Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 36
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- FREEDOM FINANCIAL PARTNERS LLCCRD 327560 · OAKDALE, MN$377,914,930.00Regulatory AUM · August 2026
- FREEDOM INVESTMENT MANAGEMENT, INC.CRD 126052 · SOUTH WINDSOR, CT$568,650,228.00Regulatory AUM · August 2026
- FREEDOM VALUE PARTNERS, LLCCRD 330875$119,149,107.00Regulatory AUM · August 2026
- FREEGULLIVER, L.L.C.CRD 117040 · NEW ORLEANS, LA$836,584,355.00Regulatory AUM · August 2026
- FREEMAN, WILL & NIEMEIER, INC.CRD 121628 · EVANSVILLE, IN$284,181,959.00Regulatory AUM · August 2026
- FREESTATE ADVISORS LLCCRD 145800 · OVERLAND PARK, KS$181,837,666.00Regulatory AUM · August 2026
- FREIF ADVISORS LLCCRD 340426 · DENVER, CO$569,923,542.00Regulatory AUM · August 2026
- FREMEN CAPITAL MANAGEMENT LPCRD 334502 · STAMFORD, CT$157,339,853.00Regulatory AUM · August 2026
- FRESHFORD CAPITAL MANAGEMENT, LLCCRD 158448 · HARRISON, NY$581,808,882.00Regulatory AUM · August 2026
- FRIDAY FINANCIAL, INC.CRD 329748 · DUBUQUE, IA$409,324,015.00Regulatory AUM · August 2026
- FRIEDENTHAL FINANCIAL, LLCCRD 150457 · MARLTON, NJ$196,379,630.00Regulatory AUM · August 2026
- FRIEDLANDER & CO INCCRD 105150 · MILWAUKEE, WI$564,847,487.00Regulatory AUM · August 2026
- FRIEDLANDER, BRENDA SCRD 127746 · SAN RAFAEL, CA$278,056,086.00Regulatory AUM · August 2026
- FRIENDS & FAMILY CAPITAL MANAGEMENT, LLCCRD 310407 · MENLO PARK, CA$793,800,000.00Regulatory AUM · August 2026
- FRISCH FINANCIAL GROUP, INC.CRD 126524 · MELVILLE, NY$931,564,656.00Regulatory AUM · August 2026
- FRISCO FINANCIAL PLANNING LLCCRD 132585$131,062,915.00Regulatory AUM · August 2026
- FRONT ROW ADVISORS LLCCRD 269910 · TIBURON, CA$420,428,246.00Regulatory AUM · August 2026
- FRONT STREET CAPITAL MANAGEMENT, INC.CRD 141974 · MISSOULA, MT$862,000,000.00Regulatory AUM · August 2026
- FRONTAURA CAPITAL LLCCRD 162237 · CHICAGO, IL$256,611,302.00Regulatory AUM · August 2026
- FRONTIER GLOBAL PARTNERS LLCCRD 145341 · LA JOLLA, CA$713,090,552.00Regulatory AUM · August 2026
- FRONTLINE HEALTHCARE PARTNERS, LLCCRD 311770 · CHARLESTON, SC$168,147,525.00Regulatory AUM · August 2026
- FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLCCRD 168390 · MOBILE, AL$194,860,997.00Regulatory AUM · August 2026
- FRUGE' CAPITAL ADVISORS, LLCCRD 149447 · OXFORD, MS$141,208,889.00Regulatory AUM · August 2026
- FRUTH INVESTMENT MANAGEMENTCRD 107273 · HOUSTON, TX$417,815,629.00Regulatory AUM · August 2026
- FS CREDIT INCOME ADVISOR, LLCCRD 289579 · PHILADELPHIA, PA$726,176,000.00Regulatory AUM · August 2026
- FS TACTICAL ADVISOR, LLCCRD 300214 · PHILADELPHIA, PA$278,809,900.00Regulatory AUM · August 2026
- FSA ADVISORS, INC.CRD 286251 · TROY, MI$573,381,186.00Regulatory AUM · August 2026
- FSA INVESTMENT GROUP, LLCCRD 163641 · PENSACOLA, FL$761,794,942.00Regulatory AUM · August 2026
- FSA WEALTH PARTNERS, INC.CRD 104513 · ROCKVILLE, MD$819,672,051.00Regulatory AUM · August 2026
- FSAM LLCCRD 287851 · ALPHARETTA, GA$138,395,189.00Regulatory AUM · August 2026
- FSB PREMIER WEALTH MANAGEMENT, INC.CRD 15898 · WATERLOO, IA$431,742,786.00Regulatory AUM · August 2026
- FSC WEALTH ADVISORS, LLCCRD 154382 · FISHKILL, NY$122,275,982.00Regulatory AUM · August 2026
- FSR WEALTH MANAGEMENT, LTD.CRD 166746 · ELMHURST, IL$312,671,001.00Regulatory AUM · August 2026
