EXPLORE THE DIRECTORY

Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 83

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

9,914 firms · Source months shown: July 2026 and August 2026

SPARK INVESTMENT MANAGEMENT LLCCRD 160815 · NEW YORK, NY
$433,921,114.00Regulatory AUM · August 2026
SPARROW CAPITAL MANAGEMENT INCCRD 106616 · ST. LOUIS, MO
$113,262,659.00Regulatory AUM · August 2026
SPARROW WEALTH MANAGEMENT, INC.CRD 152670 · ORLANDO, FL
$135,197,184.00Regulatory AUM · August 2026
SPARTAN PLANNING & WEALTH MANAGEMENT, LLCCRD 166599 · GREENSBORO, NC
$383,681,575.00Regulatory AUM · August 2026
SPC MANAGEMENT CO., INC.CRD 157259 · BEDMINSTER, NJ
$959,556,754.00Regulatory AUM · August 2026
SPEAR ADVISORS LLCCRD 314594
$181,305,017.00Regulatory AUM · August 2026
SPECIALIZED RETIREMENT CONSULTANTS LLCCRD 317027
$186,581,947.00Regulatory AUM · August 2026
SPECTRA INVESTMENT MANAGEMENT, LLCCRD 288145 · STUART, FL
$306,845,292.00Regulatory AUM · August 2026
SPECTRUM ADVISORS, INC.CRD 114805 · PLANO, TX
$160,000,000.00Regulatory AUM · August 2026
SPECTRUM ASSET MANAGEMENT INCCRD 111007 · NEWPORT BEACH, CA
$657,266,993.00Regulatory AUM · August 2026
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.CRD 125147 · NICHOLASVILLE, KY
$800,534,820.00Regulatory AUM · August 2026
SPECTRUM FINANCIAL INCCRD 105618 · VIRGINIA BEACH, VA
$236,484,223.00Regulatory AUM · August 2026
SPECTRUM FINANCIAL RESOURCES, LLCCRD 127453 · TROY, MI
$235,309,254.00Regulatory AUM · August 2026
SPECTRUM PLANNING & ADVISORY SERVICES INC.CRD 170093 · SAN DIEGO, CA
$235,695,335.00Regulatory AUM · August 2026
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLCCRD 138347 · CORVALLIS, OR
$275,363,852.00Regulatory AUM · August 2026
SPECTRUM WEALTH ADVISORY GROUP, LLCCRD 298632 · GRANITE BAY, CA
$445,367,405.00Regulatory AUM · August 2026
SPEECE THORSON CAPITAL GROUP INCCRD 106052 · MINNETONKA, MN
$469,000,000.00Regulatory AUM · August 2026
SPEYSIDE EQUITY ADVISERS LLCCRD 325765 · ANN ARBOR, MI
$811,367,311.00Regulatory AUM · August 2026
SPG ADVISORS LLCCRD 284496 · KIRKLAND, WA
$535,426,153.00Regulatory AUM · August 2026
SPICE EXPEDITIONS, LPCRD 333626 · WESTPORT, CT
$195,873,033.00Regulatory AUM · August 2026
SPICEWOOD MINERAL MANAGEMENT, LLCCRD 310323 · DALLAS, TX
$644,748,402.00Regulatory AUM · August 2026
SPIEGELMAN WEALTH MANAGEMENT, INC.CRD 336637 · WALNUT CREEK, CA
$442,974,405.00Regulatory AUM · August 2026
SPIELBERGER & BROOKS, INC.CRD 147197 · WOODBURY, NY
$473,783,706.00Regulatory AUM · August 2026
SPINOSA WEALTH MANAGEMENT GROUP, LLCCRD 170903 · MANDEVILLE, LA
$191,417,058.00Regulatory AUM · August 2026
SPIRE CAPITAL MANAGEMENT LLCCRD 161581 · NEW YORK, NY
$671,496,897.00Regulatory AUM · August 2026
SPIRIT OF AMERICA MANAGEMENT CORPCRD 110023 · SYOSSET, NY
$540,005,248.00Regulatory AUM · August 2026
SPIRIT WEST ADVISORS, LLCCRD 285314 · SCOTTSDALE, AZ
$111,100,000.00Regulatory AUM · August 2026
SPIVAK ASSET MANAGEMENT, LLCCRD 125714 · AVON, CT
$439,099,250.00Regulatory AUM · August 2026
SPLIT CREEK LLCCRD 319437
$127,701,932.00Regulatory AUM · August 2026
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLCCRD 152003 · CLOQUET, MN
$356,141,386.00Regulatory AUM · August 2026
SPORTSOLOGY CAPITAL PARTNERS, L.P.CRD 328226 · NEW YORK, NY
$156,435,000.00Regulatory AUM · August 2026
SPP MANAGEMENT SERVICES, LLCCRD 164078 · CHARLOTTE, NC
