Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 50
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- KINGDOM FINANCIAL GROUP, LLCCRD 155676 · PEORIA, AZ$520,913,856.00Regulatory AUM · August 2026
- KINGDOM LEGACY ADVISORS CORPORATIONCRD 334847$196,542,000.00Regulatory AUM · August 2026
- KINGDON CAPITAL MANAGEMENT, L.L.C.CRD 157509 · NEW YORK, NY$959,762,020.00Regulatory AUM · August 2026
- KINGFISH CAPITAL PARTNERS LLCCRD 283489 · SOUTHLAKE, TX$231,788,411.00Regulatory AUM · August 2026
- KINGSBRIDGE INVESTMENT PARTNERS LLCCRD 336502 · LAS VEGAS, NV$282,532,231.00Regulatory AUM · August 2026
- KINGSBRIDGE WEALTH MANAGEMENT, INC.CRD 165560 · LAS VEGAS, NV$469,323,035.00Regulatory AUM · August 2026
- $162,038,154.00Regulatory AUM · August 2026
- KINGSFORD CAPITAL MANAGEMENT, LLCCRD 161445 · POINT RICHMOND, CA$126,987,000.00Regulatory AUM · August 2026
- KINGSMAN WEALTH MANAGEMENT INC.CRD 319238 · PENSACOLA, FL$234,954,531.00Regulatory AUM · August 2026
- KINGSMARK PRIVATE FINANCIAL ADVISORS, LLCCRD 146655 · ALBANY, GA$406,493,241.00Regulatory AUM · August 2026
- KINGSTONE CAPITAL PARTNERS TEXAS, LLCCRD 281593 · FRISCO, TX$182,298,168.00Regulatory AUM · August 2026
- KINGWOOD INVESTMENT GROUP, LLCCRD 330330 · KINGWOOD, TX$126,548,584.00Regulatory AUM · August 2026
- KINLOCH CAPITAL, LLCCRD 300735 · GLEN ALLEN, VA$301,100,787.00Regulatory AUM · August 2026
- KINNAMON & ASSOCIATES LTD IICRD 106701 · BARRINGTON, IL$117,562,180.00Regulatory AUM · August 2026
- KINTAYL CAPITAL LPCRD 331471 · NEW YORK, NY$279,099,659.00Regulatory AUM · August 2026
- KINTRA INVESTMENTS, LLCCRD 328478 · MARYSVILLE, OH$112,850,000.00Regulatory AUM · August 2026
- KINWELL LLCCRD 290449 · CHARLESTON, SC$214,688,458.00Regulatory AUM · August 2026
- KINZIE CAPITAL PARTNERS LPCRD 305445 · CHICAGO, IL$192,979,726.00Regulatory AUM · August 2026
- KIPLINGER INVESTMENT ADVISORS, LLC.CRD 116726 · SPRINGBORO, OH$261,664,703.00Regulatory AUM · August 2026
- KIRK CAPITAL ADVISORS LLCCRD 312401 · VIENNA, VA$204,891,142.00Regulatory AUM · August 2026
- KIRKWOOD FINANCIAL SERVICES LLCCRD 169278 · SAN ANTONIO, TX$399,765,022.00Regulatory AUM · August 2026
- KIRR, MARBACH & COMPANY, LLCCRD 104634 · COLUMBUS, IN$587,658,991.00Regulatory AUM · August 2026
- KIRTLAND FINANCIAL MANAGEMENT, INC.CRD 131138 · CORAL GABLES, FL$396,123,255.00Regulatory AUM · August 2026
- KIRTLAND HILLS CAPITAL MANAGEMENT, LLCCRD 174335 · BRATENAHL, OH$382,000,000.00Regulatory AUM · August 2026
- KISSLING FINANCIAL SERVICES, LLCCRD 299531 · NEW CASTLE, PA$165,460,335.00Regulatory AUM · August 2026
- KITCHING PARTNERS, LLCCRD 325042 · CONSHOHOCKEN, PA$645,931,853.00Regulatory AUM · August 2026
- KITTYHAWK VENTURES, LLCCRD 290082 · LOS ANGELES, CA$184,015,855.00Regulatory AUM · August 2026
- KIZE CAPITAL LPCRD 305608 · NEW YORK, NY$264,917,072.00Regulatory AUM · August 2026
- KJ CAPITAL MANAGEMENT LLCCRD 147495$106,971,740.00Regulatory AUM · August 2026
- KKM FINANCIAL LLCCRD 165136 · CHICAGO, IL$733,944,803.00Regulatory AUM · August 2026
- KLAAS FINANCIAL ASSET ADVISORS, LLC.CRD 121399 · LOVES PARK, IL$758,100,000.00Regulatory AUM · August 2026
- KLAFF REALTY, LPCRD 265787 · CHICAGO, IL$275,028,763.00Regulatory AUM · August 2026
- KLEIN PAVLIS & PEASLEY FINANCIAL, INC.CRD 112414 · IRVINE, CA$232,698,506.00Regulatory AUM · August 2026
