Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 77
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- RUBENSTEIN PARTNERS, L.P.CRD 156988 · PHILADELPHIA, PA$378,900,000.00Regulatory AUM · August 2026
- RUBEY & RUST CAPITAL MANAGEMENT, LLCCRD 282776$381,026,881.00Regulatory AUM · August 2026
- RUBICON ADVISORS, GPCRD 174447 · REDDING, CA$420,724,128.00Regulatory AUM · August 2026
- RUDIUS MANAGEMENT, L.P.CRD 305465 · NEW YORK, NY$955,767,274.00Regulatory AUM · August 2026
- RUDNEY ASSOCIATES, INC.CRD 110235 · ALAMO, CA$940,194,476.00Regulatory AUM · August 2026
- RUEDI WEALTH MANAGEMENT, INC.CRD 173262 · CHAMPAIGN, IL$498,000,167.00Regulatory AUM · August 2026
- RUGGAARD & ASSOCIATES, LLCCRD 107489 · HUDSON, OH$368,561,588.00Regulatory AUM · August 2026
- RUGGIERO INVESTMENTS, INC.CRD 169180 · WEST PALM BEACH, FL$137,578,827.00Regulatory AUM · August 2026
- RULE ONE PARTNERS, LLCCRD 166341 · MORELAND, GA$236,194,041.00Regulatory AUM · August 2026
- RUNDE & CO. LLCCRD 106383 · SEATTLE, WA$209,495,000.00Regulatory AUM · August 2026
- RUNNING OAK CAPITAL LLCCRD 286656 · EDINA, MN$874,740,150.00Regulatory AUM · August 2026
- RUNNING POINT CAPITAL ADVISORS LLCCRD 306275 · EL SEGUNDO, CA$745,625,302.00Regulatory AUM · August 2026
- RUNNYMEDE CAPITAL ADVISORS, INC.CRD 128974$165,062,787.00Regulatory AUM · August 2026
- RUSHMONT CAPITAL MANAGEMENT, LPCRD 333041 · NEW YORK, NY$143,916,878.00Regulatory AUM · August 2026
- RUSSELL CAPITAL MANAGEMENT, LLCCRD 109513 · LEXINGTON, KY$275,014,718.00Regulatory AUM · August 2026
- RUTHERFORD ASSET PLANNING, INC.CRD 128036 · TAMPA, FL$181,313,080.00Regulatory AUM · August 2026
- RV CAPITAL AGCRD 173008$713,309,485.00Regulatory AUM · August 2026
- RW BAKER WEALTH MANAGEMENT GROUP LLCCRD 297087 · CHEYENNE, WY$134,862,869.00Regulatory AUM · August 2026
- RWA ADVISORS, LLCCRD 150120 · BOCA RATON, FL$199,120,135.00Regulatory AUM · August 2026
- RWM CAPITAL, LLCCRD 310635 · SUGAR LAND, TX$222,369,012.00Regulatory AUM · August 2026
- RWQ FINANCIAL MANAGEMENT SERVICES, INC.CRD 297541$222,275,773.00Regulatory AUM · August 2026
- RWR INVESTMENTS LLCCRD 157966 · DALLAS, TX$170,892,730.00Regulatory AUM · August 2026
- RYAN INVESTMENT MANAGEMENT, INC.CRD 115755 · BASALT, CO$272,033,000.00Regulatory AUM · August 2026
- RYAN POAGE & CO., LLCCRD 157432 · KANSAS CITY, MO$114,196,904.00Regulatory AUM · August 2026
- RYDAR EQUITIES, INC.CRD 154086 · WEATHERFORD, TX$197,400,000.00Regulatory AUM · August 2026
- RYE BROOK CAPITAL, LLCCRD 288517 · GREENWICH, CT$327,295,914.00Regulatory AUM · August 2026
- RYZOME INVESTMENT ADVISORS, LLCCRD 170762 · OKEMOS, MI$116,095,598.00Regulatory AUM · August 2026
- S & D FINANCIAL, L.L.C.CRD 332415 · SAN ANTONIO, TX$134,178,280.00Regulatory AUM · August 2026
- S & P FINANCIAL, INC.CRD 139358 · ASHLAND, OR$370,590,050.00Regulatory AUM · August 2026
- S & S WEALTH MANAGEMENT, L.P.CRD 130652 · GRAND PRAIRIE, TX$153,785,097.00Regulatory AUM · August 2026
- S CAPITAL WEALTH ADVISORS, LLCCRD 172591 · MAHTOMEDI, MN$127,466,765.00Regulatory AUM · August 2026
- S HARRIS FINANCIAL GROUP, LLCCRD 151899 · SAN ANTONIO, TX$404,390,370.00Regulatory AUM · August 2026
- S SQUARED TECHNOLOGY, LLCCRD 124441$307,986,437.00Regulatory AUM · August 2026
