Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 47
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- IRONOAK WEALTH LLCCRD 306403 · CEDAR PARK, TX$162,000,000.00Regulatory AUM · August 2026
- IRONWOOD CAPITAL ADVISORS LLCCRD 321642 · AVON, CT$766,243,903.00Regulatory AUM · August 2026
- IRONWOOD FINANCIAL, LLCCRD 151004 · TUCSON, AZ$662,546,990.00Regulatory AUM · August 2026
- IRONWOOD INVESTMENT MANAGEMENT, LLCCRD 108467 · BOSTON, MA$278,157,501.00Regulatory AUM · August 2026
- IRONWOOD WEALTH MANAGEMENT, INC.CRD 128699 · HURRICANE, WV$233,131,125.00Regulatory AUM · August 2026
- IRONWOOD WEALTH MANAGEMENT, LLCCRD 200511 · CHANDLER, AZ$607,666,705.00Regulatory AUM · August 2026
- IRTH CAPITAL MANAGEMENT LPCRD 330696 · NEW YORK, NY$218,271,096.00Regulatory AUM · August 2026
- IRVINE WEALTH PLANNING STRATEGIES, LLCCRD 284120 · CORNING, NY$156,991,981.00Regulatory AUM · August 2026
- ISF GLOBAL CAPITAL INC.CRD 340592 · ORLANDO, FL$128,708,258.00Regulatory AUM · August 2026
- ISHARA INVESTMENTS LPCRD 331869 · LOS ANGELES, CA$259,118,831.00Regulatory AUM · August 2026
- ISLAND GREEN CAPITAL MANAGEMENT LLCCRD 325777$416,895,898.00Regulatory AUM · August 2026
- ISLAY CAPITAL MANAGEMENT, LLCCRD 114531 · LUBBOCK, TX$357,658,014.00Regulatory AUM · August 2026
- ISLET MANAGEMENT, LPCRD 290576 · NEW YORK, NY$108,805,629.00Regulatory AUM · August 2026
- ISQ OPENINFRA REGISTERED ADVISOR LLCCRD 332721 · MIAMI, FL$348,117,613.00Regulatory AUM · August 2026
- ITRUST ASSET MANAGEMENT, LLCCRD 164193 · LEXINGTON, KY$211,938,663.00Regulatory AUM · August 2026
- ITS ASSET MANAGEMENT LPCRD 106977 · NORTH HAVEN, CT$297,803,611.00Regulatory AUM · August 2026
- IVANOFF WEALTH MANAGEMENT INC.CRD 325275 · CYPRESS, CA$173,968,647.00Regulatory AUM · August 2026
- IVC WEALTH ADVISORS LLCCRD 301127 · SILVERDALE, PA$454,979,896.00Regulatory AUM · August 2026
- IVY EVERGREEN, LLCCRD 324430 · CHARLESTON, SC$155,003,228.00Regulatory AUM · August 2026
- IVY LEAGUE FINANCIAL ADVISORS LLCCRD 119145 · ROCKVILLE, MD$188,667,656.00Regulatory AUM · August 2026
- IWEALTH FINANCIAL, LLCCRD 329980 · WASECA, MN$311,606,497.00Regulatory AUM · August 2026
- J K R & COMPANY, INC.CRD 8040 · VAN NUYS, CA$136,316,266.00Regulatory AUM · August 2026
- J M BROWN & ASSOCIATES, INC.CRD 118427 · TULSA, OK$202,091,848.00Regulatory AUM · August 2026
- J. HAGAN CAPITAL, INC.CRD 168467 · LOUISVILLE, KY$341,762,266.00Regulatory AUM · August 2026
- J. L. PERKINS WEALTH MANAGEMENT, LLCCRD 174308 · MACON, GA$142,180,370.00Regulatory AUM · August 2026
- J. MARK NICKELL & CO.CRD 111635 · BRENTWOOD, TN$146,425,524.00Regulatory AUM · August 2026
- J. P. DAVIS, INC.CRD 289548 · ORO VALLEY, AZ$241,969,239.00Regulatory AUM · August 2026
- $931,943,670.00Regulatory AUM · August 2026
- J. STERN & CO., LLCCRD 326509 · NEW YORK CITY, NY$608,643,699.00Regulatory AUM · August 2026
- J. TEAM FINANCIAL, INC.CRD 134104 · ABILENE, TX$262,026,877.00Regulatory AUM · August 2026
- J.D.T. INCCRD 146357 · LEXINGTON, KY$158,742,586.00Regulatory AUM · August 2026
- J.E. SIMMONS & CO., P.C.CRD 108789 · DALLAS, TX$213,103,959.00Regulatory AUM · August 2026
- J.F. WILLIAMS CO., INC.CRD 113569 · DENVER, CO$286,482,879.00Regulatory AUM · August 2026
- J.G.HENDRICKS FINANCIAL SERVICES, LLCCRD 289593 · ALGONQUIN, IL$536,115,799.00Regulatory AUM · August 2026
