Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 78
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- SAND CREEK CAPITAL, LLCCRD 326719 · REXBURG, ID$471,166,740.00Regulatory AUM · August 2026
- SANDALWOOD SECURITIES, INC.CRD 27240 · ROSELAND, NJ$930,185,651.00Regulatory AUM · August 2026
- SANDBOX FINANCIAL PARTNERS, LLCCRD 297858 · BETHESDA, MD$681,669,971.00Regulatory AUM · August 2026
- SANDBRIDGE INVESTMENT MANAGEMENT, LLCCRD 169112 · LOS ANGELES, CA$281,608,083.00Regulatory AUM · August 2026
- SANDEEP VARMA WEALTH STRATEGIES, LLCCRD 137705 · SAN DIEGO, CA$383,571,666.00Regulatory AUM · August 2026
- SANDENA, INC.CRD 322947 · SAN DIEGO, CA$148,779,499.00Regulatory AUM · August 2026
- SANDER CAPITAL ADVISORS, INC.CRD 112499 · SEATTLE, WA$210,000,000.00Regulatory AUM · August 2026
- SANDERS MANAGEMENT GROUP, LTDCRD 334205 · SOUTHFIELD, MI$203,474,000.00Regulatory AUM · August 2026
- SANDERS MORRIS LLCCRD 20580 · HOUSTON, TX$576,142,421.00Regulatory AUM · August 2026
- SANDGLASS CAPITAL ADVISORS LLCCRD 299418 · NEW YORK, NY$873,735,436.00Regulatory AUM · August 2026
- SANDHILL WEALTH MANAGEMENT, INC.CRD 291649 · WINTER PARK, FL$118,476,224.00Regulatory AUM · August 2026
- SANDIA INVESTMENT MANAGEMENT LPCRD 311098 · BOSTON, MA$625,412,805.00Regulatory AUM · August 2026
- SANDIA WEALTH MANAGEMENT, LLCCRD 159402 · ALBUQUERQUE, NM$193,482,000.00Regulatory AUM · August 2026
- SANDLER CAPITAL MANAGEMENTCRD 109856 · NEW YORK, NY$394,980,000.00Regulatory AUM · August 2026
- SANDLOT PARTNERS, LLCCRD 311409 · OREM, UT$934,473,996.00Regulatory AUM · August 2026
- SANDRO WEALTH MANAGEMENT LLCCRD 332113 · FAIRFIELD, NJ$227,594,694.00Regulatory AUM · August 2026
- SANDS CAPITAL HORIZONS, LLCCRD 335568 · ARLINGTON, VA$466,939,172.00Regulatory AUM · August 2026
- SANDSTONE ASSET MANAGEMENT INC.CRD 152742$330,723,534.00Regulatory AUM · August 2026
- SANDY COVE ADVISORS, LLCCRD 152482 · HINGHAM, MA$684,905,062.00Regulatory AUM · August 2026
- SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLCCRD 187519 · TAMPA, FL$183,125,945.00Regulatory AUM · August 2026
- SANKALA GROUP LLCCRD 154806$159,130,515.00Regulatory AUM · August 2026
- SANTA BARBARA MGMT, LLCCRD 334801 · CHICAGO, IL$530,188,760.00Regulatory AUM · August 2026
- SANTA FE ADVISORS LLCCRD 170872 · SANTA FE, NM$116,141,100.00Regulatory AUM · August 2026
- SANTIAGO CAPITAL, LLCCRD 154579$152,685,627.00Regulatory AUM · August 2026
- SANTORI & PETERS, INC.CRD 105978 · CANONSBURG, PA$433,499,220.00Regulatory AUM · August 2026
- SAOS CAPITAL, LLCCRD 159515 · MOUNT PLEASANT, SC$239,116,090.00Regulatory AUM · August 2026
- SAOTHAIR CAPITAL PARTNERS, LLCCRD 328192 · WAYNE, PA$500,709,754.00Regulatory AUM · August 2026
- SAPERE WEALTH MANAGEMENT, LLCCRD 119598 · MATTHEWS, NC$604,819,704.00Regulatory AUM · August 2026
- SAPERSTON LEGACY ADVISORS, INC.CRD 105849 · HAMBURG, NY$180,788,751.00Regulatory AUM · August 2026
- SARA-BAY FINANCIAL CORP.CRD 133443 · SARASOTA, FL$396,759,556.00Regulatory AUM · August 2026
- SARASIN ASSET MANAGEMENT LIMITEDCRD 115788$554,958,877.00Regulatory AUM · August 2026
- SARATOGA CAPITAL MANAGEMENT, LLCCRD 112021 · AVONDALE, AZ$138,830,486.00Regulatory AUM · August 2026
