Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 88
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- TEXAS FAMILY WEALTH, LLCCRD 327332 · FRIENDSWOOD, TX$256,979,997.00Regulatory AUM · August 2026
- TEZA CAPITAL MANAGEMENT LLCCRD 173124 · CHICAGO, IL$139,526,000.00Regulatory AUM · August 2026
- TFB ADVISORS, LLCCRD 321870 · OVERLAND PARK, KS$840,165,115.00Regulatory AUM · August 2026
- TFJ MANAGEMENT, LLCCRD 312132 · SOMERVILLE, MA$198,352,057.00Regulatory AUM · August 2026
- TFP MANAGEMENT, LLCCRD 313543 · BETTENDORF, IA$272,999,277.00Regulatory AUM · August 2026
- TFR CAPITAL, LLCCRD 333108 · PLANO, TX$403,142,852.00Regulatory AUM · August 2026
- TFS ADVISORS, LLCCRD 167653 · EDMONDS, WA$161,237,949.00Regulatory AUM · August 2026
- TH FINANCIAL, LLCCRD 334134$104,756,929.00Regulatory AUM · August 2026
- THACKERAY PARTNERS, L.P.CRD 166351 · DALLAS, TX$442,719,874.00Regulatory AUM · August 2026
- THAMES CAPITAL MANAGEMENT, LLCCRD 288755 · ROSELAND, NJ$830,547,448.00Regulatory AUM · August 2026
- THAYER FINANCIAL, L.L.C.CRD 304729 · HICKORY, NC$106,449,059.00Regulatory AUM · August 2026
- THAYER PARTNERS LLCCRD 290734$685,710,296.00Regulatory AUM · August 2026
- THE ABBIT MANAGEMENT CORPCRD 110507 · GRAND HAVEN, MI$252,322,909.00Regulatory AUM · August 2026
- THE ADVISORY FIRMCRD 139125 · ALPHARETTA, GA$126,393,156.00Regulatory AUM · August 2026
- THE ADVISORY GROUP OF SAN FRANCISCO, LLCCRD 108110 · SAN FRANCISCO, CA$809,864,230.00Regulatory AUM · August 2026
- THE ADVISORY RESOURCE GROUP, LLCCRD 290110 · TULSA, OK$926,569,671.00Regulatory AUM · August 2026
- THE ADVOCATE GROUP, LLCCRD 155270 · MINNETONKA, MN$809,930,205.00Regulatory AUM · August 2026
- THE AMBRUS GROUP LLCCRD 316761 · TAMPA, FL$485,069,000.00Regulatory AUM · August 2026
- THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLPCRD 165183 · SCOTTSDALE, AZ$309,311,234.00Regulatory AUM · August 2026
- THE ARANDA GROUP ADVISORS, LLCCRD 302100 · JENKINTOWN, PA$233,704,614.00Regulatory AUM · August 2026
- THE ARCHER CONSULTING GROUP, LLCCRD 156062 · THIBODAUX, LA$192,244,119.00Regulatory AUM · August 2026
- THE ARKANSAS FINANCIAL GROUP, INC.CRD 104808 · LITTLE ROCK, AR$971,140,637.00Regulatory AUM · August 2026
- THE AUGUST GROUP CAPITAL LIMITEDCRD 311499$740,298,168.00Regulatory AUM · August 2026
- THE BANC FUNDS COMPANY, L.L.C.CRD 106305 · CHICAGO, IL$680,414,583.00Regulatory AUM · August 2026
- THE BENDIX FINANCIAL GROUP, INC.CRD 118999 · GARDEN CITY, NY$196,644,826.00Regulatory AUM · August 2026
- THE BREIT GROUP, LLCCRD 335020 · WRIGHTSVILLE BEACH, NC$131,625,000.00Regulatory AUM · August 2026
- THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLCCRD 140551 · PHOENIX, AZ$538,847,204.00Regulatory AUM · August 2026
- THE CAPITAL CHART ROOM, LTDCRD 117980 · FORT WORTH, TX$400,902,595.00Regulatory AUM · August 2026
- $191,481,487.00Regulatory AUM · August 2026
- THE CAPITAL MANAGEMENT CORPORATIONCRD 112242 · GLEN ALLEN, VA$825,641,317.00Regulatory AUM · August 2026
- THE CARROLL GROUP, INC.CRD 146977$163,445,072.00Regulatory AUM · August 2026
- THE CATALYST GROUP, INC.CRD 333740 · HOUSTON, TX$199,378,450.00Regulatory AUM · August 2026
- THE CAVANAUGH GROUP INCCRD 105931 · KIAWAH ISLAND, SC$485,742,132.00Regulatory AUM · August 2026
