Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 43
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- HIGH RIVER RESOURCES MANAGEMENT LLCCRD 327858 · DALLAS, TX$232,753,440.00Regulatory AUM · August 2026
- HIGH TRAIL CAPITAL LPCRD 305245 · HOBOKEN, NJ$296,893,000.00Regulatory AUM · August 2026
- HIGHBAR MANAGEMENT, LLCCRD 166244 · MENLO PARK, CA$114,617,817.00Regulatory AUM · August 2026
- HIGHBROOK CAPITAL PARTNERS LLCCRD 338408 · ATLANTA, GA$509,064,516.00Regulatory AUM · August 2026
- HIGHBURY PACIFIC CAPITAL CORP.CRD 157778 · BELLEVUE, WA$333,336,182.00Regulatory AUM · August 2026
- HIGHBURY PARK LLCCRD 304815$176,435,755.00Regulatory AUM · August 2026
- HIGHCLERE INTERNATIONAL INVESTORS LLPCRD 140380$742,255,043.00Regulatory AUM · August 2026
- HIGHCREST CAPITAL, LLCCRD 291007 · FREDERICKSBURG, TX$823,748,217.00Regulatory AUM · August 2026
- HIGHLAND FINANCIAL ADVISORS, LLCCRD 125838 · WAYNE, NJ$639,957,200.00Regulatory AUM · August 2026
- HIGHLAND INVESTMENT ADVISORS LLCCRD 141694 · PONTE VEDRA, FL$368,267,860.00Regulatory AUM · August 2026
- HIGHLAND PEAK CAPITAL, LLCCRD 306304 · OLD GREENWICH, CT$333,194,153.00Regulatory AUM · August 2026
- HIGHLINE WEALTH PARTNERS, LLCCRD 284712 · SHERMAN OAKS, CA$867,921,688.00Regulatory AUM · August 2026
- HIGHMARK WEALTH MANAGEMENT LLCCRD 164790 · ST. PAUL, MN$611,673,300.00Regulatory AUM · August 2026
- HIGHPASS ASSET MANAGEMENT LLCCRD 159535 · DENVER, CO$218,216,975.00Regulatory AUM · August 2026
- HIGHPEAK ENERGY MANAGEMENT, LLCCRD 293928 · FORT WORTH, TX$391,758,930.00Regulatory AUM · August 2026
- HIGHPOST CAPITAL, LLCCRD 307798 · WEST PALM BEACH, FL$657,229,876.00Regulatory AUM · August 2026
- HIGHROAD WEALTH ADVISORS, LLCCRD 331566 · COOS BAY, OR$188,523,085.00Regulatory AUM · August 2026
- HIGHVIEW CAPITAL MANAGEMENT, LLCCRD 306195 · BUFFALO GROVE, IL$416,313,564.00Regulatory AUM · August 2026
- HIGLEY, JAMES, W.CRD 118961$179,500,000.00Regulatory AUM · August 2026
- HILEY HUNT WEALTH MANAGEMENT, INC.CRD 164942 · OMAHA, NE$289,551,810.00Regulatory AUM · August 2026
- HILL COUNTRY RETIREMENT SOLUTIONS LLCCRD 307376 · BOERNE, TX$175,519,460.00Regulatory AUM · August 2026
- HILL ISLAND FINANCIAL LLCCRD 313469 · GRAND RAPIDS, MI$623,847,941.00Regulatory AUM · August 2026
- HILLCREST CREDIT AND INCOME FUND II MANAGER, LLCCRD 288671 · NEW YORK, NY$489,966,336.00Regulatory AUM · August 2026
- HILLCREST WEALTH ADVISORS - NY, LLCCRD 126818 · HOLMDEL, NJ$390,721,478.00Regulatory AUM · August 2026
- HILLMAN CAPITAL MANAGEMENT INCCRD 110096 · BETHESDA, MD$195,890,357.00Regulatory AUM · August 2026
- HILLSPRING FINANCIAL, INC.CRD 113938 · SURPRISE, AZ$185,998,213.00Regulatory AUM · August 2026
- HILLTOP WEALTH ADVISORS, LLCCRD 283014 · CHAPEL HILL, NC$635,538,564.00Regulatory AUM · August 2026
- HILTON HEAD CAPITAL PARTNERS, LLCCRD 299375 · HILTON HEAD ISLAND, SC$409,549,463.00Regulatory AUM · August 2026
- HILTON HEAD FINANCIAL ADVISORS, INC.CRD 140249 · HILTON HEAD, SC$375,112,166.00Regulatory AUM · August 2026
- HILTOP PARTNERS, LLCCRD 290981 · MISHAWAKA, IN$616,442,794.00Regulatory AUM · August 2026
- HINCHLEY ADVISORY GROUP, LLCCRD 157860 · CENTENNIAL, CO$193,080,000.00Regulatory AUM · August 2026
- HINDS FINANCIAL GROUP INCCRD 129971 · LAKEWOOD, CO$536,898,649.00Regulatory AUM · August 2026
