Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 68
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- PENBROOK MANAGEMENT LLCCRD 127269 · NEW YORK, NY$175,390,001.00Regulatory AUM · August 2026
- PENDER CAPITAL MANAGEMENT, LLCCRD 281448 · DALLAS, TX$661,353,829.00Regulatory AUM · August 2026
- PENDLETON FINANCIAL, LLCCRD 325303 · RALEIGH, NC$160,032,334.00Regulatory AUM · August 2026
- PENINSULA ASSET MANAGEMENT INCCRD 108600 · BRADENTON, FL$284,122,060.00Regulatory AUM · August 2026
- PENNANTPARK PRIVATE INCOME FUND ADVISERS LLCCRD 337750 · MIAMI BEACH, FL$138,756,802.00Regulatory AUM · August 2026
- PENNEY FINANCIAL, LLCCRD 282084 · HOUSTON, TX$303,508,319.00Regulatory AUM · August 2026
- PENNSYLVANIA CAPITAL MANAGEMENT INC.CRD 107648 · HUNTINGDON VALLEY, PA$848,645,464.00Regulatory AUM · August 2026
- PENOBSCOT WEALTH MANAGEMENTCRD 286211 · PORTLAND, ME$544,532,434.00Regulatory AUM · August 2026
- PENSION & WEALTH MANAGEMENT ADVISORS, INC.CRD 309546 · WALTHAM, MA$529,811,638.00Regulatory AUM · August 2026
- PENTO PORTFOLIO STRATEGIES, LLCCRD 159217 · NAPLES, FL$237,261,430.00Regulatory AUM · August 2026
- PEOPLE MAKE THE DIFFERENCE, INC.CRD 159443 · HOOVER, AL$111,641,308.00Regulatory AUM · August 2026
- PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.CRD 119436 · WAYZATA, MN$505,012,465.00Regulatory AUM · August 2026
- PEREA CAPITAL, LLCCRD 171657 · HOUSTON, TX$164,185,986.00Regulatory AUM · August 2026
- PEREGRINE ASSET ADVISERS, INC.CRD 115738 · PORTLAND, OR$610,995,215.00Regulatory AUM · August 2026
- PEREGRINE INVESTMENT ADVISORS, LLCCRD 153081 · MADISON, MS$368,442,604.00Regulatory AUM · August 2026
- PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LPCRD 143598 · NEW YORK, NY$238,419,449.00Regulatory AUM · August 2026
- PERENNIAL ADVISORS GROUP, LLCCRD 128600 · WESTFORD, MA$397,397,651.00Regulatory AUM · August 2026
- PERENNIAL ADVISORS, LLCCRD 168859 · NEW YORK, NY$761,920,885.00Regulatory AUM · August 2026
- PEREON WEALTH LLCCRD 338908$180,571,500.00Regulatory AUM · August 2026
- PERIGEE CAPITAL, LPCRD 122085 · SARASOTA, FL$425,687,489.00Regulatory AUM · August 2026
- PERINI CAPITAL, LLCCRD 158540 · CARLSBAD, NM$287,036,522.00Regulatory AUM · August 2026
- PERIOPE, LCCRD 144256 · ST. GEORGE, UT$177,241,870.00Regulatory AUM · August 2026
- PERISCOPE EQUITY LLCCRD 290326 · CHICAGO, IL$666,953,626.00Regulatory AUM · August 2026
- PERISSOS PRIVATE WEALTH MANAGEMENT, LLCCRD 217514 · BETHANY, OK$167,076,989.00Regulatory AUM · August 2026
- PERKINS CAPITAL MANAGEMENT INCCRD 105028 · WAYZATA, MN$147,842,093.00Regulatory AUM · August 2026
- PERMANENT CAPITAL MANAGEMENT, LPCRD 328318 · CHICAGO, IL$768,906,969.00Regulatory AUM · August 2026
- PERMANENT EQUITY MANAGEMENT, LLCCRD 309530 · COLUMBIA, MO$508,750,700.00Regulatory AUM · August 2026
- PERMIT CAPITAL, LLCCRD 138436 · WEST CONSHOHOCKEN, PA$491,129,928.00Regulatory AUM · August 2026
- PERRY CAPITAL PARTNERS LLCCRD 312808$450,000,000.00Regulatory AUM · August 2026
- PERRYRIDGE CAPITAL LPCRD 331781 · GREENWICH, CT$226,613,195.00Regulatory AUM · August 2026
- PERSIMMON CAPITAL MANAGEMENT, LPCRD 334563 · BLUE BELL, PA$368,469,044.00Regulatory AUM · August 2026
- PERSIUM ADVISORS, LLCCRD 128335 · ATLANTA, GA$583,630,141.00Regulatory AUM · August 2026
