Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 52
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- LEELYN SMITH, LLCCRD 110517 · GENEVA, IL$852,292,185.00Regulatory AUM · August 2026
- LEEWARD FINANCIAL PARTNERS, LLCCRD 288779$401,470,428.00Regulatory AUM · August 2026
- LEFAVI WEALTH MANAGEMENT, INC.CRD 104961 · SALT LAKE CITY, UT$444,990,856.00Regulatory AUM · August 2026
- LEFT BRAIN WEALTH MANAGEMENT, LLCCRD 170348 · NAPERVILLE, IL$340,426,936.00Regulatory AUM · August 2026
- LEGA Z ADVISORY LLCCRD 297417$428,424,779.00Regulatory AUM · August 2026
- LEGACIES WEALTH LLCCRD 143138 · MINNETONKA, MN$505,367,624.00Regulatory AUM · August 2026
- LEGACY ADVISORY SERVICES, LLCCRD 147173 · EXTON, PA$156,935,534.00Regulatory AUM · August 2026
- LEGACY BEYOND WEALTH LLCCRD 328708$342,000,000.00Regulatory AUM · August 2026
- LEGACY BRIDGE, LLCCRD 282261 · WEST DES MOINES, IA$425,754,729.00Regulatory AUM · August 2026
- LEGACY CAPITAL GROUP CALIFORNIA, INC.CRD 111436 · LOS GATOS, CA$535,737,470.00Regulatory AUM · August 2026
- LEGACY CAPITAL MANAGEMENT, LIMITED LIABILITY COMPANYCRD 319078 · GRANITE BAY, CA$149,813,898.00Regulatory AUM · August 2026
- LEGACY CAPITAL WEALTH MANAGEMENT, LLCCRD 332184 · THE WOODLANDS, TX$273,427,616.00Regulatory AUM · August 2026
- LEGACY CG LLCCRD 108541 · PLANO, TX$378,648,551.00Regulatory AUM · August 2026
- LEGACY CHIEF FINANCIAL OFFICE, LLCCRD 300873 · SHENANDOAH, TX$105,079,723.00Regulatory AUM · August 2026
- LEGACY FINANCIAL ADVISORS CORPORATIONCRD 115384 · BLOOMINGTON, MN$317,668,456.00Regulatory AUM · August 2026
- LEGACY FINANCIAL ADVISORS II, LLCCRD 309156$139,169,629.00Regulatory AUM · August 2026
- LEGACY FINANCIAL INDEPENDENT ADVISORS LLCCRD 324258 · LOUISVILLE, KY$484,012,911.00Regulatory AUM · August 2026
- LEGACY FINANCIAL SERVICES GROUP, INC.CRD 140514 · TRAVERSE CITY, MI$122,816,278.00Regulatory AUM · August 2026
- LEGACY FINANCIAL STRATEGIES, LLCCRD 283553 · OVERLAND PARK, KS$952,034,437.00Regulatory AUM · August 2026
- LEGACY INVESTMENT PARTNERS, LLCCRD 133014 · OVERLAND PARK, KS$403,116,408.00Regulatory AUM · August 2026
- LEGACY INVESTMENT SOLUTIONS, LLCCRD 322695 · BOISE, ID$283,664,860.00Regulatory AUM · August 2026
- LEGACY PARTNERS, LLCCRD 159473 · LOS ANGELES, CA$777,914,505.00Regulatory AUM · August 2026
- LEGACY PCG, LLCCRD 283909 · NEWPORT, CA$139,763,641.00Regulatory AUM · August 2026
- LEGACY PLANNING ADVISORS, LLCCRD 121289 · SUWANEE, GA$234,000,000.00Regulatory AUM · August 2026
- LEGACY ROAD LLCCRD 337654$117,156,003.00Regulatory AUM · August 2026
- LEGACY SOLUTIONS, LLCCRD 323360 · KENNETT SQUARE, PA$243,826,836.00Regulatory AUM · August 2026
- LEGACY WEALTH ADVISORS, LLCCRD 127758 · SAN JOSE, CA$178,343,622.00Regulatory AUM · August 2026
- LEGACY WEALTH ADVISORS, LLCCRD 281810 · CLINTON TOWNSHIP, MI$132,310,152.00Regulatory AUM · August 2026
- LEGACY WEALTH ADVISORS, LLCCRD 326117 · NORTH MIAMI BEACH, FL$922,775,113.00Regulatory AUM · August 2026
- LEGACY WEALTH ASSET MANAGEMENT, LLCCRD 306732 · WOODBURY, MN$546,000,000.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT GROUP, INC.CRD 322235 · LYNCHBURG, VA$289,830,000.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT INC.CRD 173453 · MANASSAS, VA$313,864,428.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT, LLCCRD 174767 · BOISE, ID$629,031,199.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT, LLCCRD 304659 · RIDGELAND, MS$458,603,206.00Regulatory AUM · August 2026
