Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 53
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- LIFECAPITAL PARTNERS LLCCRD 337455 · NEW YORK, NY$133,225,543.00Regulatory AUM · August 2026
- LIFECYCLE FINANCIAL PLANNERS INC.CRD 290250 · BLOOMFIELD HILLS, MI$671,730,432.00Regulatory AUM · August 2026
- LIFEFOCUS FINANCIAL ADVISORS, LLCCRD 136020 · WALLA WALLA, WA$103,509,339.00Regulatory AUM · August 2026
- LIFEGOAL INVESTMENTS, LLCCRD 327833$356,000,000.00Regulatory AUM · August 2026
- LIFEGUIDE FINANCIAL ADVISORS, LLCCRD 284842 · MECHANICSBURG, PA$562,932,363.00Regulatory AUM · August 2026
- LIFEINVEST WEALTH MANAGEMENT, LTDCRD 146966 · MIAMI, FL$300,546,854.00Regulatory AUM · August 2026
- LIFELONG WEALTH ADVISORS, INC.CRD 331847 · ARDEN HILLS, MN$710,413,652.00Regulatory AUM · August 2026
- LIFELONG WEALTH MANAGEMENT GROUP, LLCCRD 291661 · LAKE OSWEGO, OR$121,740,000.00Regulatory AUM · August 2026
- LIFEMARK SECURITIES CORP.CRD 16204 · ROCHESTER, NY$424,939,705.00Regulatory AUM · August 2026
- LIFEPLAN FINANCIAL, LLCCRD 136981 · MANKATO, MN$141,037,349.00Regulatory AUM · August 2026
- LIFEPLAN INVESTMENT ADVISORS, INCCRD 144157 · RALEIGH, NC$325,994,818.00Regulatory AUM · August 2026
- LIFEPOINT PLANNING, PLLCCRD 296911 · SCHAUMBURG, IL$168,461,233.00Regulatory AUM · August 2026
- LIFESPAN FINANCIAL STRATEGIES, INC.CRD 119800 · WESTON, FL$357,426,385.00Regulatory AUM · August 2026
- LIFESPRING WEALTH MANAGEMENT, LLCCRD 295694$128,045,786.00Regulatory AUM · August 2026
- LIFESTEPS FINANCIAL, INC.CRD 153852 · CLAREMONT, CA$442,723,496.00Regulatory AUM · August 2026
- LIFESTYLE ASSET MANAGEMENT, INC.CRD 157450 · FRIENDSWOOD, TX$571,164,427.00Regulatory AUM · August 2026
- LIFESTYLE FREEDOM ADVISORY GROUP, LLCCRD 283512 · BRADENTON, FL$156,824,991.00Regulatory AUM · August 2026
- LIFETIME WEALTH MANAGEMENT P.C.CRD 145492 · ROCKWALL, TX$216,866,430.00Regulatory AUM · August 2026
- LIFETIME WEALTH MANAGEMENT, LLCCRD 147482$185,831,582.00Regulatory AUM · August 2026
- LIFEWAY FINANCIAL CORPORATIONCRD 114276 · PLANO, TX$358,676,107.00Regulatory AUM · August 2026
- LIFEWEALTH INVESTMENTS, LLCCRD 332978 · WINTER GARDEN, FL$490,593,143.00Regulatory AUM · August 2026
- LIFEWORKS ADVISORS, LLCCRD 288255 · GRAND RAPIDS, MI$966,701,542.00Regulatory AUM · August 2026
- LIFTPOINT FAMILY WEALTH ADVISORS, LLCCRD 337973 · FAR HILLS, NJ$187,722,047.00Regulatory AUM · August 2026
- LIG CAPITAL MANAGEMENT, LLCCRD 130489 · OKLAHOMA CITY, OK$250,406,715.00Regulatory AUM · August 2026
- LIGHT ARC CAPITAL MANAGEMENT LLCCRD 339985 · GREENWICH, CT$324,051,110.00Regulatory AUM · August 2026
- LIGHT CAPITAL LLCCRD 323373 · SANTA MONICA, CA$135,263,932.00Regulatory AUM · August 2026
- LIGHT FINANCIAL SERVICES, INC.CRD 131678 · FARGO, ND$175,538,267.00Regulatory AUM · August 2026
- LIGHTEDWAY ADVISORY SERVICES, INC.CRD 312712 · HARRISON, NY$115,000,000.00Regulatory AUM · August 2026
- LIGHTHOUSE FINANCIAL LLCCRD 137277 · SAINT PETERSBURG, FL$755,605,026.00Regulatory AUM · August 2026
- LIGHTHOUSE FINANCIAL SERVICES INCCRD 110367 · BREA, CA$472,541,088.00Regulatory AUM · August 2026
- LIGHTHOUSE WEALTH MANAGEMENT, INC.CRD 157925 · ASHLAND, OH$237,561,229.00Regulatory AUM · August 2026
- LIGHTHOUSE WEALTH MANAGEMENT, LLCCRD 307529 · CAMP HILL, PA$246,761,584.00Regulatory AUM · August 2026
