Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 70
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- PORT STREET INVESTMENTS, LLCCRD 168596 · NEWPORT BEACH, CA$174,497,944.00Regulatory AUM · August 2026
- PORTAGE WEALTH INCCRD 340012$202,000,000.00Regulatory AUM · August 2026
- PORTER WHITE INVESTMENT ADVISORS, INC.CRD 110876 · BIRMINGHAM, AL$748,210,174.00Regulatory AUM · August 2026
- PORTFOLIO ADVISORS, INC.CRD 106111 · FRESNO, CA$261,154,540.00Regulatory AUM · August 2026
- PORTFOLIO ADVISORY COUNCIL, L.L.C.CRD 107465 · HOUSTON, TX$494,940,434.00Regulatory AUM · August 2026
- PORTFOLIO ADVISORY GROUP, INC.CRD 116011 · ALEXANDRIA, VA$115,833,952.00Regulatory AUM · August 2026
- PORTFOLIO DESIGN LABS, LLCCRD 318127 · ENCINO, CA$624,940,280.00Regulatory AUM · August 2026
- PORTFOLIO DESIGN SERVICES, LLCCRD 131506 · RIVER FALLS, WI$149,734,832.00Regulatory AUM · August 2026
- PORTFOLIO MANAGEMENT, LLCCRD 107129 · AUSTIN, TX$151,931,481.00Regulatory AUM · August 2026
- PORTFOLIO MEDICS, LLCCRD 145958 · BONITA SPRINGS, FL$780,459,366.00Regulatory AUM · August 2026
- PORTFOLIO RESOURCES ADVISOR GROUP, INC.CRD 144601 · CORAL GABLES, FL$121,869,009.00Regulatory AUM · August 2026
- PORTFOLIO, LLCCRD 145687 · ALBUQUERQUE, NM$395,456,386.00Regulatory AUM · August 2026
- PORTLAND FINANCIAL ADVISORS INCCRD 127371$105,846,846.00Regulatory AUM · August 2026
- PORTLAND PRIVATE WEALTH MANAGEMENT, INC.CRD 171321 · PORTLAND, OR$235,435,154.00Regulatory AUM · August 2026
- PORTUS WEALTH ADVISORS, LLCCRD 300558 · CHARLOTTE, NC$204,131,262.00Regulatory AUM · August 2026
- POSITION WEALTH LLCCRD 325116 · THE WOODLANDS, TX$242,108,683.00Regulatory AUM · August 2026
- POSITIVE SELECTION INVESTMENT MANAGEMENT, LLCCRD 331469 · GREENWICH, CT$479,205,974.00Regulatory AUM · August 2026
- POST CAPITAL MANAGEMENT LLCCRD 161892 · NEW YORK, NY$200,188,431.00Regulatory AUM · August 2026
- POST RESCH TALLON GROUP, INC.CRD 156302 · PITTSFORD, NY$340,156,556.00Regulatory AUM · August 2026
- POSTROCK PARTNERS LLCCRD 328865 · OVERLAND PARK, KS$489,068,507.00Regulatory AUM · August 2026
- POTENTIA RIA, LLCCRD 329135 · SAN JOSE, CA$569,095,699.00Regulatory AUM · August 2026
- POTENTUM PARTNERS, L.P.CRD 311282$773,329,750.00Regulatory AUM · August 2026
- POTOMAC ASSET MANAGEMENT CO INCCRD 105730 · FREDERICK, MD$114,264,799.00Regulatory AUM · August 2026
- POTOMAC INVESTMENT COMPANYCRD 14553$106,972,702.00Regulatory AUM · August 2026
- POTRERO CAPITAL RESEARCH, LLCCRD 125909 · SAN FRANCISCO, CA$419,641,644.00Regulatory AUM · August 2026
- POULOS ADVISORS, INC.CRD 141905 · SOUTH BURLINGTON, VT$150,420,377.00Regulatory AUM · August 2026
- POWELL FINANCIAL, INC.CRD 144230 · CORNELIUS, NC$229,200,273.00Regulatory AUM · August 2026
- POWELL INVESTMENT ADVISORS, LLCCRD 160333 · MIAMI, FL$647,979,315.00Regulatory AUM · August 2026
- POWER ASSET MANAGEMENT LLCCRD 128580 · LOS ANGELES, CA$175,000,000.00Regulatory AUM · August 2026
- POWER FINANCIAL PARTNERS, LLCCRD 324253 · TAMPA, FL$329,142,012.00Regulatory AUM · August 2026
- POWER INNOVATION PARTNERS, L.P.CRD 312100 · NEW YORK, NY$288,653,128.00Regulatory AUM · August 2026
- POWER WEALTH MANAGEMENT LLCCRD 315101 · ALPHARETTA, GA$429,921,410.00Regulatory AUM · August 2026
- POWERHOUSE ASSETS LLCCRD 157538$214,800,000.00Regulatory AUM · August 2026
