Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 49
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- KARANI ASSET MANAGEMENT LLCCRD 297922 · NEW YORK, NY$150,873,657.00Regulatory AUM · August 2026
- KARL KAPITAL LLCCRD 333558 · SAN FRANCISCO, CA$268,357,000.00Regulatory AUM · August 2026
- KARLOV STREET CAPITAL, LLCCRD 288910 · BOCA RATON, FL$251,027,703.00Regulatory AUM · August 2026
- KARMA CAPITAL ADVISORS PVT LTD.CRD 335212$632,506,121.00Regulatory AUM · August 2026
- KARMEL CAPITAL MANAGEMENT LLCCRD 307701 · SOLANA BEACH, CA$636,114,533.00Regulatory AUM · August 2026
- KARYA CAPITAL MANAGEMENT LLCCRD 160413 · NEW YORK, NY$643,467,948.00Regulatory AUM · August 2026
- KASSIRA WEALTH MANAGEMENT, LLCCRD 165070$135,916,502.00Regulatory AUM · August 2026
- KASSOUF WEALTH ADVISORS, LLCCRD 122683 · BIRMINGHAM, AL$471,323,991.00Regulatory AUM · August 2026
- KASTEL CAPITAL ADVISORS, LLCCRD 226520 · WELLESLEY, MA$193,282,908.00Regulatory AUM · August 2026
- KATE CAPITAL LLCCRD 329897 · WESTPORT, CT$206,782,179.00Regulatory AUM · August 2026
- KAUFMAN ROSSIN WEALTH, LLCCRD 301921 · MIAMI, FL$506,702,684.00Regulatory AUM · August 2026
- KAYDAN WEALTH MANAGEMENT, INC.CRD 108964 · FENTON, MI$726,507,771.00Regulatory AUM · August 2026
- KAZAZIAN ASSET MANAGEMENT, LLCCRD 328433 · FORT LAUDERDALE, FL$193,337,319.00Regulatory AUM · August 2026
- KB FINANCIAL ADVISORS LLCCRD 134374 · SAN FRANCISCO, CA$115,482,021.00Regulatory AUM · August 2026
- KC ASSET MANAGEMENT, INC.CRD 154321$165,395,938.00Regulatory AUM · August 2026
- KCD FINANCIAL, INC.CRD 127473 · GREEN BAY, WI$202,092,404.00Regulatory AUM · August 2026
- KDK PRIVATE WEALTH MANAGEMENT, LLCCRD 299583 · HOUSTON, TX$584,638,790.00Regulatory AUM · August 2026
- KDM WEALTH MANAGEMENT INC.CRD 152002 · GENEVA, IL$112,237,716.00Regulatory AUM · August 2026
- KDT ADVISORS, LLCCRD 289816 · PRINCETON, NJ$210,388,247.00Regulatory AUM · August 2026
- KEATING INVESTMENT COUNSELORS INCCRD 110134 · DELRAY BEACH, FL$383,083,364.00Regulatory AUM · August 2026
- KEEL WEALTH MANAGEMENT, LLCCRD 285682$470,000,000.00Regulatory AUM · August 2026
- KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLCCRD 173079 · DUBLIN, OH$609,903,502.00Regulatory AUM · August 2026
- KEELER THOMAS MANAGEMENT LLCCRD 109522 · OREM, UT$305,501,290.00Regulatory AUM · August 2026
- KEEN CAPITAL, LLCCRD 283597$149,746,412.00Regulatory AUM · August 2026
- KEEN CAPITAL, LTDCRD 145023 · CHAPIN, SC$179,678,013.00Regulatory AUM · August 2026
- KEENAN CAPITAL, LLCCRD 167390 · BURLINGAME, CA$687,596,707.00Regulatory AUM · August 2026
- KEENAN, LLCCRD 285673 · BOSTON, MA$202,481,625.00Regulatory AUM · August 2026
- KEENER FINANCIAL PLANNING, LLCCRD 147615 · KELLER, TX$479,022,059.00Regulatory AUM · August 2026
- KEIDAN FINANCIAL CONSULTANTS LLCCRD 108093 · COLUMBUS, OH$574,930,673.00Regulatory AUM · August 2026
- KEITH HAMILTON, INC.CRD 155865 · LA JOLLA, CA$188,893,099.00Regulatory AUM · August 2026
- KELLER FINANCIAL GROUP, INC.CRD 328195 · CAMP HILL, PA$135,325,616.00Regulatory AUM · August 2026
- KELLETT WEALTH ADVISORS, LLCCRD 287571 · CINCINNATI, OH$344,003,237.00Regulatory AUM · August 2026
- KELLEY INVESTMENTS, LLCCRD 119099$237,956,390.00Regulatory AUM · August 2026
