Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 62
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- NEWPORT ASIA LLCCRD 118682 · SAN FRANCISCO, CA$120,069,629.00Regulatory AUM · August 2026
- NEWPORT GLOBAL ADVISORS L.P.CRD 139368 · THE WOODLANDS, TX$174,820,677.00Regulatory AUM · August 2026
- NEWPORT INVESTMENT ADVISORS INCCRD 113175 · BEACHWOOD, OH$198,040,835.00Regulatory AUM · August 2026
- NEWPORT INVESTMENT MANAGEMENT, LLCCRD 153918 · CHICAGO, IL$438,800,000.00Regulatory AUM · August 2026
- NEWPORT WEALTH ADVISORS, INC.CRD 137159 · NEWPORT BEACH, CA$262,570,000.00Regulatory AUM · August 2026
- NEWROAD CAPITAL PARTNERS, LLCCRD 281487 · BENTONVILLE, AR$584,412,451.00Regulatory AUM · August 2026
- NEWSONG CAPITAL MANAGEMENT, INC.CRD 296877 · HATTIESBURG, MS$100,405,993.00Regulatory AUM · August 2026
- NEWSTONE CAPITAL PARTNERS, LLCCRD 161068 · DALLAS, TX$544,480,000.00Regulatory AUM · August 2026
- NEWTON ONE INVESTMENTS LLCCRD 147048 · NEWARK, DE$445,459,889.00Regulatory AUM · August 2026
- NEWVEST MANAGEMENT, LPCRD 316841$438,243,261.00Regulatory AUM · August 2026
- NEXANNUITY ASSET MANAGEMENT, L.P.CRD 309748 · DALLAS, TX$823,364,252.00Regulatory AUM · August 2026
- NEXPOINT ADVISORS, L.P.CRD 163564 · DALLAS, TX$131,222,345.00Regulatory AUM · August 2026
- NEXT GENERATION INVESTING, LLCCRD 149017 · TOPEKA, KS$128,000,000.00Regulatory AUM · August 2026
- NEXT HORIZON CAPITAL, LPCRD 321649 · SAN FRANCISCO, CA$505,833,411.00Regulatory AUM · August 2026
- NEXT LEVEL WEALTH PLANNING, LLCCRD 327644 · MERIDIAN, ID$322,732,167.00Regulatory AUM · August 2026
- NEXT MANAGEMENT ADVISORS, LLCCRD 324644 · NEW YORK, NY$353,141,196.00Regulatory AUM · August 2026
- NEXTBIO CAPITAL MANAGEMENT LPCRD 332920 · AUSTIN, TX$305,214,283.00Regulatory AUM · August 2026
- NEXTGEN GROWTH PARTNERS, LLCCRD 285024 · CHICAGO, IL$293,707,610.00Regulatory AUM · August 2026
- NEXUS ONE FINANCIAL ADVISORS LLCCRD 336809 · PLANO, TX$552,000,000.00Regulatory AUM · August 2026
- NEXUS338, LLCCRD 315250 · CABIN JOHN, MD$407,836,409.00Regulatory AUM · August 2026
- NEXWAVE CAPITAL PARTNERS LLCCRD 241788 · NEW YORK, NY$997,821,938.00Regulatory AUM · August 2026
- NEXWEALTH LLCCRD 311424 · PALM BEACH GARDENS, FL$172,207,939.00Regulatory AUM · August 2026
- NEXXUS HOLDINGS ADVISORS LLCCRD 166884 · SANTA BARBARA, CA$246,222,556.00Regulatory AUM · August 2026
- NGP FINANCIAL PLANNING, LLCCRD 310443$124,720,607.00Regulatory AUM · August 2026
- NHWM LLCCRD 328155 · CEDAR KNOLLS, NJ$203,265,394.00Regulatory AUM · August 2026
- NIA IMPACT ADVISORS, LLCCRD 286587$458,970,786.00Regulatory AUM · August 2026
- NICH CAPITAL PARTNERS, INC.CRD 159260$148,032,651.00Regulatory AUM · August 2026
- NICHOLAS WEALTH, LLCCRD 282635 · MARIETTA, GA$739,826,707.00Regulatory AUM · August 2026
- NICHOLSON MEYER CAPITAL MANAGEMENT, INC.CRD 105580 · KANSAS CITY, MO$338,103,696.00Regulatory AUM · August 2026
- NICHOLSON WEALTH MANAGEMENT GROUP, LLCCRD 327001 · CHARLESTON, SC$321,991,464.00Regulatory AUM · August 2026
- NICOLLET INVESTMENT MANAGEMENT, INC.CRD 109401 · MINNEAPOLIS, MN$557,410,793.00Regulatory AUM · August 2026
- $235,480,967.00Regulatory AUM · August 2026
- NIGHT SQUARED LPCRD 333933 · NEW YORK, NY$976,077,907.00Regulatory AUM · August 2026
