Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 76
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- RM PRIVATE WEALTH MANAGEMENT INC.CRD 300082 · MIAMI, FL$340,883,458.00Regulatory AUM · August 2026
- RMDR ADVISORS, INC.CRD 118473$193,166,185.00Regulatory AUM · August 2026
- RMG WEALTH MANAGEMENT, LLCCRD 310363 · PLATTEVILLE, WI$913,963,492.00Regulatory AUM · August 2026
- RMR CAPITAL MANAGEMENT LLCCRD 285334 · TUSTIN, CA$170,842,000.00Regulatory AUM · August 2026
- RMR WEALTH MANAGEMENTCRD 152266 · NEW YORK, NY$195,372,517.00Regulatory AUM · August 2026
- RMW ADVISORS, LLCCRD 159293 · HOUSTON, TX$390,930,642.00Regulatory AUM · August 2026
- RMWCCRD 147359 · NEW YORK, NY$807,416,251.00Regulatory AUM · August 2026
- ROAD CAPITAL MANAGEMENT LPCRD 317609$265,721,142.00Regulatory AUM · August 2026
- ROAN CAPITAL PARTNERS, LLCCRD 293119 · JOHNSON CITY, TN$152,023,601.00Regulatory AUM · August 2026
- ROBASCIOTTI & ASSOCIATES , INC.CRD 151411$320,352,000.00Regulatory AUM · August 2026
- ROBBINS FARLEY LLCCRD 286581 · BEDFORD, NH$252,865,278.00Regulatory AUM · August 2026
- ROBBINS FINANCIAL ADVISORY SERVICE INCCRD 106088 · ERIE, PA$241,654,345.00Regulatory AUM · August 2026
- ROBERT HARRELL INCORPORATEDCRD 106191 · AUSTIN, TX$885,296,771.00Regulatory AUM · August 2026
- ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATESCRD 109766 · PASADENA, CA$510,925,781.00Regulatory AUM · August 2026
- ROBERT PRISKE, LLCCRD 108072 · HONOLULU, HI$219,900,000.00Regulatory AUM · August 2026
- ROBERTS WEALTH ADVISORS, LLCCRD 308827 · MENLO PARK, CA$445,994,091.00Regulatory AUM · August 2026
- ROBERTS, GLORE & CO.CRD 109792 · DEERFIELD, IL$938,401,916.00Regulatory AUM · August 2026
- ROBERTSON INVESTMENT MANAGEMENTCRD 115425 · HOUSTON, TX$534,120,550.00Regulatory AUM · August 2026
- ROBERTSON OPPORTUNITY CAPITAL, LLCCRD 118484 · DALLAS, TX$358,680,296.00Regulatory AUM · August 2026
- ROBINHOOD VENTURES DE, LLCCRD 339165 · MENLO PARK, CA$655,315,945.00Regulatory AUM · August 2026
- ROBINSON SMITH WEALTH ADVISORS, LLCCRD 123098 · SOUTH PORTLAND, ME$444,890,879.00Regulatory AUM · August 2026
- ROBINSON VALUE MANAGEMENT, LTD.CRD 110156 · SAN ANTONIO, TX$202,292,946.00Regulatory AUM · August 2026
- ROBINSWOOD FINANCIAL LLCCRD 143417 · KIRKLAND, WA$453,158,513.00Regulatory AUM · August 2026
- ROBOTTI & COMPANY ADVISORS, LLCCRD 128093 · NEW YORK, NY$949,803,325.00Regulatory AUM · August 2026
- ROC PARTNERS (US) LLCCRD 333044$105,377,101.00Regulatory AUM · August 2026
- ROCHESTER WEALTH STRATEGIES, LLCCRD 299150 · ROCHESTER, MI$177,757,083.00Regulatory AUM · August 2026
- ROCK CREEK WEALTH MANAGEMENT, LLCCRD 336666 · HILLSBORO, OR$101,145,657.00Regulatory AUM · August 2026
- ROCK HILL CAPITAL GROUP, LLCCRD 163129 · HOUSTON, TX$238,768,632.00Regulatory AUM · August 2026
- ROCK ISLAND CAPITAL, LLCCRD 161623 · OAK BROOK, IL$636,558,000.00Regulatory AUM · August 2026
- ROCK POINT ADVISORS, LLCCRD 130825 · BURLINGTON, VT$655,711,792.00Regulatory AUM · August 2026
- ROCKBRIDGE ASSET MANAGEMENT, LLCCRD 329880 · ALEXANDRIA, VA$218,011,000.00Regulatory AUM · August 2026
- ROCKHILL ADVISORS LLCCRD 288789 · VICTOR, ID$174,172,887.00Regulatory AUM · August 2026
- ROCKINGSTONE ADVISORS LLCCRD 149592 · GREAT BARRINGTON, MA$280,098,256.00Regulatory AUM · August 2026