- PERSONAL CHOICE FINANCIAL ADVISORS, LLCCRD 110384 · CINCINNATI, OH$211,334,500.00Regulatory AUM · August 2026
- PERSONAL FINANCIAL PROFILES INCCRD 109327 · CORAL SPRINGS, FL$335,290,835.00Regulatory AUM · August 2026
- PERSONAL FINANCIAL SOLUTIONS, LLCCRD 129095 · MANASQUAN, NJ$155,649,583.00Regulatory AUM · August 2026
- PERSONAL MONEY PLANNING, LLCCRD 112178 · WICHITA FALLS, TX$126,734,464.00Regulatory AUM · August 2026
- PERSONALIZED FINANCIAL SOLUTIONS LLCCRD 306475 · CLEARWATER, FL$142,558,870.00Regulatory AUM · August 2026
- PERSPECTIVE WEALTH ADVISORS LLCCRD 332574 · LOVELAND, CO$158,037,995.00Regulatory AUM · August 2026
- PERSPECTIVE WEALTH PARTNERS, LLCCRD 140330 · BOISE, ID$843,910,938.00Regulatory AUM · August 2026
- PETER KIMMELMAN ASSET MANAGEMENT LPCRD 133302 · NEW YORK, NY$466,272,000.00Regulatory AUM · August 2026
- PETERSON FINANCIAL GROUP, INC.CRD 169519 · DES MOINES, IA$299,196,453.00Regulatory AUM · August 2026
- PETERSON FINANCIAL SERVICES LLCCRD 106127 · DENVER, CO$124,037,371.00Regulatory AUM · August 2026
- PETERSON ROGERS PRIVATE WEALTH, LLCCRD 324001 · SALT LAKE CITY, UT$177,052,919.00Regulatory AUM · August 2026
- PETERSON WEALTH ADVISORS, LLCCRD 146349 · OREM, UT$829,682,153.00Regulatory AUM · August 2026
- PETERSON WEALTH MANAGEMENT, LLCCRD 285415 · SPARKS, NV$251,106,521.00Regulatory AUM · August 2026
- PETERSON WEALTH SERVICES INC.CRD 288620 · SOUTH OGDEN, UT$528,544,411.00Regulatory AUM · August 2026
- PETIX & BOTTE COMPANYCRD 170020 · LA MESA, CA$411,940,000.00Regulatory AUM · August 2026
- PETRA FINANCIAL ADVISORS INCCRD 107196 · COLORADO SPRINGS, CO$447,237,190.00Regulatory AUM · August 2026
- PETRICHOR HEALTHCARE CAPITAL MANAGEMENT LPCRD 288664 · NEW YORK, NY$966,491,168.00Regulatory AUM · August 2026
- PETRIE CAPITAL MANAGEMENT LLC.CRD 136480 · SEATTLE, WA$105,181,953.00Regulatory AUM · August 2026
- PETROCAP, LLCCRD 169688 · DALLAS, TX$949,062,177.00Regulatory AUM · August 2026
- PETROS FAMILY WEALTH, LLCCRD 324059 · BLOOMINGTON, MN$341,596,465.00Regulatory AUM · August 2026
- PETTEE INVESTORS INCCRD 105553 · ROWAYTON, CT$191,874,111.00Regulatory AUM · August 2026
- PF ADVISORS, LLCCRD 277156 · CHADDS FORD, PA$238,367,520.00Regulatory AUM · August 2026
- PFC CAPITAL GROUP INCCRD 110648 · LOS ANGELES, CA$262,457,567.00Regulatory AUM · August 2026
- PFG INVESTMENTS, LLCCRD 289256 · JACKSONVILLE, OR$436,767,591.00Regulatory AUM · August 2026
- PFG PRIVATE WEALTH MANAGEMENT, LLCCRD 282301 · LUTZ, FL$289,039,931.00Regulatory AUM · August 2026
- PFINGSTEN PARTNERS, L.L.C.CRD 156493 · CHICAGO, IL$787,015,536.00Regulatory AUM · August 2026
- PFLUEGER WEALTH, LLCCRD 339188$100,681,756.00Regulatory AUM · August 2026
- PFLUG KOORY, LLCCRD 109268 · OMAHA, NE$346,958,057.00Regulatory AUM · August 2026
- PFS PARTNERS, LLCCRD 147872 · MINE HILL, NJ$435,637,246.00Regulatory AUM · August 2026
- PFW ADVISORS, LLCCRD 325119 · ATLANTA, GA$393,214,505.00Regulatory AUM · August 2026
- PGP ADVISORS, LLCCRD 172611 · KETCHUM, ID$222,832,650.00Regulatory AUM · August 2026
- PHAROS CAPITAL GROUP, LLCCRD 158849 · BRENTWOOD, TN$629,619,525.00Regulatory AUM · August 2026
- PHARVISION ADVISERS, LLCCRD 311739 · BOCA RATON, FL$513,176,361.00Regulatory AUM · August 2026
- PHASE III ADVISORY SERVICES, LTDCRD 122959 · BUFFALO GROVE, IL$210,911,349.00Regulatory AUM · August 2026
