Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 72
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- PRUDENT MAN INVESTMENT MANAGEMENT INCCRD 104574 · LOUSIVILLE, CO$390,155,603.00Regulatory AUM · August 2026
- PRUFID FINANCIAL ADVISORS LLCCRD 121897$357,971,311.00Regulatory AUM · August 2026
- PRYTANIA INVESTMENT ADVISORS LLPCRD 285874$981,704,716.00Regulatory AUM · August 2026
- PSC CAPITAL PARTNERS LLCCRD 165620 · MINNEAPOLIS, MN$240,837,420.00Regulatory AUM · August 2026
- PSC FINANCIAL LLCCRD 172054 · BLOOMINGTON, MN$135,074,412.00Regulatory AUM · August 2026
- PSI ADVISORS, LLCCRD 285880 · TAMPA, FL$800,938,904.00Regulatory AUM · August 2026
- PSP RESEARCH LLCCRD 333271$178,637,243.00Regulatory AUM · August 2026
- PTM WEALTH MANAGEMENT, LLCCRD 308944 · NORTH WALES, PA$310,164,831.00Regulatory AUM · August 2026
- PUBLIC EQUITY PARTNERS, LLCCRD 126765$187,000,000.00Regulatory AUM · August 2026
- PUFF WEALTH MANAGEMENT LLCCRD 298177 · HADDONFIELD, NJ$134,826,592.00Regulatory AUM · August 2026
- PULLEN INVESTMENT MANAGEMENT, LLCCRD 310149 · BRADENTON, FL$220,954,261.00Regulatory AUM · August 2026
- PULLIAM FAMILY OFFICE, LLCCRD 338839 · CRESTED BUTTE, CO$141,743,358.00Regulatory AUM · August 2026
- PUNCH CARD MANAGEMENT LPCRD 162939 · WINTER PARK, FL$505,397,719.00Regulatory AUM · August 2026
- PUREFI WEALTH, LLCCRD 328459 · BOSTON, MA$326,410,945.00Regulatory AUM · August 2026
- PUREWATER CAPITAL, LLCCRD 166154 · FORT WORTH, TX$149,496,644.00Regulatory AUM · August 2026
- PURKISS CAPITAL ADVISORS, LLCCRD 124324$842,154,244.00Regulatory AUM · August 2026
- PURSELL MANAGEMENT CO. LLCCRD 302011 · PEACHTREE CORNERS, GA$354,000,000.00Regulatory AUM · August 2026
- PURSUE WEALTH PARTNERS, LLCCRD 326348$243,363,686.00Regulatory AUM · August 2026
- PURSUIT WEALTH MANAGEMENT, LLCCRD 337709 · RALEIGH, NC$457,453,266.00Regulatory AUM · August 2026
- PURTILL FINANCIAL LLCCRD 133764 · HIGHLAND HEIGHTS, OH$207,051,882.00Regulatory AUM · August 2026
- PURUS WEALTH MANAGEMENT, LLCCRD 174490 · NEWPORT BEACH, CA$658,133,545.00Regulatory AUM · August 2026
- PUTTERMAN, DEAN ELIOTCRD 111779 · HOUSTON, TX$324,484,824.00Regulatory AUM · August 2026
- PVA FINANCIAL LLCCRD 312523$136,853,656.00Regulatory AUM · August 2026
- PVG ASSET MANAGEMENT CORPCRD 105541 · CENTENNIAL, CO$624,910,848.00Regulatory AUM · August 2026
- PW ADVISORS, LLCCRD 336499 · TALLAHASSEE, FL$131,822,610.00Regulatory AUM · August 2026
- PW NOVA FINANCIAL SERVICES LLCCRD 333595 · NEWTOWN, PA$654,328,582.00Regulatory AUM · August 2026
- Q2 WEALTH MANAGEMENT LLCCRD 314932 · LEXINGTON, KY$123,491,576.00Regulatory AUM · August 2026
- Q3 ASSET MANAGEMENT CORPORATIONCRD 137839 · BIRMINGHAM, MI$794,693,359.00Regulatory AUM · August 2026
- QBOX FIDUCIARY SOLUTIONS, LLCCRD 167622 · FORT WAYNE, IN$429,174,633.00Regulatory AUM · August 2026
- QCA CAPITAL MANAGEMENT INCCRD 112104 · LOS ANGELES, CA$252,230,446.00Regulatory AUM · August 2026
- QFC ADVISORY LLCCRD 118886 · MARYVILLE, TN$128,841,915.00Regulatory AUM · August 2026
- QM ADVISORS LLCCRD 297438$140,091,484.00Regulatory AUM · August 2026
- QMP MANAGEMENT, LLCCRD 285478 · DALLAS, TX$174,335,222.00Regulatory AUM · August 2026
- QP CONSULTING, LLCCRD 129601 · TAKOMA PARK, MD$559,601,312.00Regulatory AUM · August 2026
