Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 56
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- $138,663,958.00Regulatory AUM · August 2026
- MARCHANT MC LIMITEDCRD 335094$705,100,000.00Regulatory AUM · August 2026
- MARCUS CAPITAL, LLCCRD 130516 · NORTHFIELD, IL$129,222,766.00Regulatory AUM · August 2026
- MAREK CAPITAL MANAGEMENT LPCRD 333745 · NEW YORK, NY$422,396,864.00Regulatory AUM · August 2026
- MAREST CAPITAL, LLCCRD 315958 · ENCINO, CA$239,789,880.00Regulatory AUM · August 2026
- MARGNA PEAK ADVISORS AGCRD 128649$372,499,564.00Regulatory AUM · August 2026
- MARGOLIS BRADY RAGHAVAN FINANCIAL, INC.CRD 168333 · HOUSTON, TX$956,390,510.00Regulatory AUM · August 2026
- MARIACA WEALTH MANAGEMENT, LLCCRD 164001 · WELLINGTON, FL$251,123,200.00Regulatory AUM · August 2026
- MARIDEA WEALTH MANAGEMENT LLCCRD 325523 · BROOKLYN, NY$958,721,478.00Regulatory AUM · August 2026
- MARIETTA INVESTMENT PARTNERS, LLCCRD 108479 · MILWAUKEE, WI$683,744,825.00Regulatory AUM · August 2026
- MARIN BAY WEALTH ADVISORS, LLCCRD 289184 · SAN ANSELMO, CA$375,612,068.00Regulatory AUM · August 2026
- MARIN CAPITAL MANAGEMENT, LLCCRD 136075 · NOVATO, CA$170,782,711.00Regulatory AUM · August 2026
- MARION WEALTH MANAGEMENT, LLCCRD 315730 · MONROEVILLE, PA$543,432,308.00Regulatory AUM · August 2026
- MARIPAU WEALTH MANAGEMENT LLCCRD 311934 · FORT WAYNE, IN$363,768,300.00Regulatory AUM · August 2026
- MARIVA GLOBAL ASSET MANAGEMENT, LLCCRD 285674 · MIAMI, FL$128,963,954.00Regulatory AUM · August 2026
- MARK BELL ADVISORY SERVICES, INC.CRD 107114 · CHICAGO, IL$138,197,606.00Regulatory AUM · August 2026
- MARK GILLAM ENTERPRISESCRD 108632 · FAIR OAKS, CA$210,312,142.00Regulatory AUM · August 2026
- MARK J SNYDER FINANCIAL SERVICES INCCRD 106425 · MEDFORD, NY$381,996,646.00Regulatory AUM · August 2026
- MARK SHEPTOFF FINANCIAL PLANNING LLCCRD 108742 · GLASTONBURY, CT$466,529,463.00Regulatory AUM · August 2026
- MARKET INVESTMENT GROUP, LLCCRD 334248 · WICHITA, KS$416,448,715.00Regulatory AUM · August 2026
- MARKET STREET WEALTH MANAGEMENT ADVISORS, LLCCRD 122212 · INDIANAPOLIS, IN$775,997,048.00Regulatory AUM · August 2026
- MARKET STREET WEALTH MANAGEMENT, LLCCRD 155157 · WEST CHESTER, PA$836,983,408.00Regulatory AUM · August 2026
- MARKETDESK INDICES LLCCRD 323393$151,615,364.00Regulatory AUM · August 2026
- MARKETRIDERS, INC.CRD 147963 · CHESTERFIELD, MO$362,985,152.00Regulatory AUM · August 2026
- MARKIN ASSET MANAGEMENT, LPCRD 311719$152,511,384.00Regulatory AUM · August 2026
- MARKLE FINANCIAL LLCCRD 302088 · LARAMIE, WY$141,212,159.00Regulatory AUM · August 2026
- MARKOWSKI BROTHERS HOLDING CORPORATIONCRD 141883$473,861,678.00Regulatory AUM · August 2026
- MARKS WEALTH, LLCCRD 310534 · ELLICOTT CITY, MD$409,204,249.00Regulatory AUM · August 2026
- MARLIN MANAGER, LLCCRD 310768 · SAINT PETERSBURG, FL$871,025,469.00Regulatory AUM · August 2026
- MARNELL MANAGEMENT LLCCRD 284918 · FARMINGTON HILLS, MI$306,132,857.00Regulatory AUM · August 2026
- MAROON PASS ADVISORS LPCRD 323742 · AUSTIN, TX$178,570,458.00Regulatory AUM · August 2026
- MAROTTA ASSET MANAGEMENT, INC.CRD 115645 · CHARLOTTESVILLE, VA$686,035,648.00Regulatory AUM · August 2026
- MARQUEE CAPITAL ADVISORS LLCCRD 336708 · CHICAGO, IL$162,721,000.00Regulatory AUM · August 2026