- SARAZA MANAGEMENT LPCRD 317572 · NEW YORK, NY$366,497,757.00Regulatory AUM · August 2026
- SARD WEALTH MANAGEMENT GROUP, LLCCRD 123457 · ATLANTA, GA$463,973,082.00Regulatory AUM · August 2026
- SARDIS GROUP, LLCCRD 333854 · ATLANTA, GA$531,190,303.00Regulatory AUM · August 2026
- SARGASSO PARTNERS LLPCRD 332384$220,000,000.00Regulatory AUM · August 2026
- SARISSA CAPITAL MANAGEMENT LPCRD 167244 · GREENWICH, CT$298,342,350.00Regulatory AUM · August 2026
- SARONA ASSET MANAGEMENT INC.CRD 160963$363,004,507.00Regulatory AUM · August 2026
- SARTORIAL WEALTH INC.CRD 329971$130,411,192.00Regulatory AUM · August 2026
- SARVER VROOMAN WEALTH ADVISORS LLCCRD 332699 · KANSAS CITY, MO$452,160,346.00Regulatory AUM · August 2026
- SAS FINANCIAL ADVISORS, LLC.CRD 288015 · SAN FRANCISCO, CA$166,998,844.00Regulatory AUM · August 2026
- SASSER INVESTMENT MANAGEMENT, INC.CRD 110886 · BERKELEY, CA$120,092,164.00Regulatory AUM · August 2026
- SATIS ASSET MANAGEMENT LTDCRD 336301$773,912,131.00Regulatory AUM · August 2026
- SATOR GROVE MANAGEMENT COMPANY, LLCCRD 318780$903,877,433.00Regulatory AUM · August 2026
- SATOVSKY ASSET MANAGEMENT LLCCRD 143519 · NEW YORK, NY$974,765,900.00Regulatory AUM · August 2026
- SATURN FIVE ADVISORS LLCCRD 322348 · DENVER, CO$556,068,915.00Regulatory AUM · August 2026
- SATURN V CAPITAL MANAGEMENT LPCRD 316649 · AUSTIN, TX$793,205,303.00Regulatory AUM · August 2026
- SAUL WEALTH ADVISORS, LLCCRD 337371 · MIAMI, FL$201,457,806.00Regulatory AUM · August 2026
- SAVANNA INVESTMENT MANAGEMENT LLCCRD 158770 · NEW YORK, NY$579,548,393.00Regulatory AUM · August 2026
- SAVANO DIRECT CAPITAL PARTNERS, LLCCRD 174066 · BALTIMORE, MD$519,057,969.00Regulatory AUM · August 2026
- SAVANT INVESTMENT ADVISERS, INC.CRD 121794 · HOMEWOOD, IL$162,526,073.00Regulatory AUM · August 2026
- SAVANT PARTNERS, LLCCRD 312567 · SAN MATEO, CA$309,505,362.00Regulatory AUM · August 2026
- SAVIOR LLCCRD 299178 · WELLESLEY, MA$140,239,469.00Regulatory AUM · August 2026
- SAVOIR FAIRE CAPITAL MANAGEMENT, LPCRD 306994 · NORWALK, CT$389,522,797.00Regulatory AUM · August 2026
- SAVVY LABS INCCRD 322453 · NEW YORK, NY$118,915,060.00Regulatory AUM · August 2026
- SAWTELLE, CHARLES SCOTTCRD 158732$107,000,000.00Regulatory AUM · August 2026
- SAWYER & CO INCCRD 112849 · BOSTON, MA$320,113,014.00Regulatory AUM · August 2026
- SAXON INTERESTS, INC.CRD 311687 · HOUSTON, TX$679,123,679.00Regulatory AUM · August 2026
- SAXON WOODS ADVISORS LLCCRD 109686 · PURCHASE, NY$669,584,000.00Regulatory AUM · August 2026
- SAXONY CAPITAL MANAGEMENT LLC.CRD 122692 · SAINT LOUIS, MO$367,861,457.00Regulatory AUM · August 2026
- SAYBROOK CAPITAL CORPCRD 107679 · SAG HARBOR, NY$502,665,436.00Regulatory AUM · August 2026
- SAYBROOK FUND ADVISORS, LLCCRD 158634 · SANTA MONICA, CA$461,209,006.00Regulatory AUM · August 2026
- SBE LLC DBA CEDAR COVE WEALTH PARTNERSCRD 336245 · BLOOMINGTON, MN$455,020,729.00Regulatory AUM · August 2026
- $553,392,757.00Regulatory AUM · August 2026
- SC MANAGEMENT LLCCRD 311359 · NEW YORK, NY$732,615,950.00Regulatory AUM · August 2026
- SCALA CAPITAL LLCCRD 156165 · MIAMI, FL$380,460,729.00Regulatory AUM · August 2026
- SCALAR GAUGE MANAGEMENT, LLCCRD 287991 · DALLAS, TX$199,375,848.00Regulatory AUM · August 2026
