Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 48
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- JFR FINANCIAL SERVICES, INC.CRD 124456 · TRENTON, MI$276,643,936.00Regulatory AUM · August 2026
- JGB CAPITAL MANAGEMENT L.P.CRD 163658 · WESTPORT, CT$421,041,047.00Regulatory AUM · August 2026
- JGC WEALTH MANAGEMENT, LLCCRD 165770 · SALEM, OR$132,030,176.00Regulatory AUM · August 2026
- JHP WEALTH MANAGEMENT, LLCCRD 298784 · CENTENNIAL, CO$223,829,473.00Regulatory AUM · August 2026
- JIM MACKAY FINANCIAL PLANNING, LLCCRD 169583 · SPRINGFIELD, MO$176,042,555.00Regulatory AUM · August 2026
- JIM SAULNIER & ASSOCIATES, LLCCRD 169889 · FORT COLLINS, CO$286,384,613.00Regulatory AUM · August 2026
- JJP CAPITAL MANAGEMENT, INC.CRD 105374 · COLUMBIA, MO$389,876,403.00Regulatory AUM · August 2026
- JJSA ADVISORS, LTD.CRD 116460 · VIRGINIA BEACH, VA$154,336,256.00Regulatory AUM · August 2026
- JK PRIVATE WEALTH, LLCCRD 305987 · GLASTONBURY, CT$156,427,502.00Regulatory AUM · August 2026
- JLB & ASSOCIATES INCCRD 104655 · PLYMOUTH, MI$892,688,917.00Regulatory AUM · August 2026
- JLENSCRD 331778 · NEW YORK, NY$183,252,875.00Regulatory AUM · August 2026
- JLL PARTNERS FCH, INC.CRD 285184 · NEW YORK, NY$132,365,462.00Regulatory AUM · August 2026
- JM2 CAPITAL INC.CRD 292351 · EDMOND, OK$238,449,954.00Regulatory AUM · August 2026
- JMAC ENTERPRISES LLCCRD 312710 · NEWTOWN, PA$722,428,889.00Regulatory AUM · August 2026
- JMC MANAGEMENT, LLCCRD 169235 · BOSTON, MA$211,939,000.00Regulatory AUM · August 2026
- JMH WEALTH MANAGEMENT, LLCCRD 139294 · HANOVER, NH$124,093,289.00Regulatory AUM · August 2026
- JMK & ASSOCIATES, LLCCRD 312760 · SPOKANE, WA$268,371,774.00Regulatory AUM · August 2026
- JMN FINANCIAL, LLCCRD 316673$291,796,694.00Regulatory AUM · August 2026
- JMS CAPITAL GROUP WEALTH SERVICES, LLCCRD 281325 · SEWICKLEY, PA$174,006,823.00Regulatory AUM · August 2026
- JOEL ADAMS AND ASSOCIATES INC.CRD 319379 · ASHEVILLE, NC$305,575,796.00Regulatory AUM · August 2026
- JOHKIM CAPITAL PARTNERS MANAGEMENT LLCCRD 289512 · DALLAS, TX$276,985,362.00Regulatory AUM · August 2026
- JOHN A. WOLFE & ASSOCIATES, INC.CRD 110799 · PORTAGE, MI$560,663,000.00Regulatory AUM · August 2026
- JOHN BOYER, INC.CRD 145275 · TAMPA, FL$165,583,043.00Regulatory AUM · August 2026
- JOHN E. SESTINA AND COMPANYCRD 108634 · COLUMBUS, OH$743,960,329.00Regulatory AUM · August 2026
- JOHN F SUBY WEALTH MANAGEMENT LLCCRD 150824 · MADISON, WI$464,881,240.00Regulatory AUM · August 2026
- JOHN W. BROOKER & CO., CPAS, PCCRD 105437 · OAKLAND, CA$136,383,187.00Regulatory AUM · August 2026
- JOHNSON & SHUTE INVESTMENT ADVISORS, INC.CRD 116667 · BOTHELL, WA$137,308,342.00Regulatory AUM · August 2026
- JOHNSON & WHITE WEALTH MANAGEMENT LLCCRD 169795 · YORK, PA$484,628,943.00Regulatory AUM · August 2026
- JOHNSON BIXBY & ASSOCIATES, LLCCRD 310839 · VANCOUVER, WA$933,732,431.00Regulatory AUM · August 2026
- JOHNSON DUNN CAPITAL ADVISORS, INC.CRD 320849$156,116,000.00Regulatory AUM · August 2026
- JOHNSON LYMAN, INC.CRD 150150 · LOS ALTOS, CA$202,117,904.00Regulatory AUM · August 2026
- JOHNSON WEALTH MANAGEMENT, LLCCRD 123105 · GRAND FORKS, ND$323,371,310.00Regulatory AUM · August 2026
- JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS, LLCCRD 152930 · JACKSONVILLE, OR$227,432,800.00Regulatory AUM · August 2026