- HINSDALE ASSOCIATES, INC.CRD 108293 · HINSDALE, IL$120,116,270.00Regulatory AUM · August 2026
- HIPPOCRATIC FINANCIAL ADVISORS LLCCRD 169481 · WESTLAKE VILLAGE, CA$229,008,823.00Regulatory AUM · August 2026
- HIVEMIND CAPITAL PARTNERS LLCCRD 319077 · NEW YORK, NY$468,245,960.00Regulatory AUM · August 2026
- HIXON ZUERCHER, LLCCRD 123465 · FINDLAY, OH$487,710,760.00Regulatory AUM · August 2026
- HLM MANAGEMENT CO., LLCCRD 162337 · WALTHAM, MA$411,438,382.00Regulatory AUM · August 2026
- HMM GROUP LLCCRD 289044 · INDIAN WELLS, CA$251,031,106.00Regulatory AUM · August 2026
- HMOUNT ASSET MANAGEMENT (HK) LIMITEDCRD 305937$290,474,457.00Regulatory AUM · August 2026
- HMS CAPITAL MANAGEMENT, LLCCRD 149764 · NASHVILLE, TN$281,932,427.00Regulatory AUM · August 2026
- HMS FINANCIAL SERVICES, LLCCRD 131569 · COLUMBIA, SC$118,503,827.00Regulatory AUM · August 2026
- HMV WEALTH ADVISORS, LLCCRD 297747 · SHREVEPORT, LA$464,771,467.00Regulatory AUM · August 2026
- HOBART PRIVATE CAPITAL, LLCCRD 168494 · CHARLOTTE, NC$558,230,116.00Regulatory AUM · August 2026
- HOBBS GROUP ADVISORS LLCCRD 157274 · COLUMBIA, SC$584,400,000.00Regulatory AUM · August 2026
- HOBBS WEALTH MANAGEMENT, LLCCRD 325374 · ZIONSVILLE, IN$146,673,348.00Regulatory AUM · August 2026
- HOERTKORN RICHARD CHARLESCRD 104649 · KENTFIELD, CA$282,468,089.00Regulatory AUM · August 2026
- HOEY INVESTMENTS, INC.CRD 152103 · COATESVILLE, PA$788,296,206.00Regulatory AUM · August 2026
- HOFER & ASSOCIATES, INC.CRD 282005 · THOUSAND OAKS, CA$216,385,585.00Regulatory AUM · August 2026
- HOFF BROTHERS, LLCCRD 301001 · WAUSAU, WI$177,496,508.00Regulatory AUM · August 2026
- HOFFMAN ALAN NATHANCRD 109454$183,357,629.00Regulatory AUM · August 2026
- HOFFMAN CAPITAL ADVISORS LLCCRD 287766 · CRANBERRY TWP, PA$185,433,000.00Regulatory AUM · August 2026
- HOFFMANN HERMANSON LLCCRD 130484 · DENVER, CO$183,000,000.00Regulatory AUM · August 2026
- HOGAN INVESTMENT COUNSEL, LLCCRD 160186 · CORDOVA, TN$107,242,702.00Regulatory AUM · August 2026
- HOGE FINANCIAL SERVICES, LLCCRD 148209 · CANONSBURG, PA$621,882,966.00Regulatory AUM · August 2026
- HOLCOMBE FINANCIAL, INC.CRD 142238 · ATLANTA, GA$451,562,514.00Regulatory AUM · August 2026
- HOLDER WEALTH MANAGEMENT, INC.CRD 170086 · CHAMPAIGN, IL$283,971,000.00Regulatory AUM · August 2026
- HOLDERNESS INVESTMENTS COCRD 106530 · GREENSBORO, NC$660,715,759.00Regulatory AUM · August 2026
- HOLISTIC FINANCIAL PARTNERS, LLCCRD 170913 · INDIANAPOLIS, IN$444,594,951.00Regulatory AUM · August 2026
- HOLISTIC WEALTH ADVISORSCRD 332918 · CLIFTON PARK, NY$278,674,280.00Regulatory AUM · August 2026
- HOLLAND ADVISORY SERVICES, INC.CRD 136302 · ORMOND BEACH, FL$307,659,373.00Regulatory AUM · August 2026
- HOLLANDER ASSET MANAGEMENT LLCCRD 150343 · MIAMI, FL$419,680,674.00Regulatory AUM · August 2026
- HOLLINGSWORTH AVENT AVERRE & PURVIS, PACRD 118943 · RALEIGH, NC$177,409,470.00Regulatory AUM · August 2026
- HOLM & CAWLEY FINANCIAL GROUP LLCCRD 150601 · LAS VEGAS, NV$128,816,000.00Regulatory AUM · August 2026
- HOLOS INTEGRATED WEALTH, LLCCRD 329884 · KENNETT SQUARE, PA$233,097,307.00Regulatory AUM · August 2026
- HOLOWESKO PARTNERS LTD.CRD 155703$904,135,042.00Regulatory AUM · August 2026
- HOMAGE WEALTH GROUP LLCCRD 340589 · HOUSTON, TX$366,156,549.00Regulatory AUM · August 2026
- HONDIUS CAPITAL MANAGEMENT, LPCRD 297991 · NORWALK, CT$129,918,199.00Regulatory AUM · August 2026