- SCALEBUILDER, LLCCRD 313276 · NEW YORK, NY$145,835,020.00Regulatory AUM · August 2026
- SCALEWORKS CAPITAL, LLCCRD 306560 · SAN ANTONIO, TX$198,444,519.00Regulatory AUM · August 2026
- SCENIC MANAGEMENT LLCCRD 315808 · SAN FRANCISCO, CA$144,587,687.00Regulatory AUM · August 2026
- SCG ASSET MANAGEMENT LLCCRD 311843 · NAPERVILLE, IL$158,700,504.00Regulatory AUM · August 2026
- SCHAEFFER FINANCIAL LLCCRD 133697 · ROCKVILLE, MD$257,695,379.00Regulatory AUM · August 2026
- SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLCCRD 319298 · LA CROSSE, WI$236,437,421.00Regulatory AUM · August 2026
- SCHAUER INVESTMENT MANAGEMENT, INC.CRD 283119 · NORTHRIDGE, CA$119,744,010.00Regulatory AUM · August 2026
- SCHEAR INVESTMENT ADVISERS, LLCCRD 146401 · CINCINNATI, OH$268,765,837.00Regulatory AUM · August 2026
- SCHERER FINANCIAL ADVISORY SERVICES, LLCCRD 317435 · DALLAS, TX$158,346,728.00Regulatory AUM · August 2026
- SCHIAVI & COMPANY LLCCRD 104804 · WILMINGTON, DE$797,577,542.00Regulatory AUM · August 2026
- SCHLEGEL DUNN LLCCRD 337990 · PLANO, TX$279,073,436.00Regulatory AUM · August 2026
- SCHLINDWEIN ASSOCIATES LLCCRD 109132 · DALLAS, TX$167,078,198.00Regulatory AUM · August 2026
- SCHLOSSER FINANCIAL SERVICES, INC.CRD 128809$108,000,000.00Regulatory AUM · August 2026
- SCHMIDT FINANCIAL MANAGEMENT, INC.CRD 328247 · KIRKLAND, WA$497,527,086.00Regulatory AUM · August 2026
- SCHMIDT, JACOB AARONCRD 121034 · FORT WAYNE, IN$212,629,231.00Regulatory AUM · August 2026
- SCHMITT WEALTH ADVISERS, CORP.CRD 174958 · CINCINNATI, OH$134,959,485.00Regulatory AUM · August 2026
- SCHMITZ CAPITAL PARTNERS, LLCCRD 105702 · MILL VALLEY, CA$131,993,452.00Regulatory AUM · August 2026
- SCHNALL ADVISORY SERVICES, INCCRD 106339$108,221,920.00Regulatory AUM · August 2026
- SCHNEIDER, MEREDITH HALLCRD 144166$149,849,605.00Regulatory AUM · August 2026
- SCHOLTZ & COMPANY, L.L.C.CRD 107363 · STAMFORD, CT$340,511,697.00Regulatory AUM · August 2026
- SCHORN WEALTH, LLCCRD 304104 · ENGLEWOOD, FL$392,433,757.00Regulatory AUM · August 2026
- SCHRUM PRIVATE WEALTH MANAGEMENT, LLCCRD 312164 · SAINT AUGUSTINE, FL$185,947,743.00Regulatory AUM · August 2026
- SCHUCHARD CAPITAL MANAGEMENT INCCRD 105528$325,532,078.00Regulatory AUM · August 2026
- SCHULHOFF & CO INCCRD 105264 · CINCINNATI, OH$286,285,816.00Regulatory AUM · August 2026
- SCHULTZ FINANCIAL GROUP INCORPORATEDCRD 108724 · RENO, NV$214,840,003.00Regulatory AUM · August 2026
- SCHULZ WEALTH, LTD.CRD 172194 · MANSFIELD, TX$438,057,650.00Regulatory AUM · August 2026
- SCHUYLKILL FINANCIAL, LLCCRD 143052 · WYOMISSING, PA$123,631,702.00Regulatory AUM · August 2026
- SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLCCRD 147384 · MINNEAPOLIS, MN$730,354,266.00Regulatory AUM · August 2026
- SCHWARZ INVESTMENT PARTNERSCRD 113556 · SILVER LAKE, KS$184,894,020.00Regulatory AUM · August 2026
- SCIENCAST MANAGEMENT LPCRD 271030 · PRINCETON, NJ$760,000,000.00Regulatory AUM · August 2026
- SCIENCE & TECHNOLOGY PARTNERS, L.P.CRD 331267 · GREENWICH, CT$425,488,218.00Regulatory AUM · August 2026
- SCIENS WATER OPPORTUNITIES MANAGEMENT LLCCRD 299986 · NEW YORK, NY$743,453,428.00Regulatory AUM · August 2026
- SCIENTECH RESEARCH LLCCRD 310615 · JERSEY CITY, NJ$498,759,614.00Regulatory AUM · August 2026