Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 7
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- ARCHEAN CAPITAL PARTNERS II, L.L.C.CRD 294346 · NEWTOWN SQUARE, PA$527,831,000.00Regulatory AUM · August 2026
- ARCHER CAPITAL GROUP MANAGEMENT, LLCCRD 317047 · LOS ANGELES, CA$659,567,714.00Regulatory AUM · August 2026
- ARCHER INVESTMENT MANAGEMENT, LLCCRD 146852$370,799,063.00Regulatory AUM · August 2026
- ARCHER POINTE WEALTH MANAGEMENT, LLCCRD 308777 · DAVIS, CA$185,573,000.00Regulatory AUM · August 2026
- ARCHETYPE ADVISORS, LLCCRD 156527 · DOYLESTOWN, PA$260,000,000.00Regulatory AUM · August 2026
- ARCHITECT EQUITY MANAGEMENT, LLCCRD 328703 · EL SEGUNDO, CA$383,862,367.00Regulatory AUM · August 2026
- ARCHON CAPITAL MANAGEMENT LLCCRD 130499 · SEATTLE, WA$214,648,357.00Regulatory AUM · August 2026
- ARCHVEST WEALTH ADVISORS, INC.CRD 172087 · CONCORD, CA$387,000,000.00Regulatory AUM · August 2026
- ARCHWAY WEALTH MANAGEMENT, LLCCRD 326816 · KIRKWOOD, MO$345,656,224.00Regulatory AUM · August 2026
- ARCO GLOBAL MANAGEMENT, LLCCRD 287921 · GUAYNABO, PR$260,411,274.00Regulatory AUM · August 2026
- ARCTARIS IMPACT INVESTORS, LLCCRD 306898 · WELLESLEY, MA$347,298,770.00Regulatory AUM · August 2026
- ARCTIS GLOBAL LLCCRD 308220$106,000,000.00Regulatory AUM · August 2026
- ARDAN EQUITY PARTNERS, LLCCRD 312470 · WEST PALM BEACH, FL$441,361,766.00Regulatory AUM · August 2026
- ARDENT CAPITAL MANAGEMENT, INC.CRD 108264 · CINCINNATI, OH$327,015,414.00Regulatory AUM · August 2026
- ARDENWOOD ADVISORS, LLCCRD 337412$146,025,615.00Regulatory AUM · August 2026
- ARES FINANCIAL CONSULTING LLCCRD 282852 · CALABASAS, CA$243,880,799.00Regulatory AUM · August 2026
- ARETE WEALTH STRATEGISTS, LLCCRD 167297$133,741,614.00Regulatory AUM · August 2026
- ARETEX CAPITAL MANAGEMENT, LPCRD 296753 · NEW YORK, NY$251,594,410.00Regulatory AUM · August 2026
- ARG PRIVATE WEALTH, LLCCRD 336183 · CINCINNATI, OH$279,970,726.00Regulatory AUM · August 2026
- ARGAND PARTNERS, LPCRD 282127 · NEW YORK, NY$827,024,118.00Regulatory AUM · August 2026
- ARGENT RETIREMENT PLAN ADVISORS, LLCCRD 165031 · NEW ORLEANS, LA$683,140,774.00Regulatory AUM · August 2026
- ARGENT WEALTH MANAGEMENT, INC.CRD 135376 · ROUND ROCK, TX$172,406,000.00Regulatory AUM · August 2026
- ARGENT WEALTH, LLCCRD 311685 · RIDGELAND, MS$487,289,663.00Regulatory AUM · August 2026
- ARGENTARII, LLCCRD 332112 · CINCINNATI, OH$431,869,342.00Regulatory AUM · August 2026
- ARGENTEM CREEK PARTNERS LPCRD 282070 · NEW YORK, NY$628,382,517.00Regulatory AUM · August 2026
- ARGO INFRASTRUCTURE MANAGEMENT, LPCRD 335508 · NEW YORK, NY$133,520,677.00Regulatory AUM · August 2026
- $200,644,339.00Regulatory AUM · August 2026
- ARGO WEALTH ADVISORY, LLCCRD 334041 · MCLEAN, VA$256,168,541.00Regulatory AUM · August 2026
- ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INCCRD 316736 · WELLESLEY, MA$532,889,266.00Regulatory AUM · August 2026
- ARGOSY-LIONBRIDGE MANAGEMENT, LLCCRD 325413 · WAYNE, PA$189,069,851.00Regulatory AUM · August 2026
- ARGUS INVESTORS' COUNSEL, INC.CRD 106981 · NEW YORK, NY$137,292,344.00Regulatory AUM · August 2026
- ARGYLE CAPITAL MANAGEMENT, LLCCRD 106576 · CENTER VALLEY, PA$355,653,506.00Regulatory AUM · August 2026