- THE CENTRAL TRUST BANKCRD 149262 · JEFFERSON CITY, MO$554,140,533.00Regulatory AUM · August 2026
- THE CIRCUMFERENCE GROUP LLCCRD 159012 · LITTLE ROCK, AR$239,600,000.00Regulatory AUM · August 2026
- THE CLIFFORD GROUP LLCCRD 318897 · WAYLAND, MA$248,284,751.00Regulatory AUM · August 2026
- THE CONNOR GROUP FUND MANAGER, LLCCRD 342266 · MIAMISBURG, OH$494,336,803.00Regulatory AUM · August 2026
- THE CYPRESS FUNDS LLCCRD 107502 · LOS ANGELES, CA$723,184,760.00Regulatory AUM · August 2026
- THE DALA GROUP, LLCCRD 291828 · HOFFMAN ESTATES, IL$265,216,193.00Regulatory AUM · August 2026
- THE DARROW COMPANY, INC.CRD 105679 · NEEDHAM, MA$392,420,964.00Regulatory AUM · August 2026
- THE DAVID J. YVARS GROUP INC.CRD 328901$359,326,254.00Regulatory AUM · August 2026
- THE EHRLICH GROUP LLCCRD 325595 · LAGUNA NIGUEL, CA$250,145,300.00Regulatory AUM · August 2026
- THE EIDEARD GROUP, LLCCRD 139834 · BEDFORD, NH$158,143,339.00Regulatory AUM · August 2026
- THE ELLERSON GROUP INCCRD 106658 · ANNAPOLIS, MD$291,170,948.00Regulatory AUM · August 2026
- THE ENTERPRISE INVESTMENT COMPANYCRD 116889 · FARMINGTON HILLS, MI$607,092,382.00Regulatory AUM · August 2026
- THE ESTATE PLANNERS GROUP LLCCRD 124418 · YARDLEY, PA$422,065,000.00Regulatory AUM · August 2026
- THE ETF STORE, INC.CRD 148229 · OVERLAND PARK, KS$168,156,355.00Regulatory AUM · August 2026
- THE FAIRMAN GROUP, LLCCRD 121492 · CHESTERBROOK, PA$902,130,650.00Regulatory AUM · August 2026
- THE FAUSER GROUP, LLCCRD 282351 · MERCER ISLAND, WA$314,476,354.00Regulatory AUM · August 2026
- THE FINANCIAL DISCOVERY GROUP,INC.CRD 125383 · ATLANTA, GA$118,318,604.00Regulatory AUM · August 2026
- THE FINANCIAL LEGACY GROUP, LLCCRD 287632 · CHARLOTTE, NC$107,292,807.00Regulatory AUM · August 2026
- THE FINANCIAL RESOURCE CENTER, INC.CRD 316747 · CARMEL, IN$642,481,363.00Regulatory AUM · August 2026
- THE FINANCIAL ZEN GROUP, INC.CRD 282230 · SAN FRANCISCO, CA$167,610,372.00Regulatory AUM · August 2026
- THE FOUNDRY FINANCIAL GROUP, INC.CRD 116823 · LACONIA, NH$284,214,253.00Regulatory AUM · August 2026
- THE FUTURE FUND LLCCRD 313973 · CHICAGO, IL$314,411,408.00Regulatory AUM · August 2026
- THE GENWEALTH GROUP, INC.CRD 154569 · MAPLEWOOD, NJ$661,309,882.00Regulatory AUM · August 2026
- THE GORES GROUP, LLCCRD 160598 · BEVERLY HILLS, CA$287,179,020.00Regulatory AUM · August 2026
- THE HAJDARI GROUP, LLCCRD 289331 · STATEN ISLAND, NY$133,045,913.00Regulatory AUM · August 2026
- THE HEATON HOPPES GROUP, LLCCRD 115511 · CEDAR FALLS, IA$172,545,165.00Regulatory AUM · August 2026
- THE HELMSTAR GROUP, LLCCRD 145074 · BOISE, ID$785,593,670.00Regulatory AUM · August 2026
- THE HERBST GROUP, LLCCRD 309319$204,750,725.00Regulatory AUM · August 2026
- THE HIGH NET WORTH ADVISORY GROUP, LLCCRD 309997 · NAPLES, FL$861,690,592.00Regulatory AUM · August 2026
- THE HOGAN-KNOTTS FINANCIAL GROUP, INC.CRD 106758 · RED BANK, NJ$331,564,805.00Regulatory AUM · July 2026
- THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLCCRD 326421 · CLEARWATER, FL$286,055,234.00Regulatory AUM · August 2026
- THE INVICTUS COLLECTIVE, LLCCRD 310744 · PARK RIDGE, IL$475,988,240.00Regulatory AUM · August 2026
- THE ITHAKA GROUP, LLCCRD 146975 · ARLINGTON, VA$572,127,870.00Regulatory AUM · August 2026
- THE JENKINS FINANCIAL GROUP, INC.CRD 125941 · ALBANY, GA$270,106,642.00Regulatory AUM · August 2026
