Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 89
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- THE PERSPECTIVE GROUP, LLCCRD 175294 · LAWRENCE, KS$225,078,095.00Regulatory AUM · August 2026
- THE PHOENIX FUND ADVISOR LLCCRD 316384 · GUAYNABO, PR$596,381,715.00Regulatory AUM · August 2026
- THE PINES WEALTH MANAGEMENT, LLCCRD 326353 · SOUTHERN PINES, NC$485,880,113.00Regulatory AUM · August 2026
- THE PITTI GROUP WEALTH MANAGEMENT, LLCCRD 314685 · VICTOR, NY$374,313,856.00Regulatory AUM · August 2026
- THE PLANNER'S EDGE LLCCRD 114616 · MERCER ISLAND, WA$178,713,196.00Regulatory AUM · August 2026
- THE PLANNING PROJECT LLCCRD 297658 · THE WOODLANDS, TX$551,358,564.00Regulatory AUM · August 2026
- THE PRACTICAL PLANNER, LLCCRD 130601 · GROTON, MA$145,318,074.00Regulatory AUM · August 2026
- THE PRIVATE INVESTMENT GROUP, INC.CRD 128876 · KETTERING, OH$179,344,301.00Regulatory AUM · August 2026
- THE PROFESSIONAL FINANCIAL COMPANY LLCCRD 286419 · OREM, UT$246,055,621.00Regulatory AUM · August 2026
- THE PUTNEY FINANCIAL GROUP LLCCRD 111639 · SAN RAFAEL, CA$205,409,186.00Regulatory AUM · August 2026
- THE QUICK GROUP LLCCRD 334472 · NEW YORK, NY$111,264,741.00Regulatory AUM · August 2026
- THE RENN WEALTH MANAGEMENT GROUP, INC.CRD 117500 · ATLANTA, GA$151,878,149.00Regulatory AUM · August 2026
- THE RETIREMENT GUYS FORMULA LLCCRD 168561 · MAUMEE, OH$276,913,975.00Regulatory AUM · August 2026
- THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.CRD 108705 · WARWICK, RI$394,398,625.00Regulatory AUM · August 2026
- THE RETIREMENT SOLUTION LLCCRD 148106 · REDMOND, WA$699,428,544.00Regulatory AUM · August 2026
- THE RICE PARTNERSHIP, LLCCRD 135701 · HONOLULU, HI$985,498,298.00Regulatory AUM · August 2026
- THE ROXBOROUGH GROUP, LLCCRD 310949 · SAN FRANCISCO, CA$636,049,978.00Regulatory AUM · August 2026
- THE RUDD COMPANY, LLCCRD 289276 · FORT WORTH, TX$250,838,846.00Regulatory AUM · August 2026
- THE SALIENT ZARVONA ENERGY FUND GP, L.P.CRD 162712 · HOUSTON, TX$264,314,579.00Regulatory AUM · August 2026
- THE SHER WEALTH MANAGEMENT GROUP, INC.CRD 172369 · NEEDHAM, MA$145,615,428.00Regulatory AUM · August 2026
- THE SHERRY GROUP, INC.CRD 146271 · MOUNTAIN HOME, AR$130,308,548.00Regulatory AUM · August 2026
- THE SIMMONS PARTNERSHIP, INCCRD 156740 · TOWSON, MD$216,542,492.00Regulatory AUM · August 2026
- THE STANICH GROUP LLCCRD 282447$209,776,444.00Regulatory AUM · August 2026
- THE STEWARDSHIP CENTER,INC.CRD 112626$145,947,279.00Regulatory AUM · August 2026
- THE STOLPER COMPANY L.L.C.CRD 132962 · TULSA, OK$356,289,476.00Regulatory AUM · August 2026
- THE STONE CREEK GROUP, LLCCRD 182512 · ENGLEWOOD, CO$250,599,719.00Regulatory AUM · August 2026
- THE STRATEGIC FINANCIAL ALLIANCE, INC.CRD 126514 · ATLANTA, GA$382,034,020.00Regulatory AUM · August 2026
- THE TENRET COMPANY, LLCCRD 298570 · TAMPA, FL$225,446,387.00Regulatory AUM · August 2026
- THE TURLINGTON GROUP, INC.CRD 317324 · RALEIGH, NC$110,460,071.00Regulatory AUM · August 2026
- THE VISUALIZE GROUP LPCRD 327531 · NEW YORK, NY$396,051,145.00Regulatory AUM · August 2026
- THE WATCHMAN GROUP, INC.CRD 133690 · PLANO, TX$639,740,168.00Regulatory AUM · August 2026
- THE WEALTH ADVANTAGE GROUP, INC.CRD 122231 · COLUMBUS, OH$146,398,143.00Regulatory AUM · August 2026
- THE WEALTH ADVISORY TEAM, LLCCRD 124957 · BELLEVUE, KY$147,000,000.00Regulatory AUM · August 2026