- ARGYLE CAPITAL PARTNERS, LLCCRD 162246 · LOS ANGELES, CA$213,561,022.00Regulatory AUM · August 2026
- ARI GROUP, LLCCRD 286049 · NEW YORK, NY$132,800,530.00Regulatory AUM · August 2026
- ARIA GROWTH PARTNERS LPCRD 315978 · NEW YORK, NY$203,621,275.00Regulatory AUM · August 2026
- ARIA WEALTH MANAGEMENT, INC.CRD 288450 · SARATOGA, CA$129,968,474.00Regulatory AUM · August 2026
- ARIA WEALTH PARTNERS, LLCCRD 334270 · CHARLOTTESVILLE, VA$112,343,257.00Regulatory AUM · August 2026
- ARIADNE WEALTH MANAGEMENT, LPCRD 170999 · SANTA BARBARA, CA$627,284,110.00Regulatory AUM · August 2026
- ARIES WEALTH MANAGEMENT, LLCCRD 175477 · PORTLAND, ME$658,598,502.00Regulatory AUM · August 2026
- ARISTA ADVISORY GROUP, LLCCRD 285722 · ALBANY, NY$143,681,257.00Regulatory AUM · August 2026
- ARISTIDES CAPITAL LLCCRD 162368 · LOUISVILLE, KY$541,426,176.00Regulatory AUM · August 2026
- ARISTON SERVICES GROUP, LLCCRD 146255 · SAN DIEGO, CA$526,976,174.00Regulatory AUM · August 2026
- ARIXA MANAGEMENT, LLCCRD 336603 · LOS ANGELES, CA$647,890,940.00Regulatory AUM · August 2026
- ARJUNA CAPITAL, LLCCRD 283713 · MANCHESTER, MA$642,360,277.00Regulatory AUM · August 2026
- ARK & TLK INVESTMENTS, LLCCRD 205512 · OKLAHOMA CITY, OK$751,448,285.00Regulatory AUM · August 2026
- ARK ADVISORS LLCCRD 167456 · BLOOMINGTON, IL$195,639,810.00Regulatory AUM · August 2026
- ARK ROYAL WEALTH MANAGEMENT LLCCRD 175151 · RALEIGH, NC$169,309,000.00Regulatory AUM · August 2026
- ARK WEALTH ADVISORS, LLCCRD 309396 · YORBA LINDA, CA$117,960,866.00Regulatory AUM · August 2026
- ARK WEALTH MANAGEMENT, LLCCRD 317264 · AUSTIN, TX$216,000,000.00Regulatory AUM · August 2026
- ARKA CAPITAL A.M. LTDCRD 339997$263,809,998.00Regulatory AUM · August 2026
- ARKFELD WEALTH STRATEGIES, L.L.C.CRD 293175 · OMAHA, NE$537,974,000.00Regulatory AUM · August 2026
- ARKHOUSE MANAGEMENT CO. LPCRD 325180 · NEW YORK, NY$122,851,034.00Regulatory AUM · August 2026
- ARKVIEW CAPITAL, L.P.CRD 316130 · STAMFORD, CT$355,949,280.00Regulatory AUM · August 2026
- ARLEN CAPITAL, LLCCRD 118113 · WARWICK, RI$348,820,421.00Regulatory AUM · August 2026
- ARLINGTON CAPITAL MANAGEMENT, INC.CRD 114801 · ARLINGTON HEIGHTS, IL$235,943,435.00Regulatory AUM · August 2026
- ARMADA ADVISORS, INC.CRD 150416 · PENSACOLA, FL$190,302,673.00Regulatory AUM · August 2026
- ARMADILLO LITIGATION FUNDING LLCCRD 310764 · HOUSTON, TX$581,359,742.00Regulatory AUM · August 2026
- ARMOR ADVISORS, L.L.C.CRD 157238 · NEW YORK, NY$485,533,318.00Regulatory AUM · August 2026
- ARMOR INVESTMENT ADVISORS, LLCCRD 134200 · RALEIGH, NC$355,950,613.00Regulatory AUM · August 2026
- ARMORY CAPITAL MANAGEMENT, LLCCRD 149008 · SYRACUSE, NY$167,132,882.00Regulatory AUM · August 2026
- ARMOUR WEALTH ADVISORS, LLCCRD 306171 · TUMWATER, WA$110,366,065.00Regulatory AUM · August 2026
- ARNOLD CASTELLANO AND ASSOCIATES, LLCCRD 117369 · SHREVEPORT, LA$129,542,260.00Regulatory AUM · August 2026
- ARNOLD FINANCIAL PLANNING LLCCRD 283698 · HIAWATHA, IA$168,230,596.00Regulatory AUM · August 2026
- ARNOLD WEITZ & COCRD 108026 · ELKHORN, NE$438,072,517.00Regulatory AUM · August 2026
- AROSA CAPITAL MANAGEMENT LPCRD 169851 · MIAMI BEACH, FL$856,576,690.00Regulatory AUM · August 2026
- ARRIEN INVESTMENTS, INC.CRD 321819 · BOISE, ID$226,582,421.00Regulatory AUM · August 2026
