Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 51
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- L.J. BREY, INC.CRD 113996$117,331,252.00Regulatory AUM · August 2026
- L.S.Y., INCCRD 38 · SAN RAMON, CA$630,665,806.00Regulatory AUM · August 2026
- L&S INVESTMENT ADVISORS, LLCCRD 285002 · MIAMI, FL$231,360,969.00Regulatory AUM · August 2026
- L&S PRIVATE WEALTH, LLCCRD 339946 · OKLAHOMA CITY, OK$108,501,056.00Regulatory AUM · August 2026
- L1 CAPITAL GLOBAL INC.CRD 310223 · MIAMI BEACH, FL$433,624,735.00Regulatory AUM · August 2026
- L2 POINT MANAGEMENT LLCCRD 317924 · SAN FRANCISCO, CA$622,482,147.00Regulatory AUM · August 2026
- LA CROSSE FINANCIAL PLANNING INC.CRD 313361 · ONALASKA, WI$175,656,748.00Regulatory AUM · August 2026
- LADD CAPITAL MANAGEMENT LLCCRD 105162 · NEW HAVEN, CT$176,584,800.00Regulatory AUM · August 2026
- LAFAYETTE INVESTMENTS, INC.CRD 22471 · ASHTON, MD$942,844,376.00Regulatory AUM · August 2026
- LAFFER TENGLER INVESTMENTS, INC.CRD 108068 · NASHVILLE, TN$800,063,389.00Regulatory AUM · August 2026
- LAFISE GLOBAL ADVISORS LLCCRD 331244 · MIAMI, FL$699,013,886.00Regulatory AUM · August 2026
- LAGO ASSET MANAGEMENT, LLCCRD 305631 · CHICAGO, IL$604,879,664.00Regulatory AUM · August 2026
- LAGODA INVESTMENT MANAGEMENT, L.P.CRD 170961 · NEW YORK, NY$312,629,215.00Regulatory AUM · August 2026
- LAGUNA WEALTH ADVISORS, LLCCRD 167847$161,238,425.00Regulatory AUM · August 2026
- LAIDLAW WEALTH MANAGEMENT LLCCRD 150040 · NEW YORK, NY$108,065,823.00Regulatory AUM · August 2026
- LAKE AVENUE FINANCIAL LLCCRD 315746 · PASADENA, CA$154,709,844.00Regulatory AUM · August 2026
- LAKE HILLS WEALTH MANAGEMENT, LLCCRD 286175 · AUSTIN, TX$206,898,245.00Regulatory AUM · August 2026
- LAKE PACIFIC MANAGEMENT COMPANY, LLCCRD 174253 · DALLAS, TX$213,244,049.00Regulatory AUM · August 2026
- LAKE WHILLANS CAPITAL PARTNERS LLCCRD 287835 · PLANO, TX$311,888,413.00Regulatory AUM · August 2026
- LAKEMORE PARTNERS MANAGEMENT US LLCCRD 311223$416,577,130.00Regulatory AUM · August 2026
- LAKERIDGE WEALTH MANAGEMENT LLCCRD 314071 · MENTOR, OH$805,361,469.00Regulatory AUM · August 2026
- LAKESHORE CAPITAL GROUP, INC.CRD 325609 · ROLLING MEADOWS, IL$181,453,801.00Regulatory AUM · August 2026
- LAKESHORE FINANCIAL PLANNING INC.CRD 299129 · SAINT CLAIR SHORES, MI$469,250,841.00Regulatory AUM · August 2026
- LAKESIDE ADVISORS INCCRD 104540 · SEATTLE, WA$412,236,024.00Regulatory AUM · August 2026
- LAKESIDE DRIVE MANAGEMENT LLCCRD 306808 · BIRMINGHAM, MI$372,256,849.00Regulatory AUM · August 2026
- LAKEWOOD ASSET MANAGEMENT, LLCCRD 174887 · NAPERVILLE, IL$248,655,064.00Regulatory AUM · August 2026
- LAMINAR WEALTH LLCCRD 167867 · CLAYTON, MO$131,802,391.00Regulatory AUM · August 2026
- LAND & BUILDINGS INVESTMENT MANAGEMENT, LLCCRD 149487 · STAMFORD, CT$790,084,300.00Regulatory AUM · August 2026
- LANDER & ASSOCIATES INCCRD 110703$180,212,293.00Regulatory AUM · August 2026
- LANDMARK INVESTMENT PARTNERS, L.P.CRD 329543 · WEST PALM BEACH, FL$124,854,836.00Regulatory AUM · August 2026
- LANDMARK WEALTH ADVISORS, LLCCRD 166989 · FARMINGTON, UT$135,877,126.00Regulatory AUM · August 2026
- LANDMARK WEALTH MANAGEMENT, INC.CRD 167188 · NORMAL, IL$287,030,866.00Regulatory AUM · August 2026