- FUERST FINANCIAL GROUP, INC.CRD 149172 · CHATTANOOGA, TN$100,887,398.00Regulatory AUM · August 2026
- FUKOKU LIFE INTERNATIONAL (AMERICA) INC.CRD 284662 · NEW YORK, NY$327,695,193.00Regulatory AUM · August 2026
- FULCRUM EQUITY MANAGEMENT, LLCCRD 159099 · PLANO, TX$192,808,129.00Regulatory AUM · August 2026
- FULCRUM WEALTH ADVISORS, LLCCRD 169277 · BELLEVUE, WA$208,000,000.00Regulatory AUM · August 2026
- FULHAM & CO, INC.CRD 158374 · WELLESLEY, MA$200,165,307.00Regulatory AUM · August 2026
- FULL FINANCIAL INC.CRD 330574$289,963,475.00Regulatory AUM · August 2026
- FULL IN PARTNERS MANAGEMENT, LLCCRD 309967 · NEW YORK, NY$284,376,839.00Regulatory AUM · August 2026
- FULLER INVESTMENT MANAGEMENT COMPANYCRD 167467 · PASADENA, CA$264,464,740.00Regulatory AUM · August 2026
- FULLERTON ADVISORS, LLCCRD 148880 · DANVILLE, CA$120,394,113.00Regulatory AUM · August 2026
- FULLY FINANCIAL, LLCCRD 326015 · ATHENS, GA$111,147,357.00Regulatory AUM · August 2026
- FUND ADVISORS OF AMERICA INCCRD 112567 · ORLANDO, FL$149,410,840.00Regulatory AUM · August 2026
- FUND DIRECT ADVISORS INC.CRD 155363 · GREENSBORO, NC$593,000,000.00Regulatory AUM · August 2026
- FUSCO FINANCIAL SERVICES INCCRD 106841 · WILTON MANORS, FL$159,262,257.00Regulatory AUM · August 2026
- FUSION CAPITAL PARTNERS, LPCRD 333924 · LOS ANGELES, CA$461,353,227.00Regulatory AUM · August 2026
- FUSION CAPITAL, LLCCRD 154726 · MT. PLEASANT, SC$492,349,073.00Regulatory AUM · August 2026
- FUTURA ASSET ADVISORS LLCCRD 136285 · CORAL GABLES, FL$114,835,108.00Regulatory AUM · August 2026
- FUTURE BRIGHT, LLCCRD 177521$120,620,275.00Regulatory AUM · August 2026
- FUTURE FINANCES INCCRD 105190 · COLUMBUS, OH$304,621,367.00Regulatory AUM · August 2026
- FUTURE FINANCIAL WEALTH MANAGEMENT GROUP, LLCCRD 291484 · CINCINNATI, OH$193,418,350.00Regulatory AUM · August 2026
- FUTURE POSITIVE MANAGEMENT, L.L.C.CRD 309644 · NEW YORK, NY$278,042,556.00Regulatory AUM · August 2026
- FVLCRUM PARTNERS, LLCCRD 310971 · BETHESDA, MD$328,762,350.00Regulatory AUM · August 2026
- FWG HOLDINGS, LLCCRD 308968 · WINTER PARK, FL$439,123,334.00Regulatory AUM · August 2026
- FWG INVESTMENTS, LLCCRD 284064 · LEXINGTON, KY$349,048,767.00Regulatory AUM · August 2026
- G. A. REPPLE & COMPANYCRD 17486 · CASSELBERRY, FL$716,253,596.00Regulatory AUM · August 2026
- G. DEWAYNE MCANALLY, LLCCRD 118511 · OKLAHOMA CITY, OK$170,109,509.00Regulatory AUM · August 2026
- G.W. SHERWOLD ASSOCIATES, INC.CRD 42186 · LAKE FOREST, CA$572,374,007.00Regulatory AUM · August 2026
- G&S CAPITAL LLCCRD 171033 · DENVER, CO$475,619,241.00Regulatory AUM · August 2026
- G2 CAPITAL MANAGEMENT, LLCCRD 286521 · COLUMBUS, OH$756,528,876.00Regulatory AUM · August 2026
- G2 INVESTMENT PARTNERS MANAGEMENT LLCCRD 163921 · NEW YORK, NY$630,216,878.00Regulatory AUM · August 2026
- GABLES CAPITAL MANAGEMENT INCCRD 109608 · MIAMI, FL$438,840,858.00Regulatory AUM · August 2026
- GADDIS PREMIER WEALTH ADVISORS LLCCRD 317837 · DURANT, OK$368,546,461.00Regulatory AUM · August 2026
- GADSDEN, LLCCRD 291195 · NEWTOWN SQUARE, PA$161,816,966.00Regulatory AUM · August 2026
- GAGNON ADVISORS, LLCCRD 161697 · NEW YORK, NY$187,307,870.00Regulatory AUM · August 2026
- GAGNON SECURITIES, LLCCRD 103727 · NEW YORK, NY$529,713,650.00Regulatory AUM · August 2026