- ROCKLINE WEALTH MANAGEMENT LLCCRD 324004 · ISLIP TERRACE, NY$749,631,742.00Regulatory AUM · August 2026
- ROCKPORT WEALTH, LLCCRD 297122 · FAIRVIEW PARK, OH$676,427,261.00Regulatory AUM · August 2026
- ROCKWALL WEALTH MANAGEMENT INCCRD 339856 · ROCKWALL, TX$305,459,947.00Regulatory AUM · August 2026
- ROCKWOOD EQUITY PARTNERS LLCCRD 163846 · DENVER, CO$189,783,574.00Regulatory AUM · August 2026
- ROCKY HILL ADVISORS INC.CRD 123242 · PEABODY, MA$102,418,700.00Regulatory AUM · August 2026
- ROEHL & YI INVESTMENT ADVISORS, LLCCRD 109258 · EUGENE, OR$959,361,821.00Regulatory AUM · August 2026
- ROFI LLCCRD 340471 · BIRMINGHAM, MI$230,978,670.00Regulatory AUM · August 2026
- ROG IX, LLCCRD 304142 · HOUSTON, TX$400,979,767.00Regulatory AUM · August 2026
- ROG VI L.L.C.CRD 285639 · HOUSTON, TX$561,274,529.00Regulatory AUM · August 2026
- ROGAN & ASSOCIATES, INC.CRD 42762 · SAFETY HARBOR, FL$709,555,265.00Regulatory AUM · August 2026
- ROGER WITTLIN INVESTMENT ADVISORY, LLCCRD 292577$348,469,672.00Regulatory AUM · August 2026
- ROI FINANCIAL ADVISORS, LLCCRD 160100 · BEAVERTON, OR$264,156,070.00Regulatory AUM · August 2026
- ROLEK WEALTH MANAGEMENT LLCCRD 285351 · BERWYN, PA$239,161,911.00Regulatory AUM · August 2026
- ROMAN BUTLER FULLERTON & COCRD 104771 · ST. LOUIS, MO$716,138,721.00Regulatory AUM · August 2026
- RONIN EQUITY PARTNERS LLCCRD 310679 · NEW YORK, NY$131,058,344.00Regulatory AUM · August 2026
- ROOF EIDAM MAYCOCK PERALTA LLCCRD 106696 · SAN FRANCISCO, CA$804,912,358.00Regulatory AUM · August 2026
- ROOKWOOD WEALTH MANAGEMENT, LLCCRD 143983$205,354,528.00Regulatory AUM · August 2026
- ROOM40 CAPITAL LLCCRD 322436 · NEW YORK, NY$261,736,536.00Regulatory AUM · August 2026
- ROONEY CAPITAL MANAGEMENT, INC.CRD 141874$411,215,000.00Regulatory AUM · August 2026
- ROOTED FINANCIAL GROUP, LLCCRD 335302 · TIGARD, OR$108,680,079.00Regulatory AUM · August 2026
- ROOTED WEALTH ADVISORS, INC.CRD 313759 · BOURBONNAIS, IL$408,841,196.00Regulatory AUM · August 2026
- ROPPEL CAPITAL MANAGEMENT LLCCRD 310237 · PARK RIDGE, IL$231,463,747.00Regulatory AUM · August 2026
- ROSCOMMON ANALYTICS LLCCRD 332346 · NEW YORK, NY$880,614,444.00Regulatory AUM · August 2026
- ROSE CAPITAL ADVISORS, LLCCRD 173054 · MIAMI BEACH, FL$608,316,066.00Regulatory AUM · August 2026
- ROSE PARK ADVISORS, LLCCRD 162017 · BOSTON, MA$629,855,538.00Regulatory AUM · August 2026
- ROSECAP INVESTMENT ADVISORS, LLCCRD 152054 · GRAND JUNCTION, CO$527,528,418.00Regulatory AUM · August 2026
- ROSECLIFF VENTURE MANAGEMENT, LLCCRD 300188 · NEW YORK, NY$649,807,323.00Regulatory AUM · August 2026
- ROSEL WEALTH MANAGEMENT, LLCCRD 291065 · HIGHLANDS RANCH, CO$630,237,813.00Regulatory AUM · August 2026
- ROSEMAWR MANAGEMENT LLCCRD 148984 · MIAMI BEACH, FL$843,571,000.00Regulatory AUM · August 2026
- ROSENBLUM SILVERMAN SUTTON SF INCCRD 105774 · SAN FRANCISCO, CA$486,644,882.00Regulatory AUM · August 2026
- ROSENWALD CAPITAL MANAGEMENT, INC.CRD 290118 · REDONDO BEACH, CA$248,122,453.00Regulatory AUM · August 2026
- ROSEROCK WEALTH MANAGEMENT, LLCCRD 288088 · DALLAS, TX$275,000,000.00Regulatory AUM · August 2026
- ROSS WEALTH ADVISORS, LLCCRD 304359 · COLUMBUS, OH$139,697,583.00Regulatory AUM · August 2026
