Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 33
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- FIDUCIARY FINANCIAL PARTNERS, LLCCRD 156389 · NAPERVILLE, IL$293,317,145.00Regulatory AUM · August 2026
- FIDUCIARY WEALTH GROUP, LLCCRD 299711 · CENTERVILLE, OH$177,999,104.00Regulatory AUM · August 2026
- FIELDS GOTTSCHO CAPITAL MANAGEMENT LLCCRD 136069 · CHARLOTTESVILLE, VA$333,044,193.00Regulatory AUM · August 2026
- FIELDVIEW CAPITAL MANAGEMENT, LLCCRD 332308 · NILES, MI$712,519,372.00Regulatory AUM · August 2026
- FIEN CAPITAL MANAGEMENT, LLCCRD 114951 · ROCHESTER, NY$137,710,371.00Regulatory AUM · August 2026
- FIFTH ERA PARTNERS LPCRD 316750$184,237,423.00Regulatory AUM · August 2026
- FIFTH FORCE MANAGEMENT LLCCRD 325161 · DALLAS, TX$406,938,000.00Regulatory AUM · August 2026
- FIFTH PARTNERS MANAGEMENT, LLCCRD 326712 · DALLAS, TX$391,619,809.00Regulatory AUM · August 2026
- FIFTH SET PRIVATE WEALTH MANAGEMENT LLCCRD 159118$160,284,338.00Regulatory AUM · August 2026
- FIG CAPITAL MANAGEMENT, LLCCRD 290099 · JACKSONVILLE, FL$282,999,682.00Regulatory AUM · August 2026
- FIG WEALTH, LLCCRD 318369 · LAFAYETTE, CA$286,458,930.00Regulatory AUM · August 2026
- FIGURE 8 INVESTMENT STRATEGIES LLCCRD 282973 · BOISE, ID$233,394,064.00Regulatory AUM · August 2026
- FIGURE INVESTMENT ADVISORS, LLCCRD 158307 · SAN FRANCISCO, CA$442,237,196.00Regulatory AUM · August 2026
- FILIGREE WEALTH ADVISORS, LLCCRD 318729 · IRVINE, CA$209,136,489.00Regulatory AUM · August 2026
- FILLMORE CAPITAL PARTNERS, LLCCRD 139256 · POWELL, OH$247,072,343.00Regulatory AUM · August 2026
- FINAMEX ASSET MANAGEMENT, LLCCRD 304260 · HOUSTON, TX$113,852,806.00Regulatory AUM · August 2026
- FINANCES FOR REAL LIFECRD 324090 · LOMPOC, CA$108,598,044.00Regulatory AUM · August 2026
- FINANCIAL & TAX ARCHITECTS, LLCCRD 119169 · ST. LOUIS, MO$506,245,828.00Regulatory AUM · August 2026
- FINANCIAL ACTION, INC.CRD 140285 · MONUMENT, CO$100,278,633.00Regulatory AUM · August 2026
- FINANCIAL ADVISORY PARTNERS, LLCCRD 310914 · WINTER PARK, FL$377,812,445.00Regulatory AUM · August 2026
- FINANCIAL ADVISORY SERVICES, LLCCRD 122053 · HANOVER, PA$256,874,310.00Regulatory AUM · August 2026
- FINANCIAL ALTERNATIVES, INC.CRD 108245 · LA JOLLA, CA$614,784,199.00Regulatory AUM · August 2026
- FINANCIAL ARCHITECTS, LLCCRD 116027 · WOODSTOCK, GA$199,150,091.00Regulatory AUM · August 2026
- FINANCIAL ARCITECTS, INCCRD 148897 · JENISON, MI$472,452,040.00Regulatory AUM · August 2026
- FINANCIAL ASSET MANAGEMENT CORPCRD 106643 · CHAPPAQUA, NY$436,155,418.00Regulatory AUM · August 2026
- FINANCIAL AVENGERS, INC.CRD 119636 · OAKLAND, CA$488,401,241.00Regulatory AUM · August 2026
- FINANCIAL AVENUES LLCCRD 153458$147,618,248.00Regulatory AUM · August 2026
- FINANCIAL CONCEPTS UNLIMITED, INC.CRD 118641$231,359,976.00Regulatory AUM · August 2026
- FINANCIAL CONSULTANTS & ADVISORY CORPORATIONCRD 113390 · INDIANAPOLIS, IN$333,085,121.00Regulatory AUM · August 2026
- FINANCIAL CONSULTANTS GROUP INCCRD 108062 · CUMMING, GA$188,171,560.00Regulatory AUM · August 2026
- FINANCIAL COUNSELING ASSOCIATES, INC.CRD 115123$103,520,000.00Regulatory AUM · August 2026
- FINANCIAL COUNSELING, INC.CRD 119969 · SPRINGBORO, OH$100,125,000.00Regulatory AUM · August 2026
- FINANCIAL DECISIONS, LLCCRD 107755 · NEW YORK, NY$327,661,532.00Regulatory AUM · August 2026