- NIGHTVIEW CAPITAL, LLCCRD 284183 · CLEARWATER, FL$171,944,008.00Regulatory AUM · August 2026
- NIHON GLOBAL GROWTH PARTNERS MANAGEMENT, INC.CRD 311890 · NEW YORK, NY$163,309,743.00Regulatory AUM · August 2026
- NIKULSKI FINANCIAL, INC.CRD 151569 · BETTENDORF, IA$448,977,741.00Regulatory AUM · August 2026
- NILES INVESTMENT MANAGEMENT, LLCCRD 329384 · PLANTATION, FL$185,484,106.00Regulatory AUM · August 2026
- NIM WEALTH SOLUTIONS INC.CRD 334754 · SAN JOSE, CA$116,755,871.00Regulatory AUM · August 2026
- NINE LEFT CAPITAL LPCRD 332838 · NEW YORK, NY$176,117,716.00Regulatory AUM · August 2026
- NINE MASTS CAPITAL ADVISERS LLCCRD 322775 · NEW YORK, NY$484,563,356.00Regulatory AUM · August 2026
- NINE TEN CAPITAL MANAGEMENT, LLCCRD 171420 · CHICAGO, IL$480,553,393.00Regulatory AUM · August 2026
- NINE THIRTY CAPITAL MANAGEMENT, LLCCRD 130545 · NEW YORK, NY$615,463,570.00Regulatory AUM · August 2026
- NINEPOINTTWO CAPITAL LLCCRD 297270 · LOS ANGELES, CA$314,765,322.00Regulatory AUM · August 2026
- NINTH AVENUE CAPITAL, LPCRD 337730 · KANSAS CITY, MO$536,000,000.00Regulatory AUM · August 2026
- NINTH ETERNITY ASSET MANAGEMENT LLCCRD 306985 · NEW YORK, NY$238,591,888.00Regulatory AUM · August 2026
- NIPPON VALUE INVESTORS KKCRD 140500$591,286,435.00Regulatory AUM · August 2026
- NITOR CAPITAL MANAGEMENT, LLCCRD 173067 · ENGLEWOOD CLIFFS, NJ$158,608,573.00Regulatory AUM · August 2026
- NIXON CAPITAL LLCCRD 148061 · AUSTIN, TX$389,876,887.00Regulatory AUM · August 2026
- NK CAPITAL LLCCRD 318615$109,165,768.00Regulatory AUM · August 2026
- NO FATE BWWM, LLCCRD 317406 · PLANO, TX$311,863,610.00Regulatory AUM · August 2026
- NOBLE FAMILY WEALTH, LLCCRD 315152 · CLEARWATER, FL$527,467,341.00Regulatory AUM · August 2026
- NOBLE WEALTH MANAGEMENT P.B.C.CRD 322607 · GREENWOOD VILLAGE, CO$400,459,976.00Regulatory AUM · August 2026
- NOBLE WEALTH MANAGEMENT, INC.CRD 169963 · NEWPORT BEACH, CA$223,430,862.00Regulatory AUM · August 2026
- NOBLE WEALTH PARTNERS, LLCCRD 298396 · DENVER, CO$118,491,092.00Regulatory AUM · August 2026
- NOBLEBRIDGE WEALTH MANAGEMENT, LLCCRD 146612$214,537,941.00Regulatory AUM · August 2026
- NOBSCOT INVESTMENT MANAGEMENT LLCCRD 283289 · WELLESLEY, MA$164,246,947.00Regulatory AUM · August 2026
- NOCTUA INTERNATIONAL WMG, LLCCRD 151170 · MIAMI, FL$474,493,872.00Regulatory AUM · August 2026
- NOESIS CAPITAL MANAGEMENT CORPCRD 110819 · BOCA RATON, FL$876,873,175.00Regulatory AUM · August 2026
- NOKOMIS CAPITAL, L.L.C.CRD 145627 · DALLAS, TX$804,159,000.00Regulatory AUM · August 2026
- NOKOTA MANAGEMENT, LPCRD 159004 · NEW YORK, NY$332,022,830.00Regulatory AUM · August 2026
- NOLAN MANAGEMENT LLCCRD 312637 · HERMOSA BEACH, CA$450,364,715.00Regulatory AUM · August 2026
- NOLET WEALTH MANAGEMENT, LLCCRD 329186 · FORT WORTH, TX$272,586,305.00Regulatory AUM · August 2026
- NOMURA CAPITAL MANAGEMENT LLCCRD 324417 · NEW YORK, NY$651,318,871.00Regulatory AUM · August 2026
- NORCAP INVESTMENT MANAGEMENT, L.P.CRD 132975 · AUSTIN, TX$350,562,550.00Regulatory AUM · August 2026
- NORLAND CAPITAL LPCRD 288562$167,523,413.00Regulatory AUM · August 2026
- NORRIS FINANCIAL GROUP, LLCCRD 129422 · GREENVILLE, SC$353,003,756.00Regulatory AUM · August 2026
- NORTH AMERICAN WEALTH ADVISORS INC.CRD 297057 · JORDAN, MN$237,322,597.00Regulatory AUM · August 2026