- KLEINFELDER CAPITAL, INC.CRD 289345 · CINCINNATI, OH$376,572,585.00Regulatory AUM · August 2026
- KLH CAPITAL PARTNERS, L.P.CRD 304294 · TAMPA, FL$773,874,432.00Regulatory AUM · August 2026
- KLOSTERS CAPITAL LLCCRD 285582 · MIAMI, FL$495,627,896.00Regulatory AUM · August 2026
- KM CAPITAL MANAGEMENT, LTD.CRD 132887 · AUSTIN, TX$374,418,021.00Regulatory AUM · August 2026
- KMH WEALTH MANAGEMENT, LLCCRD 111610 · VICTORIA, TX$923,057,391.00Regulatory AUM · August 2026
- KMT WEALTH MANAGEMENT, LLCCRD 328911 · HERMOSA BEACH, CA$222,365,257.00Regulatory AUM · August 2026
- KNOW YOUR OPTIONS LLCCRD 153641 · CHICAGO, IL$388,780,330.00Regulatory AUM · August 2026
- KNOX AVENUE FINANCIAL CORP.CRD 289094 · ST. PAUL, MN$144,725,154.00Regulatory AUM · August 2026
- KNOX WEALTH PARTNERS ADVISORY, LLCCRD 288580 · KNOXVILLE, TN$272,877,382.00Regulatory AUM · August 2026
- KNUFF & COMPANY LLCCRD 298203 · FOSTER CITY, CA$393,879,421.00Regulatory AUM · August 2026
- KOA WEALTH MANAGEMENT, LLCCRD 297004$254,910,285.00Regulatory AUM · August 2026
- KOEHLER ASSET MANAGEMENT, LLCCRD 340322 · BABYLON, NY$110,995,000.00Regulatory AUM · August 2026
- KOENIG INVESTMENT ADVISORY, LLCCRD 311422 · ASHLAND, OR$258,181,429.00Regulatory AUM · August 2026
- KOESTEN HIRSCHMANN & CRABTREE, INC.CRD 107212 · OVERLAND PARK, KS$668,342,145.00Regulatory AUM · August 2026
- KOHLHEPP INVESTMENT ADVISORS, LTD.CRD 113989 · DOYLESTOWN, PA$204,634,160.00Regulatory AUM · August 2026
- KOM WEALTH MANAGEMENT GROUP, LLCCRD 142682 · APPLETON, WI$407,783,808.00Regulatory AUM · August 2026
- KOMPASS KAPITAL ADVISORS, LLCCRD 335041 · OVERLAND PARK, KS$116,628,065.00Regulatory AUM · August 2026
- KONDO WEALTH ADVISORS, INCCRD 175347 · PASADENA, CA$365,077,914.00Regulatory AUM · August 2026
- KONZA GLOBAL ADVISORY, LLCCRD 331692 · OVERLAND PARK, KS$125,198,136.00Regulatory AUM · August 2026
- KOOB WEALTH MANAGEMENT, LLCCRD 154830 · WHITE BEAR TOWNSHIP, MN$171,781,509.00Regulatory AUM · August 2026
- KOOMAN & ASSOCIATESCRD 322163 · ALTOONA, PA$555,581,262.00Regulatory AUM · August 2026
- KOON FINANCIAL PLANNING & CONSULTING, LLCCRD 126051 · GREENWOOD, IN$146,915,865.00Regulatory AUM · August 2026
- KOPION ASSET MANAGEMENT, LLCCRD 152693 · MCKINNEY, TX$142,578,253.00Regulatory AUM · August 2026
- KORVING & COMPANY LLCCRD 152095 · SUFFOLK, VA$137,537,282.00Regulatory AUM · August 2026
- KOVALCIK & GERAGHTY WEALTH PARTNERS LLPCRD 159811 · UPPER ARLINGTON, OH$299,142,929.00Regulatory AUM · August 2026
- KOWALSKI FINANCIAL INC.CRD 300424 · MINNEAPOLIS, MN$202,040,000.00Regulatory AUM · August 2026
- KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.CRD 298353 · HIGHLANDS RANCH, CO$813,359,043.00Regulatory AUM · August 2026
- KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIESCRD 150458 · BLOOMINGTON, MN$296,976,582.00Regulatory AUM · August 2026
- KP MANAGEMENT LLCCRD 161307$232,302,941.00Regulatory AUM · August 2026
- KR CAPITAL LPCRD 338229 · NEW YORK, NY$792,357,312.00Regulatory AUM · August 2026
- KRAEMATON INVESTMENT ADVISORS, INC.CRD 126869 · BRAINTREE, MA$201,501,574.00Regulatory AUM · August 2026
- KRAFT, DAVIS & ASSOCIATES, LLCCRD 175085 · ST. LOUIS, MO$768,487,798.00Regulatory AUM · August 2026
- KRAL FINANCIAL ADVISORS, LLCCRD 138959$247,408,500.00Regulatory AUM · August 2026