- JONES HILL CAPITAL LPCRD 339686 · NEW YORK, NY$642,420,587.00Regulatory AUM · August 2026
- JONES KERTZ & ASSOCIATES, INC.CRD 104976 · BLAINE, MN$239,207,535.00Regulatory AUM · August 2026
- JONES ROAD CAPITAL MANAGEMENT, L.P.CRD 296822 · NEW YORK, NY$350,447,784.00Regulatory AUM · August 2026
- JORDAN/ZALAZNICK ADVISERS, INC.CRD 160932 · NEW YORK, NY$517,475,669.00Regulatory AUM · August 2026
- JORDANELLE CAPITAL, LLCCRD 323676 · SALT LAKE CITY, UT$179,156,547.00Regulatory AUM · August 2026
- JOSEPH ADVISORY SERVICES, LLCCRD 324475 · EL PASO, TX$170,855,171.00Regulatory AUM · August 2026
- JOSEPH P. LUCIA & ASSOCIATES, LLCCRD 147625 · YORKTOWN HEIGHTS, NY$388,002,041.00Regulatory AUM · August 2026
- JOSH ARNOLD INVESTMENT CONSULTANT, LLCCRD 163088 · EDINA, MN$142,137,000.00Regulatory AUM · August 2026
- JOSS BROWN WEALTH ADVISORS GROUP LLCCRD 324719 · WILLIAMSBURG, VA$162,360,605.00Regulatory AUM · August 2026
- JOULE FINANCIAL, LLCCRD 320791 · LEXINGTON, KY$478,573,909.00Regulatory AUM · July 2026
- JOURNEY BEYOND WEALTH, LLCCRD 290367 · ROSWELL, GA$250,267,449.00Regulatory AUM · August 2026
- JOURNEY FINANCIAL GROUP, INC.CRD 123565 · BUFFALO GROVE, IL$336,499,623.00Regulatory AUM · August 2026
- JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLCCRD 315237 · AMMON, ID$187,318,571.00Regulatory AUM · August 2026
- JOYCE WEALTH MANAGEMENT, LLCCRD 325221 · HOUSTON, TX$483,071,175.00Regulatory AUM · August 2026
- JP WEALTH MANAGEMENT, INC.CRD 129475 · MT. PLEASANT, SC$274,006,047.00Regulatory AUM · August 2026
- JPC WEALTH MANAGEMENT, INC.CRD 120267 · PETALUMA, CA$312,723,265.00Regulatory AUM · August 2026
- JPL WEALTH MANAGEMENT, LLCCRD 328474 · GREENWOOD VILLAGE, CO$587,948,392.00Regulatory AUM · August 2026
- JPS FINANCIAL, LLCCRD 169208 · WESTLAKE, OH$377,049,752.00Regulatory AUM · August 2026
- JRE ADVISORS LLCCRD 318777 · NEW YORK, NY$243,262,285.00Regulatory AUM · August 2026
- JRM INVESTMENT COUNSEL, L.L.C.CRD 138004$649,447,297.00Regulatory AUM · August 2026
- JRP CAPITAL CORPCRD 106285 · DUBLIN, OH$108,500,000.00Regulatory AUM · August 2026
- JRS WEALTH MANAGEMENT LLCCRD 306294 · SOUTH JORDAN, UT$135,000,000.00Regulatory AUM · August 2026
- JTS FUND ADVISORS, LLCCRD 283677 · WACO, TX$156,377,629.00Regulatory AUM · August 2026
- JULEX CAPITAL MANAGEMENT, LLCCRD 166053 · NATICK, MA$246,703,138.00Regulatory AUM · August 2026
- JUNCTURE WEALTH STRATEGIES, LLCCRD 298110 · SCOTTSDALE, AZ$473,616,234.00Regulatory AUM · August 2026
- JUNIPER CAPITAL ADVISORS, L.P.CRD 173612 · HOUSTON, TX$535,372,732.00Regulatory AUM · August 2026
- JUNIPER CAPITAL INVESTMENT MANAGEMENT, L.P.CRD 312630 · HOUSTON, TX$370,781,513.00Regulatory AUM · August 2026
- JUNIPER INVESTMENT COMPANY, LLCCRD 170814 · NEW YORK, NY$451,117,114.00Regulatory AUM · August 2026
- JUNO FINANCIAL GROUP LLCCRD 336362 · RICHMOND, VA$541,908,916.00Regulatory AUM · August 2026
- JUPITER WEALTH MANAGEMENT, LLCCRD 299220 · GLENDALE, CO$416,822,830.00Regulatory AUM · August 2026
- JVL ASSOCIATES, LLCCRD 124018 · WYOMING, MI$784,408,523.00Regulatory AUM · August 2026
- JW ASSET MANAGEMENT, LLCCRD 160805$476,937,067.00Regulatory AUM · August 2026
- K FUND CAPITAL MANAGEMENT, LLCCRD 318110 · LOS ANGELES, CA$539,337,112.00Regulatory AUM · August 2026