- J.H. LANE PARTNERS, LPCRD 282383 · NEW YORK, NY$276,035,355.00Regulatory AUM · August 2026
- J.H. WHITNEY CAPITAL PARTNERS, LLCCRD 160547 · NEW CANAAN, CT$859,327,363.00Regulatory AUM · August 2026
- J.K. FINANCIAL, INC.CRD 114929 · DALLAS, TX$195,811,000.00Regulatory AUM · August 2026
- J.M. ARBOUR, LLCCRD 313352 · GARDINER, ME$183,158,509.00Regulatory AUM · August 2026
- J.P. CAPITAL MANAGEMENT, INC.CRD 142109 · EUGENE, OR$166,598,986.00Regulatory AUM · August 2026
- J.P. KING ADVISORS, INC.CRD 112109 · WALNUT CREEK, CA$889,700,000.00Regulatory AUM · August 2026
- J.P. MARVEL INVESTMENT ADVISORS, INC.CRD 144364 · BOSTON, MA$820,745,015.00Regulatory AUM · August 2026
- J.R. PRUNIER CAPITAL MANAGEMENT LLCCRD 321026 · HOLDEN, MA$407,009,712.00Regulatory AUM · August 2026
- J.W. KORTH & COMPANY, LIMITED PARTNERSHIPCRD 26455 · LANSING, MI$228,688,211.00Regulatory AUM · August 2026
- J2 CAPITAL MANAGEMENT, INC.CRD 152964 · TROY, MI$195,720,451.00Regulatory AUM · August 2026
- JACK V. BUTTERFIELD INVESTMENT COMPANYCRD 3998 · JACKSON, MI$157,645,609.00Regulatory AUM · August 2026
- JACKSON AVENUE, LLCCRD 158854$185,007,992.00Regulatory AUM · August 2026
- JACKSON CREEK INVESTMENT ADVISORS LLCCRD 309116 · CASTLE ROCK, CO$348,959,797.00Regulatory AUM · August 2026
- JACKSON FINANCIAL SERVICES, LLCCRD 132252 · MT. PLEASANT, SC$498,065,507.00Regulatory AUM · August 2026
- JACKSON HILL ADVISORS, LLCCRD 284162 · HOUSTON, TX$217,885,900.00Regulatory AUM · August 2026
- JACKSON SQUARE CAPITAL, LLCCRD 300314 · SAN FRANCISCO, CA$564,289,498.00Regulatory AUM · August 2026
- JACKSON WEALTH MANAGEMENT, LLCCRD 310496 · CASTLE ROCK, CO$107,026,630.00Regulatory AUM · August 2026
- JACKSON, GRANT INVESTMENT ADVISERS, INC.CRD 108156 · STAMFORD, CT$577,684,024.00Regulatory AUM · August 2026
- JACKSONVILLE WEALTH MANAGEMENT, LLCCRD 309312 · JACKSONVILLE, FL$533,539,848.00Regulatory AUM · August 2026
- JACOBS ASSET MANAGEMENT, LLCCRD 156563 · NEW YORK, NY$366,438,978.00Regulatory AUM · August 2026
- JACOBS EQUITYCRD 147725 · DRAPER, UT$133,212,081.00Regulatory AUM · August 2026
- JACOBSEN CAPITAL MANAGEMENT, LLCCRD 116085 · SALT LAKE CITY, UT$562,862,022.00Regulatory AUM · August 2026
- JACOBSON & SCHMITT ADVISORS, LLCCRD 140431 · MIDDLETON, WI$676,435,703.00Regulatory AUM · August 2026
- JADE MOUNTAIN PARTNERS, LLCCRD 290415 · WHITE PLAINS, NY$588,389,751.00Regulatory AUM · August 2026
- JAFFA CAPITAL MANAGEMENT LLCCRD 325411 · CLIFTON, NJ$597,220,000.00Regulatory AUM · August 2026
- JAFFE ASSET MANAGEMENT LLCCRD 108082 · BEVERLY HILLS, CA$116,219,162.00Regulatory AUM · August 2026
- JAGUAR GROWTH ASSET MANAGEMENT, LLCCRD 169571 · MIAMI, FL$313,082,600.00Regulatory AUM · August 2026
- JAKE CARRIS FINANCIAL PLANNING, LLCCRD 290061 · ORLANDO, FL$109,685,265.00Regulatory AUM · August 2026
- JAMES I. BLACK & COMPANYCRD 1249 · LAKELAND, FL$144,067,165.00Regulatory AUM · August 2026
- JAMES R. MARTIN CONSULTING, INC. DBA JRM CAPITAL MANAGEMENTCRD 109542 · VANCOUVER, WA$442,737,917.00Regulatory AUM · August 2026
- JAMES REED FINANCIAL SERVICES, INC.CRD 112179 · CLEVELAND, OH$388,646,926.00Regulatory AUM · August 2026
- JAMES RIVER ASSET MANAGEMENT, LLCCRD 117917 · MIDLOTHIAN, VA$273,776,635.00Regulatory AUM · August 2026