- FINANCIAL DESIGN GROUP, LLCCRD 316103 · LAVISTA, NE$113,390,453.00Regulatory AUM · August 2026
- FINANCIAL DESIGN STUDIO, INC.CRD 286686 · DEER PARK, IL$105,500,000.00Regulatory AUM · August 2026
- FINANCIAL DESIGNS CORPORATIONCRD 14829 · CLAREMONT, CA$507,915,735.00Regulatory AUM · August 2026
- FINANCIAL DESIGNS WEALTH MANAGEMENT LLCCRD 314520 · MIAMI, FL$261,182,326.00Regulatory AUM · August 2026
- FINANCIAL DIRECTIONS LLCCRD 108475 · TUCSON, AZ$737,846,215.00Regulatory AUM · August 2026
- FINANCIAL ELEMENTS, INCCRD 148557 · ROLLING MEADOWS, IL$192,562,151.00Regulatory AUM · August 2026
- FINANCIAL EMPOWERMENT LLCCRD 131425 · BURNSVILLE, MN$126,374,281.00Regulatory AUM · August 2026
- FINANCIAL ENHANCEMENT GROUP LLCCRD 159017 · ANDERSON, IN$986,999,188.00Regulatory AUM · August 2026
- FINANCIAL FOCUS LLCCRD 282177 · CARLSBAD, CA$800,000,000.00Regulatory AUM · August 2026
- FINANCIAL FORUM, INC.CRD 307740 · SPOKANE, WA$285,773,471.00Regulatory AUM · August 2026
- FINANCIAL FREEDOM FOR DENTISTS LLCCRD 301981 · SNOQUALMIE, WA$182,154,130.00Regulatory AUM · August 2026
- FINANCIAL FREEDOM, LLCCRD 118772 · CINCINNATI, OH$443,203,000.00Regulatory AUM · August 2026
- FINANCIAL FUTURES LIMITED LIABILITY COMPANYCRD 128900 · BRIELLE, NJ$270,479,000.00Regulatory AUM · August 2026
- FINANCIAL GRAVITY ASSET MANAGEMENT, INC.CRD 144008 · AUSTIN, TX$523,441,243.00Regulatory AUM · August 2026
- FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLCCRD 316024 · LAKEWAY, TX$590,457,327.00Regulatory AUM · August 2026
- FINANCIAL GUIDANCE GROUP, INC.CRD 108799$288,447,277.00Regulatory AUM · August 2026
- FINANCIAL HARVEST, LLCCRD 148271 · WINTER PARK, FL$557,402,604.00Regulatory AUM · August 2026
- FINANCIAL HORIZONS, INC.CRD 110741$190,027,919.00Regulatory AUM · August 2026
- FINANCIAL INDEPENDENCE ADVISORS, LLCCRD 317193 · JACKSONVILLE, FL$189,648,100.00Regulatory AUM · August 2026
- FINANCIAL INDEPENDENCE, LLCCRD 150515 · WARWICK, RI$288,104,032.00Regulatory AUM · August 2026
- FINANCIAL INNOVATIONS, LLCCRD 142769 · ATLANTA, GA$535,198,043.00Regulatory AUM · August 2026
- FINANCIAL INSIGHTS INCCRD 108797 · TACOMA, WA$746,746,648.00Regulatory AUM · August 2026
- FINANCIAL INSTITUTION SERVICES, LLCCRD 145269$258,694,487.00Regulatory AUM · August 2026
- FINANCIAL INVESTMENT TEAM, INC.CRD 145724 · PORTLAND, OR$209,144,352.00Regulatory AUM · August 2026
- FINANCIAL JUSTUS, LLCCRD 336690$169,301,719.00Regulatory AUM · August 2026
- FINANCIAL LEGACY MANAGEMENT, INC.CRD 136348 · LITTLE ROCK, AR$155,000,000.00Regulatory AUM · August 2026
- FINANCIAL LIFE ADVISORS LLCCRD 128502 · SAN ANTONIO, TX$366,325,843.00Regulatory AUM · August 2026
- FINANCIAL LIFE PLANNERS LLCCRD 129415 · TEMPE, AZ$208,356,675.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT ADVISORS, INC.CRD 117442 · TULLAHOMA, TN$149,900,000.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT ASSOCIATES, LLCCRD 327502 · WINDHAM, NH$135,796,343.00Regulatory AUM · August 2026
- $216,378,047.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT STRATEGIES, INC.CRD 120818 · BROADVIEW HTS., OH$714,237,309.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT, INC.CRD 108350 · LITTLE ROCK, AR$224,453,742.00Regulatory AUM · August 2026
