Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 34
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- FIRESTONE CAPITAL MANAGEMENT INCCRD 106366 · SOUTH MIAMI, FL$806,199,930.00Regulatory AUM · August 2026
- FIRETHORN WEALTH PARTNERS, LLCCRD 297634 · AUGUSTA, GA$671,893,050.00Regulatory AUM · August 2026
- FIRST ADVISORS NATIONAL, LLCCRD 166212 · ATLANTA, GA$505,872,518.00Regulatory AUM · August 2026
- FIRST AFFIRMATIVE FINANCIAL NETWORK LLCCRD 109036 · COLORADO SPRINGS, CO$905,216,708.00Regulatory AUM · August 2026
- FIRST AMERICAN ASSET ADVISORY, LLC.CRD 282254 · GARDEN CITY, NY$191,788,380.00Regulatory AUM · August 2026
- FIRST ANALYSIS CAPITAL MANAGEMENT LLCCRD 161373 · CHICAGO, IL$186,193,307.00Regulatory AUM · August 2026
- FIRST CITIZENS ASSET MANAGEMENT, INCCRD 140777 · RALEIGH, NC$465,065,299.00Regulatory AUM · August 2026
- FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT LLCCRD 285836 · NEW YORK, NY$829,190,923.00Regulatory AUM · August 2026
- FIRST CITY CAPITAL MANAGEMENT INCCRD 104780 · SAVANNAH, GA$423,719,596.00Regulatory AUM · August 2026
- FIRST DALLAS SECURITIES, INC.CRD 24549 · DALLAS, TX$335,711,026.00Regulatory AUM · August 2026
- FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLCCRD 300359 · NEW YORK, NY$907,634,669.00Regulatory AUM · August 2026
- FIRST FIDUCIARY INVESTMENT COUNSEL INCCRD 111144 · CLEVELAND, OH$565,532,900.00Regulatory AUM · August 2026
- FIRST FINANCIAL ADVISORY SERVICES INCCRD 105031 · WESTERLY, RI$278,038,908.00Regulatory AUM · August 2026
- FIRST FINANCIAL COACHING, INC.CRD 152070 · MT. CLEMENS, MI$670,646,955.00Regulatory AUM · August 2026
- FIRST FINANCIAL GROUP CORPORATIONCRD 134006 · RALEIGH, NC$316,961,802.00Regulatory AUM · August 2026
- FIRST FINANCIAL SERVICES, LLCCRD 329276 · LITTLE ROCK, AR$103,158,530.00Regulatory AUM · August 2026
- FIRST GROWTH CAPITAL LLCCRD 305958$130,622,527.00Regulatory AUM · August 2026
- FIRST KENTUCKY SECURITIES CORPORATIONCRD 7524 · LOUISVILLE, KY$566,003,046.00Regulatory AUM · August 2026
- FIRST LIGHT RETIREMENT, LLCCRD 314509 · DEL MAR, CA$843,658,362.00Regulatory AUM · August 2026
- FIRST LIGHT WEALTH ADVISORS, LLCCRD 291214 · LITTLE FALLS, NJ$116,263,725.00Regulatory AUM · August 2026
- FIRST LOOK CAPITAL MANAGEMENT, LLCCRD 173040$121,890,687.00Regulatory AUM · August 2026
- FIRST MASON FINANCIAL, LLCCRD 145025 · MEDINA, OH$185,661,618.00Regulatory AUM · August 2026
- FIRST NEBRASKA ADVISORY LLCCRD 298667 · NORTH PLATTE, NE$457,995,070.00Regulatory AUM · August 2026
- FIRST OAK WEALTH MANAGEMENT, LLCCRD 288316 · RALEIGH, NC$316,173,544.00Regulatory AUM · August 2026
- FIRST SABREPOINT CAPITAL MANAGEMENT, LPCRD 283638 · DALLAS, TX$499,542,361.00Regulatory AUM · August 2026
- FIRST SENTIER INVESTORS (US) LLCCRD 170739 · NEW YORK, NY$968,597,075.00Regulatory AUM · August 2026
- FIRST SOURCE INVESTMENT PARTNERS, LLCCRD 322893 · LONE TREE, CO$154,027,837.00Regulatory AUM · August 2026
- FIRST TRUST GLOBAL PORTFOLIOS LIMITEDCRD 169173$338,803,966.00Regulatory AUM · August 2026
- FIRST TURN MANAGEMENT, LLCCRD 327421 · SOLANA BEACH, CA$900,123,029.00Regulatory AUM · August 2026
- FIRST WASHINGTON CORPORATIONCRD 6681 · SEATTLE, WA$501,201,045.00Regulatory AUM · August 2026
- FIRST WILSHIRE SECURITIES MANAGEMENT, INC.CRD 171971 · PASADENA, CA$415,474,414.00Regulatory AUM · August 2026