- S. R. SCHILL & ASSOCIATES, INC.CRD 105864 · MERCER ISLAND, WA$143,079,018.00Regulatory AUM · August 2026
- S.A. MASON, LLCCRD 151440 · HOLLAND, MI$528,671,189.00Regulatory AUM · August 2026
- S.C. THOMAS & ASSOCIATES, CPA, LLCCRD 121666 · MEDINA, OH$104,552,674.00Regulatory AUM · August 2026
- S.E.E.D. PLANNING GROUP, LLCCRD 188521 · BINGHAMTON, NY$567,976,608.00Regulatory AUM · August 2026
- S.F. EHRLICH ASSOCIATES, INC.CRD 121356 · CRANFORD, NJ$185,778,206.00Regulatory AUM · August 2026
- S&A FINANCIAL SERVICES, INC.CRD 110471 · OVERLAND PARK, KS$392,271,325.00Regulatory AUM · August 2026
- S2 FUND MANAGER, LLCCRD 323759 · DALLAS, TX$474,775,840.00Regulatory AUM · August 2026
- SA WEALTH MANAGEMENT LLCCRD 335680 · HUNTINGTON, NY$496,364,933.00Regulatory AUM · August 2026
- SAAGA, LLCCRD 327015 · MIAMI, FL$717,466,443.00Regulatory AUM · August 2026
- SAAS CAPITAL, LLCCRD 298213 · CINCINNATI, OH$244,923,385.00Regulatory AUM · August 2026
- SABER CAPITAL MANAGEMENT LLCCRD 166103 · FUQUAY VARINA, NC$129,339,725.00Regulatory AUM · August 2026
- SACAJAWEA & COMPANY, LLCCRD 109604$116,086,886.00Regulatory AUM · August 2026
- SACHEM INVESTMENT COUNSEL LLCCRD 169332$231,072,748.00Regulatory AUM · August 2026
- SACKETT WEALTH ADVISORS, INC.CRD 289950 · BREA, CA$212,277,685.00Regulatory AUM · August 2026
- SACKS & ASSOCIATES, LLCCRD 174909 · WARREN, NJ$212,809,574.00Regulatory AUM · August 2026
- SADDLE POINT MANAGEMENT, L.P.CRD 329856 · NEW YORK, NY$857,172,120.00Regulatory AUM · August 2026
- SADDLEROCK CAPITAL MANAGEMENT LLCCRD 330801 · NEW YORK, NY$187,788,241.00Regulatory AUM · August 2026
- SAF ADVISORS LLCCRD 284283$248,971,000.00Regulatory AUM · August 2026
- SAFANAD INC.CRD 170969 · NEW YORK, NY$779,803,791.00Regulatory AUM · August 2026
- SAFE HARBOR FAMILY CAPITAL, LLCCRD 317547 · CHAPEL HILL, NC$613,856,599.00Regulatory AUM · August 2026
- SAFE HARBOR FIDUCIARY, LLCCRD 169659 · PENSACOLA, FL$129,856,358.00Regulatory AUM · August 2026
- SAFE HARBOR WEALTH ADVISORS, LLCCRD 284613 · DUBLIN, OH$167,200,727.00Regulatory AUM · August 2026
- SAFEBRIDGE LLCCRD 289485$205,281,096.00Regulatory AUM · August 2026
- SAFEGUARD INVESTMENT ADVISORY GROUP, LLCCRD 146132 · CORONA, CA$702,274,833.00Regulatory AUM · August 2026
- SAFIR WEALTH ADVISORS, LLCCRD 285848$198,182,483.00Regulatory AUM · August 2026
- SAFRAN WEALTH ADVISORS, LLCCRD 152161 · NEW YORK, NY$132,932,668.00Regulatory AUM · August 2026
- SAFS, LLCCRD 144405 · LEMOYNE, PA$182,570,000.00Regulatory AUM · August 2026
- SAG HARBOR CAPITAL MANAGEMENT, LLCCRD 161490 · GREAT NECK, NY$427,192,002.00Regulatory AUM · August 2026
- SAGACE WEALTH MANAGEMENT, LLCCRD 307212 · ST. PETERSBURG, FL$162,726,716.00Regulatory AUM · August 2026
- SAGE ADVISORS, LLCCRD 148964 · NEW YORK, NY$366,131,898.00Regulatory AUM · August 2026
- SAGE ADVISORS, LLCCRD 301328 · EDMONDS, WA$575,147,683.00Regulatory AUM · August 2026
- SAGE CAPITAL ADVISORS, LLCCRD 136577 · SIOUX FALLS, SD$629,817,774.00Regulatory AUM · August 2026
- SAGE CAPITAL MANAGEMENT LLCCRD 108547$368,623,040.00Regulatory AUM · August 2026
- SAGE FINANCIAL ADVISORS INC.CRD 116933 · SCOTTSDALE, AZ$270,296,873.00Regulatory AUM · August 2026