- NORTH BAY WEALTH MANAGEMENTCRD 285523 · PETALUMA, CA$107,342,382.00Regulatory AUM · August 2026
- NORTH BERKELEY WEALTH MANAGEMENT, LLCCRD 136431 · BERKELEY, CA$829,754,046.00Regulatory AUM · August 2026
- NORTH BRANCH CAPITAL MANAGEMENT, L.P.CRD 307344 · OAK BROOK, IL$467,500,000.00Regulatory AUM · August 2026
- NORTH CAPITAL, INC.CRD 148802 · SALT LAKE CITY, UT$365,760,255.00Regulatory AUM · August 2026
- NORTH FORTY TWO & CO.CRD 148417 · LAKE OSWEGO, OR$167,919,555.00Regulatory AUM · August 2026
- NORTH ISLAND VENTURES, LLCCRD 309291 · NEW YORK, NY$441,361,795.00Regulatory AUM · August 2026
- NORTH POINT PORTFOLIO MANAGERS CORPORATIONCRD 111257 · ORANGE VILLAGE, OH$773,323,451.00Regulatory AUM · August 2026
- NORTH RUN CAPITAL, LPCRD 157922 · BOSTON, MA$334,540,005.00Regulatory AUM · August 2026
- NORTH SHORE INVESTMENT CONSULTING LLCCRD 131763 · WILMETTE, IL$170,505,228.00Regulatory AUM · August 2026
- NORTH SHORE PRIVATE ASSET MANAGEMENT, LLCCRD 130132 · LAKE FOREST, IL$572,561,013.00Regulatory AUM · August 2026
- NORTH SKY CAPITAL, LLCCRD 133959 · WAYZATA, MN$986,144,451.00Regulatory AUM · August 2026
- NORTH STAR ADVISORY GROUP, LLCCRD 171694 · BEACHWOOD, OH$289,101,553.00Regulatory AUM · August 2026
- NORTH WOODS ASSET MANAGEMENT LLCCRD 226575 · BUFFALO, NY$150,393,137.00Regulatory AUM · August 2026
- NORTHAVENUE LLCCRD 297300 · COLUMBUS, OH$204,847,307.00Regulatory AUM · August 2026
- NORTHBRIDGE FINANCIAL GROUP, LLCCRD 310394 · TAMPA, FL$413,141,294.00Regulatory AUM · August 2026
- NORTHBROOK FINANCIAL PLANNING LLCCRD 309060 · BALTIMORE, MD$108,760,000.00Regulatory AUM · August 2026
- NORTHCAPE WEALTH MANAGEMENT, LLCCRD 312350 · WILLIAMSVILLE, NY$706,082,554.00Regulatory AUM · August 2026
- NORTHEAST ADVISERS INCCRD 108835 · PAOLI, PA$639,108,000.00Regulatory AUM · August 2026
- NORTHEAST PLANNING ASSOCIATES, INC.CRD 131406 · BEDFORD, NH$413,996,638.00Regulatory AUM · August 2026
- NORTHERN CAPITAL MANAGEMENT, INC.CRD 111379 · SPOKANE, WA$526,735,016.00Regulatory AUM · August 2026
- NORTHERN CAPITAL RETIREMENT SERVICES, INC.CRD 163327 · SPOKANE, WA$304,247,577.00Regulatory AUM · August 2026
- NORTHERN EDGE WEALTH MANAGEMENT, LLCCRD 338102 · MARQUETTE, MI$246,928,100.00Regulatory AUM · August 2026
- NORTHERN FINANCIAL ADVISORS, INC.CRD 121088 · BLOOMFIELD HILLS, MI$684,018,783.00Regulatory AUM · August 2026
- NORTHERN LAKES CAPITAL, L.P.CRD 315975 · MINNEAPOLIS, MN$575,447,357.00Regulatory AUM · August 2026
- NORTHERN LIGHTS ADVISORS, INCCRD 167824 · SEATTLE, WA$258,852,672.00Regulatory AUM · August 2026
- NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.CRD 133046 · DARIEN, CT$552,751,995.00Regulatory AUM · August 2026
- NORTHFORT FINANCIAL, LLCCRD 143916$118,622,569.00Regulatory AUM · August 2026
- NORTHILL AIMS, LLCCRD 339338 · RICHARDSON, TX$249,477,467.00Regulatory AUM · August 2026
- NORTHLAND CAPITAL MANAGEMENT, LLCCRD 146452 · VIRGINIA, MN$234,953,770.00Regulatory AUM · August 2026
- NORTHLAND SECURITIES, INC.CRD 40258 · MINNEAPOLIS, MN$405,485,183.00Regulatory AUM · August 2026
- NORTHLANDING FINANCIAL PARTNERS, LLCCRD 167055 · ROCHESTER, NY$152,206,862.00Regulatory AUM · August 2026
- NORTHLEAF CAPITAL ADVISORS LTD.CRD 145014$585,377,054.00Regulatory AUM · August 2026
- NORTHLIGHT CAPITAL PARTNERS LLCCRD 170112 · WESTPORT, CT$582,207,841.00Regulatory AUM · August 2026