EXPLORE THE DIRECTORY

Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 75

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

9,914 firms · Source months shown: July 2026 and August 2026

RHODES INVESTMENT ADVISORS, INC.CRD 114245 · FORT WORTH, TX
$376,312,618.00Regulatory AUM · August 2026
RHS FINANCIAL, LLCCRD 149435 · SAN FRANCISCO, CA
$219,756,972.00Regulatory AUM · August 2026
RIA ADVISORY GROUP, LLCCRD 152566 · DES MOINES, IA
$568,379,295.00Regulatory AUM · August 2026
RIA SERVICES, LLCCRD 281520 · WEST BEND, WI
$276,097,524.00Regulatory AUM · August 2026
RIA WEALTH ADVISORS, LLCCRD 312072 · ROUND ROCK, TX
$126,497,000.00Regulatory AUM · August 2026
RIALTO WEALTH MANAGEMENT, LLCCRD 319411 · SYRACUSE, NY
$625,918,000.00Regulatory AUM · August 2026
RIATA CAPITAL GROUP, LLCCRD 289948 · DALLAS, TX
$901,092,500.00Regulatory AUM · August 2026
RICE FINANCIAL CONSULTING, INC.CRD 170346 · LOS GATOS, CA
$287,165,396.00Regulatory AUM · August 2026
RICHARD G. SLATERCRD 112239
$114,079,809.00Regulatory AUM · August 2026
RICHARD P. SLAUGHTER ASSOCIATES, INC.CRD 109080 · AUSTIN, TX
$905,151,221.00Regulatory AUM · August 2026
RICHARD W. PAUL & ASSOCIATES, LLCCRD 156812 · NOVI, MI
$372,819,349.00Regulatory AUM · August 2026
RICHARDS, MERRILL & PETERSON, INC.CRD 713 · SPOKANE, WA
$643,598,531.00Regulatory AUM · August 2026
RICHARDSON CAPITAL MANAGEMENT, LLCCRD 130985 · MENOMONEE FALLS, WI
$582,209,509.00Regulatory AUM · August 2026
RICHARDSON FINANCIAL SERVICES INC.CRD 130715 · MEDWAY, MA
$256,090,825.00Regulatory AUM · August 2026
RICHARDSON WEALTH (USA) LIMITEDCRD 166090
$243,943,262.00Regulatory AUM · August 2026
RICHEY ADVISORS, INC.CRD 277137 · PLACENTIA, CA
$159,654,662.00Regulatory AUM · August 2026
RICHMOND BROTHERS, INC.CRD 158916 · JACKSON, MI
$240,609,821.00Regulatory AUM · August 2026
RICHMOND INVESTMENT SERVICES LLCCRD 327451 · MEQUON, WI
$453,210,055.00Regulatory AUM · August 2026
RICHWOOD INVESTMENT ADVISORS, LLCCRD 153550 · CINCINNATI, OH
$155,072,855.00Regulatory AUM · August 2026
RICKETTS FINANCIAL, LLCCRD 309381 · LOUISVILLE, KY
$314,041,958.00Regulatory AUM · August 2026
RIDGE CAPITAL MANAGEMENT, LLCCRD 127200 · JOHN CREEK, GA
$186,024,178.00Regulatory AUM · August 2026
RIDGE CREEK GLOBAL, INC.CRD 106992
$254,777,351.00Regulatory AUM · August 2026
RIDGECREST WEALTH PARTNERS, LLCCRD 311984 · SAN RAFAEL, CA
$705,146,641.00Regulatory AUM · August 2026
RIDGEGATE ADVISORS, LLCCRD 334233 · ENGLEWOOD, CO
$118,964,626.00Regulatory AUM · August 2026
RIDGELINE CAPITAL MANAGEMENT, LLCCRD 330668 · MEMPHIS, TN
$228,307,588.00Regulatory AUM · August 2026
RIDGELINE PRODUCTIONS LLCCRD 315118 · NEW YORK, NY
$115,400,000.00Regulatory AUM · August 2026
RIDGELINE RESEARCH LLCCRD 300807
$136,969,283.00Regulatory AUM · August 2026
RIDGELINE WEALTH ADVISORS, LLC.CRD 284843 · RALEIGH, NC
$189,030,298.00Regulatory AUM · August 2026
RIDGELINE WEALTH LLCCRD 318258 · MESA, AZ
$172,751,375.00Regulatory AUM · August 2026
RIDGELINE WEALTH PLANNING LLCCRD 307702 · CENTERVILLE, OH
$259,550,914.00Regulatory AUM · August 2026
RIDGEPATH CAPITAL MANAGEMENT LLCCRD 283343 · KNOXVILLE, TN
$358,850,039.00Regulatory AUM · August 2026
RIDGEPOST CAPITAL ADVISORS, LLCCRD 314664 · DALLAS, TX
$288,401,067.00Regulatory AUM · August 2026
