Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 61
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- MYSTIC ASSET MANAGEMENT, INC.CRD 170361 · WARWICK, RI$614,583,156.00Regulatory AUM · August 2026
- MZ CAPITAL MANAGEMENT, LLCCRD 134726$150,122,656.00Regulatory AUM · August 2026
- N.V.N.G. INVESTMENTS, INC.CRD 107446 · KALAMAZOO, MI$329,523,178.00Regulatory AUM · August 2026
- NABITY-JENSEN INVESTMENT MANAGEMENT, INC.CRD 128455 · OMAHA, NE$258,453,250.00Regulatory AUM · August 2026
- NANTUCKET MULTI MANAGERS, LLCCRD 129024 · BLOOMFIELD HILLS, MI$260,206,084.00Regulatory AUM · August 2026
- NAPATREE CAPITAL LLCCRD 292776 · WESTERLY, RI$259,967,026.00Regulatory AUM · July 2026
- NAPIER FINANCIAL, LLCCRD 336725 · BRAINTREE, MA$587,928,017.00Regulatory AUM · August 2026
- NAPLES ASSET MANAGEMENT CO., LLCCRD 133978 · MOORESVILLE, NC$404,329,984.00Regulatory AUM · August 2026
- NAPLES MONEY MANAGEMENT LLCCRD 153499 · NAPLES, FL$164,392,921.00Regulatory AUM · August 2026
- NAPLES WEALTH PLANNING, LLCCRD 330316 · BONITA SPRINGS, FL$226,934,674.00Regulatory AUM · August 2026
- NARDIS ADVISORS LLCCRD 151517$183,013,141.00Regulatory AUM · August 2026
- NARUS FINANCIAL PARTNERS, LLCCRD 173534 · SALT LAKE CITY, UT$558,994,364.00Regulatory AUM · August 2026
- NATIONAL WEALTH MANAGEMENT GROUP, LLCCRD 174883 · CINCINNATI, OH$534,944,698.00Regulatory AUM · August 2026
- NATURAL BRIDGES FINANCIAL ADVISORS LLCCRD 148056 · SANTA CRUZ, CA$155,788,020.00Regulatory AUM · August 2026
- NATURAL CAPITAL MANAGEMENT, LLCCRD 306002 · FAYETTEVILLE, AR$225,669,818.00Regulatory AUM · August 2026
- NATWEALTH MANAGEMENT (USA) INCCRD 310098$115,028,401.00Regulatory AUM · August 2026
- NAUTILUS ADVISORS LLCCRD 154169 · LA JOLLA, CA$304,291,789.00Regulatory AUM · August 2026
- NAVALIGN, LLCCRD 119919 · ENCINO, CA$731,940,293.00Regulatory AUM · August 2026
- $809,965,602.00Regulatory AUM · August 2026
- NAVIANT PARTNERS, LLCCRD 339108 · FAIRHOPE, AL$177,252,204.00Regulatory AUM · August 2026
- NAVIGATE 401K, LLCCRD 309466 · BIRMINGHAM, AL$317,893,600.00Regulatory AUM · August 2026
- NAVIGATE FINANCIAL LLCCRD 325945 · SALT LAKE CITY, UT$337,932,563.00Regulatory AUM · August 2026
- NAVIGATE PRIVATE WEALTH, LLCCRD 170774 · DRAPER, UT$529,228,207.00Regulatory AUM · August 2026
- NAVIGATE WEALTH MANAGEMENT, LLCCRD 173770 · BIRMINGHAM, AL$429,568,664.00Regulatory AUM · August 2026
- NAVIGATION WEALTH MANAGEMENT, INC.CRD 282640 · FORT COLLINS, CO$103,175,002.00Regulatory AUM · August 2026
- NAVIGO WEALTH MANAGEMENT, LLCCRD 146265$129,911,187.00Regulatory AUM · August 2026
- NAVIGOE, LLCCRD 168716 · REDONDO BEACH, CA$407,752,816.00Regulatory AUM · August 2026
- NAVIMED CAPITAL ADVISORS, LLCCRD 169508 · ROSSLYN, VA$904,947,000.00Regulatory AUM · August 2026
- NAVIQUANT CAPITAL MANAGEMENT LLCCRD 325236$199,340,112.00Regulatory AUM · August 2026
- NAVIS WEALTH ADVISORS LLCCRD 311171 · RYE BROOK, NY$902,226,266.00Regulatory AUM · August 2026
- NAVISTA WEALTH MANAGEMENT, INC.CRD 332373 · MINNETONKA, MN$709,598,783.00Regulatory AUM · August 2026
- NAVPOINT FINANCIAL, INC.CRD 109432 · PRIOR LAKE, MN$752,158,685.00Regulatory AUM · August 2026
- NAYLOR & COMPANY INVESTMENTS, LLCCRD 124924$103,386,844.00Regulatory AUM · August 2026
- NAYLOR CAPITAL LLCCRD 170821$202,104,888.00Regulatory AUM · August 2026
