Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 87
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- TAGSTONE CAPITAL, INC.CRD 158864 · CHARLOTTE, NC$368,884,462.00Regulatory AUM · August 2026
- TAIBER, KOSMALA & ASSOCIATES, LLCCRD 161703 · CHICAGO, IL$716,661,301.00Regulatory AUM · August 2026
- TAIKO PRIVATE WEALTHCRD 329909 · CHICAGO, IL$514,797,354.00Regulatory AUM · August 2026
- TAILORED WEALTH SOLUTIONS, LLCCRD 340266 · SARATOGA SPRINGS, NY$271,777,434.00Regulatory AUM · August 2026
- TAILWINDS WEALTH, LLCCRD 322924 · VADNAIS HEIGHTS, MN$192,663,097.00Regulatory AUM · August 2026
- TAIYO PACIFIC PARTNERS L.P.CRD 160930 · KIRKLAND, WA$395,283,000.00Regulatory AUM · August 2026
- TALARA CAPITAL MANAGEMENT, LLCCRD 158866 · MONTCLAIR, NJ$317,625,949.00Regulatory AUM · July 2026
- TALIS ADVISORY SERVICES, LLCCRD 135145 · RICHARDSON, TX$568,765,356.00Regulatory AUM · August 2026
- TALISMAN WEALTH ADVISORS, LLCCRD 313283 · MOUNTAINSIDE, NJ$251,337,097.00Regulatory AUM · August 2026
- TALLWOODS PARTNERS, LLCCRD 168865 · CHICAGO, IL$569,438,290.00Regulatory AUM · August 2026
- TAM CAPITAL MANAGEMENT INCCRD 155271$111,712,704.00Regulatory AUM · August 2026
- TAM FINANCIAL ADVISORS, LLCCRD 125496$171,310,289.00Regulatory AUM · August 2026
- TAMARISK FINANCIAL, LLCCRD 312073 · HOLLAND, MI$781,324,025.00Regulatory AUM · August 2026
- TANDEM CAPITAL MANAGEMENT CORPCRD 107856 · WOODCLIFF LAKE, NJ$279,681,162.00Regulatory AUM · August 2026
- TANDEM FINANCIAL, LLCCRD 292565 · GREENWOOD VILLAGE, CO$541,816,993.00Regulatory AUM · August 2026
- TANDEM INVESTMENT PARTNERS, LLCCRD 172309 · BORDENTOWN, NJ$200,199,645.00Regulatory AUM · August 2026
- TANDEM WEALTH ADVISORS LLCCRD 157794 · PHOENIX, AZ$261,539,225.00Regulatory AUM · August 2026
- TANDEMGROWTH FINANCIAL ADVISORS, LLCCRD 125490 · ALPHARETTA, GA$297,000,214.00Regulatory AUM · August 2026
- TANGLEWOOD LEGACY ADVISORS, LLCCRD 127289 · HOUSTON, TX$808,974,525.00Regulatory AUM · August 2026
- TANNIN CAPITAL, LLCCRD 304238 · CHARLOTTE, NC$824,879,157.00Regulatory AUM · August 2026
- TANO CAPITAL, LLCCRD 160367 · SAN MATEO, CA$138,029,335.00Regulatory AUM · August 2026
- TAP ROOT CAPITAL MANAGEMENT LPCRD 334936 · SUMMIT, NJ$297,287,232.00Regulatory AUM · August 2026
- TAPP FINANCE, INC.CRD 327980$385,969,101.00Regulatory AUM · August 2026
- TAPROOT MANAGEMENT LPCRD 335061 · NEW YORK, NY$940,092,433.00Regulatory AUM · August 2026
- TAR RIVER WEALTH PLANNING, LLCCRD 328530 · LOUISBURG, NC$401,179,615.00Regulatory AUM · August 2026
- TARBOX FAMILY OFFICE, INC.CRD 106079 · NEWPORT BEACH, CA$953,740,765.00Regulatory AUM · August 2026
- TARGETED FINANCIAL SERVICES, LLCCRD 129049 · SEMINOLE, FL$353,427,211.00Regulatory AUM · August 2026
- TARHEEL ADVISORS, LLCCRD 149308 · CHAPEL HILL, NC$137,773,753.00Regulatory AUM · August 2026
- TASSEL CAPITAL MANAGEMENT, INC.CRD 121112 · MATTHEWS, NC$266,028,959.00Regulatory AUM · August 2026
- TATE WEALTH MANAGEMENTCRD 120938 · SACRAMENTO, CA$293,356,007.00Regulatory AUM · August 2026
- TAURUM RETIREMENT PARTNERS, LLCCRD 282017 · MESA, AZ$155,931,747.00Regulatory AUM · August 2026
- TAURUS CAPITAL ADVISORS, LLCCRD 137633 · LAKE OSWEGO, OR$231,430,442.00Regulatory AUM · August 2026
- TAURUS FINANCIAL LLCCRD 335067 · JERSEY CITY, NJ$162,463,905.00Regulatory AUM · August 2026
