Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 54
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- LONE PEAK GLOBAL INVESTORS, LLCCRD 153956 · ALPINE, UT$598,366,135.00Regulatory AUM · August 2026
- LONE PEAK PARTNERS MANAGEMENT LPCRD 156546 · NEW YORK, NY$210,443,130.00Regulatory AUM · August 2026
- LONE STAR INVESTMENT ADVISORS, LLCCRD 158283 · DALLAS, TX$119,907,066.00Regulatory AUM · August 2026
- LONESTAR REGISTERED INVESTMENT ADVISORS, PLLCCRD 144200 · LUBBOCK, TX$274,018,071.00Regulatory AUM · August 2026
- LONETREE CAPITAL, LLCCRD 321784 · NEW YORK, NY$229,332,608.00Regulatory AUM · August 2026
- LONG ANGLE MANAGEMENT, LLCCRD 330169 · DOVER, DE$404,708,887.00Regulatory AUM · August 2026
- LONG ARC CAPITAL LPCRD 290245 · NEW YORK, NY$866,800,000.00Regulatory AUM · August 2026
- LONG ISLAND WEALTH MANAGEMENT, INC.CRD 173363 · MELVILLE, NY$291,674,579.00Regulatory AUM · August 2026
- LONG POINT CAPITAL, INCCRD 163061 · NEW YORK, NY$213,502,105.00Regulatory AUM · August 2026
- LONG ROAD INVESTMENT COUNSEL, LLCCRD 171343 · KALAMAZOO, MI$346,435,000.00Regulatory AUM · August 2026
- LONG SHORT ADVISORS, LLCCRD 153632 · PALM BEACH GARDENS, FL$154,242,654.00Regulatory AUM · August 2026
- LONG WALK MANAGEMENT LPCRD 309271$603,563,600.00Regulatory AUM · August 2026
- LONG WHARF CAPITAL LLCCRD 158038 · BOSTON, MA$919,100,000.00Regulatory AUM · August 2026
- LONGBOARD ASSET MANAGEMENT, LPCRD 155617$103,758,609.00Regulatory AUM · August 2026
- LONGBOW ASSET MANAGEMENTCRD 126193 · TULSA, OK$134,423,519.00Regulatory AUM · August 2026
- LONGEVITY CAPITAL MANAGEMENT LLCCRD 328283 · THOUSAND OAKS, CA$184,155,472.00Regulatory AUM · August 2026
- LONGSHORE CAPITAL MANAGEMENT, LLCCRD 308030 · CHICAGO, IL$397,648,084.00Regulatory AUM · August 2026
- LONGTAIL ALPHA, LLCCRD 282615 · NEWPORT BEACH, CA$822,446,436.00Regulatory AUM · August 2026
- LONGVIEW FINANCIAL ADVISORS, INC.CRD 122451 · HUNTSVILLE, AL$208,171,411.00Regulatory AUM · August 2026
- LONGVIEW FINANCIAL ADVISORS, LLCCRD 291192$383,874,981.00Regulatory AUM · August 2026
- LONGVIEW WEALTH MANAGEMENT, LLCCRD 139489$127,495,217.00Regulatory AUM · August 2026
- LONGWALL INVESTMENT PARTNERS, LLCCRD 324336 · WESTPORT, CT$428,187,059.00Regulatory AUM · August 2026
- LOOM CAPITAL MANAGEMENT LLCCRD 174093 · NEW YORK, NY$570,808,296.00Regulatory AUM · August 2026
- LOOMIS CAPITAL MANAGEMENT LLCCRD 333000$842,246,176.00Regulatory AUM · August 2026
- LOON LAKE CAPITAL MANAGEMENT LPCRD 339830 · BOSTON, MA$336,024,596.00Regulatory AUM · August 2026
- LORD ABBETT FIF ADVISOR LLCCRD 332700 · JERSEY CITY, NJ$190,402,889.00Regulatory AUM · August 2026
- LORD AND RICHARDS WEALTH MANAGEMENT, LLCCRD 328907 · HIGHLANDS RANCH, CO$128,761,154.00Regulatory AUM · August 2026
- LORETTA NOLAN ASSOCIATES, LLCCRD 126468 · OLD GREENWICH, CT$135,810,434.00Regulatory AUM · August 2026
- LORNE STEINBERG WEALTH MANAGEMENT INC.CRD 290262$814,354,377.00Regulatory AUM · August 2026
- $120,506,379.00Regulatory AUM · August 2026
- LOTUS TECHNOLOGY MANAGEMENT, LPCRD 335468 · ORLANDO, FL$405,000,000.00Regulatory AUM · August 2026
- LOTUSGROUP ADVISORS, LLCCRD 143379 · DENVER, CO$286,036,049.00Regulatory AUM · August 2026
