Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 10
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- BALANZ ADVISORS LLCCRD 322263 · CORAL GABLES, FL$152,608,123.00Regulatory AUM · August 2026
- BALCH HILL CAPITAL, LLCCRD 113209$402,084,596.00Regulatory AUM · August 2026
- BALDWIN & CLARKE ADVISORY SERVICES LLCCRD 105666 · BEDFORD, NH$465,731,924.00Regulatory AUM · August 2026
- BALEEN CAPITAL MANAGEMENT LLCCRD 311438 · LAS VEGAS, NV$168,700,000.00Regulatory AUM · August 2026
- BALIS ENTERPRISES LLCCRD 315130$444,315,128.00Regulatory AUM · August 2026
- BALL & COMPANY WEALTH MANAGEMENT, INC.CRD 133950$203,064,245.00Regulatory AUM · August 2026
- BALLAST ADVISORS, LLCCRD 285991 · WOODBURY, MN$674,476,752.00Regulatory AUM · August 2026
- BALLAST ASSET MANAGEMENT, LPCRD 311116 · DALLAS, TX$220,658,717.00Regulatory AUM · August 2026
- BALLAST CAPITAL ADVISORS LLCCRD 282369 · WEST DES MOINES, IA$328,737,630.00Regulatory AUM · August 2026
- BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLCCRD 330189 · PROVIDENCE, RI$111,922,530.00Regulatory AUM · August 2026
- BALLAST FINANCIAL ADVISORS, LLCCRD 304430 · WEST CHESTER, PA$342,648,784.00Regulatory AUM · August 2026
- BALLAST POINT FINANCIAL PLANNING, LLCCRD 283295 · BURLINGAME, CA$162,385,487.00Regulatory AUM · August 2026
- BALLAST ROCK PRIVATE WEALTH LLCCRD 322064 · CHARLESTON, SC$405,737,187.00Regulatory AUM · August 2026
- BALLAST, INC.CRD 152695 · LEXINGTON, KY$751,516,845.00Regulatory AUM · August 2026
- BALLINA CAPITAL, LLCCRD 289598$486,256,666.00Regulatory AUM · August 2026
- BALMORAL MANAGEMENT II L.P.CRD 164956 · LOS ANGELES, CA$974,363,953.00Regulatory AUM · August 2026
- BAM WEALTH MANAGEMENT LLCCRD 330237 · LAKEWOOD, CO$201,993,089.00Regulatory AUM · August 2026
- BANCREEK CAPITAL ADVISORS, LLCCRD 328736 · SANTA MONICA, CA$187,138,974.00Regulatory AUM · August 2026
- BANDERA PARTNERS LLCCRD 161230 · BROOKLYN, NY$244,104,385.00Regulatory AUM · August 2026
- BANKER INVESTMENT GROUP INCCRD 109650 · WEST LAFAYETTE, IN$260,212,387.00Regulatory AUM · August 2026
- BANKPLUS WEALTH MANAGEMENT, LLCCRD 152588 · JACKSON, MS$263,759,468.00Regulatory AUM · August 2026
- BANNER CAPITAL MANAGEMENT, LLCCRD 326949 · LEHI, UT$619,188,611.00Regulatory AUM · August 2026
- BANNERMAN WEALTH MANAGEMENT GROUP, LLCCRD 284677 · LEWISVILLE, TX$176,582,760.00Regulatory AUM · August 2026
- BANNERSTONE CAPITAL MANAGEMENT, LLCCRD 147447 · WAYZATA, MN$155,343,700.00Regulatory AUM · August 2026
- BANORTE ASSET MANAGEMENT, INC.CRD 290555 · HOUSTON, TX$661,189,262.00Regulatory AUM · August 2026
- BANTA ASSET MANAGEMENT LPCRD 142987 · NEWPORT BEACH, CA$128,657,824.00Regulatory AUM · August 2026
- BANTAMAC CAPITAL, LLCCRD 307765 · CHICAGO, IL$224,740,043.00Regulatory AUM · August 2026
- BANYAN ALPHA INVESTMENT L.P.CRD 311857 · SOUTH SAN FRANCISCO, CA$751,940,092.00Regulatory AUM · August 2026
- BANYAN CAPITAL MANAGEMENT, INC.CRD 108123 · ATLANTA, GA$281,738,620.00Regulatory AUM · August 2026
- BANYAN GLOBAL INVESTMENT ADVISORS, LLCCRD 283264 · BOCA RATON, FL$162,076,071.00Regulatory AUM · August 2026
- BARCA CAPITAL, LLCCRD 263786 · WEST NEWTON, MA$438,995,290.00Regulatory AUM · August 2026
- BARD ASSOCIATES INCCRD 104984 · CHICAGO, IL$416,229,875.00Regulatory AUM · August 2026
