAGEMENT INC.CRD 112081 · GRAND RAPIDS, MI$452,463,427.00Regulatory AUM · August 2026
- ASPEN PRIVATE ADVISORS, LLCCRD 297639 · SIOUX FALLS, SD$199,936,645.00Regulatory AUM · August 2026
- ASPEN RENEWABLE INVESTMENTS, L.L.C.CRD 334812 · NEW YORK, NY$868,428,081.00Regulatory AUM · August 2026
- ASPEN WEALTH MANAGEMENT, LLCCRD 159594 · FORT WORTH, TX$657,825,724.00Regulatory AUM · August 2026
- ASPEN WEALTH STRATEGIES, LLCCRD 307424 · ARVADA, CO$312,179,003.00Regulatory AUM · August 2026
- ASPETUCK FINANCIAL MANAGEMENT LLCCRD 134500 · WESTPORT, CT$178,264,173.00Regulatory AUM · August 2026
- ASPIRE ADVISORS, LLCCRD 150652 · NORTH WHITE PLAINS, NY$109,185,877.00Regulatory AUM · August 2026
- ASPIRE PRIVATE CAPITAL, LLCCRD 154116 · CORNELIUS, NC$509,707,463.00Regulatory AUM · August 2026
- ASPIREAN WEALTH, LLCCRD 173138 · MILL VALLEY, CA$233,159,926.00Regulatory AUM · August 2026
- ASPIRING VENTURES, LLCCRD 282891 · CINCINNATI, OH$569,522,860.00Regulatory AUM · August 2026
- ASSABET ADVISORS, LLCCRD 127795 · HOLDEN, MA$171,382,707.00Regulatory AUM · August 2026
- ASSET ADVISORY GROUP, INC.CRD 106618 · KINNELON, NJ$479,523,818.00Regulatory AUM · August 2026
- ASSET GROWTH SOLUTIONS, LLCCRD 342319 · SCOTTSDALE, AZ$702,717,385.00Regulatory AUM · August 2026
- ASSET MANAGEMENT ADVISORS, LLCCRD 111309 · OKLAHOMA CITY, OK$221,273,854.00Regulatory AUM · August 2026
- ASSET MANAGEMENT CONSULTING SERVICES, INC.CRD 128793 · LIVINGSTON, NJ$144,195,053.00Regulatory AUM · August 2026
- ASSET MANAGEMENT GROUP INVESTMENT CORP.CRD 168369 · GREENWOOD VILLAGE, CO$151,216,832.00Regulatory AUM · August 2026
- ASSET MANAGEMENT GROUP, INC.CRD 110116 · STAMFORD, CT$898,343,327.00Regulatory AUM · August 2026
- ASSET MANAGEMENT SERVICES, INC.CRD 110803$108,670,330.00Regulatory AUM · August 2026
- ASSET MANAGEMENT STRATEGIES, INC.CRD 135173 · INDIANAPOLIS, IN$220,241,744.00Regulatory AUM · August 2026
- ASSET ONE WEALTH MANAGEMENT, LLCCRD 336350 · BELLEVUE, WA$982,530,630.00Regulatory AUM · August 2026
- ASSET PLANNING CORPORATIONCRD 126242 · W. PALM BEACH, FL$104,378,457.00Regulatory AUM · August 2026
- ASSET PLANNING SERVICES INCCRD 104715 · COVINGTON, LA$365,570,218.00Regulatory AUM · August 2026
- ASSET PLANNING, INCCRD 111535 · LOS ALAMITOS, CA$553,464,866.00Regulatory AUM · August 2026
- ASSET PRESERVATION GROUP INCCRD 108150 · GRAPEVINE, TX$321,172,762.00Regulatory AUM · August 2026
- ASSET STRATEGY ADVISORS, LLCCRD 139879 · WAYLAND, MA$649,260,559.00Regulatory AUM · August 2026
- ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLCCRD 147982 · CAMP HILL, PA$116,389,146.00Regulatory AUM · August 2026
- ASSETBUILDER, INC.CRD 142665 · ALLEN, TX$812,663,572.00Regulatory AUM · August 2026
- ASSETGRADE, LLCCRD 168779 · BOSTON, MA$337,720,606.00Regulatory AUM · August 2026
