EXPLORE THE DIRECTORY

Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 44

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

9,914 firms · Source months shown: July 2026 and August 2026

HST VENTURES, LLCCRD 317143 · PARK CITY, UT
$551,147,001.00Regulatory AUM · August 2026
HT PARTNERS LLCCRD 147400 · CENTERBROOK, CT
$556,325,471.00Regulatory AUM · August 2026
HTAA, LLCCRD 171391 · CHICAGO, IL
$176,989,567.00Regulatory AUM · August 2026
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLCCRD 301715 · NEW ORLEANS, LA
$617,882,576.00Regulatory AUM · August 2026
HUBER CAPITAL MANAGEMENT LLCCRD 143344 · EL SEGUNDO, CA
$729,218,892.00Regulatory AUM · August 2026
HUBER, WEAKLAND & ASSOCIATES, INC.CRD 120745 · ELLICOTT CITY, MD
$295,313,734.00Regulatory AUM · August 2026
HUDSON ADVISOR SERVICES, INC.CRD 107769 · BUFFALO, NY
$310,088,917.00Regulatory AUM · August 2026
HUDSON CANYON CAPITAL MANAGEMENT, LLCCRD 286437 · NEW YORK, NY
$263,927,000.00Regulatory AUM · August 2026
HUDSON CAPITAL ADVISORY, INC.CRD 304163 · BUFFALO, NY
$327,678,324.00Regulatory AUM · August 2026
HUDSON CAPITAL MANAGEMENT LLCCRD 131208 · RAMSEY, NJ
$642,604,900.00Regulatory AUM · August 2026
HUDSON EXECUTIVE CAPITAL LPCRD 175032 · NEW YORK, NY
$178,103,875.00Regulatory AUM · July 2026
HUDSON FINANCIAL SERVICES, INC.CRD 309675 · AUBURN, CA
$118,600,000.00Regulatory AUM · August 2026
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.CRD 44357 · CROTON-ON-HUDSON, NY
$128,660,000.00Regulatory AUM · August 2026
HUDSON HILL CAPITAL MANAGEMENT, LLCCRD 316815 · NEW YORK, NY
$518,105,000.00Regulatory AUM · August 2026
HUDSON OAK WEALTH ADVISORY LLCCRD 300218 · HOBOKEN, NJ
$133,890,696.00Regulatory AUM · August 2026
HUDSON PORTFOLIO MANAGEMENT LLCCRD 130021 · GARRISON, NY
$185,881,100.00Regulatory AUM · August 2026
HUDSON VALUE PARTNERS, LLCCRD 301325 · PALM BEACH, FL
$678,337,967.00Regulatory AUM · August 2026
HUFFMAN & ROSS WEALTH MANAGEMENT LLCCRD 334674 · MORGANTOWN, WV
$209,964,128.00Regulatory AUM · August 2026
HUGHES & COMPANY INVESTMENT PARTNERS, L.P.CRD 311212 · CHICAGO, IL
$367,423,073.00Regulatory AUM · August 2026
HUGHES FINANCIAL SERVICES, LLCCRD 173195 · HERNDON, VA
$759,792,822.00Regulatory AUM · August 2026
HUGHES WARREN, INC.CRD 145570 · EDMOND, OK
$220,544,521.00Regulatory AUM · August 2026
HUIZENGA CAPITAL MANAGEMENT, LLCCRD 156524 · OAK BROOK, IL
$996,697,016.00Regulatory AUM · August 2026
HULSEY CAPITAL MANAGEMENT, INC.CRD 116183 · HEBER SPRINGS, AR
$113,247,895.00Regulatory AUM · August 2026
HUMBLE CAPITAL MANAGEMENT LLCCRD 158115 · HONOLULU, HI
$145,564,094.00Regulatory AUM · August 2026
HUMBLE MANAGEMENT, LLCCRD 322006 · NEW YORK, NY
$501,639,351.00Regulatory AUM · August 2026
HUMILIS INVESTMENT STRATEGIES, LLCCRD 338310
$117,000,000.00Regulatory AUM · August 2026
HUMMER FINANCIAL ADVISORY SERVICES INCCRD 108550
$196,051,445.00Regulatory AUM · August 2026
HUMPHREYS CAPITAL, LLCCRD 309323 · OKLAHOMA CITY, OK
$252,426,274.00Regulatory AUM · August 2026
HUNDREDFOLD ADVISORS, LLCCRD 131854 · VIRGINIA BEACH, VA
$148,216,588.00Regulatory AUM · August 2026
HUNT CAPITAL MANAGEMENT, LLCCRD 308017 · NEW YORK, NY
$102,049,770.00Regulatory AUM · August 2026
HUNT INVESTMENT MANAGEMENT, LLCCRD 151744 · NEW YORK, NY
$117,744,514.00Regulatory AUM · August 2026