- LANDMARK WEALTH MANAGEMENT, LLCCRD 158693 · MELVILLE, NY$442,031,005.00Regulatory AUM · August 2026
- LANDOLT SECURITIES, INC.CRD 28352 · LAKE BLUFF, IL$137,829,035.00Regulatory AUM · August 2026
- LANDON CAPITAL PARTNERS, LLCCRD 292398 · BOSTON, MA$144,773,806.00Regulatory AUM · August 2026
- LANDSEER ADVISORS LLCCRD 309937 · PRINCETON, NJ$415,177,332.00Regulatory AUM · August 2026
- LANE BROTHERS & CO INCCRD 105968 · PRESCOTT, AZ$240,099,860.00Regulatory AUM · August 2026
- LANE GENERATIONAL LLCCRD 309619$139,283,759.00Regulatory AUM · August 2026
- LANG & BECKER, INC.CRD 137346 · WASHINGTON, MO$123,184,004.00Regulatory AUM · August 2026
- LANGLEY WEALTH MANAGEMENT, LLCCRD 312823 · CORINTH, MS$370,645,602.00Regulatory AUM · August 2026
- LANIER ASSET MANAGEMENT, LLCCRD 150888 · LOUISVILLE, KY$141,686,194.00Regulatory AUM · August 2026
- LANIER FINANCIAL GROUP LLCCRD 152945 · ATHENS, GA$236,201,282.00Regulatory AUM · August 2026
- LANSDOWNE WEALTH MANAGEMENT, LLCCRD 155422 · MYSTIC, CT$227,733,000.00Regulatory AUM · August 2026
- LANSING MANAGEMENT, LPCRD 285921 · NEW YORK, NY$178,123,208.00Regulatory AUM · August 2026
- LANSING STREET ADVISORS LLCCRD 306882 · AMBLER, PA$554,999,739.00Regulatory AUM · August 2026
- LANTERN WEALTH ADVISORS, LLCCRD 147420 · MELVILLE, NY$319,865,217.00Regulatory AUM · August 2026
- LANTZ FINANCIAL LLCCRD 297573 · NAPERVILLE, IL$994,110,000.00Regulatory AUM · August 2026
- LANX MANAGEMENT, LLCCRD 138305 · WHITE PLAINS, NY$187,712,765.00Regulatory AUM · August 2026
- LAPIS ADVISERS, LPCRD 153710 · DENVER, CO$789,460,902.00Regulatory AUM · August 2026
- LARAWAY FINANCIAL ADVISORS, INC.CRD 114674 · ST. CLOUD, MN$351,499,542.00Regulatory AUM · August 2026
- LARIMER CAPITAL CORPCRD 18189 · DENVER, CO$169,920,671.00Regulatory AUM · August 2026
- LARRY MATHIS FINANCIAL PLANNING, L.L.C.CRD 172858 · PHOENIX, AZ$212,818,466.00Regulatory AUM · August 2026
- LARSEN, GLEN ALLENCRD 118496 · SALT LAKE CITY, UT$146,605,113.00Regulatory AUM · August 2026
- LARSON FINANCIAL PLANNING INC.CRD 155671$185,578,702.00Regulatory AUM · August 2026
- LARSON WILLIAMS WEALTH ADVISORS, LLCCRD 311414 · CEDAR CITY, UT$140,020,131.00Regulatory AUM · August 2026
- LAS OLAS CAPITAL ADVISORS, LLCCRD 175077 · FORT LAUDERDALE, FL$551,868,945.00Regulatory AUM · August 2026
- LASALLE DEBT INVESTORSCRD 158422 · DENVER, CO$384,707,295.00Regulatory AUM · August 2026
- LASALLE INVESTMENT ADVISORS, INC.CRD 109303 · PEWAUKEE, WI$133,609,468.00Regulatory AUM · August 2026
- LATITUDE ADVISORS, LLCCRD 151001$566,500,000.00Regulatory AUM · August 2026
- LATKO WEALTH MANAGEMENT, LTD.CRD 282423 · FRANKFORT, IL$327,160,399.00Regulatory AUM · August 2026
- LATTICEWORK CAPITAL MANAGEMENT LLCCRD 281690 · DALLAS, TX$705,145,946.00Regulatory AUM · August 2026
- LATTIS MANAGEMENT LPCRD 333629 · NEW YORK, NY$210,650,558.00Regulatory AUM · August 2026
- LAUER CAPITAL MANAGEMENT LTDCRD 109660 · SIOUX FALLS, SD$322,739,854.00Regulatory AUM · August 2026
- LAUER WEALTH, LLCCRD 289763 · VALPARAISO, IN$160,931,690.00Regulatory AUM · August 2026
- LAUGHLIN FINANCIAL LLCCRD 165105 · BLOOMINGTON, IN$200,198,285.00Regulatory AUM · August 2026
- LAUREATE WEALTH MANAGEMENT, LLCCRD 172519 · GLEN ELLYN, IL$121,931,019.00Regulatory AUM · August 2026
