Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 69
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- PILLSBURY LAKE CAPITAL, LLCCRD 328282$334,945,991.00Regulatory AUM · August 2026
- PILOTAGE PRIVATE WEALTH AGCRD 169908$227,628,988.00Regulatory AUM · August 2026
- PIN OAK INVESTMENT ADVISORS INCCRD 105550 · HOUSTON, TX$784,773,250.00Regulatory AUM · August 2026
- PINAFORE WEALTH COUNSEL INC.CRD 170540 · DURHAM, NC$173,580,768.00Regulatory AUM · August 2026
- PINCUS CAPITAL MANAGEMENT, LPCRD 336500 · NEW YORK, NY$161,529,927.00Regulatory AUM · August 2026
- PINE HARBOR WEALTH MANAGEMENT LLCCRD 317352 · FAIRFAX, VA$507,085,498.00Regulatory AUM · August 2026
- PINE HAVEN INVESTMENT COUNSEL, INC.CRD 129365$193,447,397.00Regulatory AUM · August 2026
- PINE VALLEY CAPITAL PARTNERS LLCCRD 330556 · AUSTIN, TX$869,593,252.00Regulatory AUM · August 2026
- PINERIDGE ADVISORS, LLCCRD 315100 · ST. CHARLES, MO$504,236,169.00Regulatory AUM · August 2026
- PINETREE ADVISORS CORP.CRD 299275 · MIAMI, FL$120,000,000.00Regulatory AUM · August 2026
- PINEY LAKE CAPITAL MANAGEMENT LPCRD 290404 · GREENWICH, CT$744,876,523.00Regulatory AUM · August 2026
- PING CAPITAL MANAGEMENT, INC.CRD 308358 · NEW YORK, NY$482,182,856.00Regulatory AUM · August 2026
- PINGORA PARTNERS LLCCRD 148262 · DALLAS, TX$199,381,449.00Regulatory AUM · August 2026
- PINION INVESTMENT ADVISORS, LLCCRD 114556 · WICHITA, KS$837,119,519.00Regulatory AUM · August 2026
- PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.)CRD 109965 · SHREVEPORT, LA$156,365,616.00Regulatory AUM · August 2026
- PINNACLE CAPITAL MANAGEMENT, LLCCRD 141661 · EAST SYRACUSE, NY$300,471,051.00Regulatory AUM · August 2026
- PINNACLE FAMILY ADVISORS, LLCCRD 145628 · SPRINGFIELD, MO$371,703,535.00Regulatory AUM · August 2026
- PINNACLE FINANCIAL GROUP LLCCRD 116600 · WESTERN SPRINGS, IL$672,669,051.00Regulatory AUM · August 2026
- PINNACLE HOLDINGS, LLCCRD 108086 · TULSA, OK$508,333,424.00Regulatory AUM · August 2026
- PINNACLE PARTNER MANAGEMENT LLCCRD 324639 · SEATTLE, WA$264,630,501.00Regulatory AUM · August 2026
- PINNACLE PEAK PRIVATE CLIENT GROUP, LLCCRD 282003 · SCOTTSDALE, AZ$481,073,801.00Regulatory AUM · August 2026
- PINNACLE PORTFOLIO ADVISORS, LLCCRD 287622$171,929,093.00Regulatory AUM · August 2026
- PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.CRD 155652 · KING OF PRUSSIA, PA$146,485,000.00Regulatory AUM · August 2026
- PINNACLE WEALTH ADVISORS, LLCCRD 117517 · CLACKAMAS, OR$549,709,723.00Regulatory AUM · August 2026
- PINNACLE WEALTH MANAGEMENT GROUP, INC.CRD 281935 · PLYMOUTH, MI$243,687,260.00Regulatory AUM · August 2026
- PINNACLE WEALTH MANAGEMENT PARTNERS, INC.CRD 166853 · BRIGHTON, MI$118,144,700.00Regulatory AUM · August 2026
- PINNACLE WEALTH MANAGEMENT, LLCCRD 315578 · ROSEVILLE, CA$211,075,762.00Regulatory AUM · August 2026
- PINNACLE WEST ASSET MANAGEMENT INCCRD 106527 · CASPER, WY$245,878,047.00Regulatory AUM · August 2026
- PINNEY & SCOFIELD, INC.CRD 105365 · CAMBRIDGE, MA$858,739,612.00Regulatory AUM · August 2026
- PINVEST LLCCRD 331586 · CORAL GABLES, FL$377,489,336.00Regulatory AUM · August 2026
- PIONEER FAMILY OFFICE, LLCCRD 142856 · NORTH MIAMI BEACH, FL$956,780,912.00Regulatory AUM · August 2026
- PIONEER WEALTH MANAGEMENT GROUP, INCCRD 133429 · AUSTIN, TX$399,224,017.00Regulatory AUM · August 2026
