Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 66
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- PACIFIC CAPITAL ASSOCIATES, INC.CRD 160407 · SAN DIEGO, CA$258,800,740.00Regulatory AUM · August 2026
- PACIFIC CAPITAL WEALTH ADVISORS, INC.CRD 159294 · CORONA, CA$668,641,467.00Regulatory AUM · August 2026
- PACIFIC COAST INVESTMENT ADVISORS, LLCCRD 137963 · WEST LINN, OR$122,179,913.00Regulatory AUM · August 2026
- PACIFIC EXCEL WEALTH ADVISORS, INC.CRD 172356 · WALNUT CREEK, CA$110,790,269.00Regulatory AUM · August 2026
- PACIFIC FINANCIAL ADVISORS, INC.CRD 154160 · BELLEVUE, WA$110,181,436.00Regulatory AUM · August 2026
- PACIFIC FINANCIAL STRATEGIES, INCCRD 151434 · THOUSAND OAKS, CA$201,189,309.00Regulatory AUM · August 2026
- PACIFIC MANAGEMENT PARTNERS LLCCRD 172044$213,960,655.00Regulatory AUM · August 2026
- PACIFIC PARK FINANCIAL, INC.CRD 122867 · LAGUNA HILLS, CA$221,610,360.00Regulatory AUM · August 2026
- PACIFIC PEAK ADVISORS, LLCCRD 326711 · KETCHUM, ID$223,737,393.00Regulatory AUM · August 2026
- PACIFIC POINT ADVISORS, LLCCRD 310731 · SAN DIEGO, CA$389,636,943.00Regulatory AUM · August 2026
- PACIFIC RIDGE CAPITAL PARTNERS, LLCCRD 152154 · LAKE OSWEGO, OR$494,561,845.00Regulatory AUM · August 2026
- PACIFIC SAGE PARTNERS, LLCCRD 315663 · EDMONDS, WA$986,251,535.00Regulatory AUM · August 2026
- PACIFIC SPECIALTY INVESTMENT GROUP, LLCCRD 282463 · NEWPORT BEACH, CA$123,212,802.00Regulatory AUM · August 2026
- PACIFIC STRATEGIC MANAGEMENT, LPCRD 127990 · HOUSTON, TX$426,462,160.00Regulatory AUM · August 2026
- PACIFIC SUN FINANCIAL CORPCRD 284286 · LOS ANGELES, CA$290,000,000.00Regulatory AUM · August 2026
- PACIFIC VALUE, LLCCRD 147086 · BOISE, ID$190,000,000.00Regulatory AUM · August 2026
- PACIFIC WEALTH MANAGEMENT, LLCCRD 113217 · SAN DIEGO, CA$371,941,587.00Regulatory AUM · August 2026
- PACIFIC WEALTH STRATEGIES GROUP, INC.CRD 144789 · SANTA BARBARA, CA$253,189,504.00Regulatory AUM · August 2026
- PACIFICA CAPITAL INVESTMENTS LLCCRD 125790$747,584,148.00Regulatory AUM · August 2026
- $128,237,301.00Regulatory AUM · August 2026
- PACIFICA PARTNERS INCCRD 148834$315,965,755.00Regulatory AUM · August 2026
- PACK PRIVATE WEALTH, LLCCRD 310523 · WAYZATA, MN$326,235,000.00Regulatory AUM · August 2026
- PACT CAPITAL LLCCRD 333871 · NEW YORK, NY$891,659,687.00Regulatory AUM · August 2026
- PACTOLUS PRIVATE WEALTH MANAGEMENT LLCCRD 155195 · VIENNA, VA$187,843,313.00Regulatory AUM · August 2026
- PAGAYA INVESTMENTS US LLCCRD 299672 · NEW YORK, NY$985,384,731.00Regulatory AUM · August 2026
- PAINTED PORCH ADVISORS LLCCRD 304375 · SANTA BARBARA, CA$571,924,848.00Regulatory AUM · August 2026
- PALACIOS WEALTH MANAGEMENT, LLCCRD 327660 · ORMOND BEACH, FL$234,319,226.00Regulatory AUM · August 2026
- PALADIN ADVISORY GROUP, LLCCRD 285303 · CLIVE, IA$279,780,412.00Regulatory AUM · August 2026
- PALADIN PARTNERS, LLCCRD 132024 · HARTLAND, WI$198,517,308.00Regulatory AUM · August 2026
- PALADIN REALTY PARTNERS, LLCCRD 158258$112,049,804.00Regulatory AUM · August 2026
- PALADIN WEALTH, LLCCRD 288387 · ARDEN HILLS, MN$216,918,496.00Regulatory AUM · August 2026
- PALANTE WEALTH ADVISORS, LLCCRD 175298 · PENNINGTON, NJ$115,500,287.00Regulatory AUM · August 2026
- PALATINE FUND ADVISORS, LLCCRD 168077 · MIAMI, FL$821,422,837.00Regulatory AUM · August 2026
