Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 71
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- PRINCETON FUND ADVISORS, LLCCRD 157821 · DENVER, CO$780,000,000.00Regulatory AUM · August 2026
- PRINCETON GLOBAL ASSET MANAGEMENT LLCCRD 146644 · PRINCETON, NJ$921,324,613.00Regulatory AUM · August 2026
- PRINCIPIA WEALTH ADVISORY, LLCCRD 152678 · DALLAS, TX$225,000,000.00Regulatory AUM · August 2026
- PRINCIPIUM INVESTMENTS LLCCRD 124989$225,403,551.00Regulatory AUM · August 2026
- PRINCIPLED WEALTH ADVISORS, LLCCRD 138143 · COVINGTON, KY$252,109,486.00Regulatory AUM · August 2026
- PRING/TURNER CAPITAL GROUP, INC.CRD 110931 · ALAMO, CA$262,131,675.00Regulatory AUM · August 2026
- PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLCCRD 165500 · WEST PALM BEACH, FL$479,135,213.00Regulatory AUM · August 2026
- PRISM ADVISORS, INC.CRD 286474 · STUDIO CITY, CA$515,053,031.00Regulatory AUM · August 2026
- PRISM PLANNING PARTNERS, LLCCRD 290485 · LIBERTYVILLE, IL$241,542,869.00Regulatory AUM · August 2026
- PRITZKER ALTERNATIVE STRATEGIES LPCRD 333671 · CHICAGO, IL$378,253,638.00Regulatory AUM · August 2026
- PRIVACORE CAPITAL ADVISORS, LLCCRD 330893 · NEW YORK, NY$108,503,548.00Regulatory AUM · August 2026
- PRIVATE ASSET MANAGEMENT INCCRD 108815 · KIRKLAND, WA$109,489,332.00Regulatory AUM · August 2026
- PRIVATE CLIENT ADVISOR GROUP, LLCCRD 330038 · PALM CITY, FL$110,000,000.00Regulatory AUM · August 2026
- PRIVATE CLIENT ASSET MANAGEMENT, INC.CRD 147052 · MASSAPEQUA, NY$181,222,268.00Regulatory AUM · August 2026
- PRIVATE COUNSEL GROUP, LTD.CRD 300083 · INDIANAPOLIS, IN$116,007,039.00Regulatory AUM · August 2026
- PRIVATE FINANCIAL MANAGEMENT LLCCRD 313167$158,689,116.00Regulatory AUM · August 2026
- $169,215,765.00Regulatory AUM · August 2026
- PRIVATE INVESTOR CLUB LLCCRD 307512$270,476,545.00Regulatory AUM · August 2026
- PRIVATE LANE CAPITAL, LLCCRD 124999$144,086,780.00Regulatory AUM · August 2026
- PRIVATE PORTFOLIOS, INC.CRD 111905 · SAN MATEO, CA$293,473,879.00Regulatory AUM · August 2026
- PRIVATE WEALTH ADVISORS, LLCCRD 141971 · FRESNO, CA$451,158,900.00Regulatory AUM · August 2026
- PRIVATE WEALTH CONSULTING, LLCCRD 336590$259,339,738.00Regulatory AUM · August 2026
- PRIVATE WEALTH GROUP, LLCCRD 128560 · TAMPA, FL$274,030,731.00Regulatory AUM · August 2026
- PRIVATE WEALTH MANAGEMENT GROUP LLCCRD 166539 · PRINCETON, NJ$612,775,760.00Regulatory AUM · August 2026
- PRIVATE WEALTH MANAGEMENT LLCCRD 137770$126,232,643.00Regulatory AUM · August 2026
- PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLCCRD 149889 · HENDERSON, NC$162,758,782.00Regulatory AUM · August 2026
- PRIVATE WEALTH MANAGEMENT, INC.CRD 120823 · MEMPHIS, TN$832,495,124.00Regulatory AUM · August 2026
- PRIVATE WEALTH SOLUTIONS, LLCCRD 289437 · CALABASAS, CA$500,000,000.00Regulatory AUM · August 2026
- PROACTIVE CAPITAL MANAGEMENT, INC.CRD 297791 · TOPEKA, KS$170,661,346.00Regulatory AUM · August 2026
- PROACTIVE WEALTH STRATEGIES, LLCCRD 318872 · MARIETTA, GA$315,838,988.00Regulatory AUM · August 2026
- PROALTUS USA INC.CRD 310955 · MIAMI, FL$604,920,026.00Regulatory AUM · August 2026
- PROATHLETE WEALTH MANAGEMENT LLCCRD 317372 · BOCA RATON, FL$402,180,000.00Regulatory AUM · August 2026
- PROBITY ADVISORS, INC.CRD 121849 · DALLAS, TX$859,437,305.00Regulatory AUM · August 2026