- NBZ INVESTMENT ADVISORS, LLCCRD 123902 · KNOXVILLE, TN$431,161,080.00Regulatory AUM · August 2026
- NCM CAPITAL MANAGEMENT, LLCCRD 151109 · RAMSEY, NJ$539,441,079.00Regulatory AUM · August 2026
- NCP MANAGEMENT HOLDINGS, INC.CRD 160075 · BIRMINGHAM, AL$232,569,242.00Regulatory AUM · August 2026
- NDURE GLOBAL LLCCRD 327280$436,650,153.00Regulatory AUM · August 2026
- NDWM LLCCRD 151284 · LA JOLLA, CA$176,299,070.00Regulatory AUM · August 2026
- NEBARI PARTNERS, LLCCRD 295859 · NEW YORK, NY$509,736,890.00Regulatory AUM · August 2026
- NEEDHAM R B ADVISORY CORPCRD 105378 · NORTH ANDOVER, MA$102,400,806.00Regulatory AUM · August 2026
- NEIL JESANI WEALTH MANAGEMENT, LLCCRD 322345 · SUNRISE, FL$194,218,472.00Regulatory AUM · August 2026
- NELSON CAPITAL MANAGEMENT, LLCCRD 129776 · MENLO PARK, CA$810,783,772.00Regulatory AUM · August 2026
- NELSON SECURITIES,INC.CRD 14377 · SPOKANE, WA$271,967,129.00Regulatory AUM · August 2026
- NEOSTELLAR ADVISORS LLCCRD 343216 · NEW YORK, NY$433,266,156.00Regulatory AUM · August 2026
- NEPSIS, INC.CRD 141203 · MINNEAPOLIS, MN$344,509,038.00Regulatory AUM · August 2026
- NERDWALLET WEALTH PARTNERS, LLCCRD 337328 · NEW YORK, NY$262,843,327.00Regulatory AUM · August 2026
- NEST EGG ETFS, LLCCRD 332971 · DOWNEY, CA$517,315,000.00Regulatory AUM · August 2026
- NEST INVESTMENTS LLCCRD 286024 · CONSHOHOCKEN, PA$131,701,940.00Regulatory AUM · August 2026
- NESTEGG ADVISORS, INC.CRD 125878 · HAUPPAUGE, NY$272,745,355.00Regulatory AUM · August 2026
- NESTEGGS RETIREMENT PLAN SERVICES, INC.CRD 133507 · JACKSONVILLE, FL$911,259,019.00Regulatory AUM · August 2026
- NESTLERODE & LOY, INC.CRD 2907 · STATE COLLEGE, PA$199,064,720.00Regulatory AUM · August 2026
- NET RETURN ASSET MANAGEMENT LLCCRD 159895 · NEW YORK, NY$803,278,426.00Regulatory AUM · August 2026
- NET WORTH ADVISORY GROUP, LLCCRD 126983 · SANDY, UT$838,368,975.00Regulatory AUM · August 2026
- NETWORTH ADVISORS, LLCCRD 311621 · CANONSBURG, PA$185,424,879.00Regulatory AUM · August 2026
- NETWORTH ASSET MANAGEMENT, INCCRD 105145$102,813,096.00Regulatory AUM · August 2026
- NETWORTH FINANCIAL SERVICES, LLCCRD 126666 · JOHNS CREEK, GA$128,126,491.00Regulatory AUM · August 2026
- NEUBERGER BERMAN LOAN ADVISERS EUROPE II LPCRD 337854 · CHICAGO, IL$334,615,050.00Regulatory AUM · August 2026
- NEUENSCHWANDER ASSET MANAGEMENT, LLCCRD 125179 · MCFARLAND, WI$173,511,055.00Regulatory AUM · August 2026
- NEUMANN ADVISORY HONG KONG LIMITEDCRD 284666$622,945,968.00Regulatory AUM · August 2026
- NEUMANN CAPITAL MANAGEMENT, LLCCRD 112182 · FOSTER CITY, CA$630,287,808.00Regulatory AUM · August 2026
- NEW CAPITAL MANAGEMENT, LPCRD 131658 · HOUSTON, TX$533,528,671.00Regulatory AUM · August 2026
- NEW CATALYST STRATEGIC PARTNERS, LLCCRD 332967 · WASHINGTON, DC$336,854,335.00Regulatory AUM · August 2026
- NEW CHINA CAPITAL MANAGEMENT CORP.CRD 295905 · STAMFORD, CT$233,720,000.00Regulatory AUM · August 2026
- NEW DIMENSIONS WEALTH MANAGEMENT, L.L.C.CRD 152136 · ALLEN, TX$181,519,366.00Regulatory AUM · August 2026
- NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLCCRD 109203 · SOUTH MERIDEN, CT$673,011,670.00Regulatory AUM · August 2026
- NEW ENGLAND FINANCIAL PLANNING GROUP, LLCCRD 105254 · BURLINGTON, MA$246,119,348.00Regulatory AUM · August 2026