- QP WEALTH MANAGEMENT, LLCCRD 301071 · BOCA RATON, FL$404,966,803.00Regulatory AUM · August 2026
- QSO CAPITAL MANAGEMENT LLCCRD 340892 · FORT LAUDERDALE, FL$250,000,000.00Regulatory AUM · August 2026
- QTR FAMILY WEALTH, LLCCRD 331655 · LAKE MARY, FL$749,321,996.00Regulatory AUM · August 2026
- QUABBIN ADVISORS, LLCCRD 160019 · AMHERST, MA$109,766,450.00Regulatory AUM · August 2026
- QUAD CITY INVESTMENT ADVISORS, LLCCRD 112187 · MOLINE, IL$407,964,628.00Regulatory AUM · August 2026
- QUAD PARTNERS LLCCRD 160097 · NEW YORK, NY$743,355,802.00Regulatory AUM · August 2026
- QUAD-CITIES INVESTMENT GROUP, LLCCRD 154113 · DAVENPORT, IA$425,502,001.00Regulatory AUM · August 2026
- QUADRA GESTAO DE RECURSOS S.A.CRD 324520$815,826,388.00Regulatory AUM · August 2026
- QUADRATIC CAPITAL MANAGEMENT LLCCRD 172768 · GREENWICH, CT$508,137,558.00Regulatory AUM · August 2026
- QUAKER WEALTH MANAGEMENT LLCCRD 284546 · MOORESTOWN, NJ$449,277,262.00Regulatory AUM · August 2026
- QUANTECH SOLUTION PARTNERS NORTH AMERICA INC.CRD 315603 · NY, NY$517,928,039.00Regulatory AUM · August 2026
- QUANTIFY CHAOS ADVISORS, LLCCRD 328864$133,172,257.00Regulatory AUM · August 2026
- QUANTITATIVE ASSET MANAGEMENT, LLCCRD 143279 · MINNETONKA, MN$187,409,295.00Regulatory AUM · August 2026
- QUANTITATIVE FINANCIAL STRATEGIES LLCCRD 331416$156,199,967.00Regulatory AUM · August 2026
- QUANTITATIVE PROCESS, LLCCRD 165699 · CHARLOTTE, NC$502,114,653.00Regulatory AUM · August 2026
- QUANTOR CAPITAL LLCCRD 332629 · HOUSTON, TX$176,422,478.00Regulatory AUM · August 2026
- QUANTUM ADVISERS, LLCCRD 160267 · HOUSTON, TX$490,634,138.00Regulatory AUM · August 2026
- QUANTUM CAPITAL ADVISORS, LLCCRD 162826$797,887,852.00Regulatory AUM · August 2026
- QUANTUM CAPITAL INVESTMENTS, INC.CRD 156037$153,000,000.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL ADVISORS INCCRD 113563 · ROCKVILLE, MD$557,546,297.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL PARTNERS LLCCRD 138112 · OVERLAND PARK, KS$148,559,060.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL PLANNING SERVICES, INC.CRD 115877 · SPOKANE, WA$727,199,491.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL SERVICES INC.CRD 121631 · INDIANAPOLIS, IN$730,899,118.00Regulatory AUM · August 2026
- QUANTUM LEAP CAPITAL, LLCCRD 165310 · SOUTH BURLINGTON, VT$120,541,805.00Regulatory AUM · August 2026
- QUANTUM PORTFOLIO MANAGEMENT, LLCCRD 326280 · NEW YORK, NY$339,573,046.00Regulatory AUM · August 2026
- QUANTUM PRIVATE WEALTH, LLCCRD 307358 · TAMPA, FL$417,996,028.00Regulatory AUM · August 2026
- QUARRY HILL ADVISORS, LLCCRD 288334 · SAINT PAUL, MN$394,847,559.00Regulatory AUM · August 2026
- QUARTUS INVESTMENT ADVISORS LLCCRD 287597 · NEW YORK, NY$155,124,219.00Regulatory AUM · August 2026
- QUARTZ PARTNERS, LLCCRD 174327 · SARATOGA SPRINGS, NY$611,945,874.00Regulatory AUM · August 2026
- QUATTRO ADVISORS L.L.C.CRD 146438 · PITTSBURGH, PA$661,740,858.00Regulatory AUM · August 2026
- QUEEN B ADVISORS, LLCCRD 306413 · SAN ANTONIO, TX$117,865,342.00Regulatory AUM · August 2026
- QUEEN CITY CAPITAL MANAGEMENT, LLCCRD 162785 · CINCINNATI, OH$114,372,169.00Regulatory AUM · August 2026
- QUEST 10 WEALTH BUILDERS, INC.CRD 154092 · FUQUAY-VARINA, NC$237,739,145.00Regulatory AUM · August 2026
