Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 79
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- SCISSORTAIL WEALTH MANAGEMENT, LLCCRD 297761 · TULSA, OK$568,186,776.00Regulatory AUM · August 2026
- SCOGGIN MANAGEMENT LPCRD 157587 · NEW YORK, NY$463,926,966.00Regulatory AUM · August 2026
- SCOPIA CAPITAL MANAGEMENT LPCRD 124403 · NEW YORK, NY$587,339,827.00Regulatory AUM · August 2026
- SCOTIA PARTNERS, LLCCRD 140568$110,730,178.00Regulatory AUM · August 2026
- SCOTT & SELBER, INC. CAPITAL MANAGEMENTCRD 105523 · HOUSTON, TX$637,892,240.00Regulatory AUM · August 2026
- SCOTT CAPITAL PARTNERS LLPCRD 332026$970,549,627.00Regulatory AUM · August 2026
- SCOTT MARSH FINANCIAL, LLCCRD 122169$313,002,752.00Regulatory AUM · August 2026
- SCOTT W. HANCOCKCRD 161316$185,856,427.00Regulatory AUM · August 2026
- SCOTTSDALE WEALTH PLANNING, INC.CRD 169248 · SCOTTSDALE, AZ$171,508,301.00Regulatory AUM · August 2026
- SCRATCH CAPITAL LLCCRD 318835 · BOISE, ID$230,052,827.00Regulatory AUM · August 2026
- SCULATI WEALTH MANAGEMENT, LLCCRD 158783 · BLOOMFIELD HILLS, MI$381,475,086.00Regulatory AUM · August 2026
- SCULPTOR ADVISORS LLCCRD 319598 · NEW YORK, NY$988,960,891.00Regulatory AUM · August 2026
- SDR INVESTMENT MANAGEMENT, INC.CRD 108682 · LONGWOOD, FL$188,567,348.00Regulatory AUM · August 2026
- SDS REAL ESTATE ADVISORSCRD 309932 · LOS ANGELES, CA$473,755,680.00Regulatory AUM · August 2026
- SEA CLIFF PARTNERS MANAGEMENT, LPCRD 316909 · SAN FRANCISCO, CA$239,398,693.00Regulatory AUM · August 2026
- SEA HUNTER CAPITAL LLCCRD 287710 · PALM BEACH GARDENS, FL$117,199,452.00Regulatory AUM · August 2026
- SEABIRD FINANCIAL CORPORATIONCRD 284125 · SAN DIEGO, CA$419,136,366.00Regulatory AUM · August 2026
- SEABORN FINANCIAL, LLCCRD 159073$151,302,065.00Regulatory AUM · August 2026
- SEABRIDGE INVESTMENT ADVISORS LLCCRD 108681 · SUMMIT, NJ$771,222,213.00Regulatory AUM · August 2026
- SEACREST INVESTMENT MANAGEMENT, LLCCRD 143670 · PURCHASE, NY$110,925,319.00Regulatory AUM · August 2026
- SEAL COVE CAPITAL LLCCRD 332033$134,858,476.00Regulatory AUM · August 2026
- SEAMANS CAPITAL MANAGEMENT, LLCCRD 118404 · WALTHAM, MA$170,677,730.00Regulatory AUM · August 2026
- SEAMOUNT FINANCIAL GROUP INCCRD 107834 · COLORADO SPRINGS, CO$745,240,537.00Regulatory AUM · August 2026
- SEAPORT CAPITAL, LLCCRD 160734 · NEW YORK, NY$418,165,390.00Regulatory AUM · August 2026
- SEARCH FUND ACCELERATOR, LLCCRD 281491 · NEW ORLEANS, LA$298,889,000.00Regulatory AUM · August 2026
- SEARCY FINANCIAL SERVICES, INC.CRD 105807 · OVERLAND PARK, KS$513,972,511.00Regulatory AUM · August 2026
- SEARLE & CO.CRD 13035 · GREENWICH, CT$629,892,525.00Regulatory AUM · August 2026
- SEASCAPE CAPITAL MANAGEMENT,LLCCRD 126928 · PORTSMOUTH, NH$466,902,692.00Regulatory AUM · August 2026
- SEASIDE WEALTH ADVISORS LLCCRD 327645$103,460,697.00Regulatory AUM · August 2026
- SEASIDE WEALTH MANAGEMENT, INC.CRD 271039 · CARLSBAD, CA$459,283,506.00Regulatory AUM · August 2026
- SEASON INVESTMENTS, LLCCRD 158070 · COLORADO SPRINGS, CO$159,692,694.00Regulatory AUM · August 2026
- SEATTLE WEALTH MANAGEMENT LLCCRD 285877 · SEATTLE, WA$131,301,861.00Regulatory AUM · August 2026
- SEBOLD CAPITAL MANAGEMENT, INCCRD 122941 · LISLE, IL$364,310,949.00Regulatory AUM · August 2026
