Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 2
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- A. J. PERRY & COMPANY, INC.CRD 107041 · TOWSON, MD$108,760,000.00Regulatory AUM · August 2026
- A. N. CULBERTSON & COMPANY, INC.CRD 108341 · CHARLOTTESVILLE, VA$817,783,658.00Regulatory AUM · August 2026
- A.G. CAMPBELL ADVISORY, LLCCRD 162150 · BALTIMORE, MD$403,897,677.00Regulatory AUM · August 2026
- A.G. MORGAN FINANCIAL ADVISORS, LLCCRD 173292 · MASSAPEQUA, NY$174,564,291.00Regulatory AUM · August 2026
- A.G.P. ASSET MANAGEMENT LLCCRD 339720 · NEW YORK, NY$144,457,810.00Regulatory AUM · August 2026
- A.O. WEALTH ADVISORY,LLCCRD 288301 · URBANDALE, IA$213,203,341.00Regulatory AUM · August 2026
- A.R.T. ADVISORS, LLCCRD 161643 · NEW YORK, NY$294,230,000.00Regulatory AUM · August 2026
- A.W. JONES ADVISORS, LLCCRD 161260 · NEW YORK, NY$667,048,737.00Regulatory AUM · August 2026
- A3 CAPITAL ADVISORS, LLCCRD 338956 · HOUSTON, TX$236,845,287.00Regulatory AUM · August 2026
- A4 WEALTH ADVISORS LLCCRD 152397 · HUNTERSVILLE, NC$213,703,027.00Regulatory AUM · August 2026
- AACP INVESTMENTS, LLCCRD 314568 · NEW YORK, NY$248,121,419.00Regulatory AUM · August 2026
- AAF WEALTH MANAGEMENT, LLCCRD 164646 · WESTBOROUGH, MA$727,644,200.00Regulatory AUM · August 2026
- ABACUS CAPITAL ADVISORS LLCCRD 309295 · PLANTATION, FL$119,507,501.00Regulatory AUM · August 2026
- ABACUS FCF ADVISORS LLCCRD 135152 · ORLANDO, FL$642,606,854.00Regulatory AUM · August 2026
- ABACUS INVESTMENTS LLCCRD 327805 · BIRMINGHAM, AL$105,949,539.00Regulatory AUM · August 2026
- ABBEY STREET, LLCCRD 305107 · EDEN PRAIRIE, MN$375,395,430.00Regulatory AUM · August 2026
- ABBINGTON INVESTMENT GROUP, LLCCRD 174407 · SOUTH PORTLAND, ME$202,099,933.00Regulatory AUM · August 2026
- ABBONDANDOLO WEALTH MANAGEMENT CORPCRD 168081 · GLEN COVE, NY$125,093,257.00Regulatory AUM · August 2026
- ABBOT FINANCIAL MANAGEMENT, INCCRD 111040 · ANDOVER, MA$302,994,864.00Regulatory AUM · August 2026
- ABDIEL CAPITAL ADVISORS, LPCRD 161410 · NEW YORK, NY$141,929,097.00Regulatory AUM · August 2026
- ABEL FINANCIAL MANAGEMENT CO.CRD 121558$116,835,298.00Regulatory AUM · August 2026
- ABEL HALL, LLCCRD 302076 · BATON ROUGE, LA$819,117,440.00Regulatory AUM · August 2026
- ABENS FINANCIAL SERVICES INCCRD 106604 · EDINA, MN$120,118,491.00Regulatory AUM · August 2026
- ABERDEEN WEALTH MANAGEMENT LLCCRD 108525 · LAKE BLUFF, IL$699,137,695.00Regulatory AUM · August 2026
- ABF INVESTMENT MANAGEMENT, LLCCRD 333541 · MIAMI, FL$253,152,664.00Regulatory AUM · August 2026
- ABG CONSULTANTS, LLCCRD 131129 · COTTONWOOD HEIGHTS, UT$697,361,654.00Regulatory AUM · August 2026
- ABICH FINANCIAL WEALTH MANAGEMENT, LLCCRD 310633 · ASHBURN, VA$394,657,069.00Regulatory AUM · August 2026
- ABLE FINANCIAL GROUP, LLCCRD 323646 · SCOTTSDALE, AZ$732,941,557.00Regulatory AUM · August 2026
- ABLE WEALTH MANAGEMENT LLCCRD 298085 · TOMS RIVER, NJ$579,538,342.00Regulatory AUM · August 2026
- ABLES, IANNONE, MOORE & ASSOCIATES, INC.CRD 126942 · SAVANNAH, GA$258,717,545.00Regulatory AUM · August 2026
- ABR CAPITAL PARTNERS, LLCCRD 152121 · BALTIMORE, MD$487,166,231.00Regulatory AUM · August 2026
- ABR DYNAMIC FUNDS, LLCCRD 171847 · NEW YORK, NY$426,154,906.00Regulatory AUM · August 2026