- LOTUSGROUP CAPITAL, LLCCRD 298973 · DENVER, CO$156,689,707.00Regulatory AUM · August 2026
- LOUDON INVESTMENT MANAGEMENT, LLCCRD 113641 · WEST LEBANON, NH$231,818,283.00Regulatory AUM · August 2026
- LOUNTZIS ASSET MANAGEMENT, LLCCRD 118923 · WYOMISSING, PA$624,143,653.00Regulatory AUM · August 2026
- LOVE YOUR LIFE LLC DBA FREEDOM ASSET MANAGEMENTCRD 335660 · SPOKANE, WA$142,000,000.00Regulatory AUM · August 2026
- LOVETT INVESTMENT CONSULTING LLCCRD 143178$220,295,192.00Regulatory AUM · August 2026
- LOWERY THOMAS, LLCCRD 110058$385,772,610.00Regulatory AUM · August 2026
- LOYD FINANCIAL MANAGEMENT INC.CRD 112236 · CENTENNIAL, CO$133,543,388.00Regulatory AUM · August 2026
- LOYOLA ASSET MANAGEMENT LLCCRD 153255 · CORAL GABLES, FL$239,900,141.00Regulatory AUM · August 2026
- LP INVESTMENT MANAGEMENT, LLCCRD 306615 · DALLAS, TX$696,086,360.00Regulatory AUM · August 2026
- LPFG, LLCCRD 312978 · AVON, OH$381,250,022.00Regulatory AUM · August 2026
- LPWM LLCCRD 299007 · MINNEAPOLIS, MN$464,828,488.00Regulatory AUM · August 2026
- LRH CAPITAL ADVISING LLCCRD 342994 · DALLAS, TX$113,899,694.00Regulatory AUM · August 2026
- LRZ CAPITAL LLCCRD 333746 · MIAMI, FL$370,000,000.00Regulatory AUM · August 2026
- LS INVESTMENT ADVISORS, LLCCRD 146829 · BLOOMFIELD HILLS, MI$932,114,909.00Regulatory AUM · August 2026
- LSB CAPITAL MANAGEMENT, INC.CRD 310466 · ANKENY, IA$228,767,526.00Regulatory AUM · August 2026
- LSCP ADVISORS, LLCCRD 286018 · AUSTIN, TX$233,083,519.00Regulatory AUM · August 2026
- LTG CAPITAL LLCCRD 128216 · FRAMINGHAM, MA$142,173,011.00Regulatory AUM · August 2026
- LUCAS GROUP FINANCIAL ADVISORS, LLCCRD 326880 · FREEPORT, IL$337,658,673.00Regulatory AUM · August 2026
- LUCAS GROUP FINANCIAL PLANNERS, INC.CRD 130163 · SACRAMENTO, CA$456,454,693.00Regulatory AUM · August 2026
- LUCASHILL, LLCCRD 321069 · DALLAS, TX$575,203,697.00Regulatory AUM · August 2026
- LUCERNE CAPITAL MANAGEMENT, LPCRD 111288 · GREENWICH, CT$364,621,000.00Regulatory AUM · August 2026
- LUCIEN STIRLING & GRAY ADVISORY GROUP INCCRD 112641 · AUSTIN, TX$146,558,414.00Regulatory AUM · August 2026
- LUEDTKE & ASSOCIATES LLCCRD 337424$248,153,016.00Regulatory AUM · August 2026
- LUKEN INVESTMENT ANALYTICS, LLCCRD 169008 · BRENTWOOD, TN$292,155,933.00Regulatory AUM · August 2026
- LUMA CAPITAL LLCCRD 119576 · NAPLES, FL$135,786,645.00Regulatory AUM · August 2026
- LUMBARD & KELLNER, LLCCRD 117196 · HOLLIS, NH$443,616,831.00Regulatory AUM · August 2026
- LUMIDA WEALTH MANAGEMENT LLCCRD 323410 · WAYNE, NJ$132,820,358.00Regulatory AUM · August 2026
- LUMINA WEALTH MANAGEMENT, LLCCRD 291548 · WILMINGTON, NC$240,235,234.00Regulatory AUM · August 2026
- LUMINESCENT WEALTH MANAGEMENT, INC.CRD 337660 · SCOTTSDALE, AZ$127,388,083.00Regulatory AUM · August 2026
- LUMINIST CAPITAL, LLCCRD 173396$104,592,075.00Regulatory AUM · August 2026
- LUMINUS MANAGEMENT, LLCCRD 157536 · HOUSTON, TX$442,810,056.00Regulatory AUM · August 2026
- LUMINVEST WEALTH MANAGEMENT LLCCRD 326261 · SCOTTSDALE, AZ$398,030,608.00Regulatory AUM · August 2026
- LUMMIS ASSET MANAGEMENT, L.P.CRD 114357 · FORT WORTH, TX$209,957,416.00Regulatory AUM · August 2026
- LUMOS CAPITAL GROUP LLCCRD 306528 · NEW YORK, NY$274,451,521.00Regulatory AUM · August 2026