- ARROW CAPITAL MANAGEMENT, LLCCRD 165190 · NEW YORK, NY$174,791,342.00Regulatory AUM · August 2026
- ARROW CAPITAL PTY LTDCRD 317731$883,843,557.00Regulatory AUM · August 2026
- ARROW INVESTMENT ADVISORS, LLCCRD 139652 · LAUREL, MD$377,259,942.00Regulatory AUM · August 2026
- ARROW WEALTH ADVISORS, INC.CRD 290853 · AUBURN, CA$121,234,291.00Regulatory AUM · August 2026
- ARROW WEALTH ADVISORY LLCCRD 296890$217,835,403.00Regulatory AUM · August 2026
- ARROWMARK ASSET MANAGEMENT, LLCCRD 307161 · DENVER, CO$224,437,987.00Regulatory AUM · August 2026
- ARROWROOT CAPITAL MANAGEMENT, LLCCRD 285193 · MARINA DEL REY, CA$465,465,723.00Regulatory AUM · August 2026
- ARROWROOT FAMILY OFFICE, LLCCRD 168744 · MARINA DEL REY, CA$430,684,413.00Regulatory AUM · August 2026
- ARROYO INVESTMENT GROUP, LLCCRD 130243 · PASADENA, CA$319,454,438.00Regulatory AUM · August 2026
- ARSENAL CAPITAL ADVISORS LLCCRD 325612 · CONSHOHOCKEN, PA$267,086,889.00Regulatory AUM · August 2026
- ARSENAL VENTURE PARTNERS, INC.CRD 160426 · WINTER PARK, FL$393,832,888.00Regulatory AUM · August 2026
- ARTA FINANCE WEALTH MANAGEMENT, LLCCRD 318714 · MOUNTAIN VIEW, CA$153,444,718.00Regulatory AUM · August 2026
- ARTEMIS CAPITAL PARTNERS MANAGEMENT CO., LLCCRD 285607 · BOSTON, MA$441,542,162.00Regulatory AUM · August 2026
- ARTESA FINANCIAL GROUP, LLCCRD 153741 · CONROE, TX$126,615,003.00Regulatory AUM · August 2026
- ARTHEDGE CAPITAL MANAGEMENT, LLCCRD 151181$154,958,060.00Regulatory AUM · August 2026
- ARTIA GLOBAL PARTNERS LPCRD 322091 · MIAMI, FL$778,890,878.00Regulatory AUM · August 2026
- ARTIENCE CAPITAL MANAGEMENT, LLCCRD 150762$146,661,730.00Regulatory AUM · August 2026
- ARTIFEX FINANCIAL GROUP, LLCCRD 140643 · OAKWOOD, OH$328,703,165.00Regulatory AUM · August 2026
- ARTIST CAPITAL MANAGEMENT LLCCRD 296835 · NEW YORK, NY$417,629,206.00Regulatory AUM · August 2026
- ARVIN CAPITAL MANAGEMENT LPCRD 315672 · AUSTIN, TX$953,387,995.00Regulatory AUM · August 2026
- ARWA LLCCRD 337220 · FORT WORTH, TX$335,003,000.00Regulatory AUM · August 2026
- ARX MANAGEMENT, LLCCRD 305659 · EL SEGUNDO, CA$586,489,019.00Regulatory AUM · August 2026
- ARX PRIVATE WEALTHCRD 338631 · LANCASTER, PA$113,605,108.00Regulatory AUM · August 2026
- AS AVARON ASSET MANAGEMENTCRD 282350$401,854,297.00Regulatory AUM · August 2026
- ASCEND INTERPLAY, LLCCRD 317344 · NEW YORK, NY$390,219,029.00Regulatory AUM · August 2026
- ASCENDOR WEALTH, LLCCRD 148969 · WILMINGTON, NC$145,590,518.00Regulatory AUM · August 2026
- ASCENSION CAPITAL ADVISORS, INC.CRD 109518 · HOUSTON, TX$938,510,312.00Regulatory AUM · August 2026
- ASCENSION WEALTH PARTNERS, LLCCRD 146451 · PLEASANT HILL, CA$136,895,746.00Regulatory AUM · August 2026
- ASCENT ADVISORS LLCCRD 335353 · MANKATO, MN$101,000,000.00Regulatory AUM · August 2026
- ASCENT CAPITAL PARTNERS, LLCCRD 291218 · SCOTTSDALE, AZ$172,002,374.00Regulatory AUM · August 2026
- ASCENT FINANCIAL GROUP LLCCRD 325706 · RICHMOND, VA$100,790,206.00Regulatory AUM · August 2026
- ASCENTIS WEALTH MANAGEMENT, LLCCRD 330923 · DALLAS, TX$595,719,066.00Regulatory AUM · August 2026
- ASCENTRIS, LLCCRD 154814 · DENVER, CO$121,799,752.00Regulatory AUM · August 2026
- ASCO FINANCIAL GROUP, INC.CRD 124395 · KINGSTON, PA$173,160,402.00Regulatory AUM · August 2026