Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 6
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- ANCHOR WEALTH MANAGEMENT GROUP LLCCRD 329286 · WEST PALM BEACH, FL$232,975,560.00Regulatory AUM · August 2026
- ANCHORED FINANCIAL PLANNING LLCCRD 336537 · WEST DEPTFORD, NJ$182,862,179.00Regulatory AUM · August 2026
- ANCHYRA PARTNERS LLCCRD 335467 · ATLANTA, GA$689,203,741.00Regulatory AUM · August 2026
- ANCIENT MANAGEMENT LPCRD 324806 · NEW YORK, NY$531,550,000.00Regulatory AUM · August 2026
- ANCOR HOLDINGS, LPCRD 210524 · SOUTHLAKE, TX$458,419,453.00Regulatory AUM · August 2026
- AND WEALTH PARTNERS, LLCCRD 149136 · BALTIMORE, MD$508,225,417.00Regulatory AUM · August 2026
- ANDALUSIAN CREDIT PARTNERS, LLCCRD 324744 · NEW YORK, NY$541,294,578.00Regulatory AUM · August 2026
- ANDBANC ADVISORY LLCCRD 150463 · MIAMI, FL$806,476,121.00Regulatory AUM · August 2026
- ANDERSON FINANCIAL STRATEGIES, LLCCRD 290343 · DAYTON, OH$402,105,003.00Regulatory AUM · August 2026
- ANDERSON GRIGGS & COMPANY, INC.CRD 110313 · ROCK HILL, SC$133,610,533.00Regulatory AUM · August 2026
- ANDRA CAPITAL LLCCRD 314080 · SAN FRANCISCO, CA$476,538,169.00Regulatory AUM · August 2026
- ANDREW GARRETT, INC.CRD 29931 · NEW YORK, NY$521,347,399.00Regulatory AUM · August 2026
- ANDREW HILL INVESTMENT ADVISORS, INC.CRD 141590 · NAPLES, FL$231,280,000.00Regulatory AUM · August 2026
- ANDREW W. BYRD & CO., L.L.C.CRD 163780 · NASHVILLE, TN$372,006,787.00Regulatory AUM · August 2026
- ANDREWS ADVISORY ASSOCIATES, LLCCRD 118957 · HONOLULU, HI$268,633,269.00Regulatory AUM · August 2026
- ANDREWS, LUCIA WEALTH MANAGEMENT LLCCRD 130931 · DANVILLE, CA$543,490,977.00Regulatory AUM · August 2026
- ANGELENO GROUP, LLCCRD 159677 · BEVERLY HILLS, CA$576,509,043.00Regulatory AUM · August 2026
- ANGELES FAMILY OFFICE, LLCCRD 338266 · SANTA MONICA, CA$181,973,559.00Regulatory AUM · August 2026
- ANGELLIST ASSET MANAGEMENT, LLCCRD 330361 · SEATTLE, WA$346,479,044.00Regulatory AUM · August 2026
- ANGELUS INVESTMENT CONSULTING, INC.CRD 281413 · CORAL GABLES, FL$226,001,767.00Regulatory AUM · August 2026
- ANKERSTAR WEALTH, LLCCRD 170819 · LEANDER, TX$152,547,581.00Regulatory AUM · August 2026
- ANSON CAPITAL, INC.CRD 131416 · TYRONE, GA$242,205,754.00Regulatory AUM · August 2026
- ANTARA CAPITAL LPCRD 298247 · NEW YORK, NY$537,404,646.00Regulatory AUM · August 2026
- ANTHEMIS CAPITAL MANAGERS (AMERICAS) LLCCRD 323376 · NEW YORK, NY$485,507,277.00Regulatory AUM · August 2026
- ANTHEMIS CAPITAL MANAGERS LIMITEDCRD 286542$485,594,428.00Regulatory AUM · August 2026
- ANTIPODEAN ADVISORS LLCCRD 155091$137,373,611.00Regulatory AUM · August 2026
- ANTMAN, LESTER MURRAYCRD 119311$438,939,064.00Regulatory AUM · August 2026
- ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLCCRD 312253 · SHELBURNE, VT$318,898,746.00Regulatory AUM · August 2026
- ANTONELLI FINANCIAL ADVISORS, LLCCRD 286452 · GROSSE POINTE, MI$229,098,462.00Regulatory AUM · August 2026
- ANTONETTI CAPITAL MANAGEMENT, LLCCRD 156551 · NAPLES, FL$129,358,714.00Regulatory AUM · August 2026
- AOF MANAGEMENT LLCCRD 170193 · LOS ANGELES, CA$461,469,588.00Regulatory AUM · August 2026
- AP CAPITAL DELAWARE LLCCRD 315796 · NEW YORK, NY$134,764,420.00Regulatory AUM · August 2026
