EXPLORE THE DIRECTORY

Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 29

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

9,914 firms · Source months shown: July 2026 and August 2026

EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLCCRD 328508 · GREENWICH, CT
$183,519,998.00Regulatory AUM · August 2026
EAGLE POINT ENHANCED INCOME MANAGEMENT LLCCRD 327357 · GREENWICH, CT
$124,084,657.00Regulatory AUM · August 2026
EAGLE POINT INCOME MANAGEMENT LLCCRD 299198 · GREENWICH, CT
$457,851,840.00Regulatory AUM · August 2026
EAGLE ROCK INVESTMENT COMPANY, LLCCRD 313832 · ATLANTA, GA
$786,723,457.00Regulatory AUM · August 2026
EAGLE WEALTH ADVISORSCRD 299219
$164,122,638.00Regulatory AUM · August 2026
EAGLE WEALTH MANAGEMENT GROUP INC.CRD 327052 · VALENCIA, CA
$417,512,088.00Regulatory AUM · August 2026
EAGLE WEALTH STRATEGIES, LLCCRD 323814 · MULLICA HILL, NJ
$653,846,028.00Regulatory AUM · August 2026
EAGLE'S VIEW CAPITAL MANAGEMENT LLCCRD 160494 · NEW YORK, NY
$860,474,911.00Regulatory AUM · August 2026
EAGLEBROOK ADVISORS, INC.CRD 304438 · NEW YORK, NY
$341,960,847.00Regulatory AUM · August 2026
EAGLECLAW CAPITAL MANAGEMENT LLCCRD 134045 · BOSTON, MA
$803,279,126.00Regulatory AUM · August 2026
EAGLESON ARNDT FINANCIAL ADVISORS, LLCCRD 134098 · THOUSAND OAKS, CA
$106,630,041.00Regulatory AUM · August 2026
EAN EQUITY FINANCIAL SERVICES LLCCRD 117064
$144,680,225.00Regulatory AUM · August 2026
EARLY MCCLINTIC & MCMILLAN, LLCCRD 288427 · STAFFORD, TX
$652,182,319.00Regulatory AUM · August 2026
EASLEY INVESTMENT CONSULTANTS, INC.CRD 307258 · RIDGELAND, MS
$223,779,390.00Regulatory AUM · August 2026
EAST BEACH ASSET MANAGEMENT, LLCCRD 310563 · LOS ANGELES, CA
$125,000,000.00Regulatory AUM · August 2026
EAST BRIDGE CAPITAL MANAGEMENT LPCRD 167207 · BOSTON, MA
$442,334,238.00Regulatory AUM · August 2026
EAST COAST WEALTH MANAGEMENT, INC.CRD 136155 · FLORHAM PARK, NJ
$152,987,459.00Regulatory AUM · August 2026
EAST END FINANCIAL GROUP, INC.CRD 110584 · RIVERHEAD, NY
$689,219,670.00Regulatory AUM · August 2026
EAST GUILFORD FINANCIAL SERVICES LLCCRD 127481 · MADISON, CT
$193,073,861.00Regulatory AUM · August 2026
EAST ROCK FINANCIAL SERVICES, LLCCRD 147949
$135,781,449.00Regulatory AUM · August 2026
EASTBAY ASSET MANAGEMENT, LLCCRD 166947
$307,399,647.00Regulatory AUM · August 2026
EASTGATE CAPITAL ADVISORS LLCCRD 220511 · WINNETKA, IL
$271,487,167.00Regulatory AUM · August 2026
EASTOVER INVESTMENT ADVISORS, LLCCRD 150821 · CHARLOTTE, NC
$392,271,338.00Regulatory AUM · August 2026
EASTSOUND CAPITAL ADVISORS, LLCCRD 160180
$214,576,000.00Regulatory AUM · August 2026
EATON FINANCIAL HOLDINGS COMPANY, LLCCRD 316323 · CORAL SPRINGS, FL
$382,161,339.00Regulatory AUM · August 2026
EATON-CAMBRIDGE INC.CRD 116798 · PHOENIX, AZ
$480,696,777.00Regulatory AUM · August 2026
EBERT CAPITAL MANAGEMENT INC.CRD 155169 · EUREKA, CA
$116,304,266.00Regulatory AUM · August 2026
EBH CAPITAL MANAGEMENT LLCCRD 316095
$192,641,359.00Regulatory AUM · August 2026
EC VENTURES V LLCCRD 340444 · COLORADO SPRINGS, CO
$292,181,992.00Regulatory AUM · August 2026
ECC FUND MANAGER II, LLCCRD 167090 · NEW YORK, NY
$563,899,539.00Regulatory AUM · August 2026
ECHELON GROUP, INC.CRD 333195 · BOISE, ID
$265,200,867.00Regulatory AUM · August 2026
ECHELONS CAPITAL, LLCCRD 325781 · PARK CITY, UT