RIDGEVIEW ASSET MANAGEMENT PARTNERS, LLCCRD 283786 · STAMFORD, CT
$387,887,138.00Regulatory AUM · August 2026
RIDGEWOOD INVESTMENTS LLCCRD 121220 · SPRINGFIELD, NJ
$419,172,164.00Regulatory AUM · August 2026
RIGDEN ENTERPRISESCRD 326930 · ENGLEWOOD, CO
$168,879,166.00Regulatory AUM · August 2026
RIGGS ASSET MANAGEMENT CO INCCRD 107233 · DALLAS, PA
$639,991,478.00Regulatory AUM · August 2026
RIGHT SIDE CAPITAL MANAGEMENT, LLCCRD 166062 · SAN FRANCISCO, CA
$346,724,229.00Regulatory AUM · August 2026
RIGHTHAND CAPITAL, LLCCRD 307517 · WEST NEWTON, MA
$182,322,481.00Regulatory AUM · August 2026
RIGHTOAK ASSET MANAGEMENT, LLCCRD 337832
$111,936,258.00Regulatory AUM · August 2026
RIGHTWEALTH ADVISORS, LLCCRD 300656 · MIAMISBURG, OH
$229,298,021.00Regulatory AUM · August 2026
RIHO PARTNERS, LLCCRD 289840
$182,243,308.00Regulatory AUM · August 2026
RIK SAYLOR FINANCIAL, INC.CRD 165484 · FAIRFIELD, OH
$199,162,536.00Regulatory AUM · August 2026
RILEX CAPITAL LLCCRD 309783 · MANASQUAN, NJ
$124,252,334.00Regulatory AUM · August 2026
RILEY S. CROSBIE ADVISORY, LLCCRD 336507 · LOGAN, UT
$118,881,531.00Regulatory AUM · August 2026
RINALDI WEALTH MANAGEMENT, INC.CRD 311583 · BONITA SPRINGS, FL
$243,200,000.00Regulatory AUM · August 2026
RING MOUNTAIN CAPITAL, LLCCRD 288714 · TIBURON, CA
$222,054,400.00Regulatory AUM · August 2026
RINGS CAPITAL MANAGEMENT LLCCRD 166601 · CHICAGO, IL
$652,998,453.00Regulatory AUM · August 2026
RINKEY INVESTMENTSCRD 149576 · SAN DIEGO, CA
$471,052,116.00Regulatory AUM · August 2026
RIOBLANCO CAPITAL LLCCRD 325702 · SAN JUAN, PR
$171,968,389.00Regulatory AUM · August 2026
RIPOSTE CAPITAL LLCCRD 322217 · NEW YORK, NY
$496,646,085.00Regulatory AUM · August 2026
RIPPLE EFFECT ASSET MANAGEMENT LPCRD 331250 · NEW YORK, NY
$218,429,224.00Regulatory AUM · August 2026
RISE ADVISORS, LLCCRD 309760 · ROCHESTER, NY
$441,162,450.00Regulatory AUM · August 2026
RISING POINT CAPITAL MANAGEMENT, LLCCRD 341131 · CHICAGO, IL
$219,649,179.00Regulatory AUM · August 2026
RISK MANAGEMENT GROUP, LLCCRD 122366 · ROCKVILLE, MD
$200,477,570.00Regulatory AUM · August 2026
RISK PARADIGM GROUP, LLCCRD 155870 · BURLINGTON, MA
$115,551,333.00Regulatory AUM · August 2026
RISKBRIDGE ADVISORS, LLCCRD 310396 · NORWALK, CT
$898,316,004.00Regulatory AUM · August 2026
RISLEY CAPITAL MANAGEMENT LLCCRD 157271 · ELLISVILLE, MO
$163,439,301.00Regulatory AUM · August 2026
RITHM CAPITAL ADVISORS LLCCRD 334244 · NEW YORK, NY
$825,668,609.00Regulatory AUM · August 2026
RITTER DANIHER FINANCIAL ADVISORY LLCCRD 321827 · CINCINNATI, OH
$936,472,327.00Regulatory AUM · July 2026
RITTMANN CAPITAL MANAGEMENT COCRD 108762 · MORAGA, CA
$142,436,898.00Regulatory AUM · August 2026
RIVA RIDGE CAPITAL MANAGEMENT LPCRD 137716 · NEW YORK, NY
$757,507,276.00Regulatory AUM · August 2026
RIVER ASSOCIATES INVESTMENTS, L.P.CRD 295692 · CHATTANOOGA, TN
$815,481,000.00Regulatory AUM · August 2026
RIVER CITIES MANAGEMENT, INC. (F.K.A. MAYFIELD & ROBINSON, INC.)CRD 162297 · CINCINNATI, OH
$682,102,163.00Regulatory AUM · August 2026
RIVER CRESCENT ADVISORS, LLCCRD 334629 · SUFFOLK, VA
$136,820,102.00Regulatory AUM · August 2026
RIVER RAISIN INVESTMENT PARTNERS, INC.CRD 298014 · MONROE, MI
$163,541,000.00Regulatory AUM · August 2026
RIVER STREET ADVISORS, LLCCRD 153537 · AURORA, IL
$539,229,205.00Regulatory AUM · August 2026