- ASSURED RETIREMENT FINANCIAL GROUP, INC.CRD 179516 · EDINA, MN$241,013,112.00Regulatory AUM · August 2026
- ASTARA CAPITAL PARTNERS, L.P.CRD 317647 · NEW YORK, NY$731,865,626.00Regulatory AUM · August 2026
- ASTEROZOA MANAGEMENT LLCCRD 316870 · PHOENIX, AZ$103,936,739.00Regulatory AUM · August 2026
- ASTIRA CAPITAL PARTNERS LPCRD 327034 · BOSTON, MA$777,314,919.00Regulatory AUM · August 2026
- ASTON CAPITAL MANAGEMENTCRD 291310 · CORAL GABLES, FL$711,759,197.00Regulatory AUM · August 2026
- ASTORIA PORTFOLIO ADVISORS LLCCRD 288271 · NEW YORK, NY$977,614,793.00Regulatory AUM · August 2026
- ASTORIA STRATEGIC WEALTH, INC.CRD 113510$482,509,831.00Regulatory AUM · August 2026
- ASTRA ASSET MANAGEMENT UK LIMITEDCRD 167413$425,817,444.00Regulatory AUM · August 2026
- ASTRA CAPITAL MANAGEMENT LLCCRD 284265 · WASHINGTON, DC$341,537,692.00Regulatory AUM · August 2026
- ASTRA VENTURES INVESTMENT PARTNERS LLCCRD 306263$179,551,936.00Regulatory AUM · August 2026
- ASTRA WEALTH PARTNERS LLCCRD 321136 · JERSEY CITY, NJ$268,442,170.00Regulatory AUM · August 2026
- ASYMMETRIC CAPITAL MANAGEMENT, LLC.CRD 285739 · WAYZATA, MN$231,178,827.00Regulatory AUM · August 2026
- ATALA FINANCIAL INCCRD 318371 · CALABASAS, CA$370,745,717.00Regulatory AUM · August 2026
- ATCAP PARTNERS, LLCCRD 158214 · ROCKVILLE, MD$195,509,222.00Regulatory AUM · August 2026
- ATEGRA CAPITAL MANAGEMENT, LLCCRD 164245 · VIENNA, VA$190,194,000.00Regulatory AUM · August 2026
- ATFS ADVISERS LLCCRD 324191$153,858,461.00Regulatory AUM · August 2026
- ATHENA INVESTMENT MANAGEMENTCRD 106542$342,122,662.00Regulatory AUM · August 2026
- ATHENA WEALTH MANAGEMENT, LLCCRD 319373 · RENO, NV$173,979,964.00Regulatory AUM · August 2026
- ATHOS PRIVATE WEALTH LLCCRD 309862 · HOLLADAY, UT$268,494,780.00Regulatory AUM · August 2026
- ATIKA CAPITAL MANAGEMENT, LLCCRD 167227 · NEW YORK, NY$887,333,520.00Regulatory AUM · August 2026
- ATIVO CAPITAL MANAGEMENT, LLCCRD 125303 · CHICAGO, IL$862,728,498.00Regulatory AUM · August 2026
- ATLANTIC CREEK INVESTMENT MANAGEMENT, LLCCRD 163428 · NEW YORK, NY$612,423,000.00Regulatory AUM · August 2026
- $604,262,134.00Regulatory AUM · August 2026
- ATLANTIC FAMILY WEALTH, LLCCRD 171062 · CORAL GABLES, FL$210,123,792.00Regulatory AUM · August 2026
- ATLANTIC INVESTMENT MANAGEMENT, INCCRD 137698 · NEW YORK, NY$383,985,760.00Regulatory AUM · August 2026
- ATLANTIC PRIVATE WEALTH, LLCCRD 311517 · CHAPEL HILL, NC$893,973,591.00Regulatory AUM · August 2026
- ATLANTIC UNION MUNICIPAL ADVISORS, INCCRD 329425 · GLEN ALLEN, VA$134,277,990.00Regulatory AUM · August 2026
- ATLANTIC WEALTH PARTNERS, LLCCRD 289440 · JUPITER, FL$198,142,369.00Regulatory AUM · July 2026
- ATLANTIS WEALTH ADVISORS LLCCRD 169956 · MAUMEE, OH$150,194,659.00Regulatory AUM · August 2026
- ATLAS ASSET MANAGEMENT LLCCRD 173561 · GUAYNABO, PR$700,609,861.00Regulatory AUM · August 2026
