Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 55
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- M2G VENTURES LLCCRD 322399 · FORT WORTH, TX$283,968,782.00Regulatory AUM · August 2026
- M3 ADVISORY GROUP, LLCCRD 156208 · NEEDHAM HEIGHTS, MA$342,000,000.00Regulatory AUM · August 2026
- M3 WEALTH MANAGEMENT, LLCCRD 335612 · NORTH ROYALTON, OH$160,236,028.00Regulatory AUM · August 2026
- M37 MANAGEMENT LPCRD 332714 · MENLO PARK, CA$656,374,611.00Regulatory AUM · August 2026
- M3F, INC.CRD 151191 · SALT LAKE CITY, UT$778,164,779.00Regulatory AUM · August 2026
- M4A3 LLCCRD 336172 · BOULDER, CO$322,035,401.00Regulatory AUM · August 2026
- M83 INVESTMENT GROUP, LLCCRD 332416 · CALABASAS, CA$191,025,723.00Regulatory AUM · August 2026
- MA ASSET MANAGEMENT, LLCCRD 283673 · IRVINGTON, NY$257,691,489.00Regulatory AUM · August 2026
- MA PRIVATE WEALTH, LLCCRD 291366 · SAN CARLOS, CA$686,012,252.00Regulatory AUM · August 2026
- MAC ALPHA CAPITAL MANAGEMENT, LPCRD 311412 · TAMPA, FL$937,827,441.00Regulatory AUM · August 2026
- MACCO FINANCIAL GROUP, INC.CRD 337398 · GREEN BAY, WI$277,794,920.00Regulatory AUM · August 2026
- MACDOUGALL FINANCIAL COUNSELINGCRD 104644 · DELMONT, PA$424,811,192.00Regulatory AUM · August 2026
- MACH-1 FINANCIAL GROUP, LLCCRD 298195 · ROGERS, AR$546,345,461.00Regulatory AUM · August 2026
- MACHINE INVESTMENT GROUP, LPCRD 315219 · NEW YORK, NY$623,744,712.00Regulatory AUM · August 2026
- MACK & CO. PARTNERS, LPCRD 324218 · DALLAS, TX$548,980,056.00Regulatory AUM · August 2026
- MACK INVESTMENT SECURITIES, INC.CRD 17643 · NORTHFIELD, IL$302,589,639.00Regulatory AUM · August 2026
- MACKE FINANCIAL ADVISORY GROUP, INC.CRD 111318 · FORT MYERS, FL$175,713,593.00Regulatory AUM · August 2026
- MACLEAN CAPITAL ADVISORS, LLCCRD 156978 · INDIAN WELLS, CA$222,096,364.00Regulatory AUM · August 2026
- MACLENDON WEALTH MANAGEMENT, LLCCRD 157819 · DELRAY BEACH, FL$129,587,861.00Regulatory AUM · August 2026
- MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLCCRD 284788 · NEW YORK, NY$525,593,905.00Regulatory AUM · August 2026
- MACQUARIE CAPITAL PARTNERS, LLCCRD 293250 · NEW YORK, NY$317,573,543.00Regulatory AUM · August 2026
- MACRO ADVISORS, INC.CRD 118832 · YORK, PA$370,874,878.00Regulatory AUM · August 2026
- MACROCLIMATE LLCCRD 130655$210,103,496.00Regulatory AUM · August 2026
- MACROVIEW INVESTMENT MANAGEMENT LLCCRD 149621 · BETHESDA, MD$387,072,284.00Regulatory AUM · August 2026
- MADDEN ADVISORY SERVICES, INC.CRD 112607 · JACKSONVILLE, FL$291,665,578.00Regulatory AUM · August 2026
- MADDEN FUNDS MANAGEMENT LTD.CRD 110309 · OAK PARK, IL$217,874,913.00Regulatory AUM · August 2026
- MADDEN SECURITIES CORPORATIONCRD 18389 · DALLAS, TX$826,014,901.00Regulatory AUM · August 2026
- MADER & SHANNON WEALTH MANAGEMENT, INC.CRD 123741 · KANSAS CITY, MO$269,447,301.00Regulatory AUM · August 2026
- MADISON ADVISORY SERVICES, INC.CRD 132386 · WHITE PLAINS, NY$509,747,075.00Regulatory AUM · August 2026
- MADISON PARK CAPITAL ADVISORS, LLCCRD 172780 · SEATTLE, WA$294,780,438.00Regulatory AUM · August 2026
- MADRID FINANCIAL SERVICES, INC.CRD 172464 · MANHATTAN BEACH, CA$184,242,890.00Regulatory AUM · August 2026
- MADRID WEALTH MANAGEMENT, LLCCRD 333331 · ALBUQUERQUE, NM$212,050,883.00Regulatory AUM · August 2026