- LAUREL WEALTH PLANNING LLCCRD 122035 · EDINA, MN$453,642,492.00Regulatory AUM · August 2026
- LAURUS GLOBAL EQUITY MANAGEMENT INC.CRD 317604$332,690,515.00Regulatory AUM · August 2026
- LAUTERBACH FINANCIAL ADVISORS, LLCCRD 114431 · EL PASO, TX$700,256,828.00Regulatory AUM · August 2026
- LAVACA CAPITAL, LLCCRD 167238 · HOUSTON, TX$927,071,889.00Regulatory AUM · August 2026
- LAVELLE CAPITAL LPCRD 316754 · SAN FRANCISCO, CA$410,087,852.00Regulatory AUM · August 2026
- LAW & ASSOCIATES INCCRD 105350 · GLEN ECHO, MD$326,576,439.00Regulatory AUM · August 2026
- LAWRENCE W. KELLY & ASSOCIATES, INC.CRD 106635 · PASADENA, CA$540,075,064.00Regulatory AUM · August 2026
- LAWSON KROEKER INVESTMENT MANAGEMENT INCCRD 105053 · OMAHA, NE$428,568,259.00Regulatory AUM · August 2026
- LAYLINE ADVISORS, LLCCRD 285136 · ROCHESTER, NY$131,311,586.00Regulatory AUM · August 2026
- LAZARI CAPITAL MANAGEMENT, INC.CRD 172932 · BURBANK, CA$691,115,000.00Regulatory AUM · August 2026
- LB PARTNERS LLCCRD 309088 · CHARLOTTESVILLE, VA$191,306,535.00Regulatory AUM · August 2026
- LBB HOLDING COMPANY LLCCRD 282285 · NORWALK, CT$199,543,130.00Regulatory AUM · August 2026
- LBJ FAMILY WEALTH ADVISORS, LTD.CRD 129701 · AUSTIN, TX$388,847,133.00Regulatory AUM · August 2026
- LC VERO MANAGER LLCCRD 338361 · NEW YORK, NY$205,620,000.00Regulatory AUM · August 2026
- LCM CAPITAL MANAGEMENT INCCRD 111074 · CHICAGO, IL$402,997,788.00Regulatory AUM · August 2026
- LCR WEALTH MANAGEMENT LLCCRD 313013 · WESTPORT, CT$151,788,644.00Regulatory AUM · August 2026
- LCV MANAGEMENT, LPCRD 338080$118,173,732.00Regulatory AUM · August 2026
- LCW SERVICES, LLCCRD 337998 · VIRGINIA BEACH, VA$234,907,065.00Regulatory AUM · August 2026
- LDR CAPITAL MANAGEMENT, LLCCRD 162329 · NEW YORK, NY$397,152,309.00Regulatory AUM · August 2026
- LEACH, BICKMORE & WEISS WEALTH MANAGEMENT, LLCCRD 281302 · MADISON, WI$115,343,421.00Regulatory AUM · August 2026
- LEADING EDGE FINANCIAL PLANNING LLCCRD 277149 · KNOXVILLE, TN$521,784,881.00Regulatory AUM · August 2026
- LEATHERBACK INVESTMENTS LLCCRD 299608 · LAKEWOOD, NJ$169,609,786.00Regulatory AUM · August 2026
- LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.CRD 167243 · HAUPPAUGE, NY$883,710,197.00Regulatory AUM · August 2026
- LEBENTHAL GLOBAL ADVISORS, LLCCRD 283303 · HAUPPAUGE, NY$971,848,436.00Regulatory AUM · August 2026
- LECLAIR WEALTH PARTNERS LLCCRD 332827 · DUBLIN, OH$362,976,084.00Regulatory AUM · August 2026
- LECONTE WEALTH MANAGEMENT, LLCCRD 168539 · MARYVILLE, TN$346,849,014.00Regulatory AUM · August 2026
- LEDER FIDUCIARY CAPITAL LLCCRD 285490 · BELLAIRE, TX$120,583,877.00Regulatory AUM · August 2026
- LEDERER & ASSOCIATES INVESTMENT COUNSELCRD 110376 · LONG BEACH, CA$244,306,687.00Regulatory AUM · August 2026
- LEDGEWOOD WEALTH ADVISORS, LLCCRD 109049 · EXETER, NH$216,828,143.00Regulatory AUM · August 2026
- LEE JOHNSON CAPITAL MANAGEMENT, LLCCRD 115009 · FORT WORTH, TX$368,216,317.00Regulatory AUM · August 2026
- LEE-WAY FINANCIAL SERVICES, INCCRD 113983 · HATTIESBURG, MS$132,100,000.00Regulatory AUM · August 2026
- $252,398,085.00Regulatory AUM · August 2026
- LEEB CAPITAL MANAGEMENT, INC.CRD 104793 · NEW YORK, NY$111,945,919.00Regulatory AUM · August 2026
- LEEDS CAPITAL GROUP, LLCCRD 327004 · SAN DIEGO, CA$179,659,342.00Regulatory AUM · August 2026