Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 67
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- PARKSHORE WEALTH MANAGEMENTCRD 148052 · GRANITE BAY, CA$517,887,077.00Regulatory AUM · August 2026
- PARKSTONE WEALTH MANAGEMENT, LLCCRD 168253 · ARLINGTON, TX$210,611,988.00Regulatory AUM · August 2026
- PARKVIEW ASSET MANAGEMENT, INC.CRD 307977 · OAKBROOK TERRACE, IL$206,056,032.00Regulatory AUM · August 2026
- PARKVIEW LTD.CRD 160171$488,483,244.00Regulatory AUM · August 2026
- PARKVIEW US LLCCRD 160172 · NEW YORK, NY$312,331,270.00Regulatory AUM · August 2026
- PARRISH CAPITAL, LLCCRD 172783 · KENNESAW, GA$149,960,793.00Regulatory AUM · August 2026
- PARSONEX ADVISORY SERVICES, INC.CRD 160275 · ENGLEWOOD, CO$271,312,952.00Regulatory AUM · August 2026
- PARSOW MANAGEMENT LLCCRD 160486$301,226,564.00Regulatory AUM · August 2026
- PARTICIPANT CAPITAL ADVISORS, LLCCRD 304859 · MIAMI, FL$166,142,240.00Regulatory AUM · August 2026
- PARTNERS CAPITAL SERVICES, INC.CRD 127621 · HAUPPAUGE, NY$109,086,679.00Regulatory AUM · August 2026
- PARTNERS FOR GROWTH MANAGERS, LLCCRD 163495 · TIBURON, CA$962,187,957.00Regulatory AUM · August 2026
- PARTNERS IN FINANCIAL PLANNING, LLCCRD 151980 · SALEM, VA$913,571,674.00Regulatory AUM · August 2026
- PARTNERSHIP CAPITAL GROWTH INVESTORS MANAGEMENT, LLCCRD 173288 · LOS GATOS, CA$141,536,229.00Regulatory AUM · August 2026
- PARTNERSHIP WEALTH MANAGEMENT, LLCCRD 285718 · TOWSON, MD$234,906,000.00Regulatory AUM · August 2026
- PARVIN ASSET MANAGEMENT, LLCCRD 315701 · SIOUX FALLS, SD$178,969,401.00Regulatory AUM · August 2026
- PASCAL INVESTMENT ADVISERS SACRD 338038$874,318,479.00Regulatory AUM · August 2026
- PASI INVESTMENTS, LLCCRD 145640 · FARMINGTON, CT$676,296,448.00Regulatory AUM · August 2026
- PASKIN & BERLER CAPITAL ADVISORS, LLCCRD 160004$390,907,044.00Regulatory AUM · August 2026
- PASNAU INVESTMENT MANAGEMENT, INC.CRD 125647$128,752,000.00Regulatory AUM · August 2026
- PASQUA, THOMASCRD 139618 · PALM CITY, FL$129,719,815.00Regulatory AUM · August 2026
- PASSIVE CAPITAL MANAGEMENT, LLCCRD 142870 · SYRACUSE, NY$996,942,091.00Regulatory AUM · August 2026
- PASSPORT CAPITAL, LLCCRD 134484 · SAN FRANCISCO, CA$532,370,151.00Regulatory AUM · August 2026
- PASSPORT WEALTH MANAGEMENT LLCCRD 297449 · CORNELIUS, NC$115,333,521.00Regulatory AUM · August 2026
- PATH CAPITAL PARTNERS, LLCCRD 335156 · NORTH MIAMI BEACH, FL$169,002,642.00Regulatory AUM · August 2026
- PATHFINDER 360 MANAGEMENTCO, LLCCRD 319211 · MINNETONKA, MN$343,763,326.00Regulatory AUM · August 2026
- PATHFINDER WEALTH MANAGEMENT, INC.CRD 122768 · ROCKFORD, IL$121,422,558.00Regulatory AUM · August 2026
- PATHMONT, LLCCRD 299217 · SEATTLE, WA$169,666,110.00Regulatory AUM · August 2026
- PATHWAY FINANCIAL ADVISERS, LLCCRD 166237 · AUBURN, IN$524,223,965.00Regulatory AUM · August 2026
- PATHWAY FINANCIAL SOLUTIONS, INC.CRD 340594 · SALINA, KS$135,287,789.00Regulatory AUM · August 2026
- PATHWAY WEALTH MANAGEMENT, LLCCRD 283774 · DALLAS, TX$116,022,199.00Regulatory AUM · August 2026
- PATHWAYS ADVISORY GROUP, INC.CRD 143817 · FRESNO, CA$388,476,260.00Regulatory AUM · August 2026
- PATHWAYS WEALTH MANAGEMENT, INC.CRD 154125$287,019,868.00Regulatory AUM · August 2026