- PIPER HEARTLAND HEALTHCARE CAPITAL, LLCCRD 310044 · MINNEAPOLIS, MN$218,278,323.00Regulatory AUM · August 2026
- PITON INVESTMENT MANAGEMENT, LPCRD 282517 · GARDEN CITY, NY$927,924,194.00Regulatory AUM · August 2026
- PITZL FINANCIAL, LLCCRD 171441 · ARDEN HILLS, MN$497,981,581.00Regulatory AUM · August 2026
- PIVOT POINT ADVISORS, LLCCRD 130562 · BELLAIRE, TX$141,671,752.00Regulatory AUM · August 2026
- PKS INVESTMENT ADVISORS LLCCRD 110147 · SALISBURY, MD$367,168,512.00Regulatory AUM · August 2026
- PL CAPITAL ADVISORS, LLCCRD 162083 · NAPLES, FL$326,545,681.00Regulatory AUM · August 2026
- PL3 CAPITAL LPCRD 331201 · SUNNY ISLES BEACH, FL$300,677,000.00Regulatory AUM · August 2026
- PLACEHOLDER MANAGEMENT, LLCCRD 292362 · NEW YORK, NY$345,428,929.00Regulatory AUM · August 2026
- PLAGENS & TAYLOR WEALTH MANAGEMENT, LLCCRD 335178 · SAN ANGELO, TX$318,309,236.00Regulatory AUM · August 2026
- PLAN A WEALTH, LLCCRD 287860 · LINCOLN, NE$433,790,573.00Regulatory AUM · August 2026
- PLAN FIRST WEALTH LLCCRD 289185$140,315,313.00Regulatory AUM · August 2026
- PLAN GROUP FINANCIAL, INC.CRD 116508 · OKLAHOMA CITY, OK$690,303,586.00Regulatory AUM · August 2026
- PLAN LIFE & WEALTH MANAGEMENT, INC.CRD 44960 · FRESNO, CA$195,434,083.00Regulatory AUM · August 2026
- PLAN2THRIVE FINANCIAL, LLCCRD 317005 · ELDRIDGE, IA$147,546,146.00Regulatory AUM · August 2026
- PLANGUIDE FINANCIAL LLCCRD 329089 · SOUTHLAKE, TX$277,250,000.00Regulatory AUM · August 2026
- PLANNED FINANCIAL SERVICES, LLCCRD 112879 · CLEVELAND, OH$472,512,140.00Regulatory AUM · August 2026
- PLANNED SOLUTIONS FINANCIAL & INSURANCE SERVICES, INC.CRD 105052 · FOLSOM, CA$670,996,783.00Regulatory AUM · August 2026
- PLANNING DIRECTIONS, INC.CRD 120131 · GLEN MILLS, PA$542,444,766.00Regulatory AUM · August 2026
- PLANNING SOLUTIONS INTERNATIONAL LLCCRD 300043 · JACKSONVILLE, FL$108,836,692.00Regulatory AUM · August 2026
- PLANNING STRATEGIES, INC.CRD 117105 · LANCASTER, PA$384,836,994.00Regulatory AUM · August 2026
- PLANNING WORKS ADVISORY, INC.CRD 317834 · AUSTIN, TX$199,834,857.00Regulatory AUM · August 2026
- PLANTE MORAN REAL ESTATE INVESTMENT ADVISORS, LLCCRD 323718 · SOUTHFIELD, MI$242,775,849.00Regulatory AUM · August 2026
- PLANVEST FINANCIAL, INC.CRD 290306 · GAITHERSBURG, MD$175,860,431.00Regulatory AUM · August 2026
- PLANWISER FINANCIAL, LLCCRD 331675 · COLORADO SPRINGS, CO$169,144,727.00Regulatory AUM · August 2026
- PLATFORM PARTNERS LLCCRD 286532 · HOUSTON, TX$824,834,000.00Regulatory AUM · August 2026
- PLATFORM WEALTH MANAGEMENT, LLCCRD 329313 · HOLLADAY, UT$509,034,759.00Regulatory AUM · August 2026
- PLATT INVESTMENT COUNSEL, LLCCRD 118737$153,648,538.00Regulatory AUM · August 2026
- PLATT WEALTH MANAGEMENT, LLCCRD 297487 · SAN DIEGO, CA$390,634,320.00Regulatory AUM · August 2026
- PLEASANTDALE WEALTH MANAGEMENT, LLCCRD 302034$113,700,000.00Regulatory AUM · August 2026
- PLEXO CAPITAL MANAGEMENT, LLCCRD 298402$224,929,548.00Regulatory AUM · August 2026
- PLOTKIN FINANCIAL ADVISORS, LLCCRD 127635 · CHEVY CHASE, MD$255,869,623.00Regulatory AUM · August 2026
- PLUM POINTE WEALTH MANAGEMENT, LLCCRD 332618 · PROVIDENCE, RI$104,737,431.00Regulatory AUM · August 2026
- PLUM STREET ADVISORS, LLCCRD 283917$462,823,281.00Regulatory AUM · August 2026
- PLUS CAPITAL MANAGEMENT, L.L.C.CRD 167459 · VENICE, CA$294,153,324.00Regulatory AUM · August 2026