- SECFI ADVISORY LIMITEDCRD 306961 · NEW YORK, NY$225,867,055.00Regulatory AUM · August 2026
- SECHREST FINANCIAL SERVICES LLCCRD 128688 · ACTON, MA$199,211,839.00Regulatory AUM · August 2026
- SECOND 50 FINANCIAL LLCCRD 318626 · MANHATTAN BEACH, CA$341,645,342.00Regulatory AUM · August 2026
- SECOND ALPHA PARTNERS, LLCCRD 282418 · NEW YORK, NY$438,367,252.00Regulatory AUM · August 2026
- SECOND HALF FINANCIAL PARTNERS, LLCCRD 163454 · SEBRING, FL$128,000,000.00Regulatory AUM · August 2026
- SECOND SUMMIT WEALTH MANAGEMENT, LLCCRD 317984$149,661,050.00Regulatory AUM · August 2026
- SECONDMARKET FINANCIAL, LLCCRD 333332 · NEW YORK, NY$150,016,040.00Regulatory AUM · August 2026
- SECTION PARTNERS MANAGEMENT, LLCCRD 314618 · PALO ALTO, CA$590,032,567.00Regulatory AUM · August 2026
- SECTOR ANALYSTS LLCCRD 169789 · ALLENTOWN, PA$238,163,786.00Regulatory AUM · August 2026
- SECTORAL ASSET MANAGEMENT INC.CRD 110345$331,382,938.00Regulatory AUM · August 2026
- SECURA FINANCIAL, LLCCRD 137324 · ORANGE, CA$319,926,000.00Regulatory AUM · August 2026
- SECURE ASSET MANAGEMENT, L.L.C.CRD 144046 · TROY, MI$870,615,187.00Regulatory AUM · August 2026
- SECURE PLANNING, LLCCRD 42179 · PORTSMOUTH, NH$187,014,564.00Regulatory AUM · August 2026
- SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP.CRD 132777 · SAN RAMON, CA$101,995,843.00Regulatory AUM · August 2026
- SECURE WEALTH, INC.CRD 290572 · BOCA RATON, FL$132,000,000.00Regulatory AUM · August 2026
- SECURED RETIREMENT ADVISORS, LLCCRD 144239 · ST LOUIS PARK, MN$255,083,132.00Regulatory AUM · August 2026
- SECURITIZE CAPITAL LLCCRD 315859 · MIAMI, FL$530,192,153.00Regulatory AUM · August 2026
- SECURITY FIRST FINANCIAL INC.CRD 122408 · SWARTZ CREEK, MI$299,520,495.00Regulatory AUM · August 2026
- SEED WEALTH MANAGEMENT, INC.CRD 171920$188,800,000.00Regulatory AUM · August 2026
- SEEDSAFE FINANCIAL LLCCRD 283887$125,174,066.00Regulatory AUM · August 2026
- SEEK FIRST INC.CRD 312546 · CAMPBELL, CA$251,000,000.00Regulatory AUM · August 2026
- SEGRA CAPITAL MANAGEMENT, LLCCRD 167306 · PALM BEACH, FL$820,702,218.00Regulatory AUM · August 2026
- SEIX CLO MANAGEMENT LLCCRD 285354 · PARK RIDGE, NJ$335,578,839.00Regulatory AUM · August 2026
- SELBY LANE CAPITAL, LLCCRD 325345 · CHARLOTTESVILLE, VA$505,422,313.00Regulatory AUM · August 2026
- SELBY WEALTH MANAGEMENT, LLCCRD 334084 · EMERYVILLE, CA$544,790,253.00Regulatory AUM · August 2026
- SELDON CAPITAL LPCRD 300755 · SAN FRANCISCO, CA$517,751,325.00Regulatory AUM · August 2026
- SELECTIVE WEALTH MANAGEMENT, INC.CRD 164882 · FOREST, VA$454,812,962.00Regulatory AUM · August 2026
- SELKIRK MANAGEMENT, LLCCRD 162808 · CHATHAM, NJ$443,024,794.00Regulatory AUM · August 2026
- SELKIRK WEALTH ADVISORS, LLCCRD 173605 · SPOKANE, WA$184,438,421.00Regulatory AUM · August 2026
- SELLARONDA GLOBAL MANAGEMENT LPCRD 325400 · NEW YORK, NY$493,140,959.00Regulatory AUM · August 2026
- SEMINAL FOOD AND NUTRITION INVESTMENTS, LLCCRD 317836 · WAYNE, PA$613,180,673.00Regulatory AUM · August 2026
- SEMINOLE ADVISORY SERVICES, LLCCRD 148975 · BELLAIR BLUFFS, FL$242,523,032.00Regulatory AUM · August 2026
- SEMITAM BONAM LLCCRD 284461 · GOSHEN, NY$167,227,197.00Regulatory AUM · August 2026