- SAGE FINANCIAL MANAGEMENT GROUP, INC.CRD 143562 · MCLEAN, VA$423,234,598.00Regulatory AUM · August 2026
- SAGE HILL CAPITAL L.L.C.CRD 155016 · ANN ARBOR, MI$214,276,283.00Regulatory AUM · August 2026
- SAGE INVESTMENT ADVISERS LLCCRD 304559 · WAPPINGERS FALLS, NY$268,400,685.00Regulatory AUM · August 2026
- SAGE INVESTMENT COUNSEL LLCCRD 116907 · FRANKLIN, TN$164,594,287.00Regulatory AUM · August 2026
- SAGE PRIVATE WEALTH GROUP, LLCCRD 173399 · OAKBROOK TERRACE, IL$440,776,871.00Regulatory AUM · August 2026
- SAGE RESIDENTIAL MANAGEMENT LLCCRD 315039 · MORRISTOWN, NJ$444,067,079.00Regulatory AUM · August 2026
- SAGE RHINO CAPITAL LLCCRD 290148 · MENLO PARK, CA$883,702,842.00Regulatory AUM · August 2026
- SAGE STONE WEALTH MANAGEMENT LLCCRD 155477 · LA JOLLA, CA$261,444,674.00Regulatory AUM · August 2026
- SAGE WEALTH PLANNING, LLCCRD 300747 · GEORGETOWN, TX$127,014,612.00Regulatory AUM · August 2026
- SAGEBROADVIEW WEALTH MANAGEMENT, LLCCRD 126472 · FARMINGTON, CT$397,171,504.00Regulatory AUM · August 2026
- SAGEGUARD FINANCIAL GROUP, LLCCRD 160266 · GOODLETTSVILLE, TN$755,666,448.00Regulatory AUM · August 2026
- SAGENT WEALTH MANAGEMENTCRD 147890 · LAGUNA BEACH, CA$100,411,403.00Regulatory AUM · August 2026
- SAGEOAK FINANCIAL, LLCCRD 166927 · TULSA, OK$174,816,282.00Regulatory AUM · August 2026
- SAGEPOINT CAPITAL PARTNERS LLCCRD 339742 · FRANKLIN, TN$888,349,379.00Regulatory AUM · August 2026
- SAINTS CAPITAL SERVICES, LLCCRD 161723$659,303,529.00Regulatory AUM · August 2026
- SAIPH CAPITAL, LLCCRD 312119 · WYCKOFF, NJ$459,360,019.00Regulatory AUM · August 2026
- SALLYPORT PARTNERS INVESTMENT MANAGER, LLCCRD 327533 · HOUSTON, TX$156,650,500.00Regulatory AUM · August 2026
- SALTMARSH FINANCIAL ADVISORS, LLCCRD 132248 · PENSACOLA, FL$356,520,720.00Regulatory AUM · August 2026
- SALUS FINANCIAL ADVISORS, LLCCRD 329882$262,614,043.00Regulatory AUM · August 2026
- SALVINI, BROOKE ALISONCRD 138087$116,154,534.00Regulatory AUM · August 2026
- SALVUS WEALTH MANAGEMENT, LLCCRD 171986 · RED BANK, NJ$316,485,187.00Regulatory AUM · August 2026
- SAM ADVISORS, LLCCRD 108685 · OAKHURST, CA$462,261,459.00Regulatory AUM · August 2026
- SAMALIN INVESTMENT COUNSEL, LLCCRD 142214 · CHAPPAQUA, NY$490,543,706.00Regulatory AUM · August 2026
- SAMARA INVESTMENT MANAGEMENT, LLCCRD 336178 · BEAVERTON, OR$123,004,023.00Regulatory AUM · August 2026
- SAMJO MANAGEMENT, LLCCRD 326808 · NEW YORK, NY$308,816,379.00Regulatory AUM · August 2026
- SAN BLAS ADVISORY, INC.CRD 296929 · ATLANTA, GA$218,880,000.00Regulatory AUM · August 2026
- SAN FRANCISCO WEALTH PLANNING LLCCRD 296438$112,288,388.00Regulatory AUM · August 2026
- SANCHEZ & ZURES, LLCCRD 139898 · MCLEAN, VA$241,940,448.00Regulatory AUM · August 2026
- SANCHEZ GAUNT CAPITAL MANAGEMENT, LLCCRD 336187 · RENO, NV$285,849,290.00Regulatory AUM · August 2026
- SANCHEZ WEALTH MANAGEMENT GROUP, LLCCRD 169274 · JACKSONVILLE, FL$571,211,120.00Regulatory AUM · August 2026
- SANCTUARY FINANCIAL PLANNING, LLCCRD 325857$102,173,006.00Regulatory AUM · August 2026
- SANCTUARY WEALTH ADVISORS LLCCRD 285428 · DENVER, CO$191,544,207.00Regulatory AUM · August 2026
- SANCUS CAPITAL MANAGEMENT LPCRD 157121 · LOS ANGELES, CA$618,907,823.00Regulatory AUM · August 2026