- ROSSBY FINANCIAL, LLCCRD 324631 · MELBOURNE, FL$854,779,566.00Regulatory AUM · August 2026
- ROSSJOHNSON & ASSOCIATES, LLCCRD 297583 · PLYMOUTH, MN$211,615,913.00Regulatory AUM · August 2026
- ROTH FINANCIAL PARTNERS LLCCRD 309814 · KINGWOOD, TX$460,120,257.00Regulatory AUM · August 2026
- ROTHSCHILD CAPITAL PARTNERS, LLCCRD 161688 · NEW YORK, NY$469,731,208.00Regulatory AUM · August 2026
- ROTHWELL INVESTMENT ADVISORS LLCCRD 337504 · SALEM, MA$187,689,302.00Regulatory AUM · August 2026
- ROUBAIX CAPITAL, LLCCRD 269879 · DENVER, CO$298,904,244.00Regulatory AUM · August 2026
- ROUND HILL ASSET MANAGEMENT INCCRD 107069 · PASADENA, CA$271,348,002.00Regulatory AUM · August 2026
- ROUND ROCK ADVISORS LLCCRD 286007 · WILTON, CT$906,658,173.00Regulatory AUM · August 2026
- ROUND TABLE CAPITAL MANAGEMENT, L.P.CRD 307065 · MIAMI, FL$362,381,696.00Regulatory AUM · August 2026
- ROUTEBURN CAPITAL LPCRD 338912$175,801,888.00Regulatory AUM · August 2026
- ROVIN CAPITAL LLCCRD 152662 · MESA, AZ$917,311,000.00Regulatory AUM · August 2026
- ROWLAND MILLER + PARTNERS LLCCRD 226629 · ATLANTA, GA$635,854,930.00Regulatory AUM · August 2026
- ROWLING & ASSOCIATES LLCCRD 308292 · SAN DIEGO, CA$582,973,248.00Regulatory AUM · August 2026
- ROXBURY FINANCIAL LLCCRD 330547 · MOUNT ARLINGTON, NJ$180,467,000.00Regulatory AUM · August 2026
- ROYAL CAPITAL WEALTH MANAGEMENT LLCCRD 292217$204,155,428.00Regulatory AUM · August 2026
- ROYAL HARBOR PARTNERS, LLCCRD 304735 · HOUSTON, TX$344,799,694.00Regulatory AUM · August 2026
- ROYAL OAK FINANCIAL ADVISORS, LLCCRD 290152 · ROYAL OAK, MI$366,124,000.00Regulatory AUM · August 2026
- ROYAL OAK FINANCIAL GROUPCRD 166391 · WORTHINGTON, OH$366,039,317.00Regulatory AUM · August 2026
- ROYAL PALMS CAPITAL, LLCCRD 135304$124,194,124.00Regulatory AUM · August 2026
- RPC PRIVATE WEALTH, LLCCRD 298527 · HINSDALE, IL$286,257,766.00Regulatory AUM · August 2026
- RPD FUND MANAGEMENT LLCCRD 316867$492,072,424.00Regulatory AUM · August 2026
- RPG FAMILY WEALTH ADVISORY, LLCCRD 158528 · BURLINGTON, MA$700,744,314.00Regulatory AUM · August 2026
- RPM CAPITAL PARTNERS, LLCCRD 160913 · NEW YORK, NY$233,924,522.00Regulatory AUM · August 2026
- RPO LLCCRD 318296 · STAMFORD, CT$372,098,298.00Regulatory AUM · August 2026
- RPR FINANCIAL ADVISORS LLCCRD 316557 · OVERLAND PARK, KS$162,050,078.00Regulatory AUM · August 2026
- RPS ADVISORY SOLUTIONS, LLCCRD 311575 · LOUISVILLE, KY$467,035,199.00Regulatory AUM · August 2026
- RPS RETIREMENT PLAN ADVISORSCRD 319220 · AUSTIN, TX$336,297,196.00Regulatory AUM · August 2026
- RR ADVISORS, LLCCRD 130609 · DALLAS, TX$496,770,809.00Regulatory AUM · August 2026
- RRA INVESTMENT MANAGEMENT, LLCCRD 306287 · PHOENIX, AZ$663,255,513.00Regulatory AUM · August 2026
- RS ASSET MANAGEMENT, LLCCRD 157768 · COLORADO SPRINGS, CO$107,201,521.00Regulatory AUM · August 2026
- RS PETRELL & ASSOCIATES, LLCCRD 143462 · DEWITT, NY$159,068,338.00Regulatory AUM · August 2026
- RSC ASSET MANAGEMENT GROUP, LLCCRD 312211 · STUDIO CITY, CA$129,213,941.00Regulatory AUM · August 2026
- RSG INVESTMENTS LLCCRD 323527 · OVERLAND PARK, KS$140,527,178.00Regulatory AUM · August 2026
- RTW FINANCIAL ADVISORS INCCRD 109934 · DALLAS, TX$581,023,969.00Regulatory AUM · August 2026