- KELLY FINANCIAL GROUP, LLCCRD 136372 · WETHERSFIELD, CT$474,882,133.00Regulatory AUM · August 2026
- KELLY FINANCIAL SERVICES LLCCRD 291996 · BRAINTREE, MA$623,597,927.00Regulatory AUM · August 2026
- KELLY PARK INVESTMENT LLCCRD 299882$141,500,000.00Regulatory AUM · August 2026
- KELLY WEALTH MANAGEMENT, INC.CRD 328386 · ROYAL OAK, MI$160,588,514.00Regulatory AUM · August 2026
- KELMAN LAZAROV INCCRD 107727 · MEMPHIS, TN$894,604,455.00Regulatory AUM · August 2026
- KELSEY FINANCIAL, LLCCRD 314950 · MOORPARK, CA$176,190,130.00Regulatory AUM · August 2026
- KELSON ASSET MANAGEMENT LLCCRD 315511$205,593,070.00Regulatory AUM · August 2026
- KENDALL CAPITAL MANAGEMENTCRD 134740 · ROCKVILLE, MD$743,866,798.00Regulatory AUM · August 2026
- KENNEDY INVESTMENT GROUP, INC.CRD 322605 · WEST DEPTFORD, NJ$633,231,923.00Regulatory AUM · August 2026
- KENNEDY WEALTH & TAX MANAGEMENT, LLCCRD 172394 · SOUTHBURY, CT$215,498,334.00Regulatory AUM · August 2026
- KENNERMAN ASSOCIATE INCCRD 105696 · SARATOGA SPRING, NY$825,450,300.00Regulatory AUM · August 2026
- KENNETH FRENKE & CO., INC.CRD 109352 · ARDEN, NC$206,511,505.00Regulatory AUM · August 2026
- KENNEY INVESTMENTS INCCRD 105665 · NORTHFIELD, IL$328,498,193.00Regulatory AUM · August 2026
- KENNICOTT CAPITAL MANAGEMENT LLCCRD 128947$323,918,154.00Regulatory AUM · August 2026
- KENNON-GREEN & COMPANY, LLCCRD 284713 · NEW ALBANY, OH$171,393,207.00Regulatory AUM · August 2026
- KENNONDALE CAPITAL MANAGEMENT, LLCCRD 299863 · RICHMOND, VA$141,919,614.00Regulatory AUM · August 2026
- KENORA FINANCIAL, LLCCRD 123524 · DES PLAINES, IL$315,800,000.00Regulatory AUM · August 2026
- KENSINGTON FINANCIAL ADVISORS LLCCRD 136346 · ROSELAND, NJ$159,918,342.00Regulatory AUM · August 2026
- KENSINGTON FINANCIAL GROUP, INC.CRD 127658 · WINSTON-SALEM, NC$169,515,660.00Regulatory AUM · August 2026
- KENSINGTON INVESTMENT COUNSEL, LLCCRD 108012 · LONG BEACH, CA$310,195,669.00Regulatory AUM · August 2026
- KENTER CANYON CAPITAL, LLCCRD 150624$444,754,867.00Regulatory AUM · August 2026
- KERBEROS CAPITAL MANAGEMENT LLCCRD 315699 · CHICAGO, IL$412,242,358.00Regulatory AUM · August 2026
- KERCHEVILLE ADVISORS LLCCRD 169471 · SAN ANTONIO, TX$554,733,810.00Regulatory AUM · August 2026
- KERR FINANCIAL PLANNING CORPORATIONCRD 277142 · FRESNO, CA$131,030,044.00Regulatory AUM · August 2026
- KERRISDALE ADVISERS, LLCCRD 160804 · MIAMI BEACH, FL$447,769,865.00Regulatory AUM · August 2026
- KERUSSO CAPITAL MANAGEMENT, LLCCRD 316352 · WINSTON-SALEM, NC$222,350,929.00Regulatory AUM · August 2026
- KERUX, LLCCRD 327724 · GRANITE BAY, CA$428,000,000.00Regulatory AUM · August 2026
- KESLER, NORMAN & WRIDE, LLCCRD 307667 · OGDEN, UT$661,412,755.00Regulatory AUM · August 2026
- KESSLER INVESTMENT GROUP, LLCCRD 153696 · COLUMBUS, IN$359,683,677.00Regulatory AUM · August 2026
- KESTREL INVESTMENT MANAGEMENT CORPCRD 106789 · SAN MATEO, CA$179,964,874.00Regulatory AUM · August 2026
- KESTREL PARTNERS LLPCRD 226573$291,045,486.00Regulatory AUM · August 2026
- KESTREL WEALTH MANAGEMENT, LLCCRD 153503 · SOUTH BEND, IN$143,906,000.00Regulatory AUM · August 2026
- KETRON FINANCIAL LLCCRD 330807 · NOVATO, CA$383,952,306.00Regulatory AUM · August 2026
- KETTLE HILL CAPITAL MANAGEMENT, LLCCRD 163722 · NEW YORK, NY$615,543,519.00Regulatory AUM · August 2026