- PALATINE HILL, LLCCRD 305619 · BIRMINGHAM, MI$295,900,373.00Regulatory AUM · August 2026
- PALISADE AMERICAS MANAGEMENT LLCCRD 322412 · NEW YORK, NY$288,400,000.00Regulatory AUM · August 2026
- PALISADE INVESTMENTS, LLCCRD 124776 · ZEPHYR COVE, NV$652,721,964.00Regulatory AUM · August 2026
- PALISADES INVESTMENT PARTNERS, LLCCRD 128173 · EL SEGUNDO, CA$271,000,000.00Regulatory AUM · August 2026
- PALLADIEM LLCCRD 158989 · BRYN MAWR, PA$114,524,480.00Regulatory AUM · August 2026
- PALLADIN CONSUMER RETAIL PARTNERS, LLCCRD 164689 · BOSTON, MA$457,340,655.00Regulatory AUM · August 2026
- PALLER FINANCIAL SERVICES, INC.CRD 161531 · CENTENNIAL, CO$147,888,846.00Regulatory AUM · August 2026
- PALM BEACH CAPITAL MANAGEMENT III, LLCCRD 159611 · WEST PALM BEACH, FL$998,820,588.00Regulatory AUM · August 2026
- PALM DRIVE CAPITAL LLCCRD 284014 · NEW YORK, NY$376,386,304.00Regulatory AUM · August 2026
- PALM PEAK CAPITAL, LLCCRD 334986 · BOCA RATON, FL$400,841,880.00Regulatory AUM · August 2026
- PALM VALLEY CAPITAL MANAGEMENT LLCCRD 299896 · JACKSONVILLE BEACH, FL$281,574,433.00Regulatory AUM · August 2026
- PALO ALTO INVESTORS LPCRD 109171 · PALO ALTO, CA$696,000,000.00Regulatory AUM · August 2026
- PALO DURO INVESTMENT PARTNERS, LPCRD 324320 · CHICAGO, IL$402,759,861.00Regulatory AUM · August 2026
- PALOGIC VALUE MANAGEMENT, L.P.CRD 155133 · DALLAS, TX$405,523,598.00Regulatory AUM · August 2026
- PALOMAR ADVISORS INC.CRD 285358$101,258,620.00Regulatory AUM · August 2026
- PALOUSE CAPITAL MANAGEMENT, INC.CRD 104573 · SPOKANE, WA$408,512,905.00Regulatory AUM · August 2026
- PALUMBO WEALTH MANAGEMENT LLCCRD 306548 · GREAT NECK, NY$543,384,640.00Regulatory AUM · August 2026
- PAN GLOBAL ADVISERS, LLCCRD 301863 · NEWPORT BEACH, CA$270,491,294.00Regulatory AUM · August 2026
- PANDORA WEALTH, INC.CRD 331816 · LAS VEGAS, NV$285,001,611.00Regulatory AUM · August 2026
- PANDOWEALTH. LLCCRD 281456$500,276,470.00Regulatory AUM · August 2026
- PANORAMA POINT PARTNERS, LLCCRD 165704 · OMAHA, NE$178,099,273.00Regulatory AUM · August 2026
- PANORAMA WEALTH ADVISORSCRD 324199 · GREENWOOD VILLAGE, CO$133,707,136.00Regulatory AUM · August 2026
- PANORAMIC CAPITAL PARTNERS LLCCRD 331349 · LAKE OSWEGO, OR$392,668,358.00Regulatory AUM · August 2026
- PANORAMIC CAPITAL, LLCCRD 153450 · LARKSPUR, CA$299,600,000.00Regulatory AUM · August 2026
- PANORAMIC INVESTMENT ADVISORS, LLCCRD 290770 · GLENDALE, CO$350,608,741.00Regulatory AUM · August 2026
- PANTELES ADVISORS, LLCCRD 322676 · ARGYLE, TX$108,183,493.00Regulatory AUM · August 2026
- PAPAMARKOU WELLNER ASSET MANAGEMENT, INC.CRD 131796 · NEW YORK, NY$357,509,070.00Regulatory AUM · August 2026
- PARA WEALTH ADVISORS, INC.CRD 322683 · CAMAS, WA$221,029,745.00Regulatory AUM · August 2026
- PARABLE, LLCCRD 304873 · ST AUGUSTINE, FL$176,326,932.00Regulatory AUM · August 2026
- PARADIEM, LLCCRD 158200 · COVINGTON, LA$483,429,554.00Regulatory AUM · August 2026
- PARADIGM ADVISORS, L.L.C.CRD 114515 · DALLAS, TX$136,135,723.00Regulatory AUM · August 2026
- PARADIGM ASSET MANAGEMENT COMPANY, L.L.C.CRD 111479 · WHITE PLAINS, NY$441,717,174.00Regulatory AUM · August 2026
- PARADIGM CAPITAL MANAGEMENT,LLCCRD 120805 · RENO, NV$173,384,610.00Regulatory AUM · August 2026
- PARADIGM FUNDS ADVISOR LLCCRD 136481 · ALBANY, NY$305,061,951.00Regulatory AUM · August 2026