- SEMMAX FINANCIAL ADVISORS, INC.CRD 144978 · WINSTON-SALEM, NC$495,360,847.00Regulatory AUM · August 2026
- SEMPER AUGUSTUS INVESTMENTS GROUP LLCCRD 108153 · HIGHLANDS RANCH, CO$982,168,444.00Regulatory AUM · August 2026
- SEMPOLINSKI, WILLIAM JOHNCRD 338120 · EASTON, MA$292,000,000.00Regulatory AUM · August 2026
- SEMUS WEALTH PARTNERS, LLCCRD 305758 · BOCA RATON, FL$262,660,482.00Regulatory AUM · August 2026
- SENDER COMPANY & PARTNERS, INC.CRD 282319 · NEW YORK, NY$264,787,054.00Regulatory AUM · August 2026
- SENECA CAPITAL MANAGEMENT, LLCCRD 288206 · DENVER, CO$120,000,000.00Regulatory AUM · August 2026
- SENECA FINANCIAL ADVISORS LLCCRD 152824 · ROCHESTER, NY$847,190,882.00Regulatory AUM · August 2026
- SENECA MANAGEMENT LLCCRD 160345 · DENVER, CO$716,861,000.00Regulatory AUM · August 2026
- SENESCHAL ADVISORS, LLCCRD 131618 · TACOMA, WA$301,275,190.00Regulatory AUM · August 2026
- SENGU CAPITAL LIMITEDCRD 333451$859,097,343.00Regulatory AUM · August 2026
- SENIOR TAX ADVISORY GROUP, INCCRD 318058 · COLORADO SPRINGS, CO$122,781,042.00Regulatory AUM · August 2026
- SENSENIG CAPITAL ADVISORS, INC.CRD 142821 · COLLEGEVILLE, PA$212,881,912.00Regulatory AUM · August 2026
- SENSIBLE MONEY, LLCCRD 158641 · SCOTTSDALE, AZ$742,532,213.00Regulatory AUM · August 2026
- SENSIBLE PORTFOLIOS, LLCCRD 121045$194,674,073.00Regulatory AUM · August 2026
- SENTARA CAPITAL LLCCRD 161132 · MARIETTA, GA$119,566,470.00Regulatory AUM · August 2026
- SENTINEL ADVISORY GROUP, LLCCRD 338121 · MIDDLETON, WI$320,751,824.00Regulatory AUM · August 2026
- SENTINEL GLOBAL LPCRD 326444 · SAN FRANCISCO, CA$210,293,919.00Regulatory AUM · August 2026
- SENTINEL ROCK REALTY TRUST INC.CRD 337421 · MODESTO, CA$273,456,874.00Regulatory AUM · August 2026
- SENTINEL WEALTH MANAGEMENT, INC.CRD 122235 · RESTON, VA$388,786,800.00Regulatory AUM · August 2026
- SEPHIRA INVESTMENT ADVISORS (UK) LIMITEDCRD 293524$208,679,495.00Regulatory AUM · August 2026
- SEPULVEDA MANAGEMENT LLCCRD 284290 · LOS ANGELES, CA$355,077,780.00Regulatory AUM · August 2026
- SEQUEL HOLDINGS, L.P.CRD 170237 · DALLAS, TX$563,006,702.00Regulatory AUM · August 2026
- SEQUENT PLANNING, LLCCRD 160381 · OMAHA, NE$589,473,003.00Regulatory AUM · August 2026
- SEQUENTIS CAPITAL LLCCRD 298533 · BOSTON, MA$101,535,976.00Regulatory AUM · August 2026
- SEQUINOX WEALTH MANAGEMENT, LLCCRD 335246 · LANCASTER, PA$160,000,000.00Regulatory AUM · August 2026
- SEQUOIA PLANNING & INVESTMENTS LLCCRD 109519$159,982,447.00Regulatory AUM · August 2026
- SEQUOIA SWISS FINANCIAL ADVISORS AGCRD 158031$212,348,742.00Regulatory AUM · August 2026
- SEQUOIA WEALTH MANAGEMENT GROUP LLCCRD 311268$238,361,413.00Regulatory AUM · August 2026
- SEQUOIA WEALTH MANAGEMENT, LLCCRD 170543 · BARRINGTON, IL$599,623,650.00Regulatory AUM · August 2026
- SER CAPITAL PARTNERS MANAGEMENT, LPCRD 307713 · REDWOOD CITY, CA$685,810,665.00Regulatory AUM · August 2026
- SERA CAPITAL MANAGEMENT LIMITED LIABILITY COMPANYCRD 120896 · ANNAPOLIS, MD$114,258,975.00Regulatory AUM · August 2026
- SERENITY INVESTMENT ADVISORS LLCCRD 307924 · CHICAGO, IL$513,621,644.00Regulatory AUM · August 2026
- SERONE CAPITAL MANAGEMENT LLCCRD 338114 · NEW YORK, NY$116,106,077.00Regulatory AUM · August 2026
- SEROS FINANCIAL, LLCCRD 166808 · GILBERT, AZ$359,182,480.00Regulatory AUM · August 2026