- $249,546,024.00Regulatory AUM · August 2026
- PROCORE ADVISORS, LLCCRD 289037 · NEWPORT BEACH, CA$143,665,154.00Regulatory AUM · August 2026
- PROCTOR FINANCIAL, INC.CRD 122021 · SHERBORN, MA$382,297,097.00Regulatory AUM · August 2026
- PROCUREAM LLCCRD 297134$189,304,603.00Regulatory AUM · August 2026
- PROEM ADVISORS LLCCRD 300404 · DALLAS, TX$474,129,404.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL ADVISORS INCCRD 107289 · RADNOR, PA$425,986,789.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL ADVISORS, LLCCRD 173719 · NORTH PLATTE, NE$769,807,736.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL MANAGEMENT, INC.CRD 118117 · BOZEMAN, MT$304,096,440.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL MANAGEMENT, INC.CRD 154016 · APPLETON, WI$115,520,555.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL SOLUTIONS, LLCCRD 114957 · FAIRFAX, VA$409,664,540.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL STRATEGIES, INCCRD 125580 · PITTSFORD, NY$225,808,998.00Regulatory AUM · August 2026
- PROFESSIONAL WEALTH MANAGEMENT SERVICES LLCCRD 150266 · STATESVILLE, NC$136,154,234.00Regulatory AUM · August 2026
- PROFFITT & GOODSON INC.CRD 105278 · KNOXVILLE, TN$797,724,935.00Regulatory AUM · August 2026
- PROFICIENT WEALTH COUNSELORS, LLCCRD 152640 · NORWOOD, MA$146,889,279.00Regulatory AUM · August 2026
- PROFITS PLUS CAPITAL MANAGEMENT, LLCCRD 118294 · NAMPA, ID$258,135,606.00Regulatory AUM · August 2026
- PROFOCUS, INCORPORATEDCRD 113954 · PHOENIX, AZ$156,539,998.00Regulatory AUM · August 2026
- PROFUSION FINANCIAL, INC.CRD 167003 · ST. LOUIS, MO$175,720,000.00Regulatory AUM · August 2026
- PROGRESSIVE INVESTMENT MANAGEMENT CORPORATIONCRD 107777 · LAKE OSWEGO, OR$758,314,156.00Regulatory AUM · August 2026
- PROJECT LEVEL MANAGEMENT COMPANY, LLCCRD 335704 · CHICAGO, IL$293,815,153.00Regulatory AUM · August 2026
- PROMETHEAN INVESTMENTS LLPCRD 301383$473,000,000.00Regulatory AUM · August 2026
- PROMETHEUS CAPITAL MANAGEMENT CORP.CRD 121982 · YARDLEY, PA$397,790,936.00Regulatory AUM · August 2026
- PROMETHIUM ADVISORS, LLCCRD 329565 · BETHESDA, MD$235,250,991.00Regulatory AUM · August 2026
- PROMONTORY FINANCIAL PLANNING, LLCCRD 153666 · FARMINGTON, UT$319,000,000.00Regulatory AUM · August 2026
- PROMUS ASSET MANAGEMENT, LLCCRD 157484 · DALLAS, TX$384,624,254.00Regulatory AUM · August 2026
- PROPEL BIO MANAGEMENT, LLCCRD 322858 · LOS ANGELES, CA$247,496,668.00Regulatory AUM · August 2026
- PROPEL VENTURE PARTNERS MANAGEMENT CO., LLCCRD 283261 · SAN CARLOS, CA$703,611,534.00Regulatory AUM · August 2026
- PROPHET EQUITY MANAGEMENT II LLCCRD 170614 · SOUTHLAKE, TX$171,407,407.00Regulatory AUM · August 2026
- PROPRIETARY CAPITAL, LLCCRD 125139 · DENVER, CO$651,828,000.00Regulatory AUM · August 2026
- PROSPECT CAPITAL ADVISORS, LLCCRD 119531 · SAUSALITO, CA$309,360,013.00Regulatory AUM · August 2026
- PROSPECT FINANCIAL GROUP LLCCRD 133953$204,400,000.00Regulatory AUM · August 2026
- PROSPECT FINANCIAL SERVICES LLCCRD 314154 · MELVILLE, NY$430,992,588.00Regulatory AUM · August 2026
- PROSPECT HILL GROWTH PARTNERS, L.P.CRD 171462 · WALTHAM, MA$310,642,036.00Regulatory AUM · August 2026
- PROSPECT HILL MANAGEMENT, LLCCRD 134080$256,582,019.00Regulatory AUM · August 2026
