Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 3
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- ADAPT WEALTH ADVISORS, LLCCRD 329448 · ATLANTA, GA$469,203,918.00Regulatory AUM · August 2026
- ADAPTATION FINANCIAL ADVISORS INC.CRD 309192 · OKLAHOMA CITY, OK$233,603,057.00Regulatory AUM · August 2026
- ADAPTIVE FINANCIAL CONSULTING, LLCCRD 288185 · BEACHWOOD, OH$547,099,663.00Regulatory AUM · August 2026
- ADARE ASSET MANAGEMENT, LLCCRD 152471 · LANCASTER, PA$159,301,674.00Regulatory AUM · August 2026
- ADC WEALTH MANAGEMENT, LLCCRD 159083 · MASSAPEQUA, NY$206,122,106.00Regulatory AUM · August 2026
- ADDICUS ADVISORY, LLCCRD 282244 · TUPELO, MS$221,740,527.00Regulatory AUM · August 2026
- ADDINGTON FINANCIAL GROUP LLCCRD 114584$338,089,764.00Regulatory AUM · August 2026
- ADDIS & HILL, INCORPORATEDCRD 117495 · WAYNE, PA$253,958,290.00Regulatory AUM · August 2026
- ADDISON ADVISORS LLCCRD 154744 · MIDDLEBURY, VT$582,695,913.00Regulatory AUM · August 2026
- ADDITIVE ADVISORY PBCCRD 283979 · MEMPHIS, TN$140,930,286.00Regulatory AUM · August 2026
- ADE, LLCCRD 168345 · BALTIMORE, MD$447,507,954.00Regulatory AUM · August 2026
- ADG WEALTH MANAGEMENT GROUP, LLCCRD 132341 · METAIRIE, LA$336,337,565.00Regulatory AUM · August 2026
- ADIRONDACK CAPITAL ADVISORS, LLCCRD 133305 · SYRACUSE, NY$422,261,355.00Regulatory AUM · August 2026
- ADIRONDACK FINANCIAL SERVICES CORPCRD 126155 · UTICA, NY$461,794,854.00Regulatory AUM · August 2026
- ADIRONDACK RESEARCH & MANAGEMENT INC.CRD 130987 · GUILDERLAND, NY$126,126,085.00Regulatory AUM · August 2026
- ADIT VENTURES MANAGEMENT, LLCCRD 283262 · NEW YORK, NY$465,858,315.00Regulatory AUM · August 2026
- ADKINS SEALE CAPITAL MANAGEMENT LLCCRD 166749 · SHREVEPORT, LA$448,179,388.00Regulatory AUM · August 2026
- ADOLOS ASSET MANAGEMENTCRD 315505$241,765,485.00Regulatory AUM · August 2026
- ADVANCED ASSET MANAGEMENT ADVISORS, INC.CRD 119859 · DUBLIN, OH$651,272,660.00Regulatory AUM · August 2026
- ADVANCED FINANCIAL STRATEGIES INCCRD 108296 · IRVINE, CA$251,748,030.00Regulatory AUM · August 2026
- ADVANCED PLANNING ADVISORS GROUP INC.CRD 313101 · NAPERVILLE, IL$120,429,005.00Regulatory AUM · August 2026
- ADVANCED RETIREMENT SOLUTIONS, LLCCRD 288022$271,876,350.00Regulatory AUM · August 2026
- ADVANCED WEALTH MANAGEMENT, LLCCRD 284438 · SARASOTA, FL$110,740,116.00Regulatory AUM · August 2026
- ADVANTAGE ADVISERS MANAGEMENT, LLCCRD 108180 · NEW YORK, NY$468,798,213.00Regulatory AUM · August 2026
- ADVANTAGE INVESTING, INC.CRD 116059 · CORAL GABLES, FL$138,851,510.00Regulatory AUM · August 2026
- ADVICE & PLANNING SERVICES LLCCRD 283626 · YOUNGWOOD, PA$187,120,487.00Regulatory AUM · August 2026
- ADVISOR COMPLIANCE PARTNERS LLCCRD 338484 · KAILUA-KONA, HI$131,872,386.00Regulatory AUM · August 2026
- ADVISOR SHARE WEALTH MANAGEMENT, LLCCRD 307997 · VANCOUVER, WA$376,943,321.00Regulatory AUM · August 2026
- ADVISORENGINE PORTFOLIO SOLUTIONS INC.CRD 336317 · RALEIGH, NC$176,392,715.00Regulatory AUM · August 2026
- ADVISORS FINANCIAL, INC.CRD 144837 · MCLEAN, VA$321,172,446.00Regulatory AUM · August 2026
- ADVISORS MANAGEMENT GROUP INCCRD 113020 · LA CROSSE, WI$819,632,981.00Regulatory AUM · August 2026
- ADVISORTRUST PARTNERS, LLCCRD 304967 · RALEIGH, NC$435,290,041.00Regulatory AUM · August 2026
