Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 86
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- SUMMIT PARTNERS CREDIT ADVISORS, L.P.CRD 153195 · BOSTON, MA$418,976,513.00Regulatory AUM · August 2026
- SUMMIT PLACE FINANCIAL ADVISORS,LLCCRD 147984 · SUMMIT, NJ$300,404,815.00Regulatory AUM · August 2026
- SUMMIT PLANNING GROUP, INC.CRD 125994 · E. SYRACUSE, NY$111,006,666.00Regulatory AUM · August 2026
- SUMMIT PORTFOLIO MANAGEMENT LLCCRD 111243 · LAS VEGAS, NV$213,976,612.00Regulatory AUM · August 2026
- SUMMIT STREET CAPITAL MANAGEMENT, LLCCRD 160129 · NEW YORK, NY$757,471,000.00Regulatory AUM · August 2026
- SUMMIT WEALTH & RETIREMENT PLANNING, INC.CRD 285972 · EAGLE, ID$978,085,825.00Regulatory AUM · August 2026
- SUMMIT WEALTH GROUP LLCCRD 282205 · EXETER, NH$761,904,517.00Regulatory AUM · August 2026
- SUMMIT WEALTH GROUP, LLCCRD 166118 · TULSA, OK$182,490,922.00Regulatory AUM · August 2026
- SUMMIT WEALTH MANAGEMENT GROUP, INC.CRD 170029 · CAMARILLO, CA$249,527,694.00Regulatory AUM · August 2026
- SUMMIT WEALTH MANAGEMENT LLCCRD 226722 · AKRON, OH$120,089,915.00Regulatory AUM · August 2026
- SUMMIT WEALTH PARTNERS, LLCCRD 283648 · ORLANDO, FL$675,661,242.00Regulatory AUM · August 2026
- SUMMITAS INVESTMENT MANAGEMENT LLCCRD 330721$158,600,000.00Regulatory AUM · August 2026
- SUMMITPOINT CAPITAL MANAGEMENTCRD 336856 · LITTLETON, CO$132,504,048.00Regulatory AUM · August 2026
- SUMNICHT & ASSOCIATES, LLCCRD 111421 · APPLETON, WI$107,891,921.00Regulatory AUM · August 2026
- SUN FINANCIAL, INC.CRD 333404 · MIDVALE, UT$217,462,827.00Regulatory AUM · August 2026
- SUN GROUP WEALTH PARTNERS LLCCRD 166372 · IRVINE, CA$224,450,529.00Regulatory AUM · August 2026
- SUN MOUNTAIN CAPITAL ADVISORS, LLCCRD 151477 · SANTA FE, NM$378,687,028.00Regulatory AUM · August 2026
- SUNBEAM CAPITAL MANAGEMENT, LLCCRD 289723$410,159,817.00Regulatory AUM · August 2026
- SUNBURST FINANCIAL GROUP, LLCCRD 283605 · VESTAVIA HILLS, AL$808,066,543.00Regulatory AUM · August 2026
- SUNCOAST CAPITAL MANAGEMENTCRD 304638 · NEW ORLEANS, LA$380,000,000.00Regulatory AUM · August 2026
- SUNDIAL WEALTH LLCCRD 321900 · DELRAY BEACH, FL$125,789,000.00Regulatory AUM · August 2026
- SUNDVOLD CAPITAL MANAGEMENT LLCCRD 108176 · COLUMBIA, MO$232,900,000.00Regulatory AUM · August 2026
- SUNFLOWER WEALTH ADVISORS LLCCRD 269963 · SALINA, KS$812,772,012.00Regulatory AUM · July 2026
- SUNPOINTE, LLCCRD 282505 · ST. LOUIS, MO$790,729,786.00Regulatory AUM · August 2026
- SUNRISE FINANCIAL SERVICES LLCCRD 325955 · BURIEN, WA$151,248,727.00Regulatory AUM · August 2026
- SUNRISE MANAGER LLCCRD 330704 · WEST PALM BEACH, FL$311,782,933.00Regulatory AUM · August 2026
- SUNSTATE WEALTH MANAGEMENT LLCCRD 317453 · CORAL GABLES, FL$209,762,419.00Regulatory AUM · August 2026
- SUNSTONE ADVISORS, LLCCRD 324002 · IRVINE, CA$122,826,584.00Regulatory AUM · August 2026
- SUNSTONE ASSET MANAGEMENT, LPCRD 328895 · NEW YORK, NY$220,211,153.00Regulatory AUM · August 2026
- SUNTX CAPITAL MANAGEMENT CORP.CRD 161332 · DALLAS, TX$554,238,756.00Regulatory AUM · August 2026
- SUPERBLOOM PARTNERS MANAGEMENT LLCCRD 330218 · VENICE, CA$278,688,225.00Regulatory AUM · August 2026
- SUPERIOR FINANCIAL, LLCCRD 148326 · ROCHESTER, MN$112,181,935.00Regulatory AUM · August 2026