- FIRSTMETRIC, LLCCRD 289483 · TROY, MI$272,101,825.00Regulatory AUM · August 2026
- FIRSTRUST LLCCRD 111800 · DAYTONA BEACH, FL$250,000,000.00Regulatory AUM · August 2026
- FISCAL WISDOM WEALTH MANAGEMENT LLCCRD 168299 · CANTON, CT$386,005,788.00Regulatory AUM · August 2026
- FISCHER FINANCIAL SERVICES INCCRD 104616 · HARRISBURG, PA$636,092,927.00Regulatory AUM · August 2026
- FISCHER INVESTMENT GROUP, INC.CRD 110966 · PITTSFORD, NY$421,499,032.00Regulatory AUM · August 2026
- FISCHER INVESTMENT STRATEGIES, LLCCRD 156883 · WESTLAKE VILLAGE, CA$251,920,360.00Regulatory AUM · August 2026
- FISHER & WIENS WEALTH MANAGEMENT, LLCCRD 286079 · DANVILLE, CA$250,341,000.00Regulatory AUM · August 2026
- FIT ASSET MANAGEMENT, LLCCRD 281494 · CENTENNIAL, CO$147,354,417.00Regulatory AUM · August 2026
- FITHIAN LLCCRD 287509 · NEW YORK, NY$136,172,994.00Regulatory AUM · August 2026
- FITZWILLIAMS WEALTH MANAGEMENT INC.CRD 312192 · CHESAPEAKE, VA$123,549,687.00Regulatory AUM · August 2026
- FIVE ARROWS MANAGERS (USA) LLCCRD 286195 · NEW YORK, NY$994,023,395.00Regulatory AUM · August 2026
- FIVE ELEVEN FAMILY OFFICE LLCCRD 334002 · GARDEN CITY, NY$162,745,852.00Regulatory AUM · August 2026
- $108,692,772.00Regulatory AUM · August 2026
- FIVE OCEANS ADVISORS LLCCRD 308377$456,192,437.00Regulatory AUM · August 2026
- FIVE PINE WEALTH MANAGEMENT INC.CRD 317657 · COEUR D'ALENE, ID$191,751,292.00Regulatory AUM · August 2026
- FIVE SPEED FINANCIAL PLANNING LLCCRD 339660 · TUCSON, AZ$114,881,655.00Regulatory AUM · August 2026
- FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLCCRD 307987 · WEST DES MOINES, IA$255,983,350.00Regulatory AUM · August 2026
- FJELL CAPITAL, LLCCRD 327541 · FARGO, ND$187,026,631.00Regulatory AUM · August 2026
- FLACK, EMBER LOUISECRD 114269$180,000,000.00Regulatory AUM · August 2026
- FLAGSHIP CAPITAL MANAGEMENT INCCRD 108354 · MEDIA, PA$199,880,000.00Regulatory AUM · August 2026
- FLAGSHIP INVESTMENT MANAGEMENT LLCCRD 332788 · HOUSTON, TX$140,035,784.00Regulatory AUM · August 2026
- FLAGSHIP PRIVATE WEALTH, LLCCRD 175277 · WOBURN, MA$447,232,172.00Regulatory AUM · August 2026
- FLAGSHIP WEALTH ADVISORS, LLC.CRD 131962 · WAKEFIELD, MA$748,622,409.00Regulatory AUM · August 2026
- FLAGSTAR SECURITIES, INC.CRD 104233 · NEW YORK, NY$784,311,024.00Regulatory AUM · August 2026
- FLAGSTONE FINANCIAL MANAGEMENT, LLCCRD 285484 · LINCOLN, NE$467,767,160.00Regulatory AUM · August 2026
- FLAHARTY ASSET MANAGEMENT, LLCCRD 168495 · CLEARWATER, FL$901,606,202.00Regulatory AUM · August 2026
- FLATROCK WEALTH PARTNERS LLCCRD 321777 · NEWPORT BEACH, CA$417,582,237.00Regulatory AUM · August 2026
- FLAVIN FINANCIAL SERVICES, INC.CRD 144473 · MELBOURNE, FL$204,988,428.00Regulatory AUM · August 2026
- FLAX POND CAPITAL, LLCCRD 324332$222,295,161.00Regulatory AUM · August 2026
- FLC CAPITAL ADVISORSCRD 111822 · PALM DESERT, CA$822,156,813.00Regulatory AUM · August 2026
- FLEXIS CAPITAL LLCCRD 162601 · MIAMI, FL$339,051,387.00Regulatory AUM · August 2026
- FLFS ADVISORY LLCCRD 334771 · VICTOR, NY$161,497,846.00Regulatory AUM · August 2026
- FLIGHT DECK CAPITAL, LPCRD 311353 · SAN FRANCISCO, CA$358,665,000.00Regulatory AUM · August 2026
- FLOREK FINANCIAL, LLCCRD 152235 · DUXBURY, MA$510,993,000.00Regulatory AUM · August 2026