- ADVISORY ADVOCATES LLCCRD 284100 · GRAND RAPIDS, MI$158,607,157.00Regulatory AUM · August 2026
- ADVISORY INVESTOR SERVICES LLCCRD 173134 · MIAMI, FL$209,858,162.00Regulatory AUM · August 2026
- ADVISORY RESEARCH INCCRD 108254 · CHICAGO, IL$991,276,223.00Regulatory AUM · August 2026
- ADVISORY SOLUTIONS GROUP, LLCCRD 339919 · PLYMOUTH, MN$408,369,935.00Regulatory AUM · August 2026
- ADVOCACY FINANCIAL LLCCRD 305954 · COVINGTON, LA$103,416,660.00Regulatory AUM · August 2026
- ADVOCATE INVESTING SERVICES, LLCCRD 273035 · WOODBINE, MD$186,574,770.00Regulatory AUM · August 2026
- ADVR, INCCRD 318823 · CHARLESTON, SC$126,820,765.00Regulatory AUM · August 2026
- ADW CAPITAL MANAGEMENT LLCCRD 175486$296,780,492.00Regulatory AUM · August 2026
- AECOM CAPITAL REAL ESTATE, LLCCRD 298333 · LOS ANGELES, CA$559,540,502.00Regulatory AUM · August 2026
- AECOM-CANYON PARTNERS REAL ESTATE FUND ADVISORS LLCCRD 297526 · DALLAS, TX$537,341,000.00Regulatory AUM · August 2026
- AEGIS WEALTH GROUP, LLCCRD 222515 · MIDVALE, UT$247,716,434.00Regulatory AUM · August 2026
- AEGIS WEALTH MANAGEMENT LLCCRD 134429 · BETHESDA, MD$744,112,341.00Regulatory AUM · August 2026
- AEGIS WEALTH MANAGEMENT, INC.CRD 301990 · GUTHRIE CENTER, IA$216,466,362.00Regulatory AUM · August 2026
- AEGIS WEALTH MANAGEMENT, LLCCRD 199511 · MAITLAND, FL$190,373,409.00Regulatory AUM · August 2026
- AEGON USA REALTY ADVISORS, LLCCRD 286438 · CEDAR RAPIDS, IA$394,495,673.00Regulatory AUM · August 2026
- AEM ASSET MANAGEMENT, LLCCRD 310360 · SOMERSET, NJ$117,863,935.00Regulatory AUM · August 2026
- AEQUITAS INVESTMENT ADVISORS, LLCCRD 127625 · HINGHAM, MA$826,100,169.00Regulatory AUM · August 2026
- AEREF MANAGEMENT, LLCCRD 322495 · NEW YORK, NY$194,450,000.00Regulatory AUM · August 2026
- AETERNITAS INVESTMENT MANAGEMENT, LLCCRD 338936 · YARDLEY, PA$172,503,179.00Regulatory AUM · August 2026
- AETHON ENERGY MANAGEMENT LLCCRD 173136 · DALLAS, TX$700,131,864.00Regulatory AUM · August 2026
- AETNA ASSET ADVISORS, LLCCRD 161282 · HARTFORD, CT$850,239,000.00Regulatory AUM · August 2026
- AF ADVISORS, INC.CRD 149683 · SACRAMENTO, CA$479,817,614.00Regulatory AUM · August 2026
- AFC MANAGEMENT, LLCCRD 311281 · WEST PALM BEACH, FL$275,834,956.00Regulatory AUM · August 2026
- AFFILIATED FINANCIAL ADVISORS INCCRD 108154 · MILWAUKEE, WI$541,478,694.00Regulatory AUM · August 2026
- AFFILIATED PRIVATE INVESTORS LLCCRD 111545 · WEST PALM BEACH, FL$533,716,823.00Regulatory AUM · August 2026
- AFFINITY CAPITAL ADVISORS LLCCRD 166226 · BERKELEY, CA$851,336,597.00Regulatory AUM · August 2026
- AFFINITY INVESTMENT GROUP, LLCCRD 117191 · EXETER, NH$595,103,964.00Regulatory AUM · August 2026
- AFFINITY WEALTH LLCCRD 285169 · CANTON, OH$217,543,050.00Regulatory AUM · August 2026
- AFFINITY WEALTH MANAGEMENT LLCCRD 290735 · WILMINGTON, DE$872,523,855.00Regulatory AUM · August 2026
- AFG FIDUCIARY SERVICES LIMITED PARTNERSHIPCRD 309943 · HINGHAM, MA$166,256,181.00Regulatory AUM · August 2026
- AFT, FORSYTH & SOBER, LLCCRD 162858 · VALRICO, FL$368,484,447.00Regulatory AUM · August 2026
- AFT, FORSYTH AND COMPANY, INC.CRD 137404 · JUPITER, FL$258,578,067.00Regulatory AUM · August 2026
- AFTON ADVISORS, LLCCRD 300884$109,338,019.00Regulatory AUM · August 2026