- TAURUS PRIVATE MARKETS, LLCCRD 300786 · MALVERN, PA$508,710,000.00Regulatory AUM · August 2026
- TAVIRA FINANCIAL LIMITEDCRD 299666$305,906,714.00Regulatory AUM · August 2026
- TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.CRD 146778 · COSTA MESA, CA$148,259,042.00Regulatory AUM · August 2026
- TAYLOR & MORGAN WEALTH MANAGEMENT, LLCCRD 156177 · TROY, MI$512,510,120.00Regulatory AUM · August 2026
- TAYLOR DERRICK CAPITAL, L.L.C.CRD 158016 · SALT LAKE CITY, UT$910,679,666.00Regulatory AUM · August 2026
- TAYLOR FINANCIAL GROUP, INC.CRD 116744 · ROANOKE, VA$409,990,223.00Regulatory AUM · August 2026
- TAYLOR FRIGON CAPITAL MANAGEMENT LLCCRD 142617 · SCOTTSDALE, AZ$232,628,086.00Regulatory AUM · August 2026
- TAYLOR HOFFMAN CAPITAL MANAGEMENT, LLCCRD 309329 · RICHMOND, VA$469,548,942.00Regulatory AUM · August 2026
- TAYLOR SECURITIES SERVICES, INC.CRD 304070 · HARRISBURG, PA$252,504,708.00Regulatory AUM · August 2026
- TAYLOR WEALTH MANAGEMENT, LLCCRD 132955 · TORRANCE, CA$170,536,938.00Regulatory AUM · August 2026
- TB ALTERNATIVE ASSETS LTD.CRD 162014$708,213,341.00Regulatory AUM · August 2026
- TC FINANCIAL MANAGEMENT, CO. INC.CRD 128967 · MARGATE CITY, NJ$122,726,140.00Regulatory AUM · August 2026
- TC LATIN AMERICA PARTNERS LLCCRD 307441 · SAN JUAN, PR$529,705,368.00Regulatory AUM · August 2026
- TCFG INVESTMENT ADVISORS, LLCCRD 166606 · LAGUNA NIGUEL, CA$639,411,822.00Regulatory AUM · August 2026
- TCM ADVISORS, LLCCRD 147445$142,887,213.00Regulatory AUM · August 2026
- TCN PRIVATE WEALTH MANAGEMENT LLCCRD 310464$118,955,499.00Regulatory AUM · August 2026
- TCP MANAGEMENT LLCCRD 319179 · ATLANTA, GA$463,512,316.00Regulatory AUM · August 2026
- TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLCCRD 332802 · LOS ANGELES, CA$424,957,601.00Regulatory AUM · August 2026
- TDA, INC.CRD 112016 · SAN MATEO, CA$969,343,920.00Regulatory AUM · August 2026
- TDC CAPITAL ADVISORS, INC.CRD 117769 · COLLEGE STATION, TX$177,592,784.00Regulatory AUM · August 2026
- TEA & TAXES COMPANY DBA PROSPERITEA PLANNINGCRD 282041 · GREENFIELD, MA$176,890,177.00Regulatory AUM · August 2026
- TEALWOOD ASSET MANAGEMENT INCCRD 105245 · MINNEAPOLIS, MN$365,398,285.00Regulatory AUM · August 2026
- TEAM FINANCIAL GROUP, LLCCRD 309411 · TEMECULA, CA$251,054,808.00Regulatory AUM · August 2026
- TEAM HAYS INC.CRD 324992 · DENTON, TX$156,000,000.00Regulatory AUM · August 2026
- TECA PARTNERS, LPCRD 298106 · AUSTIN, TX$174,785,964.00Regulatory AUM · August 2026
- TECHQUITY CAPITAL MANAGEMENT, LLCCRD 162322 · AUSTIN, TX$329,002,974.00Regulatory AUM · August 2026
- TECTONIC CAPITAL ADVISORS, LLCCRD 339604 · HOUSTON, TX$154,408,708.00Regulatory AUM · August 2026
- TED BUCHAN & COMPANY, LLCCRD 140722 · SAN DIEGO, CA$413,227,292.00Regulatory AUM · August 2026
- TEEPLE WEALTH MANAGEMENT, LLCCRD 147676 · BROWNSBURG, IN$287,042,349.00Regulatory AUM · August 2026
- TELEIOS CAPITAL PARTNERS LLCCRD 282532$820,042,572.00Regulatory AUM · August 2026
- TELEO CAPITAL MANAGEMENT LLCCRD 307203 · BOISE, ID$894,110,342.00Regulatory AUM · August 2026
- TELESCOPE PARTNERS LLCCRD 286637 · SAN FRANCISCO, CA$933,955,126.00Regulatory AUM · August 2026
- TELLIGENT INVESTMENT MANAGEMENT, LLCCRD 118798$209,656,749.00Regulatory AUM · August 2026