$623,629,612.00Regulatory AUM · August 2026
SPRAKER WEST WEALTH MANAGEMENT, INCCRD 147075 · WINTER PARK, FL
$265,323,432.00Regulatory AUM · August 2026
SPRENG CAPITAL MANAGEMENT, INC.CRD 119902 · BUCYRUS, OH
$300,205,060.00Regulatory AUM · August 2026
SPRING CAPITAL MANAGEMENT, LLCCRD 282842 · AMARILLO, TX
$223,042,193.00Regulatory AUM · August 2026
SPRING LAKE EQUITY GP LLCCRD 167613 · BURLINGTON, MA
$179,161,798.00Regulatory AUM · August 2026
SPRING LANE MANAGEMENT, LLCCRD 290181 · BOSTON, MA
$424,742,261.00Regulatory AUM · August 2026
SPRING MOUNTAIN CAPITAL, LPCRD 119126 · NEW YORK, NY
$310,906,528.00Regulatory AUM · August 2026
SPRINGBOARD ASSET MANAGEMENT LLCCRD 154862 · CHESHIRE, CT
$136,788,247.00Regulatory AUM · August 2026
SPRINGHOUSE CAPITAL MANAGEMENT, LPCRD 163080
$196,592,689.00Regulatory AUM · August 2026
SPRINGVEST WEALTH MANAGEMENT, LLCCRD 329297 · DALLAS, TX
$236,555,572.00Regulatory AUM · August 2026
SPRINKLE FINANCIAL CONSULTANTS LLCCRD 112227 · LITTLETON, CO
$926,084,420.00Regulatory AUM · August 2026
SPRUCE POINT CAPITAL MANAGEMENT, LLCCRD 288248 · RIVERHEAD, NY
$262,179,127.00Regulatory AUM · August 2026
SPRUCE STREET CAPITAL LPCRD 333213 · NEW YORK, NY
$555,900,000.00Regulatory AUM · August 2026
SPUR CAPITAL PARTNERS, LLCCRD 115959 · BARTLESVILLE, OK
$879,888,074.00Regulatory AUM · July 2026
SPURSTONE ADVISORY SERVICES, LLCCRD 284158 · HIGGANUM, CT
$192,115,319.00Regulatory AUM · August 2026
SPWM ADVISORS LLCCRD 328977 · TRAVERSE CITY, MI
$299,456,317.00Regulatory AUM · August 2026
SPX CAPITAL MANAGEMENT LLCCRD 297944 · NEW YORK, NY
$350,000,000.00Regulatory AUM · August 2026
SPYGLASS INVESTMENT MANAGEMENT CORPORATIONCRD 122594 · TERRE HAUTE, IN
$156,419,092.00Regulatory AUM · August 2026
SPYRNAL WEALTH MANAGEMENT, LLCCRD 299957 · BOKEELIA, FL
$145,500,000.00Regulatory AUM · August 2026
SQ CAPITAL LLCCRD 334301 · NEW YORK, NY
$556,050,913.00Regulatory AUM · August 2026
SQN VENTURE PARTNERS, LLCCRD 301483 · CHARLESTON, SC
$137,299,073.00Regulatory AUM · August 2026
SQUARE ADVISORS, LLCCRD 160578
$295,485,312.00Regulatory AUM · August 2026
SQUARE CIRCLE IA LPCRD 312718 · BOSTON, MA
$448,908,446.00Regulatory AUM · August 2026
SQUARE NINE CAPITAL, LPCRD 336297 · LOS ANGELES, CA
$180,903,131.00Regulatory AUM · August 2026
SQUARE WAVE CAPITAL LLCCRD 318517 · BROOKLYN, NY
$428,833,000.00Regulatory AUM · August 2026
SQUIRE INVESTMENT MANAGEMENT COMPANY, LLCCRD 117750 · OREM, UT
$586,722,649.00Regulatory AUM · August 2026
SR ALTERNATIVE CREDIT, LLCCRD 319478 · DARIEN, CT
$247,365,391.00Regulatory AUM · August 2026
SREP CAPITAL MANAGEMENT, LLCCRD 296281 · GREENWICH, CT
$157,898,148.00Regulatory AUM · August 2026
SRN ADVISORS, LLCCRD 307155 · HUNTINGDON VALLEY, PA
$108,000,000.00Regulatory AUM · August 2026
SRP CAPITAL ADVISORS LLCCRD 289466 · DALLAS, TX
$246,500,134.00Regulatory AUM · August 2026
SRT GROUP LLCCRD 330219 · WEST PALM BEACH, FL
$205,559,617.00Regulatory AUM · August 2026
SS&H FINANCIAL ADVISORS, INC.CRD 112256 · TROY, MI
$482,168,834.00Regulatory AUM · August 2026
SSA SWISS ADVISORS AGCRD 161357
$817,492,952.00Regulatory AUM · August 2026
SSB&T WEALTH MANAGEMENT, LLCCRD 328102 · FREDERICKSBURG, TX
$445,050,258.00Regulatory AUM · August 2026
SST BENEFITS CONSULTING & INSURANCE SERVICES, LLCCRD 288129 · ALISO VIEJO, CA
$524,070,498.00Regulatory AUM · August 2026
SSW PARTNERS LPCRD 325761 · NEW YORK, NY