- AG ASSET ADVISORY, LLCCRD 154406 · LOS ANGELES, CA$440,473,336.00Regulatory AUM · August 2026
- AG DILLON ASSET MANAGEMENT LPCRD 328384 · NEW YORK, NY$262,003,096.00Regulatory AUM · August 2026
- AG FINANCIAL, LLCCRD 140226 · SALT LAKE CITY, UT$103,463,706.00Regulatory AUM · August 2026
- AG GLOBAL ADVISORS LLCCRD 155398$104,698,536.00Regulatory AUM · August 2026
- AGATE PASS INVESTMENT MANAGEMENT, LLCCRD 155049 · BAINBRIDGE ISLAND, WA$336,046,126.00Regulatory AUM · August 2026
- AGELLUS CAPITAL, LLCCRD 330152 · CLAYTON, MO$507,794,558.00Regulatory AUM · August 2026
- AGEMY WEALTH ADVISORS, LLCCRD 218512 · DEVER, CO$130,500,000.00Regulatory AUM · August 2026
- AGH WEALTH ADVISORS, LLCCRD 146796 · WICHITA, KS$456,334,303.00Regulatory AUM · August 2026
- AGILIS INVESTMENT MANAGEMENT LLCCRD 336358 · WILTON, CT$123,781,946.00Regulatory AUM · August 2026
- AGILITY EQUITY PARTNERS, LLCCRD 338602 · PITTSBURGH, PA$173,062,956.00Regulatory AUM · August 2026
- AGIS MANAGEMENT LLCCRD 172457 · CLEARWATER, FL$428,739,551.00Regulatory AUM · August 2026
- AGMAN CAPITAL LLCCRD 334799 · OMAHA, NE$140,197,963.00Regulatory AUM · August 2026
- AGNELLO FINANCIAL GROUP, INC.CRD 141522 · WEST PALM BEACH, FL$378,642,582.00Regulatory AUM · August 2026
- AGP FRANKLIN, LLCCRD 331699 · FRANKLIN, TN$247,058,110.00Regulatory AUM · August 2026
- AGRIGLOBE LAND ADVISORS, LLCCRD 337868 · FRESNO, CA$602,222,114.00Regulatory AUM · August 2026
- AGVICTUS CAPITAL MANAGEMENT LLCCRD 307047 · ALPHARETTA, GA$384,731,903.00Regulatory AUM · August 2026
- AHAKISTA CAPITAL LLCCRD 337864$345,000,000.00Regulatory AUM · August 2026
- AHARA ADVISORS LLCCRD 312385 · JERSEY CITY, NJ$185,356,924.00Regulatory AUM · August 2026
- AHOY CAPITAL MANAGEMENT LLCCRD 300100 · PALO ALTO, CA$540,337,305.00Regulatory AUM · August 2026
- AI ALPHA LLCCRD 334908 · GRAND RAPIDS, MI$200,000,000.00Regulatory AUM · August 2026
- AIFAM GROUP LLCCRD 158290 · RYE, NY$289,165,267.00Regulatory AUM · August 2026
- AIFG CONSULTANTS LTD.CRD 281122 · HALFMOON, NY$213,017,281.00Regulatory AUM · August 2026
- AIGA CAPITAL PARTNERS LLCCRD 311692 · JERSEY CITY, NJ$289,162,704.00Regulatory AUM · August 2026
- AIGEN INVESTMENT MANAGEMENT, LPCRD 297391 · NEW YORK CITY, NY$110,308,344.00Regulatory AUM · August 2026
- AIGH CAPITAL MANAGEMENT, LLCCRD 285013$472,733,684.00Regulatory AUM · August 2026
- AII CAPITAL MANAGEMENT, LLCCRD 299674 · MOORPARK, CA$108,624,916.00Regulatory AUM · August 2026
- AIM ADVISORS, LLCCRD 325125 · RALEIGH, NC$158,201,404.00Regulatory AUM · August 2026
- AIMZ INVESTMENT ADVISORS LLCCRD 155810 · LOS ALTOS, CA$584,799,436.00Regulatory AUM · August 2026
- AIO FINANCIAL, LLCCRD 114030 · TUCSON, AZ$199,162,733.00Regulatory AUM · August 2026
- AIP CAPITAL ADVISORS LLCCRD 328465 · STAMFORD, CT$340,000,000.00Regulatory AUM · August 2026
- AIS CAPITAL MANAGEMENT L.P.CRD 107971 · WILTON, CT$358,299,608.00Regulatory AUM · August 2026
- AISA FINANCIAL PLANNING LTDCRD 172777$126,458,697.00Regulatory AUM · August 2026
- AISLING CAPITAL MANAGEMENT LPCRD 269994 · NEW YORK, NY$716,442,890.00Regulatory AUM · August 2026
- AJ ADVISORS, LLCCRD 321606 · NASHVILLE, TN$393,857,212.00Regulatory AUM · August 2026
- AJAX CAPITAL LLCCRD 298032$114,559,491.00Regulatory AUM · August 2026