- POWERLAW FUND ADVISER, LLCCRD 338152 · SAN FRANCISCO, CA$496,250,169.00Regulatory AUM · August 2026
- POWERS ADVISORY GROUP, LLCCRD 172252 · HIGHLAND, IL$329,500,201.00Regulatory AUM · August 2026
- POWERS INVESTMENT ADVISORY CORPORATIONCRD 110401$111,579,096.00Regulatory AUM · August 2026
- PPS & V ASSET MANAGEMENT CONSULTANTS INCCRD 110491 · PORTAGE, MI$253,685,075.00Regulatory AUM · August 2026
- PPSGRP LLCCRD 340003 · WHITE PLAINS, NY$157,013,593.00Regulatory AUM · August 2026
- PR WEALTH MANAGEMENT GROUP, INC.CRD 173711 · EAST MOLINE, IL$164,880,818.00Regulatory AUM · August 2026
- PRAESIDIUM INVESTMENT MANAGEMENT COMPANY, LLCCRD 137980 · NEW YORK, NY$582,904,963.00Regulatory AUM · August 2026
- PRAETORIAN PR LLCCRD 323280 · RINCON, PR$471,328,732.00Regulatory AUM · August 2026
- PRAETORIAN WEALTH MANAGEMENT, INC.CRD 147814 · CARMEL, CA$598,650,239.00Regulatory AUM · August 2026
- PRAIRIE ADVISORY, LLCCRD 339211 · LEAWOOD, KS$554,260,000.00Regulatory AUM · August 2026
- PRAIRIE MANAGEMENT COMPANY, L.P.CRD 155566 · CHICAGO, IL$869,871,068.00Regulatory AUM · August 2026
- PRAIRIE RIVERS INVESTMENTS, LLCCRD 288153 · ROBINSON, IL$249,261,888.00Regulatory AUM · August 2026
- PRAIRIE WEALTH ADVISORS, INC.CRD 165266 · OMAHA, NE$557,956,158.00Regulatory AUM · August 2026
- PRAIRIEVIEW WEALTH PARTNERS, LLCCRD 327974 · FRANKFORT, IL$207,454,539.00Regulatory AUM · August 2026
- PRAIRIEWOOD CAPITAL, LLCCRD 149007 · FARGO, ND$365,413,413.00Regulatory AUM · August 2026
- PRASAD WEALTH PARTNERS, LLCCRD 332507 · INDEPENDENCE, OH$572,075,956.00Regulatory AUM · August 2026
- PRATO CAPITAL MANAGEMENT, INC.CRD 289917 · WHITE PLAINS, NY$224,563,710.00Regulatory AUM · August 2026
- PRAVATI CAPITAL LLCCRD 300435 · SCOTTSDALE, AZ$173,681,628.00Regulatory AUM · August 2026
- PRAXIS CAPITAL MANAGEMENT LLCCRD 333052 · CHICAGO, IL$301,430,999.00Regulatory AUM · August 2026
- PRECEDENT ASSET MANAGEMENT, LLCCRD 169100 · INDIANAPOLIS, IN$111,451,980.00Regulatory AUM · August 2026
- PRECEDENT WEALTH PARTNERS, LLCCRD 325203 · HOUSTON, TX$685,046,783.00Regulatory AUM · August 2026
- PRECISE INVESTMENT MANAGEMENT, INC.CRD 282557 · HIGHLAND PARK, IL$186,316,022.00Regulatory AUM · August 2026
- PRECISION WEALTH STRATEGIES, LLCCRD 299827 · ST. LOUIS, MO$711,032,584.00Regulatory AUM · August 2026
- PREISZ ASSOCIATES, INC.CRD 144469 · PORTLAND, OR$701,681,920.00Regulatory AUM · August 2026
- PREMIA GLOBAL ADVISORS, LLCCRD 282426 · CORAL GABLES, FL$340,818,253.00Regulatory AUM · August 2026
- PREMIER ESTATE PLANNERS, LLCCRD 122638 · CLINTON TOWNSHIP, MI$226,948,109.00Regulatory AUM · August 2026
- PREMIER FINANCIAL GROUP INCCRD 107314 · EUREKA, CA$819,918,431.00Regulatory AUM · August 2026
- PREMIER PRIVATE WEALTH MANAGEMENT, LLCCRD 331860 · PALM HARBOR, FL$126,301,962.00Regulatory AUM · August 2026
- PREMIER WEALTH ADVISORS, LLCCRD 120358 · NEW YORK, NY$555,064,406.00Regulatory AUM · August 2026
- PREMIER WEALTH ADVISORS, LLCCRD 285510 · SAN DIEGO, CA$694,897,516.00Regulatory AUM · August 2026
- PREMIS ADVISORS, LLCCRD 283679 · ATLANTA, GA$213,947,773.00Regulatory AUM · August 2026
- PRENTICE CAPITAL MANAGEMENT, LPCRD 161178 · GREENWICH, CT$228,406,963.00Regulatory AUM · August 2026
- PRENTICE WEALTH MANAGEMENT LLCCRD 160052 · ROCHESTER, NY$567,504,623.00Regulatory AUM · August 2026
- PRENTISS SMITH & COMPANY, INC.CRD 110928 · BRATTLEBORO, VT$453,050,280.00Regulatory AUM · August 2026