- FINANCIAL MOUNTAIN INCCRD 108489 · BOULDER, CO$111,337,000.00Regulatory AUM · August 2026
- FINANCIAL NETWORK SPECIALISTS LLCCRD 109037$129,772,831.00Regulatory AUM · August 2026
- FINANCIAL NETWORK WEALTH ADVISORS LLCCRD 318842 · MURRAY, UT$515,414,028.00Regulatory AUM · August 2026
- FINANCIAL PARTNERS, LLCCRD 170002 · SANTA FE, NM$181,725,211.00Regulatory AUM · August 2026
- FINANCIAL PLANNING FIRST, LLCCRD 319273 · TUSCON, AZ$113,861,377.00Regulatory AUM · August 2026
- FINANCIAL PLANNING FORT COLLINS, LLCCRD 283890 · FORT COLLINS, CO$151,700,000.00Regulatory AUM · August 2026
- FINANCIAL PLANNING HAWAII, INC.CRD 153930 · HONOLULU, HI$382,363,817.00Regulatory AUM · August 2026
- FINANCIAL PLANNING NAVIGATORS CORPCRD 332831 · MAPLE GROVE, MN$355,078,609.00Regulatory AUM · August 2026
- FINANCIAL PLANS & STRATEGIES, INC.CRD 123793 · GREENWOOD, IN$610,600,630.00Regulatory AUM · August 2026
- FINANCIAL SECURITY MANAGEMENT, INCCRD 116570 · LAKEWOOD, CO$611,525,004.00Regulatory AUM · August 2026
- FINANCIAL SENSE ADVISORS, INC.CRD 111090 · SAN DIEGO, CA$835,564,894.00Regulatory AUM · August 2026
- FINANCIAL SERVICE GROUP INCCRD 107893 · MOUNT PLEASANT, WI$214,995,359.00Regulatory AUM · August 2026
- FINANCIAL SOLUTIONS ADVISORY GROUP, INC.CRD 125218 · CHICAGO, IL$935,000,000.00Regulatory AUM · August 2026
- FINANCIAL STRATEGIES GROUP, INCCRD 289054 · OKEMOS, MI$677,379,652.00Regulatory AUM · August 2026
- FINANCIAL STRATEGIES, INC.CRD 113097 · BROOKFIELD, WI$149,831,208.00Regulatory AUM · August 2026
- FINANCIAL TRUST ASSET MANAGEMENT CHARTEREDCRD 108998 · BOCA RATON, FL$141,926,313.00Regulatory AUM · August 2026
- FINANCIALLY IN TUNE, LLCCRD 156200 · STONEHAM, MA$326,246,969.00Regulatory AUM · August 2026
- FINANCIALLY SPEAKING INCCRD 106255 · GREENWOOD VILLAGE, CO$164,782,668.00Regulatory AUM · August 2026
- FINARC INVESTMENTS, INC.CRD 166571 · NORWOOD, MA$187,601,199.00Regulatory AUM · August 2026
- FINDEC WEALTH SERVICES, INC.CRD 311949 · STOCKTON, CA$627,905,000.00Regulatory AUM · August 2026
- FINDELL CAPITAL MANAGEMENT LLCCRD 307394 · NEW YORK, NY$375,780,755.00Regulatory AUM · August 2026
- FINE CAPITAL PARTNERS, L.P.CRD 156889 · NEW YORK, NY$986,006,989.00Regulatory AUM · August 2026
- FINEC ASSET MANAGEMENT LLCCRD 231789 · SAN DIEGO, CA$157,021,943.00Regulatory AUM · August 2026
- FINER WEALTH MANAGEMENT, INC.CRD 129987 · SALEM, MA$305,764,188.00Regulatory AUM · August 2026
- FINGERLAKES WEALTH MANAGEMENT, INC.CRD 149709 · ITHACA, NY$285,398,000.00Regulatory AUM · August 2026
- FINHABITS ADVISORS, LLCCRD 210522 · NEW YORK, NY$115,963,000.00Regulatory AUM · August 2026
- FINISH WELL RIA LLCCRD 321957 · COLUMBUS, OH$109,000,000.00Regulatory AUM · August 2026
- FINIVI INC.CRD 292329 · WESTBOROUGH, MA$308,429,675.00Regulatory AUM · August 2026
- FINLEY FINANCIAL, LLCCRD 131442 · LAS VEGAS, NV$259,820,341.00Regulatory AUM · August 2026
- FINSYM PARTNERS, LLCCRD 153712$187,987,036.00Regulatory AUM · August 2026
- FINTECH COLLECTIVE MANAGEMENT LLCCRD 288031 · NEW YORK, NY$800,812,639.00Regulatory AUM · August 2026
- FIO ADVISORS LPCRD 300903 · NEW YORK, NY$366,483,861.00Regulatory AUM · August 2026
- FIRE CAPITAL MANAGEMENT, LLCCRD 299218 · SAN FRANCISCO, CA$635,450,683.00Regulatory AUM · August 2026
- FIREBIRD MANAGEMENT, LLCCRD 136559 · NEW YORK, NY$745,005,000.00Regulatory AUM · August 2026