- MARQUETTE ASSET MANAGEMENT, LLCCRD 282482 · MINNEAPOLIS, MN$871,610,911.00Regulatory AUM · August 2026
- MARRICK WEALTH, LLCCRD 164758 · IRVINE, CA$215,567,832.00Regulatory AUM · August 2026
- MARS JEWETT FINANCIAL GROUP, INC.CRD 297388 · BELLEVUE, WA$901,424,022.00Regulatory AUM · August 2026
- MARSH WEALTH MANAGEMENT, LLCCRD 282111 · KNOXVILLE, TN$182,304,196.00Regulatory AUM · August 2026
- MARSHALL INVESTMENT MANAGEMENT, LLCCRD 174817 · GREENWOOD VILLAGE, CO$297,993,524.00Regulatory AUM · August 2026
- MARTHA'S VINEYARD INVESTMENT ADVISORS, LLCCRD 291599 · WEST TISBURY, MA$342,913,476.00Regulatory AUM · August 2026
- MARTIN CAPITAL ADVISORS, LLPCRD 108529 · SAN ANTONIO, TX$181,876,904.00Regulatory AUM · August 2026
- MARTIN CAPITAL PARTNERS, LLCCRD 153452 · EUGENE, OR$290,481,718.00Regulatory AUM · August 2026
- MARTIN D. PARLATO & ASSOCIATES, INC.CRD 147403 · PONTE VEDRA, FL$284,640,031.00Regulatory AUM · August 2026
- MARTIN FLEISHER, JD PCCRD 319350$180,088,308.00Regulatory AUM · August 2026
- MARTIN INVESTMENT MANAGEMENT, LLCCRD 105381 · PALM BEACH GARDENS, FL$888,055,843.00Regulatory AUM · August 2026
- MARTIN NELSON & CO., INC.CRD 2903 · SEATTLE, WA$287,344,200.00Regulatory AUM · August 2026
- MARTIN WEALTH MANAGEMENTCRD 135813$107,088,335.00Regulatory AUM · August 2026
- MARTIN, JAVAN VONCRD 335035$952,268,515.00Regulatory AUM · August 2026
- MARTINSEN WEALTH MANAGEMENT, LLCCRD 332433 · TEMPE, AZ$143,208,495.00Regulatory AUM · August 2026
- MARVEL FINANCIAL PLANNING, INC.CRD 327420$139,393,628.00Regulatory AUM · August 2026
- MARVIN & PALMER ASSOCIATESCRD 105399 · WILMINGTON, DE$195,696,579.00Regulatory AUM · August 2026
- MARYLAND CAPITAL ADVISORS, INC.CRD 134875 · CHESTER, MD$490,763,859.00Regulatory AUM · August 2026
- MASCAGNI WEALTH MANAGEMENT, INC.CRD 115046 · CLINTON, MS$424,500,000.00Regulatory AUM · August 2026
- MASCOMA WEALTH MANAGEMENT LLCCRD 174907 · HANOVER, NH$567,753,044.00Regulatory AUM · August 2026
- MASECO ASIA LIMITEDCRD 310966$106,095,146.00Regulatory AUM · August 2026
- MASON & ASSOCIATES, INC.CRD 141303 · LOS ANGELES, CA$828,735,152.00Regulatory AUM · August 2026
- MASON & ASSOCIATES, LLCCRD 307206 · NEWPORT NEWS, VA$471,360,944.00Regulatory AUM · August 2026
- MASONRY CAPITAL MANAGEMENT, LLCCRD 292664 · CHARLOTTESVILLE, VA$370,494,645.00Regulatory AUM · August 2026
- MASSACHUSETTS WEALTH MANAGEMENT, LLCCRD 160235 · NORTH ANDOVER, MA$301,486,276.00Regulatory AUM · August 2026
- MASTER'S WEALTH MANAGEMENT INC.CRD 328693 · LEOLA, PA$589,513,898.00Regulatory AUM · August 2026
- MASTERPIECE CAPITAL, LLCCRD 290075 · AUSTIN, TX$124,918,080.00Regulatory AUM · August 2026
- MASTERS CAPITAL MANAGEMENT, L.L.C.CRD 137605 · ATLANTA, GA$804,599,172.00Regulatory AUM · August 2026
- MASTERTON CAPITAL MANAGEMENT, LPCRD 308917 · NEW YORK, NY$293,137,186.00Regulatory AUM · August 2026
- MASTODON ADVISORY GROUP, LLCCRD 283494$492,475,339.00Regulatory AUM · August 2026
- MASUS FINANCIAL GROUP, LTD.CRD 174339 · BATAVIA, IL$190,630,230.00Regulatory AUM · August 2026
- MATCH GRADE ADVISORS, LLCCRD 299181 · GREENVILLE, SC$479,384,674.00Regulatory AUM · August 2026
- MATERETSKY FINANCIAL GROUP, INC.CRD 292353 · BOYNTON BEACH, FL$720,764,738.00Regulatory AUM · August 2026