- LEGACY WEALTH PARTNERS, LLCCRD 333032 · LAKEWOOD, CO$646,023,157.00Regulatory AUM · August 2026
- LEGAL ADVANTAGE INVESTMENTS, INC.CRD 118131$275,276,594.00Regulatory AUM · August 2026
- LEGEIS CAPITAL ADVISORS, LLCCRD 332943 · GREAT NECK, NY$497,365,902.00Regulatory AUM · August 2026
- LEGEND CAPITAL ADVISORS LLCCRD 336029$250,452,109.00Regulatory AUM · August 2026
- LEGEND FINANCIAL ADVISORS INCCRD 108207 · PITTSBURGH, PA$389,919,871.00Regulatory AUM · August 2026
- LEGION PARTNERS ASSET MANAGEMENT, LLCCRD 164136 · LOS ANGELES, CA$200,916,000.00Regulatory AUM · August 2026
- LEHRER KENNETH EUGENE DRCRD 105835 · HOUSTON, TX$286,300,000.00Regulatory AUM · August 2026
- LEIBMAN FINANCIAL SERVCES, INC.CRD 323120 · LOUISVILLE, NE$173,132,598.00Regulatory AUM · August 2026
- LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC.CRD 171967 · PARSIPPANY, NJ$237,406,702.00Regulatory AUM · August 2026
- LEIGH BALDWIN & CO., LLCCRD 38751 · CAZENOVIA, NY$290,629,757.00Regulatory AUM · August 2026
- LEISURE CAPITAL MANAGEMENT, INC.CRD 120374 · COSTA MESA, CA$873,950,396.00Regulatory AUM · August 2026
- LEM CAPITAL, L.P.CRD 159817 · PHILADELPHIA, PA$661,378,032.00Regulatory AUM · August 2026
- LENK LADNER INVESTMENT SOLUTIONS LLCCRD 109927 · OSTERVILLE, MA$337,349,864.00Regulatory AUM · August 2026
- LEO FUND SERVICES, LLCCRD 163259 · EDISON, NJ$151,329,901.00Regulatory AUM · August 2026
- LEO H. EVART, INC.CRD 110263 · REDWOOD CITY, CA$269,926,419.00Regulatory AUM · August 2026
- LEO WEALTH AMERICAS, LLCCRD 338799 · HURST, TX$512,279,544.00Regulatory AUM · August 2026
- LEON CAPITAL MANAGEMENT, LLCCRD 332987 · DALLAS, TX$244,651,938.00Regulatory AUM · August 2026
- LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.CRD 116891 · YAKIMA, WA$958,141,033.00Regulatory AUM · August 2026
- LEONID CAPITAL PARTNERS, LLCCRD 327020 · HUNTINGTON BEACH, CA$363,029,956.00Regulatory AUM · August 2026
- LEP MANAGEMENT LLCCRD 173481 · SALT LAKE CITY, UT$585,156,625.00Regulatory AUM · August 2026
- LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLCCRD 120109 · NEW YORK, NY$763,691,622.00Regulatory AUM · August 2026
- LESA SROUFE & COMPANY, INC.CRD 130232 · SEATTLE, WA$207,338,726.00Regulatory AUM · August 2026
- LESJAK PLANNING, LLCCRD 110090 · WESTLAKE, OH$396,000,000.00Regulatory AUM · August 2026
- LESKO SECURITIES, INC.CRD 10091 · VESTAL, NY$728,519,170.00Regulatory AUM · August 2026
- LESLIE GLOBAL WEALTH, LLCCRD 128202 · ITASCA, IL$446,848,773.00Regulatory AUM · August 2026
- LESTE USA, LLCCRD 301289 · MIAMI, FL$126,260,954.00Regulatory AUM · August 2026
- LESTER FINANCIAL GROUP, LLCCRD 317036 · CHAMPAIGN, IL$398,589,024.00Regulatory AUM · August 2026
- LETSON INVESTMENT MANAGEMENT, INC.CRD 125830$296,314,745.00Regulatory AUM · August 2026
- LEVATUS LLCCRD 287811 · BOSTON, MA$173,887,237.00Regulatory AUM · August 2026
- LEVCO CAPITAL LPCRD 161117 · NEW YORK, NY$590,500,000.00Regulatory AUM · August 2026
- LEVEL 5 CAPITAL PARTNERS, LLCCRD 304140 · ATLANTA, GA$327,192,200.00Regulatory AUM · August 2026
- LEVEL FINANCIAL ADVISORS, INC.CRD 110641 · EAST AMHERST, NY$862,657,652.00Regulatory AUM · August 2026