- KEUDELL MORRISON WEALTH MANAGEMENT, LLCCRD 292600 · SALEM, OR$921,506,676.00Regulatory AUM · August 2026
- KEVIN E. VANDENBERG, LLCCRD 173687$120,584,393.00Regulatory AUM · August 2026
- KEVIN M. GIBNEY AND COMPANY, LLCCRD 151879 · ISELIN, NJ$306,917,848.00Regulatory AUM · August 2026
- KEY CAPITAL MANAGEMENT, INC.CRD 173773 · HENDERSONVILLE, TN$392,952,016.00Regulatory AUM · August 2026
- KEY CLIENT FIDUCIARY ADVISORS, LLCCRD 298240 · FAIRFIELD, NJ$896,330,281.00Regulatory AUM · August 2026
- KEY GROUP MANAGEMENT, INC.CRD 146054 · FOUNTAIN HILLS, AZ$303,800,000.00Regulatory AUM · August 2026
- KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLCCRD 139806 · DAYTONA BEACH, FL$400,113,566.00Regulatory AUM · August 2026
- KEYFRAME CAPITAL PARTNERS, L.P.CRD 305812 · NEW YORK, NY$977,279,914.00Regulatory AUM · August 2026
- KEYNOTE FINANCIAL SERVICES, LLCCRD 130384 · VERNON, CT$227,402,314.00Regulatory AUM · August 2026
- KEYSTONE ASSET MANAGEMENT, INC.CRD 130101 · MCLEAN, VA$261,000,000.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL GROUP, INC.CRD 129301 · ATLANTA, GA$247,434,680.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL PLANNING, INCCRD 104640 · WESTLAKE, OH$406,936,329.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL SERVICESCRD 310623 · LOVELAND, CO$379,246,547.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL SERVICES, LLCCRD 308397 · OMAHA, NE$240,320,000.00Regulatory AUM · August 2026
- KEYSTONE GLOBAL PARTNERS LLCCRD 153147 · DENVER, CO$580,530,365.00Regulatory AUM · August 2026
- KEYSTONE WEALTH ADVISORS, INCORPORATEDCRD 153418 · EAGAN, MN$201,352,666.00Regulatory AUM · August 2026
- KEYSTONE WEALTH MANAGEMENT INC.CRD 304133 · WATERLOO, IA$137,388,022.00Regulatory AUM · August 2026
- KEYSTONE WEALTH SERVICES, LLCCRD 301924 · PALM DESERT, CA$860,654,038.00Regulatory AUM · August 2026
- KEYVANTAGE WEALTH, LLCCRD 331996 · BETHLEHEM, PA$339,374,782.00Regulatory AUM · August 2026
- KFA PRIVATE WEALTH GROUP, LLCCRD 281678 · TYSON, VA$829,950,586.00Regulatory AUM · August 2026
- KFG, LLCCRD 337331 · RAPID CITY, SD$188,100,000.00Regulatory AUM · August 2026
- KG CAPITAL MANAGEMENT, LLCCRD 164500 · SAINT FRANCISVILLE, LA$199,514,529.00Regulatory AUM · August 2026
- KHROM CAPITAL MANAGEMENT, LLCCRD 170711 · MIAMI, FL$980,603,805.00Regulatory AUM · August 2026
- KI CAPITAL WEALTH MANAGEMENT US LLCCRD 317738 · MIAMI, FL$145,850,933.00Regulatory AUM · August 2026
- KICKSTAND VENTURES, LLCCRD 327022 · PITTSFORD, NY$633,474,215.00Regulatory AUM · August 2026
- KIKER WEALTH MANAGEMENT, LLCCRD 154405 · JASPER, GA$395,103,704.00Regulatory AUM · August 2026
- KILNER CAPITAL ADVISORS, LLCCRD 139521 · GAITHERSBURG, MD$336,667,723.00Regulatory AUM · August 2026
- KILTER GROUP LLCCRD 330356$277,420,306.00Regulatory AUM · August 2026
- KILTERHOWLING LLCCRD 169684 · BOULDER, CO$292,860,794.00Regulatory AUM · August 2026
- KIMERY WEALTH MANAGEMENT, LLCCRD 288229 · MEMPHIS, TN$555,000,000.00Regulatory AUM · August 2026
- KINETIC INVESTMENT MANAGEMENT, INC.CRD 283034 · LOS ANGELES, CA$450,922,928.00Regulatory AUM · August 2026
- KINETIC WEALTH INVESTMENT ADVISORS, LLCCRD 311536 · WESTLAKE, OH$214,538,913.00Regulatory AUM · August 2026
- KING RIVER CAPITAL MANAGEMENT PTY LTDCRD 317361$443,988,007.00Regulatory AUM · August 2026