$174,388,110.00Regulatory AUM · August 2026
ECHO WEALTH MANAGEMENT, LLCCRD 174136 · PLYMOUTH, MN
$288,189,706.00Regulatory AUM · August 2026
ECHO45 ADVISORS LLCCRD 307265 · WALNUT CREEK, CA
$227,385,600.00Regulatory AUM · August 2026
ECIO, INC.CRD 301432 · MADISON, WI
$395,623,696.00Regulatory AUM · August 2026
ECON FINANCIAL SERVICES CORPORATIONCRD 226774 · HARRISBURG, PA
$232,083,037.00Regulatory AUM · August 2026
ECONOLOGICS FINANCIAL ADVISORS, LLCCRD 125738 · LARGO, FL
$183,239,676.00Regulatory AUM · August 2026
ECP INVESTMENT ADVISORS LLCCRD 284686 · DALLAS, TX
$167,688,787.00Regulatory AUM · August 2026
EDDIE PATEL, INCCRD 148411 · CHICAGO, IL
$160,710,806.00Regulatory AUM · August 2026
EDEN CAPITAL MANAGEMENT LLCCRD 290418 · NEW YORK, NY
$283,762,599.00Regulatory AUM · August 2026
EDEN GLOBAL ADVISORS LLCCRD 317761 · NEW YORK, NY
$285,616,776.00Regulatory AUM · August 2026
EDENBROOK CAPITAL, LLCCRD 283465 · MOUNT KISCO, NY
$278,327,572.00Regulatory AUM · August 2026
EDGBASTON INVESTMENT PARTNERS LLPCRD 148364
$944,229,448.00Regulatory AUM · August 2026
EDGE FOCUS CAPITAL MANAGEMENT, LLCCRD 309884 · NEW YORK, NY
$451,314,666.00Regulatory AUM · August 2026
EDGE WEALTH MANAGEMENT, LLCCRD 142380 · NEW YORK, NY
$827,150,449.00Regulatory AUM · August 2026
EDGEROCK CAPITAL LLCCRD 312325 · DENVER, CO
$578,894,175.00Regulatory AUM · August 2026
EDGEWATER CAPITAL MANAGEMENT, LLCCRD 162735 · INDEPENDENCE, OH
$466,829,776.00Regulatory AUM · August 2026
EDGEWORTH CAPITAL PTY LTDCRD 335630
$330,940,000.00Regulatory AUM · August 2026
EDMP, INC.CRD 110248 · LUTZ, FL
$147,370,416.00Regulatory AUM · August 2026
EDUCATION GROWTH PARTNERS, LLCCRD 166162 · STAMFORD, CT
$347,122,552.00Regulatory AUM · August 2026
EFFECTIVE ASSETS, INC.CRD 285744
$165,142,215.00Regulatory AUM · August 2026
EFG ASSET MANAGEMENT (NORTH AMERICA) CORPCRD 313103 · PORTLAND, OR
$808,927,493.00Regulatory AUM · August 2026
EFINANCIAL ALLIANCE, LLCCRD 161352 · FRANKLIN, TN
$291,884,556.00Regulatory AUM · August 2026
EFM INVESTMENTS & ADVISORY LLCCRD 339744 · PORTLAND, OR
$680,035,856.00Regulatory AUM · August 2026
EGI FINANCIAL, INC.CRD 120607 · AKRON, OH
$348,658,870.00Regulatory AUM · August 2026
EGIS CAPITAL PARTNERS LPCRD 306123 · SUMMIT, NJ
$160,831,523.00Regulatory AUM · August 2026
EGSI INVESTMENT MANAGEMENT, INC.CRD 171488 · DUBLIN, OH
$144,660,922.00Regulatory AUM · August 2026
EHB FINANCIAL RESOURCES MANAGEMENT, INC.CRD 116186 · EXTON, PA
$164,000,000.00Regulatory AUM · August 2026
EICHNER INVESTMENT PLANNING, LLCCRD 128215 · CINCINNATI, OH
$692,074,828.00Regulatory AUM · August 2026
EIGER WEALTH MANAGEMENT, LLCCRD 304321 · SAN DIEGO, CA
$338,734,885.00Regulatory AUM · August 2026
EIGHT 31 FINANCIAL, LLCCRD 327632 · MIDLAND, TX
$532,353,561.00Regulatory AUM · August 2026
EJMK VENTURES LLCCRD 335762 · ITASCA, IL
$282,822,771.00Regulatory AUM · August 2026
EKANTA WEALTH ADVISORS LLCCRD 282031 · COCONUT GROVE, FL
$306,677,491.00Regulatory AUM · August 2026
EKON ADVISORS, LLCCRD 281039 · ST. LOUIS, MO
$219,757,130.00Regulatory AUM · August 2026
ELCO MANAGEMENT COMPANY, LLCCRD 137036 · NEW YORK, NY
$261,194,248.00Regulatory AUM · August 2026
ELDERADO FINANCIAL, INCCRD 112908 · MONTROSE, CO
$237,228,760.00Regulatory AUM · August 2026