$646,424,583.00Regulatory AUM · August 2026
ST. BERNARD FINANCIAL SERVICES, INC.CRD 36956 · RUSSELLVILLE, AR
$136,237,104.00Regulatory AUM · August 2026
ST. CLAIR FINANCIAL LLCCRD 151251 · ROSEVILLE, CA
$141,302,317.00Regulatory AUM · August 2026
ST. JAMES INVESTMENT ADVISORS, LLCCRD 283880 · PORT JEFFERSON, NY
$511,547,446.00Regulatory AUM · August 2026
ST. JAMES INVESTMENT COMPANY, LLCCRD 124777 · SOUTHLAKE, TX
$660,558,672.00Regulatory AUM · August 2026
ST. JOHN & ASSOCIATES, INC.CRD 124778 · ROSWELL, GA
$128,352,401.00Regulatory AUM · August 2026
ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLCCRD 169538 · JACKSONVILLE, FL
$374,844,241.00Regulatory AUM · August 2026
ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLCCRD 106999 · CHESTERFIELD, MO
$234,037,459.00Regulatory AUM · August 2026
ST. NICHOLAS PRIVATE ASSET MANAGEMENT, INC.CRD 132500 · JACKSONVILLE, FL
$151,000,000.00Regulatory AUM · August 2026
STABILIS CAPITAL MANAGEMENT, LPCRD 161553 · NEW YORK, NY
$220,150,062.00Regulatory AUM · August 2026
STABILITY PARTNERS ADVISORY GROUP, LLCCRD 165880 · SPRING, TX
$140,914,174.00Regulatory AUM · August 2026
STABLEFORD CAPITAL LLCCRD 173383 · SCOTTSDALE, AZ
$305,316,552.00Regulatory AUM · August 2026
STABLEPOINT PARTNERS, LLCCRD 328503 · BRAINTREE, MA
$929,968,549.00Regulatory AUM · August 2026
STAGE 2 PLANNING PARTNERS LLCCRD 323281 · S BURLINGTON, VT
$106,498,446.00Regulatory AUM · August 2026
STAGE WEALTH MANAGEMENT, INC.CRD 320774
$103,453,750.00Regulatory AUM · August 2026
STAIB FINANCIAL PLANNING, LLCCRD 125706
$118,021,052.00Regulatory AUM · August 2026
STAINES FINANCIAL, LLCCRD 299405 · ROSEVILLE, CA
$168,684,412.00Regulatory AUM · August 2026
STAN EVANS FINANCIAL PLANNING, LLCCRD 164320 · GALLIPOLIS, OH
$122,000,000.00Regulatory AUM · August 2026
STANCE CAPITAL LLCCRD 284267 · BOSTON, MA
$354,203,768.00Regulatory AUM · August 2026
STANDARD GENERAL L.P.CRD 151831 · NEW YORK, NY
$647,322,000.00Regulatory AUM · August 2026
STANDARD PARTNERS LLCCRD 167956 · BETHESDA, MD
$108,273,868.00Regulatory AUM · August 2026
STANDPOINT ASSET MANAGEMENT, LLCCRD 305155 · SCOTTSDALE, AZ
$771,133,613.00Regulatory AUM · August 2026
STANLEY CAPITAL MANAGEMENT LLCCRD 156468 · HOUSTON, TX
$634,621,352.00Regulatory AUM · August 2026
STAPLE STREET CAPITAL MANAGEMENT, L.P.CRD 173785 · NEW YORK, NY
$622,236,932.00Regulatory AUM · August 2026
STAPP WEALTH MANAGEMENT, PLLCCRD 116553 · OLYMPIA, WA
$145,112,880.00Regulatory AUM · August 2026
STAR CAPITAL INC.CRD 171057 · EDINA, MN
$143,595,858.00Regulatory AUM · August 2026
STAR WEALTH MANAGEMENT CORPORATIONCRD 341885 · BINGHAM FARMS, MI
$156,477,380.00Regulatory AUM · August 2026
STARK RICHARD JOSEPHCRD 107636 · ENGLEWOOD, CO
$426,099,643.00Regulatory AUM · August 2026
STARK WEALTH MANAGEMENT LLCCRD 309422 · BETHLEHEM, PA
$262,465,084.00Regulatory AUM · August 2026
STARR-MATHEWS FINANCIAL, LLCCRD 166199 · CALHOUN, GA
$158,604,251.00Regulatory AUM · August 2026
STATHEROS FINANCIAL SOLUTIONS, INC.CRD 306217 · EL DORADO HILLS, CA
$926,170,171.00Regulatory AUM · August 2026
STAVIS WEALTH TRANSFER SOLUTIONS, LLCCRD 328185 · HOUSTON, TX
$148,120,106.00Regulatory AUM · August 2026
STAWNYCHY FINANCIAL SERVICES, INC.CRD 128859 · KINNELON, NJ
$131,213,053.00Regulatory AUM · August 2026
STEADMONT ADVISORS, LLCCRD 328882 · BIRMINGHAM, AL
$430,737,802.00Regulatory AUM · August 2026