- PREPARED RETIREMENT INSTITUTE LLCCRD 309663 · MONTGOMERYVILLE, PA$307,554,271.00Regulatory AUM · August 2026
- PRESCOTT ADVISORS, LLCCRD 283784 · DALLAS, TX$217,773,225.00Regulatory AUM · August 2026
- PRESERVATION EQUITY FUND ADVISORS, LLCCRD 300968 · IRVINE, CA$502,879,532.00Regulatory AUM · August 2026
- PRESERVER PARTNERS LLCCRD 152356 · MEMPHIS, TN$175,729,180.00Regulatory AUM · August 2026
- PRESIDIO CAPITAL MANAGEMENT, LLCCRD 304501 · SAN DIEGO, CA$498,887,848.00Regulatory AUM · August 2026
- PRESILIUM PRIVATE WEALTH, LLCCRD 318345 · RADNOR, PA$671,659,251.00Regulatory AUM · August 2026
- PRESPER FINANCIAL ARCHITECTS, LLCCRD 297538 · AKRON, OH$362,648,463.00Regulatory AUM · August 2026
- PRESTIGE WEALTH MANAGEMENT GROUP, LLCCRD 127381 · FLEMINGTON, NJ$666,402,517.00Regulatory AUM · August 2026
- PRESTIGE WEALTH MANAGEMENT, INC.CRD 336264 · SOUTHLAKE, TX$148,381,816.00Regulatory AUM · August 2026
- PRESTIGE WEALTH MANAGEMENT, LLCCRD 150079 · PUEBLO, CO$103,963,088.00Regulatory AUM · August 2026
- PRESTIGE WEALTH SERVICES GROUP, INC.CRD 166641 · FLEMINGTON, NJ$175,183,757.00Regulatory AUM · August 2026
- PRESTIGE WEALTHWIDE, LLCCRD 321789 · LEHI, UT$198,459,223.00Regulatory AUM · August 2026
- PRESTON ADVISORY SERVICES LLCCRD 289926 · KINGMAN, AZ$197,679,341.00Regulatory AUM · August 2026
- PRESTON F. SANDERS, CHFC, LLCCRD 125741 · WATKINSVILLE, GA$148,837,173.00Regulatory AUM · August 2026
- PRESTON WEALTH ADVISORS, LLC.CRD 165983 · RESTON, VA$285,980,470.00Regulatory AUM · August 2026
- PREVAIL INNOVATIVE WEALTH ADVISORS, LLCCRD 288641 · LEAWOOD, KS$931,844,457.00Regulatory AUM · August 2026
- PREVAIL WEALTH MANAGEMENT LLCCRD 164532 · KIRKLAND, WA$260,809,981.00Regulatory AUM · August 2026
- PREVATT CAPITAL LTDCRD 311895$571,484,109.00Regulatory AUM · August 2026
- PRICE CAPITAL MANAGEMENT, INC.CRD 157871$321,344,349.00Regulatory AUM · August 2026
- PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.CRD 323146 · PORTLAND, OR$173,469,083.00Regulatory AUM · August 2026
- PRIDEROCK FUND MANAGEMENT PARTNERS, LLCCRD 297635 · PALM BEACH GARDENS, FL$283,609,147.00Regulatory AUM · August 2026
- PRIEN ASSET MANAGEMENT, LLCCRD 296462 · ALBUQUERQUE, NM$153,703,156.00Regulatory AUM · August 2026
- PRIMARK ADVISORS, LLCCRD 309653 · DENVER, CO$371,599,791.00Regulatory AUM · August 2026
- PRIMARY WEALTH MANAGEMENT, LLCCRD 282370 · BEATRICE, NE$157,985,357.00Regulatory AUM · August 2026
- PRIME MERIDIAN CAPITAL MANAGEMENT, LLCCRD 166003 · WALNUT CREEK, CA$176,655,367.00Regulatory AUM · August 2026
- PRIME QUADRANT US, LLCCRD 322068$849,302,427.00Regulatory AUM · August 2026
- PRIMESOLUTIONS ADVISORS, LLCCRD 110085 · PITTSBURGH, PA$440,086,455.00Regulatory AUM · August 2026
- PRIMESTOR INVESTMENT MANAGEMENT, LLCCRD 322066 · CULVER CITY, CA$234,205,039.00Regulatory AUM · August 2026
- PRIMETRUST ADVISORS LLCCRD 141625 · GREENVILLE, SC$421,567,644.00Regulatory AUM · August 2026
- PRIMM & CO INCCRD 105891$111,819,874.00Regulatory AUM · August 2026
- PRIMORIS WEALTH ADVISORS, LLCCRD 125567 · NORTH PALM BEACH, FL$229,982,481.00Regulatory AUM · August 2026
- PRINCE ASSET MANAGEMENT, INC.CRD 141567 · SARASOTA, FL$137,697,000.00Regulatory AUM · August 2026
- PRINCETON CAPITAL MANAGEMENT LLCCRD 113926 · RED BANK, NJ$435,479,718.00Regulatory AUM · August 2026