- SUPERIOR PLANNING, LLCCRD 130711 · SAN DIEGO, CA$349,553,158.00Regulatory AUM · August 2026
- SUPERSTRING CAPITAL MANAGEMENT LPCRD 305743 · NEW YORK, NY$339,500,000.00Regulatory AUM · August 2026
- SURIENCE PRIVATE WEALTH LLCCRD 313055 · YAKIMA, WA$124,013,591.00Regulatory AUM · August 2026
- SUSTAINABLE ADVISORS ALLIANCE LLCCRD 312061 · TULSA, OK$234,841,969.00Regulatory AUM · August 2026
- SUSTAINABLE INSIGHT CAPITAL MANAGEMENT, LLCCRD 166616 · NEW YORK, NY$409,929,777.00Regulatory AUM · August 2026
- SUSTAINABLE INVESTMENT SOLUTIONS, LLCCRD 111456 · DEDHAM, MA$152,935,812.00Regulatory AUM · August 2026
- SUSTAINVEST ASSET MANAGEMENT, LLCCRD 166685 · LINWOOD, NJ$137,419,175.00Regulatory AUM · August 2026
- SUTTERFIELD FINANCIAL GROUP, INC.CRD 115652 · BARTLESVILLE, OK$274,397,181.00Regulatory AUM · August 2026
- SUTTLE CROSSLAND WEALTH ADVISORS, LLCCRD 318700 · SCOTTSDALE, AZ$101,068,809.00Regulatory AUM · August 2026
- SUTTON PLACE INVESTORS LLCCRD 298989 · ARMONK, NY$397,030,322.00Regulatory AUM · August 2026
- SVRN ASSET MANAGEMENT, LLCCRD 222518 · AUSTIN, TX$231,461,942.00Regulatory AUM · August 2026
- SW INVESTMENT MANAGEMENT LLCCRD 289857$698,510,360.00Regulatory AUM · August 2026
- SWAN CAPITAL, LLCCRD 305793$351,424,782.00Regulatory AUM · August 2026
- SWBC INVESTMENT COMPANYCRD 140994 · SAN ANTONIO, TX$255,957,289.00Regulatory AUM · August 2026
- SWEENEY & MICHEL, LLCCRD 282595 · CHICO, CA$752,618,512.00Regulatory AUM · August 2026
- SWISHER FINANCIAL CONCEPTS, INC.CRD 121384 · WESTERVILLE, OH$316,989,035.00Regulatory AUM · August 2026
- SWISS USADVISORS LTD.CRD 158706$250,000,000.00Regulatory AUM · August 2026
- SWISSPARTNERS ADVISORS AGCRD 148721$891,794,772.00Regulatory AUM · August 2026
- SWITCHPOINT FINANCIAL PLANNING LLCCRD 282856 · LEHI, UT$367,109,076.00Regulatory AUM · August 2026
- SWMG, LLCCRD 166688 · FORT WORTH, TX$430,361,910.00Regulatory AUM · August 2026
- SWP FINANCIAL LLCCRD 327885 · ENCINITAS, CA$239,389,499.00Regulatory AUM · August 2026
- SWP INVESTMENT MANAGEMENT LLCCRD 331314 · INDEPENDENCE, OH$138,428,164.00Regulatory AUM · August 2026
- SWS CAPITAL MANAGEMENT, LLCCRD 119043 · NEW YORK, NY$413,094,749.00Regulatory AUM · August 2026
- SWS PARTNERS, LLCCRD 281838 · COLUMBUS, OH$442,567,982.00Regulatory AUM · August 2026
- SYCALE ADVISORS (NY) LLCCRD 168204 · NEW YORK, NY$473,119,269.00Regulatory AUM · August 2026
- SYCAMORE FINANCIAL GROUP, INC.CRD 14143 · KOKOMO, IN$787,411,448.00Regulatory AUM · August 2026
- SYCAMORE INVESTMENT CONSULTING SERVICES, LLCCRD 125081 · MADISON, WI$159,553,914.00Regulatory AUM · August 2026
- SYGNUS CAPITAL PR LLCCRD 283447 · GUAYNABO, PR$236,183,301.00Regulatory AUM · August 2026
- SYKON CAPITAL LLCCRD 326728 · HARRISON, NY$350,076,877.00Regulatory AUM · August 2026
- SYLVEST ADVISORS, LLCCRD 165130 · DALLAS, TX$425,702,961.00Regulatory AUM · August 2026
- SYMBIOSIS CAPITAL PARTNERS, LLCCRD 316599 · BENTONVILLE, AR$357,151,088.00Regulatory AUM · August 2026
- SYMMETRY CAPITAL ADVISORS LLCCRD 122563 · DALLAS, TX$492,672,576.00Regulatory AUM · August 2026
- SYMMETRY WEALTH MANAGEMENT, LLCCRD 297002 · MOUNT PROSPECT, IL$120,915,635.00Regulatory AUM · August 2026
- SYMPHONY FINANCIAL SERVICES, INC.CRD 125058 · AKRON, OH$428,700,951.00Regulatory AUM · August 2026