RIVER'S EDGE WEALTH MANAGEMENT LLCCRD 313711 · BEAVER, PA
$157,086,676.00Regulatory AUM · August 2026
RIVER1 ASSET MANAGEMENT LLCCRD 329230 · MILWAUKEE, WI
$107,816,345.00Regulatory AUM · August 2026
RIVERBEND WEALTH MANAGEMENT, LLCCRD 302031 · MYRTLE BEACH, SC
$280,977,751.00Regulatory AUM · August 2026
RIVERCHASE WEALTH MANAGEMENT, LLCCRD 156950 · FLOWER MOUND, TX
$251,469,812.00Regulatory AUM · August 2026
RIVERCREST CAPITAL MANAGEMENT LLCCRD 284911 · FORT WORTH, TX
$285,739,645.00Regulatory AUM · August 2026
RIVERGLADE CAPITAL MANAGEMENT, L.P.CRD 290557 · CHICAGO, IL
$846,895,088.00Regulatory AUM · August 2026
RIVERGLADES FAMILY OFFICES, LLCCRD 171584 · NAPLES, FL
$221,381,648.00Regulatory AUM · August 2026
RIVERMONT CAPITAL MANAGEMENT LPCRD 311888 · NEW YORK, NY
$617,938,719.00Regulatory AUM · August 2026
RIVERPARK ADVISORS, LLCCRD 150646 · NEW YORK, NY
$836,000,000.00Regulatory AUM · August 2026
RIVERPARK CAPITAL MANAGEMENT LLCCRD 150798 · NEW YORK, NY
$299,000,000.00Regulatory AUM · August 2026
RIVERPATH INVESTMENTS LLCCRD 226671
$362,919,669.00Regulatory AUM · August 2026
RIVERPLACE CAPITAL MANAGEMENT INCCRD 109079 · JACKSONVILLE, FL
$267,357,835.00Regulatory AUM · August 2026
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLCCRD 168346 · CHICAGO, IL
$906,237,138.00Regulatory AUM · August 2026
RIVERSEDGE ADVISORS, LLCCRD 298390 · WILMINGTON, DE
$928,361,820.00Regulatory AUM · August 2026
RIVERSIDE PARTNERS, LLCCRD 160754 · BOSTON, MA
$923,673,729.00Regulatory AUM · August 2026
RIVERSPAN PARTNERS LPCRD 320667 · CHICAGO, IL
$338,619,081.00Regulatory AUM · August 2026
RIVERSTONE ADVISORS, LLCCRD 130346
$640,943,431.00Regulatory AUM · August 2026
RIVERSTONE ASSET MANAGEMENT, LLCCRD 161087 · LOUISVILLE, KY
$103,037,541.00Regulatory AUM · August 2026
RIVERTREE ADVISORS, LLCCRD 168065 · WINTER PARK, FL
$184,433,508.00Regulatory AUM · August 2026
RIVERTREE WEALTH LLCCRD 329595 · LITTLE ROCK, AR
$143,107,874.00Regulatory AUM · August 2026
RIVERVIEW CAPITAL ADVISERS LLCCRD 140377 · BOSTON, MA
$624,065,302.00Regulatory AUM · August 2026
RIVERVIEW RESEARCH, LLCCRD 162318 · INDEPENDENCE, OH
$990,832,813.00Regulatory AUM · August 2026
RIVERWATER PARTNERS LLCCRD 283540 · MILWAUKEE, WI
$660,866,025.00Regulatory AUM · August 2026
RIVERWEST INVESTMENT MANAGEMENT, LLCCRD 339697 · NEW YORK, NY
$254,102,933.00Regulatory AUM · August 2026
RJ PATTERSON CAPITAL INVESTMENT GROUP INC.CRD 281752 · SAN DIEGO, CA
$142,396,919.00Regulatory AUM · August 2026
RJA ASSET MANAGEMENT LLCCRD 153428 · STAMFORD, CT
$588,940,507.00Regulatory AUM · August 2026
RJJ PASADENA SECURITIES, INC.CRD 8425 · HENDERSON, NV
$110,288,148.00Regulatory AUM · August 2026
RJP INVESTMENT ADVISORS, LLPCRD 111536 · INDIANAPOLIS, IN
$188,687,960.00Regulatory AUM · August 2026
RK ASSET MANAGEMENT, LLCCRD 121886
$107,024,370.00Regulatory AUM · August 2026
RLB FINANCIAL LLCCRD 151778 · SPRINGFIELD, MO
$173,597,197.00Regulatory AUM · August 2026
RLH CAPITAL, LLCCRD 321913
$196,805,686.00Regulatory AUM · August 2026
RLJ EQUITY PARTNERS, LLCCRD 162006 · BETHESDA, MD
$109,129,886.00Regulatory AUM · August 2026
RM ADVISER, LLCCRD 283877 · ORLANDO, FL
$128,254,277.00Regulatory AUM · August 2026
RM FINANCIAL SERVICES, LLCCRD 304297 · FALMOUTH, ME
$245,391,882.00Regulatory AUM · August 2026