- QUINT CAPITAL CORPORATIONCRD 26586 · NEW YORK, NY$162,105,666.00Regulatory AUM · August 2026
- QUINT WEALTH MANAGEMENT, INC.CRD 168463 · WAPPINGERS FALLS, NY$110,371,469.00Regulatory AUM · August 2026
- QUISH & CO. LLCCRD 146212 · BOULDER, CO$154,181,658.00Regulatory AUM · August 2026
- QUORUS INC.CRD 323161 · WESTPORT, CT$148,224,228.00Regulatory AUM · August 2026
- QVIDTVM MANAGEMENT LLCCRD 309456 · THE WOODLANDS, TX$555,798,615.00Regulatory AUM · August 2026
- R. F. LAFFERTY & CO., INC.CRD 2498 · NEW YORK, NY$129,823,421.00Regulatory AUM · August 2026
- R. S. CRUM, INC.CRD 158621 · NEWPORT BEACH, CA$720,678,466.00Regulatory AUM · August 2026
- R. STEWART EADS INVESTMENT COUNSEL, INC.CRD 105524 · ATLANTA, GA$240,493,266.00Regulatory AUM · August 2026
- R.H. DINEL INVESTMENT COUNSEL,INC.CRD 106688 · LOS ANGELES, CA$153,513,362.00Regulatory AUM · August 2026
- R.H. INVESTMENT GROUP, LLCCRD 115994 · SCOTTSDALE, AZ$238,461,764.00Regulatory AUM · August 2026
- R.J. CLOUD ADVISORS & COMPANYCRD 289371 · BIXBY, OK$171,286,108.00Regulatory AUM · August 2026
- R.L. EVANS CO. INC.CRD 110699 · BELLEVUE, WA$682,588,885.00Regulatory AUM · August 2026
- R.M.SINCERBEAUX CAPITAL MANAGEMENT, LLC.CRD 145159 · NEW YORK, NY$227,067,889.00Regulatory AUM · August 2026
- R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.CRD 131804 · ST. LOUIS, MO$351,765,962.00Regulatory AUM · August 2026
- R.V. KUHNS & ASSOCIATES, INC.CRD 18005 · PORTLAND, OR$827,917,299.00Regulatory AUM · August 2026
- R.W. ROGE & COMPANY, INCCRD 104645 · BOHEMIA, NY$419,458,150.00Regulatory AUM · August 2026
- R2 CAPITAL STRATEGIES, LLCCRD 338490 · LINCOLN, NE$236,037,275.00Regulatory AUM · August 2026
- RAAB & MOSKOWITZ ASSET MANAGEMENT LLCCRD 111987 · CHATHAM, NJ$642,869,307.00Regulatory AUM · August 2026
- RABE INVESTMENT CONSULTING GROUPCRD 316029 · RICHFIELD, OH$147,344,962.00Regulatory AUM · August 2026
- RACHOR INVESTMENT ADVISORY SERVICES, LLCCRD 105495 · LINDEN, MI$238,062,651.00Regulatory AUM · August 2026
- RADEMACHER FINANCIAL, INC.CRD 114067 · LAWRENCE, KS$234,295,142.00Regulatory AUM · August 2026
- RADIAL EQUITY PARTNERS LPCRD 308513 · NEW YORK, NY$668,549,625.00Regulatory AUM · August 2026
- RADIAN INVESTMENT MANAGEMENT LLCCRD 325109 · NEW YORK, NY$428,851,000.00Regulatory AUM · August 2026
- RADIUS WEALTH MANAGEMENT, INC.CRD 168159 · BOSTON, MA$158,706,471.00Regulatory AUM · August 2026
- RADIX FINANCIAL, LLCCRD 171159$231,626,416.00Regulatory AUM · August 2026
- RADIX ORGANIZATION, INC.CRD 172791 · NEW YORK, NY$200,085,035.00Regulatory AUM · August 2026
- RADNOR CAPITAL MANAGEMENT, LLCCRD 159559 · WAYNE, PA$854,821,698.00Regulatory AUM · August 2026
- RAFFLES CAPITAL MANAGEMENT, LLCCRD 161565 · NEW YORK, NY$270,248,591.00Regulatory AUM · August 2026
- RAHLFS CAPITAL, LLCCRD 127425$271,552,620.00Regulatory AUM · August 2026
- RAIL-SPLITTER CAPITAL MANAGEMENT LLCCRD 338394 · WINNETKA, IL$484,088,810.00Regulatory AUM · August 2026
- RAINEY & RANDALL WEALTH ADVISORS, INC.CRD 116251 · CELEBRATION, FL$918,192,298.00Regulatory AUM · August 2026
- RAINIER CAPITAL PARTNERS LPCRD 315967 · SEATTLE, WA$379,496,389.00Regulatory AUM · August 2026
- RAINIER FAMILY WEALTH, INC.CRD 332062 · TACOMA, WA$331,473,591.00Regulatory AUM · August 2026