- THE WEALTH COACH, LLCCRD 144588 · SALADO, TX$219,592,454.00Regulatory AUM · August 2026
- THE WEALTH COLLABORATIVE, INC.CRD 142618 · CORONA DEL MAR, CA$791,560,364.00Regulatory AUM · August 2026
- THE WEALTH CONSERVANCY, INC.CRD 112024 · BOULDER, CO$260,006,850.00Regulatory AUM · August 2026
- THE WEALTH GROUP, LTDCRD 154106 · RALEIGH, NC$160,185,546.00Regulatory AUM · August 2026
- THE WEALTH GROUP, LTDCRD 311385 · EDEN PRAIRIE, MN$711,016,621.00Regulatory AUM · August 2026
- THE WEALTHGARDEN F.S. LLCCRD 311927 · EL SEGUNDO, CA$227,595,909.00Regulatory AUM · August 2026
- THE WEIL COMPANYCRD 22090 · SAN DIEGO, CA$896,242,185.00Regulatory AUM · August 2026
- THE WELLINGTON GRP LLCCRD 332803 · INDIANAPOLIS, IN$473,645,985.00Regulatory AUM · August 2026
- THE WESTCHESTER GROUP, LLCCRD 288959$187,923,640.00Regulatory AUM · August 2026
- THE WILLIAM ALLAN CORPORATIONCRD 133147 · FORT COLLINS, CO$204,438,799.00Regulatory AUM · August 2026
- THE WORLEY BANKS GROUP, LLCCRD 306890 · CREVE COEUR, MO$184,298,039.00Regulatory AUM · August 2026
- THE YANKER GROUP, INC.CRD 281364 · MANCHESTER, MO$296,377,533.00Regulatory AUM · August 2026
- THEORY FINANCIAL LLCCRD 304084 · FORT COLLINS, CO$319,240,651.00Regulatory AUM · August 2026
- THIEL INVESTMENT MANAGEMENT COMPANY, LLCCRD 282631$120,387,810.00Regulatory AUM · August 2026
- THIELEN CAPITAL CORPORATIONCRD 169139 · LADERA RANCH, CA$126,020,017.00Regulatory AUM · August 2026
- THINAGEE INVESTMENTS INC.CRD 165054 · CHEVY CHASE, MD$265,400,000.00Regulatory AUM · August 2026
- THINK DIFFERENT FINANCIAL PLANNING LLCCRD 312539$141,525,076.00Regulatory AUM · August 2026
- THIRD EYE CAPITAL MANAGEMENT, LLCCRD 287819 · MIAMI BEACH, FL$291,295,000.00Regulatory AUM · August 2026
- THIRD GEAR CAPITAL MANAGEMENT LPCRD 327316 · HOUSTON, TX$115,650,293.00Regulatory AUM · August 2026
- THIRD NORTH CAPITAL LPCRD 285348 · NEW YORK, NY$432,204,482.00Regulatory AUM · August 2026
- THIRTEEN TWENTY-TWO ADVISORS, LLCCRD 339326 · FORT WORTH, TX$163,491,295.00Regulatory AUM · August 2026
- THIRTYNORTH INVESTMENTS, LLCCRD 155355 · NEW ORLEANS, LA$467,782,000.00Regulatory AUM · August 2026
- THISTLE CREEK CAPITAL, LLCCRD 331449 · LEHI, UT$160,988,324.00Regulatory AUM · August 2026
- THOMA CAPITAL MANAGEMENT LLCCRD 120139 · TOWSON, MD$310,069,630.00Regulatory AUM · August 2026
- THOMAS J. HERZFELD ADVISORS, INC.CRD 108369 · MIAMI BEACH, FL$890,415,395.00Regulatory AUM · August 2026
- THOMAS LEO ADVISORY, LLCCRD 159271 · MINNEAPOLIS, MN$192,716,851.00Regulatory AUM · August 2026
- THOMAS STORY AND SON LLCCRD 148774 · PLYMOUTH, IN$328,238,000.00Regulatory AUM · August 2026
- THOMAS WRIGHT ASSET MANAGEMENT, INC.CRD 105192 · SAN JUAN, PR$341,270,603.00Regulatory AUM · August 2026
- THOMASLLOYD CLIMATE SOLUTIONS LLCCRD 298222 · PLEASANTVILLE, NY$558,244,510.00Regulatory AUM · August 2026
- THOMIST CAPITAL MANAGEMENT, LPCRD 299815 · HOUSTON, TX$736,179,983.00Regulatory AUM · August 2026
- THOMPSON CAPITAL MANAGEMENT, LLCCRD 300993$200,133,859.00Regulatory AUM · August 2026
- THOMPSON DAVIS & CO., INC.CRD 41353 · RICHMOND, VA$211,338,163.00Regulatory AUM · August 2026
- THOMPSON WEALTH SOLUTIONS, LLCCRD 338023 · TIMONIUM, MD$172,057,328.00Regulatory AUM · August 2026
- THOR INVESTMENT MANAGEMENT INCCRD 105902 · CINCINNATI, OH$678,708,777.00Regulatory AUM · August 2026