- AP WEALTH MANAGEMENT, LLCCRD 156417 · AUGUSTA, GA$339,554,592.00Regulatory AUM · August 2026
- APAX PARTNERS US, LLCCRD 157110 · NEW YORK, NY$768,250,547.00Regulatory AUM · August 2026
- APEIRON RIA LLCCRD 289273 · DALLAS, TX$852,000,000.00Regulatory AUM · August 2026
- APEX CAPITAL MANAGEMENT, L.L.C.CRD 117059 · LAFAYETTE, LA$225,190,934.00Regulatory AUM · August 2026
- APEX INVESTMENT GROUP, LLCCRD 333593 · HUDSON, MA$211,108,269.00Regulatory AUM · August 2026
- APEX INVESTMENTS MANAGEMENT US, LLCCRD 322874 · COCONUT GROVE, FL$392,490,285.00Regulatory AUM · August 2026
- APEX INVESTMENTS MANAGEMENT, S.A.CRD 323044$392,490,285.00Regulatory AUM · August 2026
- APEX STRATEGIC WEALTH, LLCCRD 308569 · CHATTANOOGA, TN$292,139,662.00Regulatory AUM · August 2026
- APEX WEALTH ADVISORS LLCCRD 316564$122,151,571.00Regulatory AUM · August 2026
- APEX WEALTH MANAGEMENT, LLCCRD 317091 · BEDFORD, NH$191,060,986.00Regulatory AUM · August 2026
- APFORIA LTDCRD 327176 · VIRGINIA BEACH, VA$101,914,296.00Regulatory AUM · August 2026
- APHIAS CAPITAL, L.P.CRD 336255 · SAN FRANCISCO, CA$675,752,500.00Regulatory AUM · August 2026
- APIS & HERITAGE CAPITAL PARTNERS, LLCCRD 315195 · WASHINGTON, DC$231,057,449.00Regulatory AUM · August 2026
- APO FINANCIAL SERVICES, LLCCRD 297647 · WESTMINSTER, CO$124,251,289.00Regulatory AUM · August 2026
- APOLLO S3 RIC MANAGEMENT, L.P.CRD 330339 · NEW YORK, NY$423,846,983.00Regulatory AUM · August 2026
- APPALACHIAN CAPITAL MANAGEMENT LTDCRD 120038 · ST. CLAIRSVILLE, OH$175,316,177.00Regulatory AUM · August 2026
- APPIAN WAY FINANCIAL LLCCRD 168109 · PASADENA, CA$142,870,837.00Regulatory AUM · August 2026
- APPLE & ASSOCIATESCRD 126849 · GRASS VALLEY, CA$137,703,665.00Regulatory AUM · August 2026
- APPLE TREE ASSET MANAGEMENT, LLCCRD 298437 · FORT WAYNE, IN$151,850,105.00Regulatory AUM · August 2026
- APPLEWHITE FINANCIAL PLANNING, PLLCCRD 169799 · DALLAS, TX$153,132,711.00Regulatory AUM · August 2026
- APPLIED CAPITAL LLCCRD 128996$157,400,236.00Regulatory AUM · August 2026
- APPLIED CAPITAL LLCCRD 166175 · LITTLE ROCK, AR$357,525,640.00Regulatory AUM · August 2026
- APPLIED FUNDAMENTAL RESEARCH, LLCCRD 167645 · CAMBRIDGE, MA$142,861,474.00Regulatory AUM · August 2026
- APPLIED QUANTITATIVE INVESTMENTS LLCCRD 339159 · LONE TREE, CO$107,861,049.00Regulatory AUM · August 2026
- APPOMATTOX ADVISORY, INCCRD 153731 · NEW YORK, NY$425,626,549.00Regulatory AUM · August 2026
- APPROACH CAPITAL LLCCRD 291807$100,000,000.00Regulatory AUM · August 2026
- APPROACH RETIREMENT ADVISORS, LLCCRD 166221 · BIRMINGHAM, AL$227,468,365.00Regulatory AUM · August 2026
- APRICITY FINANCIAL, LLCCRD 330201$110,796,561.00Regulatory AUM · August 2026
- APRICUS WEALTH LLCCRD 306239 · BEAUFORT, SC$335,686,442.00Regulatory AUM · August 2026
- APS ADVISORSCRD 153504 · JACKSON, CA$197,246,667.00Regulatory AUM · August 2026
- APS MANAGEMENT GROUP, INC.CRD 284697 · TORRANCE, CA$217,405,713.00Regulatory AUM · August 2026
- APS WEALTH MANAGEMENT, LLCCRD 298233 · MELVILLE, NY$311,548,181.00Regulatory AUM · August 2026
- AQUA ADVISORS LLCCRD 285399$298,810,311.00Regulatory AUM · August 2026
- AQUA CAPITAL ADVISORS LLCCRD 151887 · LOS ANGELES, CA$143,769,398.00Regulatory AUM · August 2026
- AQUIRE WEALTH ADVISORS, LLCCRD 149559 · SALT LAKE CITY, UT$504,001,496.00Regulatory AUM · August 2026