- ATLAS BROWN, INC.CRD 133408 · LOUISVILLE, KY$605,223,761.00Regulatory AUM · August 2026
- ATLAS CAPITAL MANAGEMENT CORPCRD 106107 · FT WAYNE, IN$869,789,917.00Regulatory AUM · August 2026
- ATLAS FIDUCIARY SERVICES, INC.CRD 321271 · CONCORD, NH$269,279,564.00Regulatory AUM · August 2026
- ATLAS FINANCIAL PLANNING, LLCCRD 324861 · ALPHARETTA, GA$184,100,000.00Regulatory AUM · August 2026
- ATLAS LEGACY ADVISORS LLCCRD 329888 · LOS ANGELES, CA$715,008,713.00Regulatory AUM · August 2026
- ATLAS MERCHANT CAPITAL LLCCRD 172124 · NEW YORK, NY$593,033,821.00Regulatory AUM · August 2026
- ATLAS PRIVATE WEALTH ADVISORS, LLCCRD 283744 · RED BANK, NJ$859,775,602.00Regulatory AUM · August 2026
- ATLAS WEALTH LLCCRD 321832 · CINCINNATI, OH$872,588,664.00Regulatory AUM · August 2026
- ATLAS WEALTH PARTNERS LLCCRD 175219 · WYOMISSING, PA$233,756,342.00Regulatory AUM · August 2026
- ATLASMARK FINANCIAL, INC.CRD 152635 · AUSTIN, TX$228,571,101.00Regulatory AUM · August 2026
- ATLATL ADVISERS LLCCRD 284036 · MADISON, WI$392,672,491.00Regulatory AUM · August 2026
- ATMOS ADVISORY, LLCCRD 160087 · PITTSBURGH, PA$180,874,745.00Regulatory AUM · August 2026
- ATOMIC INVEST LLCCRD 313255 · NEW YORK, NY$319,519,697.00Regulatory AUM · August 2026
- ATON ADVISORS, LLCCRD 154036$116,366,607.00Regulatory AUM · August 2026
- ATON FINANCIAL LLCCRD 173070 · SAN JUAN, PR$600,886,180.00Regulatory AUM · August 2026
- ATTENTIVE INVESTMENTS, LLCCRD 315478 · STOCKTON, CA$197,494,206.00Regulatory AUM · August 2026
- ATTESSA CAPITAL LLCCRD 306827 · TUCSON, AZ$343,547,948.00Regulatory AUM · August 2026
- ATTICUS WEALTH MANAGEMENT, LLCCRD 296949 · PALM BEACH GARDENS, FL$565,329,716.00Regulatory AUM · August 2026
- ATTINGER, LLCCRD 311772 · PHILADELPHIA, PA$394,500,723.00Regulatory AUM · August 2026
- ATTLEBORO WEALTH MANAGEMENT LLCCRD 318056 · YARDLEY, PA$129,279,398.00Regulatory AUM · August 2026
- ATWATER CAPITAL, LLCCRD 299075 · LOS ANGELES, CA$491,461,508.00Regulatory AUM · August 2026
- ATWATER MALICK, LLCCRD 147972 · LANCASTER, PA$687,373,252.00Regulatory AUM · August 2026
- ATWATER WEALTH MANAGEMENT, INC.CRD 172749 · BOSTON, MA$248,226,322.00Regulatory AUM · August 2026
- ATX FINANCIAL PLANNING, LLCCRD 311589 · AUSTIN, TX$174,315,751.00Regulatory AUM · August 2026
- ATYANT CAPITAL MANAGEMENT LIMITEDCRD 165518$470,168,766.00Regulatory AUM · August 2026
- AUA PRIVATE EQUITY PARTNERS, LLCCRD 170597 · WEST PALM BEACH, FL$841,780,083.00Regulatory AUM · August 2026
- AUCTUS ADVISORS LLCCRD 289489 · CHARLOTTE, NC$612,923,272.00Regulatory AUM · August 2026
- AUDENT GLOBAL ASSET MANAGEMENT, LLCCRD 308166 · WEST HOLLYWOOD, CA$452,276,902.00Regulatory AUM · August 2026
- AUERBACH INVESTMENT SERVICES, LLCCRD 290041 · NARBERTH, PA$150,199,334.00Regulatory AUM · August 2026