- ABRA CAPITAL MANAGEMENT, LPCRD 323353 · SAN FRANCISCO, CA$334,730,631.00Regulatory AUM · August 2026
- ABRAHAM & CO., INC.CRD 299085$117,000,000.00Regulatory AUM · August 2026
- ABRI LLCCRD 314832 · LEXINGTON, KY$114,386,423.00Regulatory AUM · August 2026
- ABRIDGE PARTNERS, LLCCRD 145247$123,997,709.00Regulatory AUM · August 2026
- ABS LEGACY PARTNERS, LLCCRD 325604 · HICKORY, NC$670,793,536.00Regulatory AUM · August 2026
- ABSOLUTE CAPITAL MANAGEMENT, LLCCRD 121484 · PITTSBURGH, PA$742,497,713.00Regulatory AUM · August 2026
- ABUNDANT WEALTH MANAGEMENT LLCCRD 331285 · STAMFORD, CT$243,812,650.00Regulatory AUM · August 2026
- ABUNDANT WEALTH PARTNERS, LLCCRD 317221 · SANTA BARBARA, CA$103,183,113.00Regulatory AUM · August 2026
- AC INVESTMENT MANAGEMENT, LLCCRD 140443 · NEW YORK, NY$250,967,301.00Regulatory AUM · August 2026
- ACA II ADVISORS, LLCCRD 156128 · GREENWICH, CT$189,717,622.00Regulatory AUM · August 2026
- ACA/PRUDENT INVESTORS PLANNING CORPORATIONCRD 47798 · GREEN BROOK, NJ$351,355,616.00Regulatory AUM · August 2026
- ACACIA ASSET MANAGEMENT LLCCRD 287857 · NEW YORK, NY$100,000,000.00Regulatory AUM · August 2026
- ACACIA PARTNERS, LLCCRD 281887 · AUSTIN, TX$220,726,167.00Regulatory AUM · August 2026
- ACADIA INFRASTRUCTURE CAPITAL LPCRD 326032 · NEW YORK, NY$288,563,019.00Regulatory AUM · August 2026
- ACADIA LEGACY GROUP, LLCCRD 291481 · CLIVE, IA$133,192,237.00Regulatory AUM · August 2026
- $697,930,326.00Regulatory AUM · August 2026
- ACANSA INVESTMENT MANAGEMENT GROUP, LLCCRD 313457 · TYSONS CORNER, VA$838,000,000.00Regulatory AUM · August 2026
- ACAP ASSET MANAGEMENT, INC.CRD 149452 · STUDIO CITY, CA$254,979,033.00Regulatory AUM · August 2026
- ACAS, LLCCRD 160657 · RANCHO SANTA FE, CA$393,386,204.00Regulatory AUM · August 2026
- ACCELERATE INVESTMENT ADVISORS LLCCRD 325859 · ALISO VIEJO, CA$315,370,800.00Regulatory AUM · August 2026
- ACCELERATED WEALTH ADVISORS LLCCRD 170022 · COLORADO SPRINGS, CO$180,488,828.00Regulatory AUM · August 2026
- ACCENT CAPITAL MANAGEMENT, LLCCRD 319275 · CENTERVILLE, OH$382,706,251.00Regulatory AUM · August 2026
- ACCESS CAPITAL, LLCCRD 327013 · WICHITA, KS$105,647,730.00Regulatory AUM · August 2026
- ACCESS FINANCIAL GROUP, INC.CRD 33065 · CHICAGO, IL$302,333,577.00Regulatory AUM · August 2026
- ACCESS FINANCIAL RESOURCES INC.CRD 109495 · OKLAHOMA CITY, OK$410,602,883.00Regulatory AUM · August 2026
- ACCESS FINANCIAL SERVICES, INC.CRD 115361 · MINNEAPOLIS, MN$437,789,551.00Regulatory AUM · August 2026
- ACCESS INVESTMENT MANAGEMENT, LLCCRD 322491 · ATLANTA, GA$456,423,945.00Regulatory AUM · August 2026
- ACCESS WEALTH MANAGEMENT, LLCCRD 339285 · LOUISVILLE, KY$357,683,282.00Regulatory AUM · August 2026
- ACCESS WEALTH PLANNING, LLCCRD 112973 · EAST HANOVER, NJ$539,117,584.00Regulatory AUM · August 2026
- ACCION IMPACT MANAGEMENT LLCCRD 319191 · WASHINGTON, DC$262,203,117.00Regulatory AUM · August 2026
- ACCORD EQUITY ADVISORS LLCCRD 166977 · SAN FRANCISCO, CA$194,285,594.00Regulatory AUM · August 2026
- ACCORDANT ADVISORY GROUP, INC.CRD 117474 · ANNAPOLIS, MD$277,973,372.00Regulatory AUM · August 2026
- ACCORDANT INVESTMENTS LLCCRD 325678 · SCOTTSDALE, AZ$186,422,766.00Regulatory AUM · August 2026
- ACCOUNT MANAGEMENT, LLCCRD 110303$106,244,499.00Regulatory AUM · August 2026
- ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLCCRD 126685 · PLAINVIEW, NY$464,279,367.00Regulatory AUM · August 2026
- ACCREDITED INVESTOR SERVICES, LLCCRD 148821 · ST. CLOUD, MN$590,985,738.00Regulatory AUM · August 2026
- ACCRETIVE WEALTH MANAGEMENT, LLCCRD 164341 · SAN RAMON, CA$290,666,725.00Regulatory AUM · August 2026
- ACCRETIVE WEALTH PARTNERS, LLCCRD 299544 · PARSIPPANY, NJ$504,544,372.00Regulatory AUM · August 2026
- ACCRUED EQUITIES INC.CRD 13452 · MELVILLE, NY$271,772,694.00Regulatory AUM · August 2026
- ACCUMULATOR OPERATIONS LLCCRD 341270 · CORAL GABLES, FL$148,405,174.00Regulatory AUM · August 2026
- ACCUVEST GLOBAL ADVISORS, INC.CRD 134096 · PROVO, UT$630,452,554.00Regulatory AUM · August 2026
- ACHIEVE PARTNERS MANAGEMENT, LLCCRD 299883 · NEW YORK, NY$672,323,975.00Regulatory AUM · August 2026
- ACIMA PRIVATE WEALTH LLCCRD 281496 · RICHMOND, VA$420,356,892.00Regulatory AUM · August 2026
- ACKERMAN ASSET MANAGEMENT, LLCCRD 137958$793,512,864.00Regulatory AUM · August 2026
- ACKERMAN CAPITAL ADVISORS, LLCCRD 123824 · DALLAS, TX$604,018,630.00Regulatory AUM · August 2026
- ACM ADVISORS, LLCCRD 282022 · JACKSON, WY$309,386,493.00Regulatory AUM · August 2026
- ACM MANAGEMENT COMPANY, LLCCRD 283037 · PORTLAND, OR$650,085,451.00Regulatory AUM · August 2026
- ACME JACK INVESTMENTS, LLCCRD 330120$178,000,000.00Regulatory AUM · August 2026
- ACME, LLCCRD 168736 · SAN FRANCISCO, CA$767,467,698.00Regulatory AUM · August 2026
- ACON INVESTMENTS MANAGEMENT, LLCCRD 162033 · WASHINGTON, DC$192,819,764.00Regulatory AUM · August 2026
- ACORN CAPITAL ADVISORS, LLCCRD 304164 · NEW YORK, NY$355,296,078.00Regulatory AUM · August 2026
- ACORN CREEK CAPITAL LLCCRD 325809 · FORT COLLINS, CO$488,690,719.00Regulatory AUM · August 2026
- ACORN GROWTH COMPANIES, LCCRD 164499 · OKLAHOMA CITY, OK$893,183,647.00Regulatory AUM · August 2026
- ACORN WEALTH ADVISORS, LLCCRD 170462 · GRAND BLANC, MI$561,359,388.00Regulatory AUM · August 2026
- ACP CAPITAL MANAGEMENT, LLCCRD 138556 · MIAMI, FL$360,343,993.00Regulatory AUM · August 2026
- ACT ADVISORS, LLCCRD 173120 · ASHEVILLE, NC$498,875,199.00Regulatory AUM · August 2026
- ACT CAPITAL MANAGEMENT, LLCCRD 307272 · WAYNE, PA$163,932,575.00Regulatory AUM · August 2026
- ACT TWO INVESTORS LLCCRD 294046$646,971,049.00Regulatory AUM · August 2026
- ACT WEALTH MANAGEMENT, LLCCRD 155131 · ALLEN, TX$568,799,540.00Regulatory AUM · August 2026
- ACTITRUST WEALTH MANAGEMENT LLCCRD 284827 · PLANTATION, FL$140,515,766.00Regulatory AUM · August 2026
- ACTS FINANCIAL ADVISORS, LLCCRD 325930 · MCLEAN, VA$126,541,551.00Regulatory AUM · August 2026
- ACUMEN FINANCIAL ADVISORS, LLCCRD 152748 · EDINA, MN$465,210,861.00Regulatory AUM · August 2026
- ACUMEN WEALTH ADVISORS, LLCCRD 282565 · CHATTANOOGA, TN$638,474,990.00Regulatory AUM · August 2026
- ACUTE INVESTMENT ADVISORY, LLCCRD 170368 · MESA, AZ$238,432,347.00Regulatory AUM · August 2026
- ADALTA CAPITAL MANAGEMENT LLCCRD 283771 · NEW YORK, NY$305,531,576.00Regulatory AUM · August 2026
- ADAMS ASSET ADVISORS LLCCRD 120573 · DALLAS, TX$839,428,961.00Regulatory AUM · August 2026
- ADAMS STREET ADVISORS, LLCCRD 333783 · CHICAGO, IL$672,092,504.00Regulatory AUM · August 2026
- ADAMS WEALTH MANAGEMENT LLCCRD 286087 · LOGAN, UT$565,770,135.00Regulatory AUM · August 2026