HUNT WEALTH MANAGEMENT GROUP, INC.CRD 288892 · CONCORD, CA
$110,000,000.00Regulatory AUM · August 2026
HUNTER LEWIS LLCCRD 304985 · CROZET, VA
$394,569,396.00Regulatory AUM · August 2026
HUNTER STREET INVESTMENT ADVISORS LLCCRD 145334 · APEX, NC
$166,377,939.00Regulatory AUM · August 2026
HUNTER STREET PARTNERS, LPCRD 298142 · WAYZATA, MN
$313,042,657.00Regulatory AUM · August 2026
HUNTERS MOON CAPITAL (US) LPCRD 339386 · NEW YORK, NY
$802,593,655.00Regulatory AUM · August 2026
HUNTERS MOON CAPITAL LLPCRD 334813
$802,593,655.00Regulatory AUM · August 2026
HUNTING HILL GLOBAL CAPITAL, LLCCRD 167481 · NEW YORK, NY
$372,976,937.00Regulatory AUM · August 2026
HUNTLEIGH ADVISORS, INC.CRD 113412 · ST. LOUIS, MO
$781,786,950.00Regulatory AUM · August 2026
HURLEY CAPITAL, LLCCRD 130051 · NEW YORK, NY
$326,088,431.00Regulatory AUM · August 2026
HURLEY FINANCIAL GROUP, INC.CRD 108983 · CORVALLIS, OR
$406,521,088.00Regulatory AUM · August 2026
HURLOW WEALTH MANAGEMENT GROUP, INC.CRD 282587 · BLOOMINGTON, IN
$794,361,686.00Regulatory AUM · August 2026
HURRICANE CAPITAL ADVISORS LLCCRD 314749 · NEW YORK, NY
$602,694,401.00Regulatory AUM · August 2026
HUSSMAN STRATEGIC ADVISORS INCCRD 109400 · ELLICOTT CITY, MD
$617,390,096.00Regulatory AUM · August 2026
HUTCHENS & KRAMER INVESTMENT MANAGEMENT GROUP, LLCCRD 289413 · CARMEL, IN
$546,819,721.00Regulatory AUM · August 2026
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.CRD 145096 · SAN RAFAEL, CA
$235,382,907.00Regulatory AUM · August 2026
HUTCHINSON CAPITAL MANAGEMENTCRD 106158 · SAN RAFAEL, CA
$941,652,018.00Regulatory AUM · August 2026
HUTNER CAPITAL MANAGEMENT INC.CRD 107896 · MANCHESTER, VT
$271,166,293.00Regulatory AUM · August 2026
HUTTO RETIREMENT ADVISORS, LLCCRD 165191 · COLLEYVILLE, TX
$351,068,792.00Regulatory AUM · August 2026
HVPF MANAGER II, LLCCRD 318754 · NEW YORK, NY
$527,193,345.00Regulatory AUM · August 2026
HW CAPITAL LLCCRD 298731 · SANTA MONICA, CA
$320,950,405.00Regulatory AUM · August 2026
HYPERION CAPITAL ADVISORS LPCRD 304230 · NEW YORK, NY
$581,252,810.00Regulatory AUM · August 2026
HYPHEN WEALTH MANAGEMENT LLCCRD 338134 · LAFAYETTE, CA
$125,551,189.00Regulatory AUM · August 2026
HYPOSWISS ADVISORS SACRD 157400
$678,285,910.00Regulatory AUM · August 2026
HZ INVESTMENTS INC.CRD 312268 · CHEVY CHASE, MD
$591,392,745.00Regulatory AUM · August 2026
I-QU & CO. MANAGEMENT, L.P.CRD 301006 · CHICAGO, IL
$485,766,000.00Regulatory AUM · August 2026
I80 GROUP LPCRD 304848 · NEW YORK, NY
$864,042,000.00Regulatory AUM · August 2026
IA NETWORK, LLCCRD 319096 · CHARLOTTE, NC
$199,538,173.00Regulatory AUM · August 2026
IA PRIVATE WEALTH (USA) INC.CRD 322127
$135,085,997.00Regulatory AUM · August 2026
IADVISE PARTNERS LLCCRD 168564 · NEW YORK, NY
$224,450,799.00Regulatory AUM · August 2026
IAM ADVISORY LLCCRD 305492 · EASTON, PA
$699,412,946.00Regulatory AUM · August 2026
IAMS WEALTH MANAGEMENT, LLCCRD 286085 · OMAHA, NE
$397,226,191.00Regulatory AUM · August 2026
IAS WEALTH MANAGEMENT, INC.CRD 112486 · THE WOODLANDS, TX
$588,550,000.00Regulatory AUM · August 2026
IBN ASSET MANAGEMENT, LLCCRD 290114 · THOUSAND OAKS, CA
$508,170,547.00Regulatory AUM · August 2026
IBS CAPITAL LLCCRD 160585 · MEDFIELD, MA
$123,019,000.00Regulatory AUM · August 2026
