Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 35
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- FORBES FINANCIAL PLANNING, INC.CRD 143912 · EAST GREENWICH, RI$240,541,107.00Regulatory AUM · August 2026
- FOREFRONT ANALYTICS, LLCCRD 153016 · W. CONSHOHOCKEN, PA$678,965,757.00Regulatory AUM · August 2026
- FOREFRONT ASSET MANAGEMENT, LLCCRD 281118 · VIRGINIA BEACH, VA$136,948,016.00Regulatory AUM · August 2026
- FOREFRONT WEALTH PARTNERS, LLCCRD 308521 · AUSTIN, TX$239,835,320.00Regulatory AUM · August 2026
- FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC.CRD 147014 · SALINE, MI$351,098,034.00Regulatory AUM · August 2026
- FORESIGHT GLOBAL INVESTORS, INC.CRD 281818 · PURCHASE, NY$955,182,942.00Regulatory AUM · August 2026
- FOREST ASSET MANAGEMENT LLCCRD 139795 · RIVERSIDE, IL$230,712,776.00Regulatory AUM · August 2026
- FOREST CAPITAL OPERATING COMPANY LLCCRD 325514 · CHARLOTTE, NC$143,151,940.00Regulatory AUM · August 2026
- FOREST HILL CAPITAL, LLCCRD 129667 · LITTLE ROCK, AR$248,830,499.00Regulatory AUM · August 2026
- FOREWORD CAPITAL, LPCRD 332205 · SAN FRANCISCO, CA$431,489,489.00Regulatory AUM · August 2026
- FORM PROSPERITY WEALTH ADVISORS, LLCCRD 307792 · CHANDLER, AZ$118,965,694.00Regulatory AUM · August 2026
- FORMAN CAPITAL, LLCCRD 329537 · DELRAY BEACH, FL$350,513,798.00Regulatory AUM · August 2026
- FORMIDABLE ASSET MANAGEMENT, LLCCRD 167555 · CINCINNATI, OH$903,036,940.00Regulatory AUM · August 2026
- FORMULA GROWTH LIMITEDCRD 163245$343,483,208.00Regulatory AUM · August 2026
- FORMULA GROWTH MANAGEMENT CORPCRD 285005 · NEW YORK, NY$343,483,208.00Regulatory AUM · August 2026
- FORMULATE FINANCIAL LLCCRD 331026$229,434,435.00Regulatory AUM · August 2026
- FORNESS FINANCIAL LLCCRD 172473 · NEEDHAM, MA$202,756,809.00Regulatory AUM · August 2026
- FORONJY FINANCIAL LLCCRD 332380 · SANTA BARBARA, CA$278,028,743.00Regulatory AUM · August 2026
- FORREST FINANCIAL SERVICES L.L.C.CRD 117546 · WINDSOR HEIGHTS, IA$154,000,000.00Regulatory AUM · August 2026
- FORS FINANCIAL CONSULTING, PSCRD 335705 · PORT ANGELES, WA$134,918,643.00Regulatory AUM · August 2026
- FORSYTH STREET ASSET MANAGEMENT LLCCRD 310545 · NEW YORK, NY$228,855,740.00Regulatory AUM · August 2026
- FORT ADVISORS INCCRD 299243 · AUSTIN, TX$146,334,109.00Regulatory AUM · August 2026
- FORT HENRY CAPITAL, LLCCRD 168695 · WHEELING, WV$278,481,087.00Regulatory AUM · August 2026
- FORT POINT CAPITAL, LLCCRD 164067 · BOSTON, MA$522,572,989.00Regulatory AUM · August 2026
- FORT STREET ASSET MANAGEMENT LLCCRD 305446 · HONOLULU, HI$195,379,009.00Regulatory AUM · August 2026
- FORT VANCOUVER INVESTMENT MANAGEMENT, LLCCRD 157019 · VANCOUVER, WA$237,124,472.00Regulatory AUM · August 2026
- FORTE ASSET MANAGEMENT, LLCCRD 132969$315,238,907.00Regulatory AUM · August 2026
- FORTEM FINANCIAL GROUP, LLCCRD 291662 · PALM DESERT, CA$631,885,884.00Regulatory AUM · August 2026
- FORTERIS WEALTH MANAGEMENT, INC.CRD 108314 · ARMONK, NY$219,013,000.00Regulatory AUM · August 2026
- FORTHRIGHT CAPITAL ADVISORY LLCCRD 323596 · LAS VEGAS, NV$107,686,977.00Regulatory AUM · August 2026
- FORTHRIGHT FAMILY WEALTH ADVISORY LLCCRD 304547 · HOUSTON, TX$191,160,666.00Regulatory AUM · August 2026
- FORTHRIGHT WEALTH MANAGEMENT, LLCCRD 220515 · ALPHARETTA, GA$773,415,331.00Regulatory AUM · August 2026