- KRANE FINANCIAL SOLUTIONS, LLCCRD 153594 · CALABASAS, CA$294,971,249.00Regulatory AUM · August 2026
- KREITLER FINANCIAL LLCCRD 309056 · NEW HAVEN, CT$584,905,886.00Regulatory AUM · August 2026
- KRENSAVAGE ASSET MANAGEMENT, LLCCRD 168976 · NEW YORK, NY$300,227,111.00Regulatory AUM · August 2026
- KRISTEN E. COOMBS LLCCRD 311243 · STATE COLLEGE, PA$268,278,361.00Regulatory AUM · August 2026
- KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLCCRD 338738 · ST. CHARLES, IL$211,482,938.00Regulatory AUM · August 2026
- KRM WEALTH MANAGEMENT L.L.C.CRD 173929 · RENO, NV$264,671,254.00Regulatory AUM · August 2026
- KROON & MITCHELL ASSET MANAGEMENT LLCCRD 168120 · GRAND RAPIDS, MI$220,910,638.00Regulatory AUM · August 2026
- KROPOG FINANCIAL GROUP, LLCCRD 282747 · MANDEVILLE, LA$160,493,597.00Regulatory AUM · August 2026
- KRS CAPITAL MANAGEMENT, LLCCRD 142928 · BLOOMFIELD HILLS, MI$188,870,473.00Regulatory AUM · August 2026
- KRUSE ASSET MANAGEMENT, LLCCRD 143204 · CHICAGO, IL$146,200,000.00Regulatory AUM · August 2026
- KRUSEN CAPITAL MANAGEMENT, LLCCRD 150754 · WEST PALM BEACH, FL$255,745,817.00Regulatory AUM · August 2026
- KTF INVESTMENTS, LLCCRD 337465 · SEAL BEACH, CA$700,182,535.00Regulatory AUM · August 2026
- KUBHERA ENTERPRISES LLCCRD 151619 · PRINCETON, NJ$275,500,000.00Regulatory AUM · August 2026
- KUCHARO WEALTH, LLCCRD 329601 · CHARLOTTE, NC$123,656,801.00Regulatory AUM · August 2026
- KUHN & COMPANY INVESTMENT COUNSEL, LLCCRD 306434 · CHICAGO, IL$182,695,565.00Regulatory AUM · August 2026
- KUHN ADVISORS, INC.CRD 117816 · DURHAM, NC$800,783,297.00Regulatory AUM · August 2026
- KUHN CAPITAL PARTNERS, LLCCRD 283028 · OAK BROOK, IL$169,894,908.00Regulatory AUM · August 2026
- KUKUI TREE CAPITAL MANAGEMENT LLCCRD 330374 · PALO ALTO, CA$105,200,000.00Regulatory AUM · August 2026
- KULT WEALTH MANAGEMENT GROUP, LLCCRD 126740 · BROOKFIELD, WI$135,083,000.00Regulatory AUM · August 2026
- KULTURA CAPITAL MANAGEMENT LPCRD 327510 · PARK CITY, UT$244,688,107.00Regulatory AUM · August 2026
- KUNATH KARREN RINNE & ATKIN LLCCRD 104531 · SEATTLE, WA$373,005,141.00Regulatory AUM · August 2026
- KURAMO CAPITAL MANAGEMENT, LLCCRD 160614 · NEW YORK, NY$257,657,000.00Regulatory AUM · August 2026
- KURE ADVISORY, LLCCRD 311320 · PLYMOUTH, MN$258,971,021.00Regulatory AUM · August 2026
- KURTIN FINANCIAL ADVISERS, LLCCRD 115418$128,455,607.00Regulatory AUM · August 2026
- KURV INVESTMENT MANAGEMENT LLCCRD 323149 · SAN FRANCISCO, CA$279,214,543.00Regulatory AUM · August 2026
- KUTSCHER BENNER BARSNESS & STEVENS, INC.CRD 107475 · SEATTLE, WA$627,791,127.00Regulatory AUM · August 2026
- KUTZ AND COMPANY INC.CRD 124722 · GREAT NECK, NY$115,397,135.00Regulatory AUM · August 2026
- KW WEALTH MANAGEMENT LLCCRD 298466$121,903,775.00Regulatory AUM · August 2026
- KWK MANAGEMENT LLCCRD 131097 · HOUSTON, TX$262,542,013.00Regulatory AUM · August 2026
- L & W FINANCIAL, LLCCRD 285310 · COLLEGE STATION, TX$207,487,000.00Regulatory AUM · August 2026
- L CAPITAL, LLCCRD 277098 · WINDSOR, CA$197,175,570.00Regulatory AUM · August 2026
- L. C. BHANDARI & CO.CRD 158831$344,278,492.00Regulatory AUM · August 2026
- L. K. BENSON & COMPANY, P.C.CRD 107908 · TIMONIUM, MD$446,232,124.00Regulatory AUM · August 2026
- L.D. LOWE WEALTH ADVISORY, INC.CRD 136596 · RICHARDSON, TX$118,813,315.00Regulatory AUM · August 2026