- NEW ENGLAND RESEARCH & MANAGEMENT, INC.CRD 110739 · CHICAGO, IL$285,171,832.00Regulatory AUM · August 2026
- NEW ENGLAND SCHOONER, INC.CRD 129552 · PEABODY, MA$165,206,151.00Regulatory AUM · August 2026
- NEW FORESTS INC.CRD 165267 · SAN FRANCISCO, CA$981,851,617.00Regulatory AUM · August 2026
- NEW HARBOR FINANCIAL GROUP, LLCCRD 155528 · WORCESTER, MA$820,929,255.00Regulatory AUM · August 2026
- NEW HERITAGE CAPITAL, LLCCRD 160083 · BOSTON, MA$830,004,955.00Regulatory AUM · August 2026
- NEW HOLLAND TRADING LLCCRD 337695 · NEW YORK, NY$550,000,000.00Regulatory AUM · August 2026
- NEW HORIZON FINANCIAL STRATEGIES, LLCCRD 125729 · ITHACA, NY$217,166,511.00Regulatory AUM · August 2026
- NEW INSIGHT WEALTH ADVISORSCRD 318083 · SAN RAMON, CA$396,853,806.00Regulatory AUM · August 2026
- NEW LEAF VENTURE PARTNERS LLCCRD 163897 · NEW YORK, NY$408,413,605.00Regulatory AUM · August 2026
- NEW MILLENNIUM GROUP, LLCCRD 299249 · SANDY, UT$257,019,092.00Regulatory AUM · August 2026
- NEW PERSPECTIVES, INC.CRD 113925 · RIDGELAND, MS$308,681,773.00Regulatory AUM · August 2026
- NEW RHEIN HEALTHCARE INVESTORS LLCCRD 300842 · PHILADELPHIA, PA$290,799,696.00Regulatory AUM · August 2026
- NEW RIVER FINANCIAL GROUP, LLCCRD 283428 · CHRISTIANSBURG, VA$377,087,213.00Regulatory AUM · August 2026
- NEW SILK ROUTE ADVISORS, L.P.CRD 161339 · NEW YORK, NY$531,530,183.00Regulatory AUM · August 2026
- NEW VERNON ADVISERS LPCRD 160231 · MORRISTOWN, NJ$902,052,119.00Regulatory AUM · August 2026
- NEW VERNON INVESTMENT MANAGEMENT LLCCRD 160247 · HIGHLAND PARK, IL$115,505,111.00Regulatory AUM · August 2026
- NEW VERNON WEALTH MANAGEMENT LLCCRD 164775 · HIGHLAND PARK, IL$781,005,254.00Regulatory AUM · August 2026
- NEW WATER CAPITAL, L.P.CRD 226608 · BOCA RATON, FL$454,398,881.00Regulatory AUM · August 2026
- NEW WAVE FINANCIAL SERVICES, LLCCRD 173224$121,574,578.00Regulatory AUM · August 2026
- NEW WAVE LOANS RESIDENTIAL, LLCCRD 326888 · NORTH MIAMI BEACH, FL$787,443,325.00Regulatory AUM · August 2026
- NEW WAVE WEALTH ADVISORS LLCCRD 323414 · SPRINGDALE, AR$386,754,978.00Regulatory AUM · August 2026
- NEW WORLD ADVISORS LLCCRD 296798 · HINGHAM, MA$884,935,674.00Regulatory AUM · August 2026
- NEWBORE WEALTH MANAGEMENT, INC.CRD 306441 · GLADSTONE, OR$200,025,054.00Regulatory AUM · August 2026
- NEWBRIDGE WEALTH MANAGEMENT, LLCCRD 169239 · BRYN MAWR, PA$219,500,000.00Regulatory AUM · August 2026
- NEWBURY CAPITAL MANAGEMENT, LLCCRD 148516 · SOUTH PASADENA, CA$154,149,210.00Regulatory AUM · August 2026
- NEWCORP FINANCIAL SERVICES, INC.CRD 297125 · ALPHARETTA, GA$177,083,838.00Regulatory AUM · August 2026
- NEWFOUNDLAND CAPITAL MANAGEMENT US, LLCCRD 168646$103,353,573.00Regulatory AUM · August 2026
- NEWGEN ASSET MANAGEMENT LIMITEDCRD 163822$774,830,666.00Regulatory AUM · August 2026
- NEWGROUND SOCIAL INVESTMENT, SPCCRD 117060 · SEATTLE, WA$161,124,440.00Regulatory AUM · August 2026
- NEWMAN DIGNAN & SHEERAR, INCCRD 107565 · PROVIDENCE, RI$731,274,095.00Regulatory AUM · August 2026
- NEWMAN LADD CAPITAL ADVISORS, LLC.CRD 129860 · CAMILLUS, NY$108,088,103.00Regulatory AUM · August 2026
- NEWMILE CAPITAL LLCCRD 333726$293,555,713.00Regulatory AUM · August 2026
- NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLCCRD 321208 · NEW YORK, NY$690,133,395.00Regulatory AUM · August 2026