- MATHESON & ROCK WEALTH MANAGEMENT, LLCCRD 289603 · DAVENPORT, IA$530,000,000.00Regulatory AUM · August 2026
- MATRIARCH WEALTH MANAGEMENT, LLCCRD 327099$267,348,262.00Regulatory AUM · August 2026
- MATRIX PLANNING INCCRD 110812 · SANTA MONICA, CA$121,375,926.00Regulatory AUM · August 2026
- MATRIX PRIVATE CAPITAL GROUP LLCCRD 285531 · CHICAGO, IL$560,983,684.00Regulatory AUM · August 2026
- MATSON FINANCIAL ADVISORS, INC.CRD 122480 · DANBURY, CT$518,854,653.00Regulatory AUM · August 2026
- MATTERHORN CAPITAL ADVISORS, LLCCRD 309960 · WEST CONSHOHOCKEN, PA$396,377,016.00Regulatory AUM · August 2026
- MATTERN WEALTH MANAGEMENT LLCCRD 304520 · LAWRENCE, KS$579,025,968.00Regulatory AUM · August 2026
- MATTERS CAPITAL LLCCRD 333776 · CORAL GABLES, FL$296,786,932.00Regulatory AUM · August 2026
- MATTHEW 25 MANAGEMENT CORPCRD 104566 · AMBLER, PA$315,935,375.00Regulatory AUM · August 2026
- MATTHEW GOFF INVESTMENT ADVISOR, LLCCRD 114796 · HOUSTON, TX$674,352,587.00Regulatory AUM · August 2026
- MATTHIAS PRIVATE WEALTH, LLCCRD 289761 · WINTER PARK, FL$242,839,136.00Regulatory AUM · August 2026
- MATTSON FINANCIAL SERVICES, LLCCRD 153067 · KENTWOOD, MI$514,980,868.00Regulatory AUM · August 2026
- MAUNEY-PITT FINANCIAL MANAGEMENT, INC.CRD 337870 · SHELBY, NC$418,000,000.00Regulatory AUM · August 2026
- MAVEN CAPITAL PARTNERS, LLCCRD 300626 · ATLANTA, GA$152,900,049.00Regulatory AUM · August 2026
- MAVEN EQUITY PARTNERS, LLCCRD 304461 · LARKSPUR, CA$250,289,785.00Regulatory AUM · August 2026
- MAVEN ROYALTY PARTNERS, LLCCRD 288377 · SHREVEPORT, LA$241,355,014.00Regulatory AUM · August 2026
- MAVERICK REAL ESTATE PARTNERS LLCCRD 269825 · NEW YORK, NY$791,797,776.00Regulatory AUM · August 2026
- MAXELE ADVISORS, LLCCRD 165129 · WEBSTER GROVES, MO$201,565,331.00Regulatory AUM · August 2026
- MAXIM FINANCIAL ADVISORS LLCCRD 139366 · NEW YORK, NY$445,461,887.00Regulatory AUM · August 2026
- MAXIMAI INVESTMENT PARTNERS, LLCCRD 284919 · CORAL GABLES, FL$695,829,702.00Regulatory AUM · August 2026
- MAXQ ASSET MANAGEMENT LLCCRD 336560 · GREENWOOD VILLAGE, CO$407,749,700.00Regulatory AUM · August 2026
- MAXWELL STREET CAPITAL PARTNERS, LPCRD 329585 · EVANSTON, IL$284,297,177.00Regulatory AUM · August 2026
- MAY HILL CAPITAL, LLCCRD 332076 · COHASSET, MA$548,601,789.00Regulatory AUM · August 2026
- MAY, WILLIAM MICHAELCRD 135127$166,999,000.00Regulatory AUM · August 2026
- MAYA ADVISORS, INC.CRD 144325 · PALO ALTO, CA$138,238,863.00Regulatory AUM · August 2026
- MAYFAIR ADVISORY GROUP, LLCCRD 304668 · BIRMINGHAM, AL$806,422,657.00Regulatory AUM · August 2026
- MAYFIELD ADVISORS, INC.CRD 144072 · PALO ALTO, CA$143,464,721.00Regulatory AUM · August 2026
- MAYNERICH FINANCIALCRD 331546 · VIRDEN, IL$122,522,409.00Regulatory AUM · August 2026
- MAYPORT, LLCCRD 288215$694,906,748.00Regulatory AUM · August 2026
- MAYTAL ASSET MANAGEMENT LLCCRD 168812 · WHITE PLAINS, NY$125,307,034.00Regulatory AUM · August 2026
- MAYTECH GLOBAL INVESTMENTS, LLCCRD 285985 · NEW YORK, NY$895,132,001.00Regulatory AUM · August 2026
- MAYTUS CAPITAL MANAGEMENT, LLCCRD 288640 · NEW YORK, NY$597,808,278.00Regulatory AUM · August 2026
- MB FAMILY ADVISORS, LLCCRD 166324 · NEW YORK, NY$204,073,110.00Regulatory AUM · August 2026
- MB GENERATIONAL WEALTH, LLCCRD 327967 · SPOKANE, WA$404,425,850.00Regulatory AUM · August 2026