- TELOS PARTNERS LLCCRD 340922 · AVON, CT$139,462,878.00Regulatory AUM · August 2026
- TEMPERED INVESTMENT MANAGEMENT LTD.CRD 158837$162,429,000.00Regulatory AUM · August 2026
- TEMPLER WEALTH MANAGEMENT, LLCCRD 305972 · VIENNA, VA$102,919,045.00Regulatory AUM · August 2026
- TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLCCRD 149101 · LOOKOUT MOUNTAIN, TN$314,151,887.00Regulatory AUM · August 2026
- TEMPLETON FINANCIAL SERVICES INC.CRD 128240 · CHANDLER, AZ$441,833,557.00Regulatory AUM · August 2026
- TEMPO WEALTH, LLCCRD 336316 · INDEPENDENCE, OH$804,265,871.00Regulatory AUM · August 2026
- TEMPUS WEALTH PLANNING, LLCCRD 285349 · IRVINE, CA$699,383,573.00Regulatory AUM · August 2026
- TEN PEAKS PARTNERS L.L.C.CRD 169364 · CLAYTON, MO$108,601,957.00Regulatory AUM · August 2026
- TENBRIDGE PARTNERS LLCCRD 159378 · PORTLAND, OR$109,988,674.00Regulatory AUM · August 2026
- TENCAP WEALTH COACHING, LLCCRD 166130 · SOUTH JORDAN, UT$285,025,351.00Regulatory AUM · August 2026
- TENCORE PARTNERS, LPCRD 299327 · NEW YORK, NY$354,024,975.00Regulatory AUM · August 2026
- TENERE CAPITAL, LLCCRD 312441 · NEW YORK, NY$241,141,000.00Regulatory AUM · August 2026
- TENET WEALTH PARTNERS, LLCCRD 339818 · CHAMPAIGN, IL$246,867,155.00Regulatory AUM · August 2026
- TENGRAM CAPITAL PARTNERS L.P.CRD 166930 · WESTPORT, CT$110,719,129.00Regulatory AUM · August 2026
- TENON FINANCIAL LLCCRD 305581 · METUCHEN, NJ$316,033,549.00Regulatory AUM · August 2026
- TENSOR EDGE CAPITAL, LLCCRD 335633 · BOSTON, MA$584,780,263.00Regulatory AUM · August 2026
- TENZING FINANCIAL LLCCRD 335259 · WILLIAMSBURG, VA$231,100,000.00Regulatory AUM · August 2026
- TENZING GLOBAL MANAGEMENT LLCCRD 159696 · SAN FRANCISCO, CA$228,082,424.00Regulatory AUM · August 2026
- TEPLITZ FINANCIAL GROUP LLCCRD 122038 · OLD BRIDGE, NJ$131,696,552.00Regulatory AUM · August 2026
- TEPP RIA LLCCRD 283899 · WESTFIELD, NJ$195,713,644.00Regulatory AUM · August 2026
- TERAMO ADVISORS, LLCCRD 291574 · NAPLES, FL$344,674,711.00Regulatory AUM · August 2026
- TERRA ALPHA INVESTMENTS LLCCRD 288690 · WASHINGTON, DC$193,043,545.00Regulatory AUM · August 2026
- TERRA NOVA ASSET MANAGEMENT LLCCRD 111676 · NEW YORK, NY$220,203,180.00Regulatory AUM · August 2026
- TERRA PARTNERS ASSET MANAGEMENT LIMITEDCRD 166117$266,891,503.00Regulatory AUM · August 2026
- TERRA WEALTH MANAGEMENT, LLCCRD 320643 · HIGH POINT, NC$152,005,349.00Regulatory AUM · August 2026
- TERRAFIRMA WEALTH PARTNERS LLCCRD 331568 · WALNUT CREEK, CA$118,465,077.00Regulatory AUM · August 2026
- TERRAFORM WEALTH, LLCCRD 325530 · HOUSTON, TX$207,543,770.00Regulatory AUM · August 2026
- TERRAMONT INFRASTRUCTURE MANAGEMENT LLCCRD 317282 · NEW YORK, NY$549,913,189.00Regulatory AUM · August 2026
- TERRIL BROTHERS INCCRD 110422 · SAINT LOUIS, MO$987,811,544.00Regulatory AUM · August 2026
- TETLEY INVESTMENTS, LLCCRD 164130 · PARK RIDGE, IL$193,857,815.00Regulatory AUM · August 2026
- TETON ADVISORS, LLCCRD 105963 · GREENWICH, CT$250,932,400.00Regulatory AUM · August 2026
- TETON WEALTH GROUP LLCCRD 311230 · MURRAY, UT$204,022,603.00Regulatory AUM · August 2026
- TEUCRIUM INVESTMENT ADVISORS, LLCCRD 318799 · BURLINGTON, VT$277,436,623.00Regulatory AUM · August 2026
- TEVIS INVESTMENT MANAGEMENT, LLCCRD 167750 · PLANO, TX$234,793,030.00Regulatory AUM · August 2026