- K2 FINANCIAL INC.CRD 300913 · GLENDORA, CA$191,647,642.00Regulatory AUM · August 2026
- K2 WEALTH MANAGEMENT LLCCRD 332264 · CHICAGO, IL$120,000,000.00Regulatory AUM · August 2026
- KA CREDIT ADVISORS II, LLCCRD 311657 · HOUSTON, TX$395,207,354.00Regulatory AUM · August 2026
- KABOUTER MANAGEMENT, LLCCRD 153099 · CHICAGO, IL$992,507,069.00Regulatory AUM · August 2026
- KABR MANAGEMENT, LLCCRD 175409 · ENGLEWOOD, NJ$642,288,220.00Regulatory AUM · August 2026
- KACHKOVSKY & FISHER, INC.CRD 117811 · SAN DIEGO, CA$305,078,255.00Regulatory AUM · August 2026
- KADITA PARTNERS PTE. LTD.CRD 326660$139,726,395.00Regulatory AUM · August 2026
- KAH CAPITAL MANAGEMENT, LLCCRD 298287 · MCLEAN, VA$605,261,307.00Regulatory AUM · August 2026
- KAHALA FINANCIAL ADVISORS, LLCCRD 108564 · HONOLULU, HI$203,393,625.00Regulatory AUM · August 2026
- KAHN BROTHERS ADVISORS LLCCRD 144368 · NEW YORK, NY$498,597,131.00Regulatory AUM · August 2026
- KAHN FINANCIAL GROUP, INC.CRD 134802 · CLEARWATER, FL$122,622,407.00Regulatory AUM · August 2026
- KAI WEALTH LLCCRD 332136 · CHICAGO, IL$275,175,897.00Regulatory AUM · August 2026
- KAILASA CAPITAL MANAGEMENT LLCCRD 286159 · PITTSBURGH, PA$298,265,753.00Regulatory AUM · August 2026
- KAILIX ADVISORS LLCCRD 311094 · AVENTURA, FL$119,000,000.00Regulatory AUM · August 2026
- KAIN CAPITAL LLCCRD 315669 · NEW YORK, NY$801,566,357.00Regulatory AUM · August 2026
- KAIROS CAPITAL MANAGEMENT, LLCCRD 150342 · BELLEVUE, WA$105,940,110.00Regulatory AUM · August 2026
- KAIROS INVESTMENT MANAGEMENT COMPANY, LLCCRD 161321 · IRVINE, CA$897,240,576.00Regulatory AUM · August 2026
- KAIYO WEALTH LLCCRD 316431 · SAN DIEGO, CA$240,126,229.00Regulatory AUM · August 2026
- KAIZEN FINANCIAL ADVISORS, LLCCRD 155353 · KIRKLAND, WA$283,685,763.00Regulatory AUM · August 2026
- KAIZEN FINANCIAL STRATEGIES, LLCCRD 298248 · PLEASANTON, CA$287,108,827.00Regulatory AUM · August 2026
- KAIZEN RETIREMENT PLAN ADVISORS, LLCCRD 289238$155,945,222.00Regulatory AUM · August 2026
- KALAMATA ASSET MANAGEMENT LLCCRD 284328 · BETHESDA, MD$106,844,709.00Regulatory AUM · August 2026
- KALEIDOSCOPE CAPITAL LPCRD 282159 · BOSTON, MA$706,192,306.00Regulatory AUM · August 2026
- KALTBAUM CAPITAL MANAGEMENT, LLCCRD 123991$110,895,973.00Regulatory AUM · August 2026
- KAMICHU WEALTH MANAGEMENT LLCCRD 295412$258,075,691.00Regulatory AUM · August 2026
- KANAME CAPITAL, L.P.CRD 300565 · BOSTON, MA$319,703,992.00Regulatory AUM · August 2026
- KANANI ADVISORY GROUP INC.CRD 288314 · IRVINE, CA$288,157,525.00Regulatory AUM · August 2026
- KANBRICK LLCCRD 309288 · CHARLOTTE, NC$362,244,319.00Regulatory AUM · August 2026
- KANE COMPANY WEALTH MANAGEMENT, INC.CRD 115756 · JOHNSTON, IA$284,748,782.00Regulatory AUM · August 2026
- KANE INVESTMENT MANAGEMENT, INC.CRD 127337 · LOS GATOS, CA$240,524,560.00Regulatory AUM · August 2026
- KANEN WEALTH MANAGEMENT LLCCRD 282746 · COCONUT CREEK, FL$404,611,703.00Regulatory AUM · August 2026
- KANOS CAPITAL MANAGEMENT, LLCCRD 128395 · HOUSTON, TX$133,205,240.00Regulatory AUM · August 2026
- KAPSTONE FINANCIAL ADVISORS LLCCRD 318885 · LEBANON, OH$322,277,646.00Regulatory AUM · August 2026
- KAPUSTA FINANCIAL GROUP, INC.CRD 123349 · PITTSBURGH, PA$199,605,506.00Regulatory AUM · August 2026