- AR ASSET MANAGEMENT, INC.CRD 110342 · WEST HOLLYWOOD, CA$602,638,535.00Regulatory AUM · August 2026
- ARA GC PARTNERS, LLCCRD 334354 · HOUSTON, TX$935,931,451.00Regulatory AUM · August 2026
- ARABLE CAPITAL PARTNERS, LLCCRD 287629 · BELLEVUE, WA$671,203,734.00Regulatory AUM · August 2026
- ARAGON CAPITAL LLCCRD 166958 · FORT LAUDERDALE, FL$349,286,143.00Regulatory AUM · August 2026
- ARAGON FAMILY OFFICE LLCCRD 337597 · HOMEWOOD, AL$112,050,000.00Regulatory AUM · August 2026
- ARAGON GLOBAL MANAGEMENT, LPCRD 156043 · MIAMI, FL$368,989,194.00Regulatory AUM · August 2026
- ARARAT CAPITAL MANAGEMENT LPCRD 291783 · WESTPORT, CT$358,607,563.00Regulatory AUM · August 2026
- ARAVALLI CAPITAL MANAGEMENT LPCRD 327861 · NEW YORK, NY$191,396,303.00Regulatory AUM · August 2026
- ARBA CREDIT MANAGEMENT, L.P.CRD 304734 · CONSHOHOCKEN, PA$289,105,601.00Regulatory AUM · August 2026
- ARBALPHA CAPITAL, LLCCRD 327158 · MIAMI, FL$121,564,988.00Regulatory AUM · August 2026
- ARBOR CAPITAL MANAGEMENT INCCRD 111362 · ANCHORAGE, AK$372,480,626.00Regulatory AUM · August 2026
- ARBOR FINANCIAL SERVICES, LLCCRD 150713 · DOWNERS GROVE, IL$122,215,136.00Regulatory AUM · August 2026
- ARBOR INVESTMENT MANAGEMENT, LLCCRD 154735 · ANN ARBOR, MI$162,000,000.00Regulatory AUM · August 2026
- ARBOR PRIVATE WEALTH, LLCCRD 315812 · ASHBURN, VA$160,140,646.00Regulatory AUM · August 2026
- ARBOR TRUST WEALTH ADVISORS, LLCCRD 169611 · ANN ARBOR, MI$611,402,502.00Regulatory AUM · August 2026
- ARBOR WEALTH ADVISORS LLCCRD 169570 · TROY, MI$657,749,792.00Regulatory AUM · August 2026
- ARBOR WEALTH MANAGEMENT, LLCCRD 168774 · TEMPE, AZ$138,051,761.00Regulatory AUM · August 2026
- ARBORFI ADVISORS, LLCCRD 305009 · ANN ARBOR, MI$148,397,411.00Regulatory AUM · August 2026
- ARBORSTONE FINANCIAL, LLCCRD 338225 · ANDOVER, MA$476,000,000.00Regulatory AUM · August 2026
- ARBUS CAPITAL MANAGEMENT, LLCCRD 148709$130,185,093.00Regulatory AUM · August 2026
- ARC ADVISORY LLCCRD 330258 · SAN FRANCISCO, CA$708,278,677.00Regulatory AUM · August 2026
- ARC24 MANAGEMENT, LPCRD 331983 · NEW YORK, NY$179,656,661.00Regulatory AUM · August 2026
- ARCA INVESTMENT MANAGEMENT, LLCCRD 298298 · MARINA DEL REY, CA$188,144,169.00Regulatory AUM · August 2026
- ARCADIA FUNDS, LLCCRD 166087 · BURLINGTON, MA$192,754,708.00Regulatory AUM · August 2026
- ARCADIA INVESTMENT ADVISORS, LLCCRD 109590 · EAGLE, ID$345,801,223.00Regulatory AUM · August 2026
- ARCADIA WEALTH MANAGEMENT, INC.CRD 165504 · SMITHTOWN, NY$383,594,739.00Regulatory AUM · August 2026
- ARCADIA WEALTH MANAGEMENT, LLCCRD 284925 · MANCHESTER, NH$445,515,434.00Regulatory AUM · August 2026
- ARCADIUS CAPITAL PARTNERS INC.CRD 173645$106,249,470.00Regulatory AUM · August 2026
- ARCAPITA INVESTMENT MANAGEMENT US INC.CRD 168148 · ATLANTA, GA$607,303,058.00Regulatory AUM · August 2026
- ARCATAUR CAPITAL MANAGEMENT LLCCRD 124663 · MILWAUKEE, WI$469,535,872.00Regulatory AUM · August 2026
- ARCH GLOBAL ADVISORS, LLCCRD 297397 · NEW YORK, NY$230,913,938.00Regulatory AUM · August 2026
- ARCH PARTNERS WEALTH MANAGEMENT, INC.CRD 123735 · WATKINSVILLE, GA$109,152,241.00Regulatory AUM · August 2026
- ARCHAMBO FINANCIAL ADVISORS, INC.CRD 129927 · BARTLESVILLE, OK$163,077,864.00Regulatory AUM · August 2026