- FORTIFY WEALTH, INC.CRD 297433 · ST. LOUIS, MO$114,968,994.00Regulatory AUM · August 2026
- FORTIS ADVISORS, LLCCRD 164498 · WAYNE, PA$584,315,081.00Regulatory AUM · August 2026
- FORTIS GROUP ADVISORS LLCCRD 290427 · WESTWOOD, NJ$822,399,121.00Regulatory AUM · August 2026
- FORTIS PORTFOLIO SOLUTIONS, LLCCRD 314886 · CHICAGO, IL$140,000,000.00Regulatory AUM · August 2026
- FORTIS PRIVATE WEALTH ADVISORS, LLCCRD 304494 · MIAMI, FL$124,412,527.00Regulatory AUM · August 2026
- FORTITER WEALTH MANAGEMENT, LLCCRD 169577 · HOUSTON, TX$379,879,950.00Regulatory AUM · August 2026
- FORTITUDE ADVISORY GROUP L.L.C.CRD 116083 · GIG HARBOR, WA$467,549,690.00Regulatory AUM · August 2026
- FORTITUDE FINANCIAL LLCCRD 313235 · SPOKANE, WA$281,502,728.00Regulatory AUM · August 2026
- FORTITUDE PRIVATE WEALTH INC.CRD 290074 · CARMEL, IN$126,474,970.00Regulatory AUM · August 2026
- FORTRESS FINANCIAL GROUP, LLCCRD 315329 · ROCHESTER, MN$352,305,589.00Regulatory AUM · August 2026
- FORTRESS FINANCIAL SOLUTIONS, LLCCRD 143969 · TUCSON, AZ$142,011,990.00Regulatory AUM · August 2026
- FORTRESS PLANNING GROUP, LLCCRD 157900 · PEWAUKEE, WI$345,296,879.00Regulatory AUM · August 2026
- FORTRESS PRIVATE LEDGER, LLCCRD 290298 · RALEIGH, NC$583,977,291.00Regulatory AUM · August 2026
- FORTRESS WEALTH PLANNING, LLCCRD 307618 · PONTE VEDRA BEACH, FL$793,885,727.00Regulatory AUM · August 2026
- FORTUNE 45, LLC.CRD 170693 · GONZALES, LA$237,666,282.00Regulatory AUM · August 2026
- FORTUNE FINANCIAL ADVISORS, LLCCRD 145799 · OVERLAND PARK, KS$322,599,546.00Regulatory AUM · August 2026
- FORTUNE FINANCIAL GROUP, INC.CRD 111378$141,000,000.00Regulatory AUM · August 2026
- FORTUNE WEALTH MANAGEMENT, LLCCRD 157832 · DALLAS, TX$396,337,714.00Regulatory AUM · August 2026
- FORTWOOD CAPITAL LPCRD 329381 · GREENWICH, CT$512,981,706.00Regulatory AUM · August 2026
- FORTY THREE EIGHTEEN ADVISORS, LLCCRD 157712 · BENTONVILLE, AR$167,844,465.00Regulatory AUM · August 2026
- FORUM CAPITAL ADVISORS LLCCRD 297582 · DENVER, CO$815,199,950.00Regulatory AUM · August 2026
- FORUM SOLUTIONS GROUP, LLCCRD 143075 · FISHERS, IN$403,252,773.00Regulatory AUM · August 2026
- FORWARD CONSUMER PARTNERS, LLCCRD 327847 · GREENWICH, CT$425,000,000.00Regulatory AUM · August 2026
- FORZA WEALTH MANAGEMENT, LLCCRD 281075 · SARASOTA, FL$422,357,338.00Regulatory AUM · August 2026
- FOSTER & WOOD, INC.CRD 165362 · LAKE OSWEGO, OR$218,692,762.00Regulatory AUM · August 2026
- FOSTER POINT CAPITAL, LLCCRD 312356$128,503,752.00Regulatory AUM · August 2026
- FOUNDATION CAPITAL MANAGEMENT, LLCCRD 142659 · EAST NORRITON, PA$243,788,920.00Regulatory AUM · August 2026
- FOUNDATION ENERGY MANAGEMENT, LLCCRD 161141 · ADDISON, TX$270,343,209.00Regulatory AUM · August 2026
- FOUNDATION WEALTH MANAGEMENT, LLCCRD 127134 · CLAYTON, MO$660,649,789.00Regulatory AUM · August 2026
- FOUNDATION WEALTH MANAGEMENT, LLCCRD 168270 · MEDIA, PA$411,933,440.00Regulatory AUM · August 2026
- FOUNDER FAMILY FINANCIAL, LLCCRD 171978 · AUSTIN, TX$321,016,870.00Regulatory AUM · August 2026
- FOUNDERS CAPITAL MANAGEMENT INCCRD 111164 · HOUSTON, TX$281,799,207.00Regulatory AUM · August 2026
- FOUNDERS CAPITAL MANAGEMENT, LLCCRD 118853 · HARTFORD, CT$920,256,283.00Regulatory AUM · August 2026