- HONTE ADVISORS LLCCRD 308341 · BERKELEY, CA$417,664,646.00Regulatory AUM · August 2026
- HOOVER PRIVATE WEALTH, LLCCRD 336484 · ROYAL OAK, MI$171,345,589.00Regulatory AUM · August 2026
- HOPLON ASSET MANAGEMENT, L.P.CRD 318798 · GREENWICH, CT$170,149,303.00Regulatory AUM · August 2026
- HOPWOOD FINANCIAL SERVICES, INC.CRD 127927 · RESTON, VA$750,255,685.00Regulatory AUM · August 2026
- HORIKO CAPITAL MANAGEMENT LLCCRD 126343 · NEW YORK, NY$475,063,887.00Regulatory AUM · August 2026
- HORIZON ADVISORS, LLCCRD 114102 · HOUSTON, TX$451,430,132.00Regulatory AUM · August 2026
- HORIZON ADVISORY SERVICES, INC.CRD 305239 · WEST HENRIETTA, NY$510,210,472.00Regulatory AUM · August 2026
- HORIZON CAPITAL MANAGEMENT, LLCCRD 132113 · LAKE FOREST, IL$136,184,309.00Regulatory AUM · August 2026
- HORIZON FAMILY WEALTH, INC.CRD 315484 · CHICAGO, IL$278,813,453.00Regulatory AUM · August 2026
- HORIZON FINANCIAL SERVICES, LLCCRD 158798 · WINSTON SALEM, NC$262,446,082.00Regulatory AUM · August 2026
- HORIZON INVESTMENT SERVICES, LLC.CRD 110642 · HAMMOND, IN$363,823,928.00Regulatory AUM · August 2026
- HORIZON TECHNOLOGY FINANCE MANAGEMENT LLCCRD 153052 · FARMINGTON, CT$811,104,000.00Regulatory AUM · August 2026
- HORIZON WEALTH ADVISORS, LLCCRD 148338$234,983,784.00Regulatory AUM · August 2026
- HORIZON WEALTH INVESTMENT SOLUTIONS LLCCRD 333752 · DENVER, CO$147,239,402.00Regulatory AUM · August 2026
- HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.CRD 164970 · SANTA FE, NM$151,158,000.00Regulatory AUM · August 2026
- HORIZONS WEALTH MANAGEMENT, INC.CRD 127457 · ASHEVILLE, NC$258,228,931.00Regulatory AUM · August 2026
- HOROWITZ & COMPANY, INC.CRD 106737 · FORT LAUDERDALE, FL$180,658,367.00Regulatory AUM · August 2026
- HORRELL CAPITAL MANAGEMENT, INC.CRD 115711 · LITTLE ROCK, AR$435,070,554.00Regulatory AUM · August 2026
- HORSE COVE PARTNERS LLCCRD 172389 · ATLANTA, GA$106,620,611.00Regulatory AUM · August 2026
- HORST & GRABEN WEALTH MANAGEMENT, LLCCRD 297368 · PORTLAND, OR$920,067,465.00Regulatory AUM · August 2026
- HORTER INVESTMENT MANAGEMENT, LLCCRD 119880 · CINCINNATI, OH$314,499,558.00Regulatory AUM · August 2026
- HOT CREEK CAPITAL, L.L.C.CRD 162371 · KIRKLAND, WA$135,671,655.00Regulatory AUM · August 2026
- HOULIHAN FINANCIAL RESOURCE GROUP, LTD.CRD 116670 · ASHBURN, VA$357,188,973.00Regulatory AUM · August 2026
- HOURGLASS CAPITAL, LLCCRD 147754 · HOUSTON, TX$768,905,942.00Regulatory AUM · August 2026
- HOVER4PI CAPITAL MANAGEMENT LIMITEDCRD 331899$209,889,475.00Regulatory AUM · August 2026
- HOWARD BAILEY SECURITIES, LLCCRD 282712 · FORT WAYNE, IN$582,792,249.00Regulatory AUM · August 2026
- HOWARD WEALTH MANAGEMENT, LLCCRD 299052$397,000,000.00Regulatory AUM · August 2026
- HOXTON PLANNING & MANAGEMENT, LLCCRD 319087 · SHEPHERDSTOWN, WV$591,549,809.00Regulatory AUM · August 2026
- HOXTON WEALTH USA LLCCRD 307387 · ORLANDO, FL$803,519,693.00Regulatory AUM · August 2026
- HOYA CAPITAL REAL ESTATE, LLCCRD 281848 · ROWAYTON, CT$140,148,397.00Regulatory AUM · August 2026
- HPE CAPITAL MANAGEMENT II, LLCCRD 283607 · CINCINNATI, OH$840,468,397.00Regulatory AUM · August 2026
- HRC WEALTH MANAGEMENT, LLCCRD 117212 · MOSCOW, ID$487,408,854.00Regulatory AUM · August 2026
- HS MANAGEMENT PARTNERS, LLCCRD 145480 · NEW YORK, NY$469,888,792.00Regulatory AUM · August 2026