- PARADIGM INVESTMENT ADVISORY, LLCCRD 334370 · BRIDGEWATER, NJ$425,065,996.00Regulatory AUM · August 2026
- PARADIGM WEALTH ADVISORY LLCCRD 283120 · BRIDGEWATER, NJ$201,238,727.00Regulatory AUM · August 2026
- PARADIGM WEALTH MANAGEMENT, LLCCRD 148662 · WESTLAKE, OH$563,404,004.00Regulatory AUM · August 2026
- PARADIGM WEALTH MANAGEMENT, LLCCRD 282055 · LINCOLN, NE$116,334,723.00Regulatory AUM · August 2026
- PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLCCRD 110372 · MAPLE GROVE, MN$313,662,138.00Regulatory AUM · August 2026
- PARADOXIOM CAPITAL LPCRD 330671 · STAMFORD, CT$125,000,000.00Regulatory AUM · August 2026
- PARAGON ASSET MANAGEMENT INC.CRD 107863 · ORINDA, CA$115,870,556.00Regulatory AUM · August 2026
- PARAGON CAPITAL MANAGEMENT INCCRD 105962 · PROVO, UT$153,419,119.00Regulatory AUM · August 2026
- PARAGON CAPITAL MANAGEMENT LLCCRD 108168 · OVERLAND PARK, KS$739,780,556.00Regulatory AUM · August 2026
- PARAGON FINANCIAL PARTNERS, INC.CRD 158041 · WOODLAND HILLS, CA$329,584,543.00Regulatory AUM · August 2026
- PARAGON FINANCIAL SERVICESCRD 164832 · RICHMOND, VA$383,742,812.00Regulatory AUM · August 2026
- PARAGON INVESTING, LLCCRD 310897$138,200,000.00Regulatory AUM · August 2026
- PARAGON PRIVATE WEALTH MANAGEMENT LLCCRD 312817 · LEXINGTON, KY$457,884,918.00Regulatory AUM · August 2026
- PARALLAXES CAPITAL MANAGEMENT, LLCCRD 291657 · LOS ANGELES, CA$620,823,588.00Regulatory AUM · August 2026
- PARAMOUNT ASSOCIATES WEALTH MANAGEMENT, LLCCRD 288537 · GREENWOOD VILLAGE, CO$146,470,911.00Regulatory AUM · August 2026
- PARAMOUNT GROUP REAL ESTATE ADVISOR LLCCRD 161324 · NEW YORK, NY$457,666,306.00Regulatory AUM · August 2026
- PARATUS FINANCIAL, INC.CRD 133361 · DALLAS, TX$757,448,495.00Regulatory AUM · August 2026
- PARE PARTNERS II LLCCRD 327575 · MIAMI, FL$210,021,594.00Regulatory AUM · August 2026
- PARIAX, LLCCRD 301474 · NEWPORT BEACH, CA$115,360,000.00Regulatory AUM · August 2026
- PARISI GRAY WEALTH MANAGEMENT, LLCCRD 286388 · MENDHAM, NJ$796,049,461.00Regulatory AUM · August 2026
- PARK CAPITAL MANAGEMENT, LLCCRD 158965 · MADISON, WI$867,986,072.00Regulatory AUM · August 2026
- PARK EDGE ADVISORS, LLCCRD 317521 · CLEVELAND, OH$522,549,585.00Regulatory AUM · August 2026
- PARK LANE ADVISORS, LLCCRD 338445 · BIRMINGHAM, AL$623,913,257.00Regulatory AUM · August 2026
- PARK PLACE CAPITAL CORPORATIONCRD 107952 · HOMEWOOD, AL$879,223,964.00Regulatory AUM · August 2026
- PARK SHORE PARTNERS LLCCRD 145265 · ERIE, PA$109,865,244.00Regulatory AUM · August 2026
- PARK SQUARE FINANCIAL GROUP, LLCCRD 332268 · ROSWELL, GA$218,558,579.00Regulatory AUM · August 2026
- PARK STATE ASSET MANAGEMENT LLCCRD 336573 · BEVERLY, MA$192,387,471.00Regulatory AUM · August 2026
- PARK STREET CAPITAL ADVISERS, L.L.C.CRD 115443$505,899,721.00Regulatory AUM · August 2026
- PARK, MILLER, LLCCRD 146856 · WALNUT CREEK, CA$339,791,289.00Regulatory AUM · August 2026
- PARKER FINANCIAL ADVISORS LLCCRD 305188 · HOUSTON, TX$217,619,860.00Regulatory AUM · August 2026
- PARKER FINANCIAL LLCCRD 144293 · SILVERDALE, WA$272,049,379.00Regulatory AUM · August 2026
- PARKER INVESTMENT MANAGEMENT, LLCCRD 112798$725,140,716.00Regulatory AUM · August 2026
- PARKERGALE, LLCCRD 284237 · CHICAGO, IL$719,126,801.00Regulatory AUM · August 2026