- SYMPHONY TECHNOLOGY GROUP, LLCCRD 160676 · MENLO PARK, CA$307,319,280.00Regulatory AUM · August 2026
- SYMPHONY WEALTH MANAGEMENT, LLC.CRD 283794$111,700,000.00Regulatory AUM · August 2026
- SYNCHRONOUS WEALTH ADVISORS LLCCRD 317161$286,055,158.00Regulatory AUM · August 2026
- SYNDICATED CAPITAL, INC.CRD 29037 · DIAMOND BAR, CA$141,993,039.00Regulatory AUM · August 2026
- SYNERGY FINANCIAL GROUP, LTDCRD 309961$364,214,340.00Regulatory AUM · August 2026
- SYNERGY FINANCIAL PARTNERS, LLCCRD 305287 · DENVER, CO$308,697,230.00Regulatory AUM · August 2026
- SYNERGY FUND MANAGEMENT GROUP LIMITEDCRD 168167$490,332,000.00Regulatory AUM · August 2026
- SYNERGY INVESTMENT MANAGEMENT LLCCRD 305961 · ALTAMONTE SPRINGS, FL$681,452,500.00Regulatory AUM · August 2026
- SYNERGY WEALTH MANAGEMENT, LLCCRD 174633 · GRAND RAPIDS, MI$127,112,499.00Regulatory AUM · August 2026
- SYNTAX RESEARCH, INC.CRD 151948 · BOCA RATON, FL$202,934,734.00Regulatory AUM · August 2026
- SYNTHETICFI LLCCRD 330200 · SAN FRANCISCO, CA$992,895,205.00Regulatory AUM · August 2026
- SYRIOS WEALTH MANAGEMENT GROUP, INC.CRD 332139 · LA JOLLA, CA$424,571,594.00Regulatory AUM · August 2026
- SYSTELLIGENCE, LLCCRD 283582 · BLOOMINGTON, MN$783,897,454.00Regulatory AUM · August 2026
- SYSTEM 2 ADVISORS, L.P.CRD 164189 · SUMMIT, NJ$912,860,000.00Regulatory AUM · August 2026
- SYSTIMA CAPITAL MANAGEMENT LLCCRD 168318 · CHICAGO, IL$512,605,896.00Regulatory AUM · August 2026
- SYVERSON STREGE & COMPANYCRD 109228 · WEST DES MOINES, IA$910,833,028.00Regulatory AUM · August 2026
- T VENTURES MANAGEMENT CO, LTD.CRD 296775$773,871,526.00Regulatory AUM · August 2026
- T. ANTON INVESTMENT HOUSE, INC.CRD 174970 · MADISON, WI$366,642,843.00Regulatory AUM · August 2026
- T.M. WEALTH MANAGEMENT, LLCCRD 287965 · RESTON, VA$209,803,730.00Regulatory AUM · August 2026
- T.R.U.E. COASTAL CAPITAL, LLCCRD 281556 · SAVANNAH, GA$124,109,371.00Regulatory AUM · August 2026
- T.T.G. FINANCIAL, INC.CRD 129004 · CANTON, OH$194,000,000.00Regulatory AUM · August 2026
- T2 ASSET MANAGEMENT, LLCCRD 167714 · NAPERVILLE, IL$180,000,000.00Regulatory AUM · August 2026
- TA CAPITAL MANAGEMENT, LLCCRD 169326 · SEWELL, NJ$438,908,484.00Regulatory AUM · August 2026
- TABER ASSET MANAGEMENT L.L.C.CRD 115849$110,023,313.00Regulatory AUM · August 2026
- TABLEAUX LLCCRD 319355 · GREAT BARRINGTON, MA$229,743,914.00Regulatory AUM · August 2026
- TABOR ASSET MANAGEMENT, LPCRD 304666 · NEW YORK, NY$577,194,716.00Regulatory AUM · August 2026
- TABR CAPITAL MANAGEMENT, LLCCRD 129959 · ORANGE, CA$241,230,314.00Regulatory AUM · August 2026
- TAC PARTNERS, INC.CRD 158249 · BOSTON, MA$983,376,786.00Regulatory AUM · August 2026
- TACONIC ADVISORS INC.CRD 123961 · SAUGERTIES, NY$246,265,616.00Regulatory AUM · August 2026
- TACTICA LLCCRD 335272$123,548,302.00Regulatory AUM · August 2026
- TACTICAL FUND ADVISORS, LLCCRD 298049 · CINCINNATI, OH$169,804,763.00Regulatory AUM · August 2026
- TACTICAL INFRASTRUCTURE PARTNERS, LPCRD 318315 · NEW YORK, NY$398,276,858.00Regulatory AUM · August 2026
- TACTIVE ADVISORS, LLCCRD 309311 · SARASOTA, FL$619,043,913.00Regulatory AUM · August 2026
- TACTIVEST, LLCCRD 173309$144,040,554.00Regulatory AUM · August 2026