- PHD CONSULTING LLCCRD 304989 · OVERLAND PARK, KS$506,191,314.00Regulatory AUM · August 2026
- PHIL A. YOUNKER & ASSOCIATES, LTD.CRD 311775$202,173,074.00Regulatory AUM · August 2026
- PHILADELPHIA FINANCIAL MANAGEMENT OF SAN FRANCISCO, LLCCRD 131413 · SAN FRANCISCO, CA$730,032,684.00Regulatory AUM · August 2026
- PHILADELPHIA INVESTMENT PARTNERS, LLCCRD 122733 · VOORHEES, NJ$175,973,650.00Regulatory AUM · August 2026
- PHILIP JAMES WEALTH MANAGEMENT, LLCCRD 297517 · ALPHARETTA, GA$930,625,185.00Regulatory AUM · August 2026
- PHILIP O. JOHNSON & COMPANY, LTD.CRD 104621 · TEMPE, AZ$300,962,981.00Regulatory AUM · August 2026
- PHILIP VONGONTARD, CFA, LLCCRD 127938 · ST.LOUIS, MO$288,549,582.00Regulatory AUM · August 2026
- PHILLIP B. WHITE CO., INC.CRD 300623 · SAN LUIS OBISPO, CA$318,703,165.00Regulatory AUM · August 2026
- PHILLIP JAMES CONSULTING CO.CRD 168228 · PLYMOUTH, MN$222,065,777.00Regulatory AUM · August 2026
- PHILLIPS WEALTH PLANNERS LLCCRD 319226 · STARKVILLE, MS$340,794,278.00Regulatory AUM · August 2026
- PHILOSMITH CAPITAL CORPORATIONCRD 162082 · STAMFORD, CT$380,477,979.00Regulatory AUM · August 2026
- PHOCAS FINANCIAL CORPORATIONCRD 135470 · ALAMEDA, CA$682,712,667.00Regulatory AUM · August 2026
- PHOENICIAN CAPITAL LLCCRD 286033 · NEW YORK, NY$158,763,769.00Regulatory AUM · August 2026
- PHOENICIAN RESOURCES FUND SPONSOR, LLCCRD 304953 · NEW YORK, NY$332,170,094.00Regulatory AUM · August 2026
- PHOENIX CAPITAL REALTY ADVISORS, LLCCRD 161129 · ADDISON, TX$155,769,839.00Regulatory AUM · August 2026
- PHOENIX REALTY GROUP LLCCRD 160249 · NEW YORK, NY$208,492,000.00Regulatory AUM · August 2026
- PHOENIX WEALTH ADVISORS INC.CRD 118412 · CHAPEL HILL, NC$641,416,303.00Regulatory AUM · August 2026
- PHORCYS CAPITAL PARTNERS, LLCCRD 285635 · ALPHARETTA, GA$191,481,543.00Regulatory AUM · August 2026
- PHRACTION MANAGEMENT LLCCRD 298633 · COLCHESTER, CT$625,535,042.00Regulatory AUM · August 2026
- PHYSICIAN FAMILY FINANCIAL ADVISORS INCCRD 138433 · BEAVERTON, OR$284,854,509.00Regulatory AUM · August 2026
- PHYSICIAN WEALTH SOLUTIONS INC.CRD 151570$298,874,272.00Regulatory AUM · August 2026
- PHYSICIANS FINANCIAL SERVICES, INC.CRD 118519 · RALEIGH, NC$482,279,486.00Regulatory AUM · August 2026
- PIAR LLCCRD 163994$161,458,039.00Regulatory AUM · August 2026
- PICEA CAPITAL LLCCRD 307775 · MIAMI, FL$186,765,709.00Regulatory AUM · August 2026
- PICTET ASSET MANAGEMENT (USA) CORPCRD 306378 · NEW YORK, NY$382,040,772.00Regulatory AUM · August 2026
- PIEDMONT CAPITAL MANAGEMENT, LLCCRD 155682 · GREENBORO, NC$495,622,727.00Regulatory AUM · August 2026
- PIEDMONT CAPITAL MANAGEMENT, LLCCRD 165775 · WHITEFISH, MT$231,829,166.00Regulatory AUM · August 2026
- PIEDMONT PRIVATE WEALTH, LLCCRD 339616$105,000,000.00Regulatory AUM · August 2026
- PIER 88 INVESTMENT PARTNERS, LLCCRD 169316 · SAN FRANCISCO, CA$568,043,382.00Regulatory AUM · August 2026
- PIER CAPITAL, LLCCRD 131212 · STAMFORD, CT$647,707,100.00Regulatory AUM · August 2026
- PIKE STREET CAPITAL, LPCRD 300264 · SEATTLE, WA$727,426,301.00Regulatory AUM · August 2026
- PILGRIM GLOBAL ADVISORS LLCCRD 323259 · RENO, NV$884,170,065.00Regulatory AUM · August 2026
- PILGRIMS CAPITAL ADVISORS, INC.CRD 121348 · GRANDVILLE, MI$294,874,206.00Regulatory AUM · August 2026
- PILLAR FINANCIAL ADVISORS, LLCCRD 121880 · LOUISVILLE, KY$357,868,054.00Regulatory AUM · August 2026