- MADRONA FINANCIAL SERVICES, LLCCRD 115753 · EVERETT, WA$691,792,793.00Regulatory AUM · August 2026
- MADRONE INVESTMENT ADVISORY, LLCCRD 149549 · SAN RAFAEL, CA$254,318,050.00Regulatory AUM · August 2026
- MADRYN ASSET MANAGEMENT, LPCRD 286065 · NEW YORK, NY$914,989,241.00Regulatory AUM · August 2026
- MADSON WEALTH ADVISORS INC.CRD 338608 · SANTA ROSA, CA$208,732,967.00Regulatory AUM · August 2026
- MAESTRIA PARTNERS LLCCRD 328822 · ATLANTA, GA$350,360,267.00Regulatory AUM · August 2026
- MAGARIAN CAPITAL MANAGEMENT, LLCCRD 341292 · SAN ANTONIO, TX$259,717,173.00Regulatory AUM · August 2026
- MAGELLAN INVESTMENT PARTNERS NORTH AMERICA, INC.CRD 107420 · WESTMONT, IL$119,280,634.00Regulatory AUM · August 2026
- MAGELLAN PLANNING GROUP, INC.CRD 338739 · ATLANTA, GA$209,983,000.00Regulatory AUM · August 2026
- MAGGI INVESTMENT SERVICES, LLCCRD 156856 · OLDMAR, FL$154,000,000.00Regulatory AUM · August 2026
- MAGNATE ADVISORY SERVICES, LLCCRD 283056 · LOUISVILLE, KY$314,131,225.00Regulatory AUM · August 2026
- MAGNOLIA CAPITAL MANAGEMENT, LTD.CRD 119597 · COLD SPRING, NY$227,677,130.00Regulatory AUM · August 2026
- MAGNOLIA FINANCIAL PLANNING SERVICES, INC.CRD 135759 · SENECA, SC$225,662,274.00Regulatory AUM · August 2026
- MAGNOLIA PRIVATE WEALTH, LLCCRD 324102 · PHILADELPHIA, PA$272,085,555.00Regulatory AUM · August 2026
- MAGNOLIA WEALTH MANAGEMENT LLCCRD 297598 · DOTHAN, AL$183,287,342.00Regulatory AUM · August 2026
- MAGUIRE INVESTMENTS LLCCRD 164039 · KING OF PRUSSIA, PA$253,198,476.00Regulatory AUM · August 2026
- MAI, INC.CRD 107337 · LEXINGTON, KY$329,735,069.00Regulatory AUM · August 2026
- MAIA WEALTH, LLCCRD 292817 · DENVER, CO$973,037,361.00Regulatory AUM · August 2026
- MAIDEN COVE CAPITAL, LLCCRD 312478 · YARMOUTH, ME$153,697,129.00Regulatory AUM · August 2026
- MAIMON WEALTH MANAGEMENT LTD.CRD 298566$156,529,147.00Regulatory AUM · August 2026
- MAIN ADVISORY, INC.CRD 328040 · CANONSBURG, PA$162,743,420.00Regulatory AUM · August 2026
- MAIN CAPITAL PARTNERS NORTH AMERICA LLCCRD 329886 · BOSTON, MA$471,601,022.00Regulatory AUM · August 2026
- MAIN LINE GROUP WEALTH MANAGEMENT, LLCCRD 150964$122,540,706.00Regulatory AUM · August 2026
- MAIN LINE RETIREMENT ADVISORS, LLCCRD 284780 · WHITEFISH, MT$448,606,506.00Regulatory AUM · August 2026
- MAIN STREET INVESTMENT ADVISORS, LLCCRD 146036 · NORTHBROOK, IL$250,312,643.00Regulatory AUM · August 2026
- MAIN STREET RETIREMENT PLANNING, LLCCRD 313051 · COPPELL, TX$716,585,273.00Regulatory AUM · August 2026
- MAINLINE INVESTMENT ADVISERS, LLCCRD 159045 · WYNNEWOOD, PA$109,927,979.00Regulatory AUM · August 2026
- MAINSAIL ASSET MANAGEMENT, LLCCRD 128373 · BIRMINGHAM, AL$598,811,962.00Regulatory AUM · August 2026
- MAINSAIL FINANCIAL GROUP, LLCCRD 317970 · BELLEVUE, WA$403,920,372.00Regulatory AUM · August 2026
- MAINSTREAM CAPITAL MANAGEMENT LLCCRD 297145 · LOS ANGELES, CA$223,980,722.00Regulatory AUM · August 2026
- MAINSTREET RIA LLCCRD 309150 · O'FALLON, MO$446,355,239.00Regulatory AUM · August 2026
- MAKROD INVESTMENT ASSOCIATES INCCRD 110325 · VERONA, NJ$894,437,867.00Regulatory AUM · August 2026
- MALABAR INVESTMENTS, LLCCRD 168091 · NEW YORK, NY$899,600,000.00Regulatory AUM · August 2026
- MALAGA COVE CAPITAL, LLCCRD 146959 · PALOS VERDES ESTATES, CA$310,929,712.00Regulatory AUM · August 2026