- PROSPECT PARTNERS ADVISORS LLCCRD 317720 · CHICAGO, IL$378,400,000.00Regulatory AUM · August 2026
- PROSPER PRIVATE WEALTH, LLCCRD 333708 · MESA, AZ$150,821,334.00Regulatory AUM · August 2026
- PROSPERA CAPITAL MANAGEMENT, LLCCRD 330390$343,948,958.00Regulatory AUM · August 2026
- PROSPERITAS FINANCIAL, LLCCRD 315768 · VALENCIA, CA$812,462,629.00Regulatory AUM · August 2026
- PROSPERITY ADVISERS, LLCCRD 282998 · HORSHAM, PA$375,770,956.00Regulatory AUM · August 2026
- PROSPERITY ADVISORY GROUP LLCCRD 310720 · VICTOR, NY$216,021,904.00Regulatory AUM · August 2026
- PROSPERITY FINANCIAL GROUP, INC.CRD 339321 · SAN RAMON, CA$502,955,078.00Regulatory AUM · August 2026
- PROSPERITY PLANNING, INC.CRD 298268 · NORTH KANSAS CITY, MO$543,207,022.00Regulatory AUM · August 2026
- PROSPERITY ROAD, LLCCRD 281894 · SANTA ANA, CA$172,311,682.00Regulatory AUM · August 2026
- PROSPERITY WEALTH PLANNING LLCCRD 315163 · IRVINE, CA$269,224,678.00Regulatory AUM · August 2026
- PROSPERO WEALTH, LLCCRD 289966$110,555,693.00Regulatory AUM · August 2026
- PROSPETTIVA FINANCIAL LLCCRD 148760 · SAN FRANCISCO, CA$128,665,439.00Regulatory AUM · August 2026
- PROSSER CREEK ASSET MANAGEMENT LLCCRD 318883 · CORTE MADERA, CA$266,653,208.00Regulatory AUM · August 2026
- PROSSIMO ADVISORS LLCCRD 289347 · SAN LUIS OBISPO, CA$238,503,090.00Regulatory AUM · August 2026
- PROSTAR CAPITAL (US) LLCCRD 166523 · GREENWICH, CT$757,383,674.00Regulatory AUM · August 2026
- PROSTATIS GROUP LLCCRD 132662 · HANOVER, MD$605,444,336.00Regulatory AUM · August 2026
- PROTA FINANCIAL, LLCCRD 283776 · HOUSTON, TX$270,372,201.00Regulatory AUM · August 2026
- PROTEUS, LLCCRD 164085 · INDIANAPOLIS, IN$259,790,771.00Regulatory AUM · August 2026
- PROTIUM CAPITAL LIMITEDCRD 335585$427,000,000.00Regulatory AUM · August 2026
- PROTOCOL VC LLCCRD 332272$350,429,245.00Regulatory AUM · August 2026
- PROTOCOL WEALTH, LLCCRD 335298 · DENVER, CO$127,102,603.00Regulatory AUM · August 2026
- PROVENANCE MANAGEMENT CO., LPCRD 307347 · BEVERLY HILLS, CA$454,079,101.00Regulatory AUM · August 2026
- PROVENTUS AG VERMÖGENSVERWALTUNGCRD 167142$807,168,005.00Regulatory AUM · August 2026
- PROVIDENCE FINANCIAL ADVISORS, LLCCRD 124839 · OVERLAND PARK, KS$428,133,436.00Regulatory AUM · August 2026
- PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INCCRD 141988 · WOODLAND HILLS, CA$215,020,611.00Regulatory AUM · August 2026
- PROVIDENCE LEGACY ADVISORS LLCCRD 336846$174,752,593.00Regulatory AUM · August 2026
- PROVIDENCE WEALTH ADVISORS, LLCCRD 153646 · FRANKFORT, IL$684,371,195.00Regulatory AUM · August 2026
- PROVIDENCE WEALTH MANAGEMENT LLCCRD 144902 · KNOXVILLE, TN$151,831,467.00Regulatory AUM · August 2026
- PROVIDENT FINANCIAL PLANNING, LLCCRD 291830 · ADDISON, TX$174,175,082.00Regulatory AUM · August 2026
- PROVIDENT LIVING FINANCIAL SERVICES, INC.CRD 282665 · LEHI, UT$158,102,043.00Regulatory AUM · August 2026
- PROVIDENT WEALTH MANAGEMENT, LLCCRD 130417 · BRENTWOOD, TN$758,518,214.00Regulatory AUM · August 2026
- PROVIDER FINANCIAL, INC.CRD 168964 · INDIANAPOLIS, IN$303,974,168.00Regulatory AUM · August 2026
- PROVISION ASSET, LLCCRD 282183$150,670,233.00Regulatory AUM · August 2026
- PRUDENT INVESTORS NETWORK, INC.CRD 127284 · LAKE FOREST, CA$515,799,473.00Regulatory AUM · August 2026