- PATHWISE WEALTH PARTNERS, LLCCRD 174215 · WALNUT CREEK, CA$255,048,770.00Regulatory AUM · August 2026
- PATHWORKS FINANCIAL, INC.CRD 138393 · NOVI, MI$279,258,481.00Regulatory AUM · August 2026
- PATRICK FINANCIAL GROUP, L.L.C.CRD 124610 · BRIGHTON, MI$170,440,000.00Regulatory AUM · August 2026
- PATRICK M. SWEENEY & ASSOCIATES, INCCRD 112802 · LIBERTYVILLE, IL$252,538,390.00Regulatory AUM · August 2026
- PATRICK MAURO INVESTMENT ADVISOR, INC.CRD 122742$212,088,940.00Regulatory AUM · August 2026
- PATRICOF CO. LLCCRD 320902 · NEW YORK, NY$264,223,963.00Regulatory AUM · August 2026
- PATRON PARTNERS, LLCCRD 310629 · HOUSTON, TX$325,702,333.00Regulatory AUM · August 2026
- PATTON FUND MANAGEMENT, INC.CRD 120533$977,201,577.00Regulatory AUM · August 2026
- PAUL & CO. WEALTH MANAGEMENT, INC.CRD 331617 · ATASCADERO, CA$164,699,635.00Regulatory AUM · August 2026
- PAUL J. GLASHOFER ENTERPRISES, INC.CRD 146262$284,265,000.00Regulatory AUM · August 2026
- PAULSON WEALTH MANAGEMENT INC.CRD 150374 · WEST PALM BEACH, FL$558,941,880.00Regulatory AUM · August 2026
- PAVAKI CAPITAL MANAGEMENT, LLCCRD 316395$410,135,655.00Regulatory AUM · August 2026
- PAVE INVESTMENT ADVISORS, LLC.CRD 322420 · NEW YORK, NY$669,568,934.00Regulatory AUM · August 2026
- PAVION BLUE CAPITAL, LLCCRD 301968 · NEWPORT BEACH, CA$443,664,706.00Regulatory AUM · August 2026
- PAVLIC INVESTMENT ADVISORS, INC.CRD 111246 · DELAFIELD, WI$108,843,269.00Regulatory AUM · August 2026
- PAX FINANCIAL GROUP, LLCCRD 284164 · SAN ANTONIO, TX$747,082,147.00Regulatory AUM · August 2026
- PAYNE CAPITAL LLCCRD 329458$170,887,842.00Regulatory AUM · August 2026
- PC3 PARTNERS, LLCCRD 339659 · MIAMI BEACH, FL$156,046,170.00Regulatory AUM · August 2026
- PCB CAPITAL LLCCRD 309784 · EAST BRUNSWICK, NJ$184,775,085.00Regulatory AUM · August 2026
- PCG ASSET MANAGEMENT, LLCCRD 148208 · GLADSTONE, NJ$143,087,798.00Regulatory AUM · August 2026
- PCG WEALTH ADVISORS, LLCCRD 290977 · OVERLAND PARK, KS$931,127,284.00Regulatory AUM · August 2026
- PCJ INVESTMENT COUNSEL LTD.CRD 174083$924,342,654.00Regulatory AUM · August 2026
- PEACE OF MIND FINANCIAL, INCCRD 289067 · COLORADO SPRINGS, CO$123,633,619.00Regulatory AUM · August 2026
- PEACHCAP TAX & ADVISORY, LLCCRD 158729 · ATLANTA, GA$147,477,373.00Regulatory AUM · August 2026
- PEACHTREE INVESTMENT PARTNERS, LLCCRD 142839$335,811,989.00Regulatory AUM · August 2026
- PEACHTREE WEALTH ADVISORS, INCCRD 139779 · ATLANTA, GA$436,786,765.00Regulatory AUM · August 2026
- PEAK AMERICAN INVESTMENT ADVISORS, INC.CRD 145056 · PLANO, TX$148,987,179.00Regulatory AUM · August 2026
- PEAK CAPITAL MANAGEMENT, LLCCRD 141488 · GREENWOOD VILLAGE, CO$165,213,827.00Regulatory AUM · August 2026
- PEAK FINANCIAL ADVISORS, LLCCRD 115207 · DENVER, CO$268,751,194.00Regulatory AUM · August 2026
- PEAK FINANCIAL CONSULTING, INC.CRD 291860 · BLOOMINGTON, MN$132,271,141.00Regulatory AUM · August 2026
- PEAK FINANCIAL MANAGEMENT INCCRD 110559 · WELLESLEY, MA$534,424,348.00Regulatory AUM · August 2026
- PEAK FINANCIAL MANAGEMENT, INC.CRD 281223 · BROOMFIELD, CO$109,420,824.00Regulatory AUM · August 2026
- PEAK INVESTMENT ADVISORS, INC.CRD 113967 · COLORADO SPRINGS, CO$234,624,302.00Regulatory AUM · August 2026
- PEAK PLANNING GROUP, LLCCRD 289891 · CENTENNIAL, CO$709,995,204.00Regulatory AUM · August 2026