- FOUNDERS GROVE WEALTH PARTNERS, LLCCRD 331352 · RICHMOND, VA$532,282,506.00Regulatory AUM · August 2026
- FOUNDRY FINANCIAL LLCCRD 300122 · PASADENA, CA$232,611,535.00Regulatory AUM · August 2026
- FOUNDRY WEALTH ADVISORS, LLCCRD 300794 · BALTIMORE, MD$163,390,033.00Regulatory AUM · August 2026
- FOUNTAIN SQUARE ASSET MANAGEMENT, LLCCRD 316955 · CINCINNATI, OH$233,708,457.00Regulatory AUM · August 2026
- FOUNTAINHEAD FINANCIAL, LLCCRD 150813 · CHICAGO, IL$543,200,211.00Regulatory AUM · August 2026
- FOUR LION CAPITAL, LPCRD 333602 · NEW YORK, NY$143,246,081.00Regulatory AUM · August 2026
- FOUR QUADRANT WEALTH ADVISORS, INC.CRD 130753 · CARMEL, IN$219,022,260.00Regulatory AUM · August 2026
- FOUR TREE ISLAND ADVISORY LLCCRD 158851 · PORTSMOUTH, NH$182,195,722.00Regulatory AUM · August 2026
- FOURNORTH CAPITAL LLCCRD 340927 · WEST CONSHOHOCKEN, PA$117,675,100.00Regulatory AUM · August 2026
- FOURPOINTS INVESTMENT MANAGERS S.A.SCRD 164612$490,159,792.00Regulatory AUM · August 2026
- FOURTH DIMENSION WEALTH, LLCCRD 306703 · MIDDLEBURG HEIGHTS, OH$356,442,552.00Regulatory AUM · August 2026
- FOW PARTNERS, LPCRD 329051 · PORTLAND, ME$747,331,024.00Regulatory AUM · August 2026
- FOX FINANCIAL SERVICES, INC.CRD 112506 · WHITE PLAINS, NY$110,861,028.00Regulatory AUM · August 2026
- FOX FINANCIAL, INC.CRD 319679 · WYOMISSING, PA$271,808,136.00Regulatory AUM · August 2026
- FOX HILL WEALTH MANAGEMENTCRD 321881 · DEDHAM, MA$290,160,485.00Regulatory AUM · August 2026
- FOX RUN MANAGEMENT LLCCRD 149092 · GREENWICH, CT$695,822,378.00Regulatory AUM · August 2026
- FOX, ROGER BENNETTCRD 129367 · ENCINO, CA$106,368,400.00Regulatory AUM · August 2026
- FP STRATEGIES LLCCRD 337701 · SAN JUAN, PR$146,533,127.00Regulatory AUM · August 2026
- FPC INVESTMENT ADVISORY, INC.CRD 122728 · PETALUMA, CA$364,599,434.00Regulatory AUM · August 2026
- FPF FA L.L.C.CRD 311329 · CHARLOTTE, NC$181,283,949.00Regulatory AUM · August 2026
- FR FINANCIAL ADVISORS LLCCRD 135980 · CORAL SPRINGS, FL$135,673,874.00Regulatory AUM · August 2026
- FRA WEALTH MANAGEMENT LLCCRD 284020 · O'FALLON, IL$112,760,000.00Regulatory AUM · August 2026
- FRACTAL INVESTMENTS LLCCRD 311767$734,660,475.00Regulatory AUM · August 2026
- FRANCIS FINANCIAL, INC.CRD 128067 · NEW YORK, NY$803,235,775.00Regulatory AUM · August 2026
- FRANK FINANCIAL SERVICESCRD 147537 · CARLSBAD, CA$188,217,262.00Regulatory AUM · August 2026
- FRANKLIN, PARLAPIANO, TURNER & WELCH LLCCRD 114465 · HOUSTON, TX$811,462,871.00Regulatory AUM · August 2026
- FRANKLY FINANCES LLCCRD 321270$204,153,330.00Regulatory AUM · August 2026
- FRAZEE INVESTMENT CONSULTING, INC.CRD 123662 · MEMPHIS, TN$195,541,442.00Regulatory AUM · August 2026
- FRAZIER FINANCIAL CONSULTANTS, LLCCRD 112897 · CHAPEL HILL, NC$196,037,319.00Regulatory AUM · August 2026
- FREC ADVISERS LLCCRD 325982 · SAN FRANCISCO, CA$567,226,248.00Regulatory AUM · August 2026
- FREDERICK FINANCIAL CONSULTANTS, LLCCRD 314290 · FREDERICK, MD$551,065,850.00Regulatory AUM · August 2026
- FREEDOM ADVISORY, LLCCRD 147546 · GUAYNABO, PR$880,642,243.00Regulatory AUM · August 2026
- FREEDOM DAY SOLUTIONS, LLCCRD 138962 · HOUSTON, TX$615,298,373.00Regulatory AUM · August 2026
- FREEDOM FAMILY OFFICE, LLCCRD 310275$162,140,871.00Regulatory AUM · August 2026
- FREEDOM FIDUCIARIES LLCCRD 323673 · BOISE, ID$584,617,445.00Regulatory AUM · August 2026