- THOR TRADING ADVISORS, LLCCRD 310362 · GREENSBURG, PA$217,020,431.00Regulatory AUM · August 2026
- THORNBURG BOW RIVER ADVISERS, LLC.CRD 332879 · DENVER, CO$224,165,696.00Regulatory AUM · August 2026
- THORNTREE CAPITAL PARTNERS LPCRD 283643 · BOSTON, MA$955,280,269.00Regulatory AUM · August 2026
- THRASHER & CHAMBERS WEALTH MANAGEMENT, LLCCRD 293532 · BENTONVILLE, AR$151,000,000.00Regulatory AUM · August 2026
- THREADGILL FINANCIAL, LLCCRD 174865 · THE WOODLANDS, TX$399,419,091.00Regulatory AUM · August 2026
- THREE ARCH WEALTH MANAGEMENT LLCCRD 333733 · IRVINE, CA$662,439,902.00Regulatory AUM · August 2026
- THREE BEARINGS FIDUCIARY ADVISORS, INC.CRD 283926 · HAMPTON, NH$350,733,305.00Regulatory AUM · August 2026
- THREE BRIDGES CAPITAL, LPCRD 160021 · NEW YORK, NY$175,474,601.00Regulatory AUM · August 2026
- THREE CORD TRUE WEALTH MANAGEMENT, LLCCRD 307480 · BEAVER, PA$317,888,046.00Regulatory AUM · August 2026
- THREE MAGNOLIAS FINANCIAL ADVISORS, LLCCRD 114471 · WINSTON SALEM, NC$487,056,157.00Regulatory AUM · August 2026
- THREE PEAKS CAPITAL MANAGEMENT, LLCCRD 127402 · CASTLE ROCK, CO$222,869,514.00Regulatory AUM · August 2026
- THREE SIXTY WEALTH MANAGEMENT, LLCCRD 301007 · BLOOMINGTON, IL$190,090,772.00Regulatory AUM · August 2026
- THRIVE CAPITAL MANAGEMENT, LLCCRD 281347 · FORT WASHINGTON, PA$656,745,095.00Regulatory AUM · August 2026
- THRIVE RETIREMENT SPECIALISTS L.L.C.CRD 310289 · ROYAL OAK, MI$303,880,397.00Regulatory AUM · August 2026
- THRYVE WEALTH MANAGEMENT LLCCRD 335920 · SANTA BARBARA, CA$303,985,008.00Regulatory AUM · August 2026
- THURSTON ADVISORS, LLCCRD 318422 · VERO BEACH, FL$480,922,735.00Regulatory AUM · August 2026
- TIA WEALTH MANAGEMENT LLCCRD 327402 · NEWBURYPORT, MA$101,504,000.00Regulatory AUM · August 2026
- TICINO WEALTH LLCCRD 335808 · MISSION VIEJO, CA$400,242,629.00Regulatory AUM · August 2026
- TIDE COVE CAPITAL PARTNERS LLCCRD 327373$183,102,977.00Regulatory AUM · August 2026
- TIDECREST WEALTH MANAGEMENT, LLCCRD 332422 · NEWPORT BEACH, CA$249,671,442.00Regulatory AUM · August 2026
- TIDEHAVEN WEALTH, LLCCRD 281814 · MOUNT PLEASANT, SC$124,983,821.00Regulatory AUM · August 2026
- TIDEMARK MANAGEMENT COMPANY LPCRD 313541 · MENLO PARK, CA$699,630,004.00Regulatory AUM · August 2026
- TIDEMARK, LLCCRD 327611 · SAN DIEGO, CA$462,503,256.00Regulatory AUM · August 2026
- TIDWELL WEALTH MANAGEMENT LLCCRD 309109 · ROCKLIN, CA$116,655,745.00Regulatory AUM · August 2026
- TIEMANN INVESTMENT ADVISORS, LLCCRD 125360 · MENLO PARK, CA$341,143,700.00Regulatory AUM · August 2026
- TIEMPO CAPITAL PARTNERS, LLCCRD 329367 · MIAMI, FL$911,049,981.00Regulatory AUM · August 2026
- TIETON CAPITAL MANAGEMENT, LLCCRD 135769 · YAKIMA, WA$313,981,362.00Regulatory AUM · August 2026
- TIGEROAK MANAGEMENT, LLCCRD 330640 · NASHVILLE, TN$481,229,638.00Regulatory AUM · August 2026
- TILDEN LOUCKS & WOODNORTH LLCCRD 106713 · ELMHURST, IL$173,286,119.00Regulatory AUM · August 2026
- TILIA FIDUCIARY PARTNERS, INC.CRD 157852 · WILMINGTON, NC$403,650,829.00Regulatory AUM · August 2026
- TILIA HOLDINGS, LLCCRD 292148 · CHICAGO, IL$311,857,000.00Regulatory AUM · August 2026
- TILLER PARTNERS, LLCCRD 170429 · BEVERLY HILLS, CA$261,477,780.00Regulatory AUM · August 2026
- TILLER PRIVATE WEALTH, INC.CRD 111268 · BETHLEHEM, PA$730,302,316.00Regulatory AUM · August 2026