- PEAK RETIREMENT PLANNING, INC.CRD 317592 · COLUMBUS, OH$631,022,251.00Regulatory AUM · August 2026
- PEAK WEALTH MANAGEMENT LLCCRD 281036 · NASHUA, NH$156,125,904.00Regulatory AUM · August 2026
- PEAK WEALTH MANAGEMENT, LLCCRD 166944 · PLYMOUTH, MI$446,000,000.00Regulatory AUM · August 2026
- PEAK WEALTH SOLUTIONS, INC.CRD 127391 · PEPPER PIKE, OH$911,579,977.00Regulatory AUM · August 2026
- PEAKEQUITY PARTNERS MANAGEMENT CO., L.L.C.CRD 281131 · VILLANOVA, PA$485,479,513.00Regulatory AUM · August 2026
- PEAKSHARES LLCCRD 329193 · TAMPA, FL$110,000,000.00Regulatory AUM · August 2026
- PEAKVALLEY WEALTH, LLCCRD 165542 · ROANOKE, VA$130,270,000.00Regulatory AUM · August 2026
- PEAKVIEW MANAGEMENT, LLCCRD 305663 · MENLO PARK, CA$646,434,068.00Regulatory AUM · August 2026
- PEAPOD LANE CAPITAL LLCCRD 159963 · BEDFORD HILLS, NY$108,188,034.00Regulatory AUM · August 2026
- PEARL PLANNING, LLCCRD 336568 · DEXTER, MI$329,182,626.00Regulatory AUM · August 2026
- PEARL WEALTH GROUP, LLCCRD 326283$102,909,000.00Regulatory AUM · August 2026
- PEARL WEALTH LLCCRD 296811$129,900,328.00Regulatory AUM · August 2026
- PEARL WEALTH LLCCRD 299508 · PORTLAND, OR$156,345,588.00Regulatory AUM · August 2026
- PEARLSTONE ALTERNATIVE (UK) LLPCRD 324441$210,490,700.00Regulatory AUM · August 2026
- PEARSON CREEK CAPITAL MANAGEMENT LLCCRD 160354 · CHICAGO, IL$284,808,278.00Regulatory AUM · August 2026
- PEAVINE CAPITAL, LLCCRD 159922$496,295,948.00Regulatory AUM · August 2026
- PEB CAPITAL MANAGEMENT LLCCRD 315241 · COLUMBUS, OH$171,008,134.00Regulatory AUM · August 2026
- PEBBLE VALLEY HOLDINGS, INCCRD 145664 · WESTERN SPRINGS, IL$129,482,696.00Regulatory AUM · August 2026
- PECAUT & CO.CRD 2997 · SIOUX CITY, IA$381,753,129.00Regulatory AUM · August 2026
- PECK WEALTH MANAGEMENT, LLCCRD 157407$157,370,960.00Regulatory AUM · August 2026
- PEDDOCK CAPITAL ADVISORS, LLCCRD 148216 · BRAINTREE, MA$836,154,847.00Regulatory AUM · August 2026
- PEERLESS WEALTH LLCCRD 305807 · COLUMBUS, OH$148,652,650.00Regulatory AUM · August 2026
- PEGASUS ASSET MANAGEMENT INCCRD 104766 · MORRISTOWN, NJ$553,614,805.00Regulatory AUM · August 2026
- PEGASUS CAPITAL ADVISORS, L.P.CRD 157094 · STAMFORD, CT$343,378,522.00Regulatory AUM · August 2026
- PEGASUS FINANCIAL GROUP LLCCRD 145127 · CHANTILLY, VA$122,320,436.00Regulatory AUM · August 2026
- PEIRCE CAPITAL MANAGEMENT, LLCCRD 142654 · THE WOODLANDS, TX$534,142,874.00Regulatory AUM · August 2026
- PEIRCE PARK GROUP INC.CRD 118655 · WEST CHESTER, PA$315,729,132.00Regulatory AUM · August 2026
- PELICAN INVESTMENT ADVISORS, LLCCRD 313227 · BATON ROUGE, LA$128,500,000.00Regulatory AUM · August 2026
- PELKONEN AND ASSOCIATES LLCCRD 305933 · MELVILLE, NY$293,299,775.00Regulatory AUM · August 2026
- PELOTON CAPITAL MANAGEMENTCRD 109775 · INDIANAPOLIS, IN$281,997,605.00Regulatory AUM · August 2026
- PELOTON EQUITY LLCCRD 301543 · GREENWICH, CT$409,502,772.00Regulatory AUM · August 2026
- PELTOMA CAPITAL PARTNERS, LLCCRD 325138$211,213,434.00Regulatory AUM · August 2026
- PEMBERWICK INVESTMENT ADVISORS, LLCCRD 149639 · GREENWICH, CT$173,700,000.00Regulatory AUM · August 2026
- PEMBROOK CAPITAL MANAGEMENT LLCCRD 161420 · NEW YORK, NY$468,538,044.00Regulatory AUM · August 2026