- LIGHTHOUSE WEALTH STRATEGIES, LLCCRD 299334 · GIG HARBOR, WA$844,414,614.00Regulatory AUM · August 2026
- LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLCCRD 307933 · NEW YORK, NY$135,130,296.00Regulatory AUM · August 2026
- LIGHTSQUARE WEALTH MANAGEMENT, LLCCRD 324958 · BINGHAM FARMS, MI$203,537,151.00Regulatory AUM · August 2026
- LIGHTVIEW CAPITAL, LLCCRD 306106 · WEST PALM BEACH, FL$157,564,446.00Regulatory AUM · August 2026
- LILLIANO CAPITAL MANAGEMENT LLCCRD 339106 · PHOENIX, AZ$167,882,408.00Regulatory AUM · August 2026
- LINCOLN CAPITAL ADVISERS LLCCRD 335085 · CHICAGO, IL$150,000,000.00Regulatory AUM · August 2026
- LINCOLN CAPITAL CORPORATIONCRD 109922 · EAST GREENWICH, RI$418,266,246.00Regulatory AUM · August 2026
- LINCOLN CAPITAL, LLCCRD 168307 · LINCOLN, NE$844,751,520.00Regulatory AUM · August 2026
- LINCOLN DOUGLAS INVESTMENTS, LLCCRD 155578 · MOUNT VERNON, OH$130,549,335.00Regulatory AUM · August 2026
- LINCOLN ENERGY HOLDINGS LLCCRD 333026 · ENGLEWOOD, CO$315,258,656.00Regulatory AUM · August 2026
- LINCOLN PEAK CAPITAL MANAGEMENT, LLCCRD 292864 · BOSTON, MA$706,514,983.00Regulatory AUM · August 2026
- LINCOLNSHIRE MANAGEMENT, INC.CRD 157144 · NEW YORK, NY$494,439,542.00Regulatory AUM · August 2026
- LIND CAPITAL PARTNERS, LLCCRD 165810 · EVANSTON, IL$235,044,271.00Regulatory AUM · August 2026
- LINDA S. LUBITZ, CFP®, PACRD 108648 · CORAL GABLES, FL$317,822,212.00Regulatory AUM · August 2026
- LINDAHL & MANSAGER INCCRD 107111 · FAIRLAWN, OH$213,656,000.00Regulatory AUM · August 2026
- LINEAGE POINT CAPITAL LPCRD 338216$294,692,000.00Regulatory AUM · August 2026
- LINEPOINT PARTNERS & CO., LLCCRD 332598 · LOS ANGELES, CA$572,068,993.00Regulatory AUM · August 2026
- LINX PARTNERS, LLCCRD 158607 · ATLANTA, GA$131,358,280.00Regulatory AUM · August 2026
- LION EQUITY INVESTMENT ADVISORS, LLCCRD 283404 · DENVER, CO$173,464,223.00Regulatory AUM · August 2026
- LION POINT CAPITAL, LPCRD 174322 · NEW YORK, NY$480,595,987.00Regulatory AUM · August 2026
- LIONHEART STRATEGIC MANAGEMENT, LLCCRD 314990 · NEW YORK, NY$508,730,000.00Regulatory AUM · August 2026
- LIONHUNTER CAPITAL MANAGEMENT LLCCRD 341117 · NEW YORK, NY$266,785,469.00Regulatory AUM · August 2026
- LIONSBRIDGE WEALTH MANAGEMENT LLCCRD 149019 · JACKSONVILLE BEACH, FL$122,426,489.00Regulatory AUM · August 2026
- LIONSHEAD WEALTH MANAGEMENT, LLCCRD 288526 · NEW YORK, NY$229,846,327.00Regulatory AUM · August 2026
- LIONSTONE CAPITAL MANAGEMENT LLCCRD 157603 · NEW YORK, NY$569,710,312.00Regulatory AUM · August 2026
- LIONSTONE PARTNERS, LLCCRD 160214 · BOSTON, MA$224,400,264.00Regulatory AUM · August 2026
- LIONTREE PARTNERS LLCCRD 289817 · NEW YORK, NY$125,495,316.00Regulatory AUM · August 2026
- LIPE & DALTON,INC.CRD 132737 · SYRACUSE, NY$779,900,000.00Regulatory AUM · August 2026
- LIPPER ADVISORY SERVICES INCCRD 107283$155,792,969.00Regulatory AUM · August 2026
- LIQUID CAPITAL MANAGEMENT LLCCRD 299577 · LOS ANGELES, CA$287,599,449.00Regulatory AUM · August 2026
- LISANTI CAPITAL GROWTH LLCCRD 130023 · NEW YORK, NY$432,491,222.00Regulatory AUM · August 2026
- LISC FUND MANAGEMENT, LLCCRD 304733 · NEW YORK, NY$614,556,668.00Regulatory AUM · August 2026
- LITTLE HARBOR ADVISORS, LLCCRD 168700 · MARBLEHEAD, MA$242,633,524.00Regulatory AUM · August 2026