- JAMES SCOTT S COCRD 105861 · FALLS CHURCH, VA$139,382,237.00Regulatory AUM · August 2026
- JAMES T. BORELLO & CO.CRD 16860 · EAST DUNDEE, IL$514,080,273.00Regulatory AUM · August 2026
- JAMISON HANSON ADVISORS LLCCRD 139587 · SALEM, OR$212,048,671.00Regulatory AUM · August 2026
- JANSEN WEALTH MANAGEMENT LLCCRD 317824 · ALTOONA, WI$132,294,100.00Regulatory AUM · August 2026
- JANUARY CAPITAL ADVISORS LLCCRD 177514 · SAN FRANCISCO, CA$193,212,864.00Regulatory AUM · August 2026
- JARAS FINANCIAL SERVICES, INC.CRD 282126$137,218,361.00Regulatory AUM · August 2026
- JASON A PRATTES FINANCIAL INCCRD 298746 · NEWPORT BEACH, CA$243,553,033.00Regulatory AUM · August 2026
- JASON W. QUALLSCRD 159192 · MURFREESBORO, TN$112,500,000.00Regulatory AUM · August 2026
- JASPER CAPITAL HONG KONG LIMITEDCRD 306114$118,471,040.00Regulatory AUM · August 2026
- JAT CAPITAL MANAGEMENT LPCRD 311599 · GREENWICH, CT$228,471,001.00Regulatory AUM · August 2026
- JAYCO WEALTH MANAGEMENT, INC.CRD 171884$107,945,594.00Regulatory AUM · August 2026
- JAYKAY WEALTH ADVISORS, INC.CRD 170192 · HOUSTON, TX$173,758,937.00Regulatory AUM · August 2026
- JB INVESTMENTS MANAGEMENT, LLCCRD 309067$773,384,519.00Regulatory AUM · August 2026
- JBGLOBAL.COM LLCCRD 119111 · NEW YORK, NY$120,945,234.00Regulatory AUM · August 2026
- JBR CO. FINANCIAL MANAGEMENT INC.CRD 117600 · ARDMORE, OK$318,309,587.00Regulatory AUM · August 2026
- JC CAPITAL ADVISORS GROUP LLCCRD 339298 · STAMFORD, CT$263,019,000.00Regulatory AUM · August 2026
- JCM STRATEGIC WEALTH PARTNERS LLCCRD 315220 · INDIANAPOLIS, IN$152,442,365.00Regulatory AUM · August 2026
- JCN FINANCIAL & TAX ADVISORY GROUP, LLCCRD 174358 · BATON ROUGE, LA$130,490,896.00Regulatory AUM · August 2026
- JCP INVESTMENT MANAGEMENT, LLCCRD 150635 · HOUSTON, TX$252,257,241.00Regulatory AUM · August 2026
- JCSD CAPITAL, LLCCRD 163084 · WALNUT CREEK, CA$214,564,336.00Regulatory AUM · August 2026
- JCT INVESTMENT COUNSEL, INC.CRD 112571 · AKRON, OH$129,130,191.00Regulatory AUM · August 2026
- JDH WEALTH MANAGEMENT, LLCCRD 112474 · SANTA ROSA, CA$494,918,850.00Regulatory AUM · August 2026
- JDM FINANCIAL GROUP LLCCRD 122057$352,799,208.00Regulatory AUM · August 2026
- JEFFERIES CREDIT PARTNERS EUROPE LIMITEDCRD 336469$345,904,953.00Regulatory AUM · August 2026
- JEFFERSON BRIDGE CAPITAL, LLCCRD 325636 · NASHVILLE, TN$146,151,672.00Regulatory AUM · August 2026
- JEFFREY MATTHEWS WEALTH MANAGEMENT, LLCCRD 155392 · FLORHAM PARK, NJ$161,681,168.00Regulatory AUM · August 2026
- JEFFREY N. MEHLER, CFP LLCCRD 126681 · ESSEX, CT$416,150,092.00Regulatory AUM · August 2026
- JEMMA INVESTMENT ADVISORS LLCCRD 284198 · BALTIMORE, MD$139,832,219.00Regulatory AUM · August 2026
- JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLCCRD 312706 · PADUCAH, KY$240,125,414.00Regulatory AUM · August 2026
- JEPPSON WEALTH MANAGEMENT, LLCCRD 305552 · MANHATTAN BEACH, CA$763,237,260.00Regulatory AUM · August 2026
- JERICHO FINANCIAL, LLPCRD 288801 · WESTERVILLE, OH$220,020,009.00Regulatory AUM · August 2026
- JESSUP WEALTH MANAGEMENT, INC.CRD 323035 · DAYTON, OH$360,187,044.00Regulatory AUM · August 2026
- JET WEALTH ADVISORSCRD 333645 · LA JOLLA, CA$546,543,000.00Regulatory AUM · August 2026
- JFA ADVISORS, LLCCRD 144039 · GREENVILLE, SC$175,000,000.00Regulatory AUM · August 2026