- BARDEN CAPITAL MANAGEMENT, INC.CRD 141769$183,500,000.00Regulatory AUM · August 2026
- BARE FINANCIAL SERVICES INC.CRD 328043 · GAP, PA$662,264,475.00Regulatory AUM · August 2026
- BARING FINANCIAL LLCCRD 173761 · BELLINGHAM, WA$210,327,061.00Regulatory AUM · August 2026
- BARINGTON COMPANIES INVESTORS, LLCCRD 161305 · NEW YORK, NY$172,902,278.00Regulatory AUM · August 2026
- BARKER WEALTH MANAGEMENT, LLCCRD 226768 · CAMAS, WA$240,578,722.00Regulatory AUM · August 2026
- BARLOW, LINDA, ANNCRD 111643 · SANTA ANA, CA$239,644,680.00Regulatory AUM · August 2026
- BARNEGAT FUND MANAGEMENT INC.CRD 158347 · HOBOKEN, NJ$803,372,059.00Regulatory AUM · August 2026
- BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLCCRD 328496 · CINCINNATI, OH$188,215,232.00Regulatory AUM · August 2026
- BARNES WEALTH MANAGEMENT GROUP, INC.CRD 132189 · BAKERSFIELD, CA$477,213,262.00Regulatory AUM · August 2026
- BARNETT & CO INCCRD 105867 · CHATTANOOGA, TN$142,016,348.00Regulatory AUM · August 2026
- BARNETT CAPITAL ADVISORS LLCCRD 159113 · MIAMI, FL$161,128,400.00Regulatory AUM · August 2026
- BARNSTONE ADVISORS LLCCRD 144511 · PHOENIXVILLE, PA$241,063,476.00Regulatory AUM · August 2026
- BAROMETER CAPITAL MANAGEMENT INC.CRD 156409$736,967,644.00Regulatory AUM · August 2026
- BARON FINANCIAL GROUP LLCCRD 144234 · FAIR LAWN, NJ$369,113,175.00Regulatory AUM · August 2026
- BARON WEALTH MANAGEMENT, LLCCRD 153117 · TROY, MI$846,778,426.00Regulatory AUM · August 2026
- BARR FINANCIAL SERVICES, LLCCRD 125444 · WINTER PARK, FL$269,200,387.00Regulatory AUM · August 2026
- BARRAMUNDI ADVISORS LLCCRD 334454 · BOCA RATON, FL$390,402,667.00Regulatory AUM · August 2026
- BARRETT & COMPANY, INC.CRD 1175 · PROVIDENCE, RI$529,683,081.00Regulatory AUM · August 2026
- BARRETT UPTON CAPITAL PARTNERS LLCCRD 326104 · LAKE FOREST, IL$182,250,000.00Regulatory AUM · August 2026
- BARRETT WEALTH CONNECTION LLCCRD 161020 · SPRING GROVE, IL$147,971,168.00Regulatory AUM · August 2026
- BARRIER CAPITAL MANAGEMENT, LLCCRD 312294 · SAN FRANCISCO, CA$136,019,223.00Regulatory AUM · August 2026
- BARRON FINANCIAL GROUP, LLPCRD 140504 · TORRINGTON, CT$199,126,279.00Regulatory AUM · August 2026
- BARRY INVESTMENT ADVISORS, LLCCRD 144955 · NEW BEDFORD, MA$846,769,663.00Regulatory AUM · August 2026
- BARTLEY FINANCIAL ADVISORS, LLCCRD 124293 · BEDFORD, NH$151,581,219.00Regulatory AUM · August 2026
- BARTON INVESTMENT MANAGEMENT, LLCCRD 141084 · W. CONSHOHOCKEN, PA$984,712,343.00Regulatory AUM · August 2026
- BAS CAPITAL CORP.CRD 150430$117,010,925.00Regulatory AUM · August 2026
- BASE WEALTH MANAGEMENT LLCCRD 321991 · LAKEWOOD RANCH, FL$326,333,445.00Regulatory AUM · August 2026
- BASEPOINT WEALTH, LLCCRD 289538 · CEDAR RAPIDS, IA$883,834,872.00Regulatory AUM · August 2026
- BASIN OIL AND GAS MANAGEMENT, LPCRD 289099 · FORT WORTH, TX$492,662,498.00Regulatory AUM · August 2026
- BASON ASSET MANAGEMENT LLCCRD 165450 · LAKEWOOD, CO$848,804,132.00Regulatory AUM · August 2026
- BASSAM WEALTH MANAGEMENT, LLCCRD 330695 · PALM BEACH, FL$240,970,936.00Regulatory AUM · August 2026
- BASTION FIDUCIARY, LLCCRD 333420$125,219,049.00Regulatory AUM · August 2026
- BASTION MANAGEMENT II LLCCRD 309685 · STAMFORD, CT$572,736,610.00Regulatory AUM · August 2026
- BATES FINANCIAL ADVISORS, INC.CRD 116515 · ROCKFORD, IL$439,211,752.00Regulatory AUM · August 2026