- LITTLE HOUSE CAPITAL, LLCCRD 290070 · BRAINTREE, MA$675,245,909.00Regulatory AUM · August 2026
- LITTLE RIVER CAPITAL PARTNERS, LP.CRD 331057$160,104,368.00Regulatory AUM · August 2026
- LITTLEFIELD ASSET MANAGEMENT, INC.CRD 109602$141,077,612.00Regulatory AUM · August 2026
- LITTLEJOHN FINANCIAL SERVICES, INCCRD 155113 · ROSEBURG, OR$171,257,236.00Regulatory AUM · August 2026
- LITVAK WEALTH, LLCCRD 170805 · NORWALK, CT$536,086,765.00Regulatory AUM · August 2026
- LIVE OAK INVESTMENT PARTNERS, LLCCRD 304406 · AUSTIN, TX$266,414,241.00Regulatory AUM · August 2026
- LIVE OAK MANAGEMENT GROUP, LLCCRD 287840 · BLUFFTON, SC$125,985,607.00Regulatory AUM · August 2026
- LIVE OAK WEALTH ADVISORY GROUP, LLCCRD 154962 · HOUSTON, TX$155,482,308.00Regulatory AUM · August 2026
- LIVELIFE CAPITAL PARTNERS LLCCRD 290008 · SOUTHBOROUGH, MA$372,095,310.00Regulatory AUM · August 2026
- LIVELLO CAPITAL MANAGEMENT LPCRD 305403 · NEW YORK, NY$265,229,531.00Regulatory AUM · August 2026
- LIVELSBERGER, LYNN LOUISCRD 117665 · ASHLAND, OH$176,353,803.00Regulatory AUM · August 2026
- LIVET WEALTH, LLCCRD 337826 · SPANISH FORK, UT$330,549,573.00Regulatory AUM · August 2026
- LIVIAN & CO., LLCCRD 153771 · NEW YORK, NY$152,881,318.00Regulatory AUM · August 2026
- LIZARD INVESTORS LLCCRD 147284 · CHICAGO, IL$232,800,323.00Regulatory AUM · August 2026
- LLOYD ADVISORY SERVICES, LLCCRD 150582 · SUWANEE, GA$437,641,211.00Regulatory AUM · August 2026
- LLOYD CAPITAL LLCCRD 158668$863,260,007.00Regulatory AUM · August 2026
- LLOYD HARBOR CAPITAL MANAGEMENT, LLCCRD 304646 · COLD SPRING HARBOR, NY$354,498,071.00Regulatory AUM · August 2026
- LLOYD PARK, LLCCRD 174032$167,900,000.00Regulatory AUM · August 2026
- LMG WEALTH PARTNERS, LLCCRD 318023 · SHREVEPORT, LA$681,163,458.00Regulatory AUM · August 2026
- LMPG WEALTH ADVISORS, LLCCRD 328251 · MIAMI, FL$131,651,764.00Regulatory AUM · August 2026
- LNC MANAGEMENT, LLCCRD 319581 · ARLINGTON, VA$820,269,490.00Regulatory AUM · August 2026
- LNK PARTNERS, LLCCRD 157725 · WHITE PLAINS, NY$748,607,028.00Regulatory AUM · August 2026
- LOBSCOUSER II, LLCCRD 282953 · ST. LOUIS, MO$278,766,890.00Regulatory AUM · August 2026
- LOCK 8 PARTNERS LLCCRD 319731 · NEW YORK, NY$414,739,456.00Regulatory AUM · August 2026
- LOCKER FINANCIAL SERVICES, LLCCRD 120900 · VERONA, NJ$213,787,195.00Regulatory AUM · August 2026
- LOCKERMAN FINANCIAL GROUP, INCCRD 316860 · NEWPORT BEACH, CA$110,080,837.00Regulatory AUM · August 2026
- LOCKSHIELD PARTNERS, INC.CRD 175433 · GLASGOW, KY$290,617,759.00Regulatory AUM · August 2026
- LOCUS INVESTMENT GROUP, LTD.CRD 297940$483,667,923.00Regulatory AUM · August 2026
- LODESTONE WEALTH MANAGEMENT LLCCRD 151115 · SPOKANE, WA$346,482,109.00Regulatory AUM · August 2026
- LODGE HILL CAPITAL, LLCCRD 165973 · NEW YORK, NY$768,257,120.00Regulatory AUM · August 2026
- LOGAN STONE CAPITAL LLCCRD 311547 · CHICAGO, IL$664,260,217.00Regulatory AUM · August 2026
- LOGIC WEALTH MANAGEMENT, LLCCRD 153453 · PASADENA, CA$184,749,471.00Regulatory AUM · August 2026
- LOGICA CAPITAL ADVISERS, LLCCRD 168906 · LOS ANGELES, CA$304,619,172.00Regulatory AUM · August 2026
- LOMBARD ADVISERS INCORPORATEDCRD 108231 · BALTIMORE, MD$669,830,665.00Regulatory AUM · August 2026
- LONE PEAK ADVISERS, LLCCRD 296772 · DRAPER, UT$125,444,600.00Regulatory AUM · August 2026