- GAINLINE FINANCIAL PARTNERS, LLCCRD 326716 · LOUISVILLE, CO$348,643,115.00Regulatory AUM · August 2026
- GAINPLAN LLCCRD 174427 · BLOOMFIELD HILLS, MI$461,567,836.00Regulatory AUM · August 2026
- GAINSPOLETTI WEALTH PLANNERS ADVISORY LLCCRD 333768 · CLEVELAND, MS$127,000,000.00Regulatory AUM · August 2026
- GALAPAGOS ADVISORY LLCCRD 322042 · MIAMI, FL$395,742,652.00Regulatory AUM · August 2026
- GALAXY INVESTMENT MANAGEMENT, LLCCRD 281589 · UNIONDALE, NY$323,813,033.00Regulatory AUM · August 2026
- GALECKI FINANCIAL MANAGEMENT INCCRD 107218 · FORT WAYNE, IN$929,463,266.00Regulatory AUM · August 2026
- GALILEI INVESTMENT OFFICE LLPCRD 319352$996,071,870.00Regulatory AUM · August 2026
- GALILEO INVESTMENT MANAGEMENT LLCCRD 169201 · NEW YORK, NY$136,353,353.00Regulatory AUM · August 2026
- GALLACHER CAPITAL LLCCRD 339154 · LONE TREE, CO$111,061,179.00Regulatory AUM · August 2026
- GALLACHER CAPITAL MANAGEMENT LLCCRD 113189 · LONE TREE, CO$539,000,822.00Regulatory AUM · August 2026
- GALLAGHER CAPITAL ADVISORS, LLCCRD 170955$263,129,787.00Regulatory AUM · August 2026
- GALLAGHER WEALTH MANAGEMENT, INCCRD 161266 · DANVILLE, CA$123,450,100.00Regulatory AUM · August 2026
- GALLERIA FINANCIAL ADVISORS, LLCCRD 133673 · ATLANTA, GA$239,203,268.00Regulatory AUM · August 2026
- GALLIOTT CAPITAL ADVISORS, LLCCRD 313094 · BEVERLY HILLS, CA$248,958,072.00Regulatory AUM · August 2026
- GALLO PARTNERS LPCRD 329774$179,000,000.00Regulatory AUM · August 2026
- GAMBIT CAPITAL MANAGEMENT, LLCCRD 318313$167,479,471.00Regulatory AUM · August 2026
- GAME CREEK CAPITAL, LPCRD 158973 · BOSTON, MA$328,955,099.00Regulatory AUM · August 2026
- GAME PLAN FINANCIAL ADVISORS, LLCCRD 147608 · WESTLAKE, OH, OH$254,691,882.00Regulatory AUM · August 2026
- GAMMA ASSET MANAGEMENT LLCCRD 300050 · SAN JUAN, PR$424,799,105.00Regulatory AUM · August 2026
- GAP ASSET MANAGEMENT, LLCCRD 309925 · SOUTH BEND, IN$286,973,918.00Regulatory AUM · August 2026
- GARDEN CITY MANAGEMENT, LLCCRD 310518 · CHARLOTTE, NC$343,753,242.00Regulatory AUM · August 2026
- GARDEN INVESTMENT MANAGEMENT, L.P.CRD 330358 · GREENWICH, CT$507,680,656.00Regulatory AUM · August 2026
- GARDEN STATE INVESTMENT ADVISORY SERVICES, LLCCRD 133088 · RED BANK, NJ$673,810,500.00Regulatory AUM · August 2026
- GARDEN STATE RETIREMENT SPECIALISTS, LLCCRD 128414 · RED BANK, NJ$109,308,243.00Regulatory AUM · August 2026
- GARDNER ASSET MANAGEMENT LLCCRD 114263 · DALLAS, TX$125,274,461.00Regulatory AUM · August 2026
- GARDNER LEWIS ASSET MANAGEMENT LPCRD 105033 · CHADDS FORD, PA$456,474,295.00Regulatory AUM · August 2026
- GARHWAL, CHAN & WILLIAMS INC.CRD 125484 · SAN FRANCISCO, CA$133,595,574.00Regulatory AUM · August 2026
- GARLIKOV ADVISORS INCCRD 112352 · COLUMBUS, OH$207,583,700.00Regulatory AUM · August 2026
- GARNER ASSET MANAGEMENT CORPORATIONCRD 115350$413,964,643.00Regulatory AUM · August 2026
- GARNER FINANCIAL MANAGEMENT, INC.CRD 131628 · LAFAYETTE, CA$152,638,702.00Regulatory AUM · August 2026
- GARNET EQUITY CAPITAL HOLDINGS, INC.CRD 161948 · NEW YORK, NY$339,473,457.00Regulatory AUM · August 2026
- GARNETT ADVISORS, LLCCRD 289930 · DENTON, TX$265,724,269.00Regulatory AUM · August 2026
- GARRETT WEALTH ADVISORY GROUP, LLCCRD 173563 · WEATHERFORD, TX$969,768,698.00Regulatory AUM · August 2026