- PLUS GROUP WEALTH ADVISORS, LLCCRD 300714 · BELGIUM, WI$158,861,208.00Regulatory AUM · August 2026
- PLUSCIOS MANAGEMENT LLCCRD 146761 · EVANSTON, IL$258,121,610.00Regulatory AUM · August 2026
- PLUSTICK MANAGEMENT LLCCRD 173707 · CHARLOTTESVILLE, VA$280,836,615.00Regulatory AUM · August 2026
- PMG FAMILY OFFICE, LLCCRD 312154 · PLANO, TX$144,001,478.00Regulatory AUM · August 2026
- PMG WEALTH MANAGEMENT, INC.CRD 285899 · HAWTHORN WOODS, IL$198,347,444.00Regulatory AUM · August 2026
- PMV CAPITAL ADVISERS, LLCCRD 308010 · DALLAS, TX$132,035,455.00Regulatory AUM · August 2026
- PODELL FINANCIAL GROUP LLCCRD 325383 · FAIRFIELD, NJ$227,600,000.00Regulatory AUM · August 2026
- POEHLING CAPITAL MANAGEMENT, INC.CRD 131668 · MADISON, WI$591,270,000.00Regulatory AUM · August 2026
- POETIC GROUP LLCCRD 293886 · HACKENSACK, NJ$802,528,734.00Regulatory AUM · August 2026
- POINCIANA ADVISORS GROUP, LLCCRD 137423 · PALM BEACH GARDENS, FL$395,993,450.00Regulatory AUM · August 2026
- POINT 41 CAPITAL PARTNERS, L.P.CRD 334365 · COS COB, CT$562,851,645.00Regulatory AUM · August 2026
- POINT B PLANNING, LLCCRD 172961 · KATONAH, NY$113,875,858.00Regulatory AUM · August 2026
- POINT BRIDGE CAPITAL, LLCCRD 168071 · FORT WORTH, TX$419,689,382.00Regulatory AUM · August 2026
- POINT NEMO CAPITAL, LLCCRD 328695$103,767,283.00Regulatory AUM · August 2026
- POINT WINDWARD ADVISORS, INC.CRD 110457 · NEW YORK, NY$358,565,215.00Regulatory AUM · August 2026
- POINTE CAPITAL MANAGEMENT LLCCRD 152520 · GROSSE POINTE FARMS, MI$452,264,000.00Regulatory AUM · August 2026
- POINTER FINANCIAL ADVISORS LLCCRD 326745 · COLUMBIA, MD$176,396,108.00Regulatory AUM · August 2026
- POINTONE FAMILY OFFICE, LLCCRD 338563 · MANHATTAN BEACH, CA$327,091,481.00Regulatory AUM · August 2026
- POLAR CAPITAL (AMERICA) CORPORATIONCRD 155389 · TAMPA, FL$656,147,243.00Regulatory AUM · August 2026
- POLARIS FINANCIAL PARTNERS, LLCCRD 299258 · WESTERVILLE, OH$226,000,000.00Regulatory AUM · August 2026
- POLARIS FINANCIAL PLANNING, LLC.CRD 123035$149,680,734.00Regulatory AUM · August 2026
- POLARIS INVESTMENT ADVISORS, LLCCRD 324093 · FRAMINGHAM, MA$217,051,377.00Regulatory AUM · August 2026
- POLEN CAPITAL CLO MANAGEMENT, LLCCRD 330470 · WALTHAM, MA$808,397,779.00Regulatory AUM · August 2026
- POLERO ICE ADVISERSCRD 148790$106,028,000.00Regulatory AUM · August 2026
- POLITAN CAPITAL MANAGEMENT, L.P.CRD 316047$855,677,992.00Regulatory AUM · August 2026
- POLLOCK INVESTMENT ADVISORY CORPORATIONCRD 137393$253,800,000.00Regulatory AUM · August 2026
- POLLOCK PLANNING ASSOCIATES, INC.CRD 105409$164,514,113.00Regulatory AUM · August 2026
- POLPO CAPITAL MANAGEMENT LLCCRD 323907$299,468,093.00Regulatory AUM · August 2026
- POM INVESTMENT STRATEGIES, LLCCRD 317067 · RALEIGH, NC$283,345,420.00Regulatory AUM · August 2026
- POMONA WEALTH MANAGEMENT, LLCCRD 329171$289,781,487.00Regulatory AUM · August 2026
- PONDERA HOLDINGS LLCCRD 315097 · CHICAGO, IL$563,831,727.00Regulatory AUM · August 2026
- PONTA WEALTH PARTNERS, LLCCRD 330058 · WINTER PARK, FL$208,407,251.00Regulatory AUM · August 2026
- POPE ASSET MANAGEMENT, LLCCRD 113584 · MEMPHIS, TN$114,763,857.00Regulatory AUM · August 2026
- POPLAR POINT CAPITAL MANAGEMENT LLCCRD 165411 · BURLINGAME, CA$110,119,933.00Regulatory AUM · August 2026