- THE JUNK INVESTMENT GROUP, LLCCRD 104619 · HUNT VALLEY, MD$594,970,561.00Regulatory AUM · August 2026
- THE KARRAS COMPANY, INC.CRD 109578 · ROY, UT$372,856,014.00Regulatory AUM · August 2026
- THE KEYSTONE FINANCIAL ALLIANCE, LLCCRD 168760 · ATLANTA, GA$164,700,000.00Regulatory AUM · August 2026
- THE KIECKHEFER GROUP LLCCRD 331128 · MEQUON, WI$240,822,533.00Regulatory AUM · August 2026
- THE KOCEN FINANCIAL GROUP, INC.CRD 112129 · RANCHO MIRAGE, CA$185,854,186.00Regulatory AUM · August 2026
- THE L. WARNER COMPANIES, INCCRD 108001 · TIMONIUM, MD$802,359,348.00Regulatory AUM · August 2026
- THE LAM GROUP, INC.CRD 128055$507,399,802.00Regulatory AUM · August 2026
- THE LEGACY FINANCIAL GROUP, INC.CRD 135059 · TULSA, OK$590,734,523.00Regulatory AUM · August 2026
- THE LIND PARTNERS, LLCCRD 290338 · NEW YORK, NY$153,067,022.00Regulatory AUM · August 2026
- THE LITIGATION FUND MANAGER, LLCCRD 330517 · MILL VALLEY, CA$289,700,597.00Regulatory AUM · August 2026
- THE LUTS & GREENLEIGH GROUP, INC.CRD 305002 · BETHESDA, MD$563,886,399.00Regulatory AUM · August 2026
- THE LYME TIMBER COMPANY LLCCRD 171953 · HANOVER, NH$773,865,288.00Regulatory AUM · August 2026
- THE MAGNOLIA GROUP, LLCCRD 171102 · OMAHA, NE$710,597,605.00Regulatory AUM · August 2026
- THE MAIN STREET GROUP, LTDCRD 175502 · GLEN ALLEN, VA$515,285,051.00Regulatory AUM · August 2026
- THE MARSHALL FINANCIAL GROUP LLCCRD 146362 · HUNT VALLEY, MD$735,572,235.00Regulatory AUM · August 2026
- THE MATHES COMPANY, INC.CRD 109288 · NEW YORK, NY$339,797,197.00Regulatory AUM · August 2026
- THE MCHUGH GROUP, LLCCRD 119811$331,341,910.00Regulatory AUM · August 2026
- THE MENARD FINANCIAL GROUP, LLCCRD 299404 · HOUSTON, TX$335,259,277.00Regulatory AUM · August 2026
- THE MILLSTONE EVANS GROUP, LLCCRD 311142 · BOULDER, CO$893,343,036.00Regulatory AUM · August 2026
- THE MILWEALTH GROUP, LLCCRD 108931 · MILWAUKEE, WI$496,900,624.00Regulatory AUM · August 2026
- THE MONEY MEN, INC.CRD 285103 · AMHERST, NY$175,991,550.00Regulatory AUM · August 2026
- THE MONITOR GROUP, INC.CRD 126576 · MARTINEZ, GA$167,226,479.00Regulatory AUM · August 2026
- THE MOORINGS GROUP, LLCCRD 129403$439,628,310.00Regulatory AUM · August 2026
- THE MOSAIC FINANCIAL GROUP, LLCCRD 109816 · CHICAGO, IL$948,721,875.00Regulatory AUM · August 2026
- THE MUSTICO FINANCIAL GROUP, INC.CRD 125763 · ELMIRA, NY$316,510,000.00Regulatory AUM · August 2026
- THE MUSUNEGGI FINANCIAL GROUP, LLCCRD 334574 · CANONSBURG, PA$145,509,045.00Regulatory AUM · August 2026
- THE NALLS SHERBAKOFF GROUP, LLCCRD 168239 · KNOXVILLE, TN$337,080,829.00Regulatory AUM · August 2026
- THE NESTEGG GROUP, INC.CRD 118419 · LINCOLNWOOD, IL$331,028,505.00Regulatory AUM · August 2026
- THE OAK RIDGE FINANCIAL SERVICES GROUP, INCCRD 42941 · GOLDEN VALLEY, MN$668,581,099.00Regulatory AUM · August 2026
- THE OPERATORS FUND INVESTMENT MANAGEMENT, L.P.CRD 340501 · NEW YORK, NY$303,030,303.00Regulatory AUM · August 2026
- THE PACIFIC CENTER FOR FINANCIAL SERVICESCRD 104557 · DANVILLE, CA$960,563,329.00Regulatory AUM · August 2026
- THE PALMER KNIGHT COMPANYCRD 112983 · JACKSONVILLE, FL$285,424,542.00Regulatory AUM · August 2026
- THE PATTEN GROUP, INC.CRD 168255 · CHATTANOOGA, TN$725,140,739.00Regulatory AUM · August 2026