- FLORIAN FINANCIAL GROUP LLCCRD 123869 · WILLIAMSVILLE, NY$214,969,672.00Regulatory AUM · August 2026
- FLORIDA FINANCIAL ADVISORS, LLCCRD 288811 · TAMPA, FL$456,133,125.00Regulatory AUM · August 2026
- FLOURISH WEALTH MANAGEMENT INC.CRD 170591 · EDINA, MN$455,213,739.00Regulatory AUM · August 2026
- FLOW FOCUS LLCCRD 306849 · MIAMI, FL$174,921,971.00Regulatory AUM · August 2026
- FLOWER CITY CAPITAL LLCCRD 281503 · PITTSFORD, NY$444,590,140.00Regulatory AUM · August 2026
- $290,839,685.00Regulatory AUM · August 2026
- FLOWSTONE PARTNERS, LLCCRD 301768$767,354,456.00Regulatory AUM · August 2026
- FLOYD FINANCIAL GROUP LLCCRD 226773 · SPRINGFIELD, MO$164,475,000.00Regulatory AUM · August 2026
- FLOYD, BENJAMIN JOSEPHCRD 111576 · TEXARKANA, TX$213,518,171.00Regulatory AUM · August 2026
- FLP WEALTH MANAGEMENT, LLCCRD 294277 · BENTONVILLE, AR$169,142,476.00Regulatory AUM · August 2026
- FLUENT FINANCIAL, LLCCRD 170041 · DALLAS, TX$329,686,911.00Regulatory AUM · August 2026
- FLYING POINT FINANCIAL, INC.CRD 107915 · NORTH ANDOVER, MA$206,723,000.00Regulatory AUM · August 2026
- FLYNN ZITO CAPITAL MANAGEMENT, LLCCRD 152689 · GARDEN CITY, NY$773,857,019.00Regulatory AUM · August 2026
- FLYOVER CAPITAL PARTNERS, LLCCRD 173709 · KANSAS CITY, MO$147,624,164.00Regulatory AUM · August 2026
- FLYWHEEL PRIVATE WEALTH LLCCRD 325690 · LOS ALTOS, CA$415,001,533.00Regulatory AUM · August 2026
- FMA WEALTH MANAGEMENT, LLCCRD 313049 · DUXBURY, MA$174,004,778.00Regulatory AUM · August 2026
- FMB RETIREMENT SERVICESCRD 164571 · WESTLAKE VILLAGE, CA$146,154,573.00Regulatory AUM · August 2026
- FMB WEALTH MANAGEMENTCRD 122309 · WESTLAKE VILLAGE, CA$615,654,812.00Regulatory AUM · August 2026
- FNEX WEALTH, LLCCRD 334569 · INDIANAPOLIS, IN$122,310,488.00Regulatory AUM · August 2026
- FOCUS 401 (K) GROUP, LLCCRD 172217 · ADDISON, TX$169,876,000.00Regulatory AUM · August 2026
- FOCUS INVESTMENT ADVISORS, INCCRD 109970 · SOLANA BEACH, CA$956,186,841.00Regulatory AUM · August 2026
- FOCUS WEALTH ADVISORS, LLCCRD 165425 · HOUSTON, TX$247,601,728.00Regulatory AUM · August 2026
- FOCUSED ALPHA, LLCCRD 310591 · GREENWOOD VILLAGE, CO$663,949,974.00Regulatory AUM · August 2026
- FOCUSGROWTH ASSET MANAGEMENT, LPCRD 309245 · NEW YORK, NY$405,119,000.00Regulatory AUM · August 2026
- FOG CITY ADVISORS, LLCCRD 321822 · ALBANY, CA$143,621,170.00Regulatory AUM · August 2026
- FOGARTY WEALTH MANAGEMENT, INC.CRD 283998 · MISSOURI CITY, TX$135,261,486.00Regulatory AUM · August 2026
- FOGEL CAPITAL MANAGEMENT INCCRD 108212 · STUART, FL$436,744,000.00Regulatory AUM · August 2026
- FOGUTH WEALTH MANAGEMENT, LLC.CRD 327434 · BRIGHTON, MI$825,146,175.00Regulatory AUM · August 2026
- FOLGER NOLAN FLEMING DOUGLAS INCORPORATEDCRD 319 · WASHINGTON, DC$797,351,870.00Regulatory AUM · August 2026
- FOLIOBEYOND, LLCCRD 298234$206,570,792.00Regulatory AUM · August 2026
- FOLIUM CAPITAL LPCRD 284801 · BURLINGTON, MA$960,281,868.00Regulatory AUM · August 2026
- FONVILLE WEALTH MANAGEMENT LLCCRD 155221 · RICHMOND, VA$909,643,877.00Regulatory AUM · August 2026
- FOOTHILLS ADVISORS, LLCCRD 298408 · CAVE CREEK, AZ$128,502,878.00Regulatory AUM · August 2026
- FOOTPATH VENTURES LPCRD 306142 · NEW YORK, NY$238,974,774.00Regulatory AUM · August 2026
- FORAGER CAPITAL MANAGEMENT, LLCCRD 158835 · BIRMINGHAM, AL$352,913,302.00Regulatory AUM · August 2026