- BATTLE INVESTMENT GROUP, LLCCRD 283292 · ATLANTA, GA$307,938,207.00Regulatory AUM · August 2026
- BAU ADVISORS LLCCRD 301667 · MIAMI, FL$286,466,780.00Regulatory AUM · August 2026
- BAUER WEALTH MANAGEMENT INC.CRD 152977 · COLORADO SPRINGS, CO$205,933,923.00Regulatory AUM · August 2026
- BAUGH & ASSOCIATES, LLCCRD 136342 · ATLANTA, GA$294,248,937.00Regulatory AUM · August 2026
- BAUM CAPITAL PARTNERS MANAGEMENT, LLCCRD 288225 · KANSAS CITY, MO$247,005,439.00Regulatory AUM · August 2026
- BAUMAN ADVISORY GROUP, LLCCRD 153061 · LAS VEGAS, NV$206,399,319.00Regulatory AUM · August 2026
- BAUTIS FINANCIAL, LLCCRD 148582 · MONTCLAIR, NJ$197,360,737.00Regulatory AUM · August 2026
- BAY CAPITAL ADVISORS, LLCCRD 140796 · VIRGINIA BEACH, VA$228,283,850.00Regulatory AUM · August 2026
- BAY CLIADAKIS & ASSOCIATES, LLCCRD 301214 · CHICO, CA$135,010,107.00Regulatory AUM · August 2026
- BAY HARBOR WEALTH MANAGEMENT, LLCCRD 294000 · HUNT VALLEY, MD$411,994,411.00Regulatory AUM · August 2026
- BAY HILLS CAPITAL MANAGEMENT, LLCCRD 158603 · SAN FRANCISCO, CA$569,785,000.00Regulatory AUM · August 2026
- BAY POINTE WEALTH, LLCCRD 340986 · NEW BALTIMORE, MI$115,917,788.00Regulatory AUM · August 2026
- BAY RIVERS GROUP, INC.CRD 290095 · WILLIAMSBURG, VA$326,205,349.00Regulatory AUM · August 2026
- BAYARD ASSET MANAGEMENT LLCCRD 177515 · PRINCETON, NJ$397,263,409.00Regulatory AUM · August 2026
- BAYBERRY CAPITAL PARTNERS LPCRD 300381 · NEW YORK, NY$533,425,534.00Regulatory AUM · August 2026
- BAYBRIDGE CAPITAL GROUP, LLCCRD 284867 · LIVERMORE, CA$192,926,505.00Regulatory AUM · August 2026
- BAYESIAN CAPITAL MANAGEMENT, LPCRD 283967$228,803,076.00Regulatory AUM · August 2026
- BAYFOREST CAPITAL LIMITEDCRD 312969$318,073,489.00Regulatory AUM · August 2026
- BAYHAWK CAPITAL LPCRD 328829 · BOSTON, MA$730,750,567.00Regulatory AUM · August 2026
- BAYHUNT CAPITAL LLCCRD 333514 · MILL VALLEY, CA$362,141,122.00Regulatory AUM · August 2026
- BAYNTREE WEALTH ADVISORS, LLCCRD 226708 · SCOTTSDALE, AZ$241,077,085.00Regulatory AUM · August 2026
- BAYPOINTE PARTNERS, LLCCRD 331273 · STAMFORD, CT$270,500,006.00Regulatory AUM · August 2026
- BAYSHORE ASSET MANAGEMENT, LLCCRD 144191 · CORAL GABLES, FL$740,057,030.00Regulatory AUM · August 2026
- BAYSHORE CAPITAL ADVISORS, LLCCRD 110209 · TAMPA, FL$879,243,015.00Regulatory AUM · August 2026
- BAYSWATER MANAGEMENT COMPANY LPCRD 285290 · DENVER, CO$991,480,270.00Regulatory AUM · August 2026
- BAZIS PRIVATE WEALTH, LLCCRD 148605 · OMAHA, NE$244,134,828.00Regulatory AUM · August 2026
- BBJS FINANCIAL ADVISORS, LLCCRD 115969 · SEATTLE, WA$331,525,200.00Regulatory AUM · August 2026
- BCA PRIVATE WEALTH, INC.CRD 140913 · GREENVILLE, SC$317,299,794.00Regulatory AUM · August 2026
- BCG SECURITIES, INC.CRD 70 · CHERRY HILL, NJ$894,217,482.00Regulatory AUM · August 2026
- BCGM WEALTH MANAGEMENT, LLCCRD 306757 · LAFAYETTE, IN$541,469,419.00Regulatory AUM · August 2026
- BCI SECURITIES, INC.CRD 168047 · MIAMI, FL$402,246,518.00Regulatory AUM · August 2026
- BCK PARTNERS, INC.CRD 181512 · CORNING, NY$212,670,459.00Regulatory AUM · August 2026
- BCM ADVISORS, LLCCRD 107946 · LAFAYETTE, LA$775,708,312.00Regulatory AUM · August 2026
- BCM CAPITAL MANAGEMENT LLCCRD 337570 · NORTHFIELD, IL$126,287,008.00Regulatory AUM · August 2026