- LUNA CAPITAL MANAGEMENT, LLCCRD 307687 · BURLINGAME, CA$116,430,229.00Regulatory AUM · August 2026
- LUNT CAPITAL MANAGEMENT INC.CRD 125183 · HOLLADAY, UT$601,487,839.00Regulatory AUM · August 2026
- LWEALTH, LLCCRD 152253 · DALLAS, TX$305,538,403.00Regulatory AUM · August 2026
- LWM ADVISORS INCCRD 146620 · EL DORADO HILLS, CA$172,213,327.00Regulatory AUM · August 2026
- LWO LLCCRD 282281 · DALLAS, TX$890,782,432.00Regulatory AUM · August 2026
- LYGH CAPITAL PTE. LTD.CRD 321637$716,567,289.00Regulatory AUM · August 2026
- LYLE, ALLAN GLENCRD 10603 · SAN RAFAEL, CA$221,189,432.00Regulatory AUM · August 2026
- LYNCH & ASSOCIATES INCCRD 108326 · NEWBURGH, IN$831,128,783.00Regulatory AUM · August 2026
- LYNCH ASSET MANAGEMENT, INC.CRD 159938$330,607,455.00Regulatory AUM · August 2026
- LYNCH FINANCIAL ADVISORS, INCCRD 342560 · ROSEVILLE, CA$108,552,000.00Regulatory AUM · August 2026
- LYNCH INVESTMENT PLANNING, LLCCRD 115956 · NEWTOWN SQUARE, PA$143,250,844.00Regulatory AUM · August 2026
- LYNK CAPITAL MANAGEMENT COMPANY, LLCCRD 329038 · JACKSONVILLE, FL$359,554,552.00Regulatory AUM · August 2026
- LYNNLEIGH & COMPANY, LLCCRD 285044 · PITTSFORD, NY$161,537,057.00Regulatory AUM · August 2026
- LYNWOOD PRICE CAPITAL MANAGEMENT LPCRD 323308 · AUSTIN, TX$207,902,283.00Regulatory AUM · August 2026
- LYNX ADVISORY PARTNERS LLCCRD 326594 · CORAL GABLES, FL$221,366,192.00Regulatory AUM · August 2026
- LYNX CAPITAL GROUP LTDCRD 120459$286,876,797.00Regulatory AUM · August 2026
- LYNX CAPITAL, LLCCRD 306282 · ATLANTA, GA$154,534,366.00Regulatory AUM · August 2026
- LYNX1 CAPITAL MANAGEMENT LPCRD 310301 · DORADO, PR$626,680,245.00Regulatory AUM · August 2026
- LYON WEALTH ADVISORS GROUP, LLCCRD 325041 · CHARLOTTE, NC$311,416,264.00Regulatory AUM · August 2026
- LYONROSS CAPITAL MANAGEMENT, LLCCRD 156637 · WHITE PLAINS, NY$880,528,874.00Regulatory AUM · August 2026
- LYONS CAPITAL GROUP, LLCCRD 335733 · SHREVEPORT, LA$165,937,224.00Regulatory AUM · August 2026
- LYONS WEALTH MANAGEMENT, LLCCRD 150581 · WINTER PARK, FL$109,121,693.00Regulatory AUM · August 2026
- M & A CONSULTING GROUP, LLCCRD 286078 · AUSTIN, TX$155,400,000.00Regulatory AUM · August 2026
- M GROUP INVESTMENT ADVISOR, LLCCRD 160128$343,542,596.00Regulatory AUM · August 2026
- M WEALTH MANAGEMENT, LLCCRD 281532 · SAN DIEGO, CA$177,562,651.00Regulatory AUM · August 2026
- M. E. ALLISON & CO., INC.CRD 1047 · SAN ANTONIO, TX$366,385,125.00Regulatory AUM · August 2026
- M. KRAUS & COMPANYCRD 106749 · SHELBURNE, VT$559,278,035.00Regulatory AUM · August 2026
- M. KULYK & ASSOCIATES, LLCCRD 290887$840,380,068.00Regulatory AUM · August 2026
- M.C. BYRD WEALTH MANAGEMENT, LLCCRD 151070 · BELLVILLE, TX$294,174,329.00Regulatory AUM · August 2026
- M.K. BROWN WEALTH ADVISORY, LLCCRD 121269 · OAKWOOD, OH$165,540,986.00Regulatory AUM · August 2026
- M.Z. KARK & ASSOCIATES, INCCRD 106627 · DENVER, CO$369,638,942.00Regulatory AUM · August 2026
- M&B INVESTMENT ADVISORS, LLCCRD 154255 · CINCINNATI, OH$290,225,013.00Regulatory AUM · August 2026
- M1 CAPITAL MANAGEMENTCRD 158269 · TROY, MI$450,372,440.00Regulatory AUM · August 2026
- M2 FINANCIAL LLCCRD 288829 · VALENCIA, CA$157,995,972.00Regulatory AUM · August 2026