ICOM ADVISORS, LLCCRD 156386
$150,180,725.00Regulatory AUM · August 2026
ICON ADVISERS, INC.CRD 108268 · GREENWOOD VILLAGE, CO
$875,902,913.00Regulatory AUM · August 2026
ICP GROUP INVESTMENT MANAGER, LLCCRD 219518 · DALLAS, TX
$215,916,134.00Regulatory AUM · August 2026
ICR PARTNERS, LLCCRD 304689 · NASHVILLLE, TN
$798,688,991.00Regulatory AUM · August 2026
ICV PARTNERS, LLCCRD 160651 · MIAMI, FL
$694,133,533.00Regulatory AUM · August 2026
ICW HOLDINGS, LLCCRD 319296
$136,214,815.00Regulatory AUM · August 2026
ICW INVESTMENT ADVISORS, LLCCRD 135081 · SCOTTSDALE, AZ
$376,600,000.00Regulatory AUM · August 2026
IDB LIDO WEALTH, LLCCRD 322488 · NEW YORK, NY
$478,386,467.00Regulatory AUM · August 2026
IDEAL RETIREMENT SOLUTIONS, LLCCRD 333393 · PORT CHARLOTTE, FL
$123,519,511.00Regulatory AUM · August 2026
IDIRECT PRIVATE CREDIT ADVISORS LLCCRD 333824 · NEW YORK, NY
$290,944,474.00Regulatory AUM · August 2026
IDLE HILL ADVISORS LLCCRD 317040 · GREENVILLE, SC
$107,479,012.00Regulatory AUM · August 2026
IDX ADVISORS, LLCCRD 299658 · SCOTTSDALE, AZ
$128,120,589.00Regulatory AUM · August 2026
IF ADVISORS, LLCCRD 309631
$491,447,684.00Regulatory AUM · August 2026
IFC AND INSURANCE MARKETING, INC.CRD 283976 · AUBURN, CA
$173,456,003.00Regulatory AUM · August 2026
IFC CORE INVESTMENT MANAGEMENT LLCCRD 302090 · RALEIGH, NC
$742,448,008.00Regulatory AUM · August 2026
IFC PERSONAL MONEY MANAGERS, INC.CRD 126344 · NEW YORK, NY
$450,896,430.00Regulatory AUM · August 2026
IFRAH FINANCIAL SERVICES, INC.CRD 136925 · LITTLE ROCK, AR
$489,095,629.00Regulatory AUM · August 2026
IFS ADVISORS, LLCCRD 147518 · OVERLAND PARK, KS
$213,822,204.00Regulatory AUM · August 2026
IFS GROUP, LLCCRD 328774 · MECHANICSBURG, PA
$240,000,000.00Regulatory AUM · August 2026
IG BETTER FUTURE MANAGEMENT, LLCCRD 314033 · MENLO PARK, CA
$128,285,698.00Regulatory AUM · August 2026
IG4 CAPITAL ADVISORS US LLCCRD 316972 · WASHINGTON, DC
$321,477,892.00Regulatory AUM · August 2026
IGW ADVISORY INVESTMENT MANAGEMENT LLCCRD 333479
$145,088,903.00Regulatory AUM · August 2026
IH2 ADVISORS & COMPANYCRD 325788 · WILMINGTON, DE
$265,318,418.00Regulatory AUM · August 2026
IKARIAN CAPITAL, LLCCRD 281880 · DALLAS, TX
$697,961,635.00Regulatory AUM · August 2026
IKE CAPITAL, LLCCRD 132473
$257,368,475.00Regulatory AUM · August 2026
ILLUMEN CAPITAL MANAGEMENT, LLCCRD 305411 · OAKLAND, CA
$294,856,723.00Regulatory AUM · August 2026
ILLUMINATE WEALTH MANAGEMENT LLCCRD 306411 · BARRINGTON, IL
$167,593,585.00Regulatory AUM · August 2026
ILLUMINE INVESTMENT MANAGEMENT, LLCCRD 311661 · POULSBO, WA
$215,168,898.00Regulatory AUM · August 2026
IMC ADVISORS, LLCCRD 111537 · COLUMBUS, IN
$540,005,756.00Regulatory AUM · July 2026
IMG WEALTH MANAGEMENT, INC.CRD 285966 · JACKSONVILLE, FL
$209,685,185.00Regulatory AUM · August 2026
IMMACULATE WEALTH MANAGEMENT, LLCCRD 167657 · MESA, AZ
$140,823,690.00Regulatory AUM · August 2026
IMPACT CAPITAL PARTNERS LLCCRD 329616 · GREENWOOD VILLAGE, CO
$625,639,266.00Regulatory AUM · August 2026
IMPACT CAPITAL, LLCCRD 297413 · ROCKVILLE, MD
$253,350,037.00Regulatory AUM · August 2026
IMPACT ENGINE MANAGEMENT, PBCCRD 304022 · CHICAGO, IL
$244,459,258.00Regulatory AUM · August 2026
IMPACT FIDUCIARY LLCCRD 288345 · PASADENA, CA
$155,000,000.00Regulatory AUM · August 2026