- MALLINI COMPLETE FINANCIAL PLANNING LLCCRD 175341 · GAINESVILLE, FL$175,959,634.00Regulatory AUM · August 2026
- MALTESE CAPITAL MANAGEMENT, LLCCRD 138175 · NEW YORK, NY$695,726,000.00Regulatory AUM · August 2026
- MALTIN WEALTH MANAGEMENT, INC.CRD 164330$507,195,287.00Regulatory AUM · August 2026
- MALVERN CAPITAL MANAGEMENT, LLCCRD 292396 · MALVERN, PA$258,119,057.00Regulatory AUM · August 2026
- MAN CAPITAL MANAGEMENT LLCCRD 146110 · NEW YORK, NY$130,817,886.00Regulatory AUM · August 2026
- MAN GLOBAL PRIVATE MARKETS (USA) INC.CRD 284066 · NEW YORK, NY$988,216,173.00Regulatory AUM · August 2026
- MANA ADVISORS LLCCRD 284792 · NEW YORK, NY$509,000,000.00Regulatory AUM · August 2026
- MANA FINANCIAL LIFE DESIGN, LLCCRD 298277$106,079,775.00Regulatory AUM · August 2026
- MANATUCK HILL PARTNERS, LLCCRD 160689 · WESTPORT, CT$628,551,559.00Regulatory AUM · August 2026
- MANDALAY FINANCIAL, L.L.C.CRD 113848 · BELLAIRE, TX$171,494,579.00Regulatory AUM · August 2026
- MANDARINFISH MANAGEMENT, LLCCRD 288139$507,710,943.00Regulatory AUM · August 2026
- MANER WEALTH, LLCCRD 308146 · LANSING, MI$299,490,655.00Regulatory AUM · August 2026
- MANGAN WEALTH MANAGEMENT, INC.CRD 143863 · SEATTLE, WA$222,000,000.00Regulatory AUM · August 2026
- MANGROVE EQUITY PARTNERS, L.P.CRD 162429 · TAMPA, FL$468,101,399.00Regulatory AUM · August 2026
- MANHATTAN GLOBAL ASSET MANAGEMENT LLCCRD 334452 · LAS VEGAS, NV$205,501,795.00Regulatory AUM · August 2026
- MANN FINANCIAL SERVICES, INC.CRD 297878 · DETROIT LAKES, MN$395,519,929.00Regulatory AUM · August 2026
- MANNA TREE PARTNERS, LLCCRD 299654 · DENVER, CO$816,155,372.00Regulatory AUM · August 2026
- MANNA WEALTH MANAGEMENT INC.CRD 332313 · MIAMI BEACH, FL$146,137,215.00Regulatory AUM · August 2026
- MANNERS PAUL & ASSOCIATES, INC.CRD 110996 · MARIETTA, GA$349,532,871.00Regulatory AUM · August 2026
- MANSKE WEALTH MANAGEMENT, LLCCRD 164401 · HOUSTON, TX$707,317,447.00Regulatory AUM · August 2026
- MANTEIO CAPITAL LLCCRD 311029 · JERSEY CITY, NJ$492,725,890.00Regulatory AUM · August 2026
- MANTEIO SCALABLE TECHNOLOGIES LLCCRD 333019 · JERSEY CITY, NJ$582,518,964.00Regulatory AUM · August 2026
- MANUKA FINANCIAL, LLCCRD 313528$218,099,195.00Regulatory AUM · August 2026
- $377,824,711.00Regulatory AUM · August 2026
- MAPLE PARK CAPITAL PARTNERS MANAGEMENT, LPCRD 335335 · DALLAS, TX$162,229,053.00Regulatory AUM · August 2026
- MAQRO ADVISORS LLCCRD 289245 · AUSTIN, TX$174,362,687.00Regulatory AUM · August 2026
- MAR WEALTH MANAGEMENT SERVICES, LLCCRD 167335 · WEST PALM BEACH, FL$125,115,200.00Regulatory AUM · August 2026
- MARATHON CAPITAL MANAGEMENT LLCCRD 119416 · HUNT VALLEY, MD$790,136,072.00Regulatory AUM · August 2026
- MARATHON MISSION, INC.CRD 288654 · LATHAM, NY$177,052,266.00Regulatory AUM · August 2026
- MARATHON PARTNERS EQUITY MANAGEMENT, LLCCRD 161095 · NEW YORK, NY$120,071,012.00Regulatory AUM · August 2026
- MARATHON STRATEGIC ADVISORS, LLCCRD 117108 · PITTSBURGH, PA$182,742,274.00Regulatory AUM · August 2026
- MARATHON WEALTH ADVISORS, LLCCRD 338006 · BOSTON, MA$307,831,128.00Regulatory AUM · August 2026
- MARATHON WEALTH MANAGEMENT, INC.CRD 289119 · MELVILLE, NY$150,540,000.00Regulatory AUM · August 2026
- MARATHON WEALTH PARTNERS, INCCRD 337665$141,062,198.00Regulatory AUM · August 2026
- $315,209,572.00Regulatory AUM · August 2026