- LEVEL ONE GLOBAL ADVISORS, LLCCRD 316294 · MIAMI, FL$201,538,410.00Regulatory AUM · August 2026
- LEVEL WEALTH MANAGEMENT LLCCRD 301381 · GREENSBORO, NC$236,530,307.00Regulatory AUM · August 2026
- LEVENSON WEALTH LLCCRD 288726$111,043,500.00Regulatory AUM · August 2026
- LEVERTY FINANCIAL GROUP, LLCCRD 310258 · HUDSON, WI$676,836,895.00Regulatory AUM · August 2026
- LEVIN FUNDING GROUP LLCCRD 170087 · TUCSON, AZ$215,430,911.00Regulatory AUM · August 2026
- LEWINTER WEALTH ADVISORS, LLCCRD 155921$162,529,068.00Regulatory AUM · August 2026
- LEWIS & CLARK EQUITY PARTNERS, LLCCRD 299686 · ST. LOUIS, MO$262,924,296.00Regulatory AUM · August 2026
- LEWIS ASSET MANAGEMENT, LLCCRD 143409 · LAFAYETTE, CA$387,050,385.00Regulatory AUM · August 2026
- LEWIS CAPITAL MANAGEMENT, LLCCRD 133619 · BEVERLY HILLS, CA$180,159,001.00Regulatory AUM · August 2026
- LEWIS CAPITAL MANAGEMENT, LLLPCRD 112463$136,832,438.00Regulatory AUM · August 2026
- LEWIS FINANCIAL MANAGEMENT, LLCCRD 116344 · RALEIGH, NC$338,732,555.00Regulatory AUM · August 2026
- LEWIS FINANCIAL, LLCCRD 170324 · SAN LUIS OBISPO, CA$133,950,000.00Regulatory AUM · August 2026
- LEXINGTON AVENUE CAPITAL MANAGEMENT, LLCCRD 167834$164,229,570.00Regulatory AUM · August 2026
- LEXINGTON CAPITAL MANAGEMENT LPCRD 292364 · LAKEWOOD, NJ$153,425,447.00Regulatory AUM · August 2026
- LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLCCRD 127618 · NASHVILLE, TN$106,774,568.00Regulatory AUM · August 2026
- LEXINGTON HILL PARTNERS, LLCCRD 301810 · DALLAS, TX$278,437,717.00Regulatory AUM · August 2026
- LEXINGTON RESEARCH AND CAPITAL GROUP, LLCCRD 108576 · FAYETTEVILLE, AR$354,541,615.00Regulatory AUM · August 2026
- LFG WEALTH PARTNERS, LLCCRD 331339 · ELIZABETHTOWN, KY$190,676,829.00Regulatory AUM · August 2026
- LFL ADVISERS, LLCCRD 163963 · EVANSTON, IL$506,809,000.00Regulatory AUM · August 2026
- LGT FINANCIAL ADVISORS LLCCRD 111575 · DALLAS, TX$456,076,011.00Regulatory AUM · August 2026
- LIBERTAS WEALTH MANAGEMENT GROUP, INC.CRD 157769 · COLUMBUS, OH$163,057,705.00Regulatory AUM · August 2026
- LIBERTY ASSET MANAGEMENT, INC.CRD 135791 · WOODRIDGE, IL$172,716,913.00Regulatory AUM · August 2026
- LIBERTY ASSET MANAGEMENT, LLCCRD 142094 · ALLENTOWN, PA$140,990,247.00Regulatory AUM · August 2026
- LIBERTY ATLANTIC ADVISORS LLCCRD 327738$185,816,561.00Regulatory AUM · August 2026
- LIBERTY CAPITAL MANAGEMENT INCCRD 106063 · BIRMINGHAM, MI$849,467,215.00Regulatory AUM · August 2026
- LIBERTY FINANCIAL GROUP, INC.CRD 111272 · ELM GROVE, WI$194,317,321.00Regulatory AUM · August 2026
- LIBERTY ONE WEALTH ADVISORSCRD 315675 · PHILADELPHIA, PA$178,357,037.00Regulatory AUM · August 2026
- LIBERTY SQUARE WEALTH PARTNERS LLCCRD 332476 · BETHLEHEM, PA$567,782,618.00Regulatory AUM · August 2026
- LIBRA WEALTH LLCCRD 288098 · LOS GATOS, CA$639,843,347.00Regulatory AUM · August 2026
- LIEBLONG & ASSOCIATES, INC.CRD 42578 · LITTLE ROCK, AR$197,949,758.00Regulatory AUM · August 2026
- LIFE LINE WEALTH MANAGEMENT LLCCRD 171051 · BEVERLY HILLS, CA$557,632,280.00Regulatory AUM · August 2026
- LIFE PLANNING ADVISORS LLCCRD 151292 · BIGFORK, MT$169,160,654.00Regulatory AUM · August 2026
- LIFE PLANNING PARTNERS, INC.CRD 129338 · JACKSONVILLE, FL$354,041,734.00Regulatory AUM · August 2026
- LIFE STRATEGIES, INC.CRD 167732 · LA JOLLA, CA$121,245,786.00Regulatory AUM · August 2026