ELDRED ROCK PARTNERS, LLCCRD 316401 · SAN ANTONIO, TX
$644,081,451.00Regulatory AUM · August 2026
ELDRIDGE GP1 ADVISERS, LLCCRD 333934 · NEW YORK, NY
$510,045,000.00Regulatory AUM · August 2026
ELDRIDGE INVESTMENT ADVISORS INCCRD 106380 · MANCHESTER, NH
$814,336,574.00Regulatory AUM · August 2026
ELDRIDGE SME ADVISERS, LLCCRD 334010 · NEW YORK, NY
$200,880,106.00Regulatory AUM · August 2026
ELE ADVISORY SERVICES, INCCRD 148228 · SOUTHFIELD, MI
$136,526,405.00Regulatory AUM · August 2026
ELEMENT SQUARED LLCCRD 311284 · MINNEAPOLIS, MN
$203,482,682.00Regulatory AUM · August 2026
ELEMENT WEALTH, LLCCRD 114968 · RIDGELAND, MS
$743,663,309.00Regulatory AUM · August 2026
ELEMENTAL CAPITAL PARTNERS LLCCRD 283897
$193,088,005.00Regulatory AUM · August 2026
ELEVAGE PARTNERS, LLCCRD 158386 · RENO, NV
$154,574,081.00Regulatory AUM · August 2026
ELEVATE CAPITAL ADVISORS, INC.CRD 288190 · EAGLE, CO
$183,285,397.00Regulatory AUM · August 2026
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT LLCCRD 329079 · ST. PETERSBURG, FL
$107,110,000.00Regulatory AUM · August 2026
ELEVATE WEALTH ADVISORY, INC.CRD 149713 · ATHENS, GA
$385,513,316.00Regulatory AUM · August 2026
ELEVATE WEALTH MANAGEMENT, LLCCRD 336710 · SHERIDAN, WY
$320,272,718.00Regulatory AUM · August 2026
ELEVATED CAPITAL ADVISORS, LLCCRD 226721 · DRAPER, UT
$499,143,919.00Regulatory AUM · August 2026
ELEVATED FINANCIAL GROUP, LLCCRD 334353 · INDIANAPOLIS, IN
$531,978,537.00Regulatory AUM · August 2026
ELEVATED PRIVATE WEALTH, LLCCRD 335270
$122,688,111.00Regulatory AUM · August 2026
ELEVATION ADVISORY PARTNERS LLCCRD 312170 · ORLANDO, FL
$226,045,866.00Regulatory AUM · August 2026
ELEVATION CAPITAL ADVISORY, LLCCRD 171473 · BEND, OR
$252,899,443.00Regulatory AUM · August 2026
ELEVATION WEALTH MANAGEMENT, LLCCRD 314604
$259,218,573.00Regulatory AUM · August 2026
ELEVATION WEALTH PARTNERS LLCCRD 324951
$219,611,231.00Regulatory AUM · August 2026
ELEVATION WEALTH PARTNERS, LLCCRD 123971 · WALNUT CREEK, CA
$670,748,146.00Regulatory AUM · August 2026
ELEVATUS WEALTH MANAGEMENT, LLCCRD 325629 · VICTOR, NY
$513,429,017.00Regulatory AUM · August 2026
ELEY FINANCIAL MANAGEMENT, INC.CRD 105057 · SOUTH BURLINGTON, VT
$409,558,720.00Regulatory AUM · August 2026
ELI CIRCLE CAPITAL, LPCRD 326553 · LOS ANGELES, CA
$209,025,215.00Regulatory AUM · August 2026
ELIOS FINANCIAL GROUP, INC.CRD 119873 · WESTLAKE, OH
$331,500,000.00Regulatory AUM · August 2026
ELIOT FINKEL INVESTMENT COUNSEL, LLCCRD 104695 · BEVERLY HILLS, CA
$186,985,425.00Regulatory AUM · August 2026
ELIOT ROSE WEALTH MANAGEMENT, LLCCRD 120465 · PROVIDENCE, RI
$186,327,765.00Regulatory AUM · August 2026
ELITE CAPITAL MANAGEMENT GROUP, LLCCRD 144228
$350,938,755.00Regulatory AUM · August 2026
ELITE FINANCIAL, INC.CRD 286667 · LEWISTON, ID
$274,230,878.00Regulatory AUM · August 2026
ELITE INCOME ADVISORS, INC.CRD 285429 · ELLICOTT CITY, MD
$213,383,359.00Regulatory AUM · August 2026
ELITE LIFE MANAGEMENT LLCCRD 310917 · ERIE, PA
$147,036,608.00Regulatory AUM · August 2026
ELITE RETIREMENT GROUP, INC.CRD 312178 · PLOVER, WI
$168,368,263.00Regulatory AUM · July 2026
ELITE RETIREMENT PLANNING, LLCCRD 297942 · GRIMES, IA
$568,827,090.00Regulatory AUM · August 2026
ELITE WEALTH MANAGEMENT, INC.CRD 132122 · KIRKLAND, WA
$861,321,612.00Regulatory AUM · August 2026